ANNUAL REPORT - 2007

The Attorney Grievance Committees are mandated to investigate, review, and prosecute complaints of attorney misconduct within the Fourth Judicial Department, pursuant to Judiciary Law, §90 and Section 1022.19 of the Rules of the Appellate Division, Fourth Department (22 NYCRR §1022.19). The Grievance Committees also serve to protect the public, educate the bar and preserve the integrity of the legal profession. The Committees have jurisdiction over approximately 11,000 lawyers within a 22-county geographic area with three district offices, located in Buffalo, Rochester and Syracuse. Each District has its own Grievance Committee comprised of 21 volunteer members, including three non-lawyers. Serious allegations of misconduct are reviewed by the Committee and forwarded to the Appellate Division for disposition and/or trials.


The disciplinary rules, procedures and decisions concerning the Attorney Grievance Committees can be found on the Appellate Division, Fourth Department's website located at www.courts.state.ny.us/ad4.


 

ATTORNEY DISCIPLINARY ACTIVITIES

FOURTH JUDICIAL DEPARTMENT

PERIOD COVERED: 1/01/07 - 12/31/07



I. Matters Processed:*    
     A. Matters Pending at Start of Period 847  
     B. New Matters During Period 2140  
     C. Closed Matters Reactivated During Period 84  
     D. Total Matters to be Processed During Period (A+B+C)   3071
     E. Total Matters Disposed of During Period   2324
     F. Matters Pending at End of Period   747


II. Matters Disposed of by Committee:


Cases**


Matters
     A. Rejected as Failing to State a Complaint 1025 1123
     B. Referred to Other Disciplinary Committees 107 112
     C. Referred to Other Agencies 4 4
     D. Dismissed or Withdrawn 665 722
     E. Dismissed through Mediation 0 0
     F. Letter of Caution 147 179
     G. Letter of Admonition 19 30
     H. Admonition (or reprimand) 0 0
     I. Referred to Appellate Division (Disc. Proc) 55 154
     Total Disposed of During Period (Same as I.E.) 2022 2324


III. Cases Processed in all Courts:**
   
     A. Cases Pending at Start of Period   31
          1. Disciplinary Proceedings 24  
          2. Other 7  
     B. Cases Received During Period   55
          1. Disciplinary Proceedings 22  
          2. Other 33  
     C. Total to be Processed During Period   86
     D. Cases Closed    
          1. Disbarred 5  
          2. Disciplinary Resignations 3  
          3. Suspended *** 19  
          4. Censured 9  
          5. Private Censure

0

 
          6. Remanded to Grievance Committee 4  
          7. Discontinued 2  
          8. Dismissed 3  
          9. Reinstatements Granted 6  
          10. Reinstatements Denied 2  
          11. Non-Disciplinary Resignations 5  
          12. All other Dispositions 7  
          13. Total Closed 65  

     E. Total Cases Pending at End of Period
21  
          1. Disciplinary Proceedings 20  
          2. Other 1  


For the purposes of this report, the term "Matters" includes the following:

1. Complaints

2. Inquiries (Excluding telephone inquiries)

3. Sua Sponte investigations

* Matters represents individual complaints and inquiries.

** Cases refers to the number of respondent/attorneys. As some attorneys are subject of multiple complaints, the number of matters may exceed the number of cases.

*** Includes definite, interim and indefinite suspensions.





FOURTH DEPARTMENT

GRIEVANCE COMMITTEES

Membership





GRIEVANCE COMMITTEE

for the Fifth Judicial District

2008-2009

Edward Z. Menkin, Esq. - Chairperson

Robert W. Applegate, Esq.

Robert A. Barrer, Esq.

*William A. Chambers, C.P.A.

John D. Conners, Esq.

Keith A. Eisenhut, Esq.

Deborah K. Field, Esq.

Philip I. Frankel, Esq.

Catherine A. Gale, Esq.

Joseph P. Giruzzi, Esq.

Cindy A. Granger, Esq.

*Joseph F. Grant, Jr., Ed.D.

Amy L. Hallenbeck, Esq.

*Christopher J. Harris

Camille T. Kahler, Esq.

Eugene J. Langone, Jr, Esq.

Kathlene M. Loconti, Esq.

Garry L. Outtrim, Esq.

Roy D. Pinsky, Esq.

Kathy L. Quencer, Esq..

Steven A. Smith, Esq.



GRIEVANCE COMMITTEE

for the Seventh Judicial District

2008-2009

Thomas N. Trevett, Esq., Chairperson

Richard E. Alexander, Esq

.Robert E. Barry. Esq.

Alan S. Biernbaum, Esq.

*G. James Blatt, Jr.

*Garry Brower

June Castellano, Esq.

V. Bruce Chambers, Esq.

*Dr. Timothy Dennis

James A. Gabriel, Esq.

Richard T. Galbato, Esq.

Valerie G. Gardner, Esq.

Michael T. Harren, Esq.

LaMarr J. Jackson, Esq.

Mary Jo S. Korona, Esq.

Judith A. Palumbo, Esq.

Jon H. Porter, Esq.

Paul E. Richardson, Esq.

Martha A. Roberts, Esq.

Mary Walpole-Lightsey, Esq.



GRIEVANCE COMMITTEE

for the Eighth Judicial District

2008-2009

John V. Elmore, Esq. - Chairperson

Lawrence W. Boylan, Esq.

David G. Brock, Esq.

Thomas R. Cassano, Esq.

John J. DelMonte, Esq.

Amy Archer Flaherty, Esq.

*Wesley L. Hicks, Jr., M.D.

Nicholas G. Jonas, Esq.

Joseph L. Leone, Jr., Esq.

*Valerie A. Leuthe

Charles R. Loveland, Esq.

Jeffrey R. Martin, Esq.

Michael M. Mohun, Esq.

James A. Musacchio, Esq.

Timothy M. O’Mara, Esq.

John J. Ottaviano, Esq.

Dale C. Robbins, Esq.

Susan C. Roney, Esq.

*Raymond F. Shirtz, Jr.

Ellen Swartz Simpson, Esq.

Deanne M. Tripi, Esq.

*Lay Member





ATTORNEY GRIEVANCE COMMITTEES

FIFTH JUDICIAL DISTRICT
 

  1998 1999 2000 2001 2002 2003 2004      
Committee Meetings 4 3 4 4 4 3 4      
Appearances 14 10 15 14* 14* 9* 13*      
Caution Letters 34 25 23 64 40 42 26      
Admonition Letters 5 2 4 6 7 7 4      
Petitions Referred to the  Appellate Division 6 1 4 5 4 2 8***      

 

SEVENTH JUDICIAL DISTRICT

  1998 1999 2000 2001 2002 2003 2004 2005 2006 2007
Committee Meetings 3 4 3 3 5 3 3 5 3 5
Appearances 9* 17* 12* 14* 17* 8 12* 15 7 17
Caution Letters 36 27 25 25 37 33 39 35 30 45
Admonition Letters 5 5 3 4 4 2 5 3 5 2
Petitions Referred to the  Appellate Division 3 4 5** 5 7 4 5 12 15 18

 

EIGHTH JUDICIAL DISTRICT

  1998 1999 2000 2001 2002 2003 2004 2005 2006 2007
Committee Meetings 6 6 6 6 6 6 6 6 7 6
Appearances 22* 28* 37* 27* 27* 34* 22* 28 39 21
Caution Letters 82 90 77 93 110 81 78 90 108 65
Admonition Letters 12 12 18 8 12 11 7 11 17 12
Petitions Referred to the  Appellate Division 8 9 9 11** 10 14 9 9 21 11

* Includes attorneys who waived their appearance or appeared more than once.

** Includes petition voted but attorney resigned prior to its being filed in the Appellate Division.

*** Includes one petition authorized by the Seventh Judicial District Attorney Grievance Committee