| MATTER OF ROY ALAN BRUBAKER, AN
ATTORNEY, RESPONDENT. -- Order of disbarment entered. Per Curiam
Opinion: Respondent was admitted to the practice of law by this
Court on February 8, 1971. On December 16, 1994, he was convicted
in Boone Superior Court in Lebanon, Indiana of dealing in cocaine,
in violation of Indiana Code § 35-48-4-1, a class B felony, and
other crimes. He was sentenced to a 10-year term of imprisonment,
with four years of the sentence to be suspended. Respondent
resigned from the Bar of the State of Indiana and his name was
stricken from the roll of attorneys by order entered April 6,
1995. Respondent failed to report his felony conviction to this
Court within 30 days, as required by Judiciary Law § 90 (4) (c).
On March 13, 2002, the Grievance Committee filed a
statement reporting respondent’s conviction and setting forth the
position that, if committed in New York, respondent’s conduct
would constitute criminal possession of a controlled substance in
the third degree (Penal Law § 220.16 [1]), a class B felony.
Respondent filed an affidavit in response, stating that he waives
his right to appear before this Court, he understands that he has
been convicted of an offense that would constitute a felony in New
York and he consents to the entry of an order of disbarment.
Inasmuch as respondent has been convicted of an
offense that, if committed in New York, would be classified as a
felony, he is disbarred by operation of law (see Judiciary
Law § 90 [4] [a], [e]; Matter of Delany, 87 NY2d 508, 512;
Matter of Johnston, 75 NY2d 403, 405). PRESENT: PIGOTT,
JR., P. J., WISNER, HURLBUTT, GORSKI, AND LAWTON, JJ. (Filed May
3, 2002.)
MATTER OF WILLIE R. FELTON, FOR REINSTATEMENT TO
THE PRACTICE OF LAW. -- Order entered
dismissing application for reinstatement. Memorandum: Petitioner
raises no facts in support of the application that have not
previously been considered by this Court on petitioner’s prior
applications for reinstatement and reconsideration. PRESENT:
PIGOTT, JR., P. J., WISNER, HURLBUTT, GORSKI, AND LAWTON, JJ.
(Filed May 3, 2002.)
MATTER OF DAVID B. GROSSMAN, AN ATTORNEY,
RESPONDENT. GRIEVANCE COMMITTEE OF THE FIFTH JUDICIAL DISTRICT,
PETITIONER. -- Order of suspension
entered. Per Curiam Opinion: Respondent was admitted to the
practice of law by the Appellate Division, Second Department, on
June 11, 1986, and formerly maintained an office for the practice
of law in Central Square. The Grievance Committee filed a petition
charging respondent with acts of professional misconduct,
including neglect, failure to carry out contracts of employment
and misappropriation of client funds. Respondent filed an answer
denying material allegations of the petition and a Referee was
appointed to conduct a hearing. The Referee has filed a report,
which the Grievance Committee moves to confirm in part.
The Grievance Committee subsequently filed a
supplemental petition charging respondent with additional acts of
professional misconduct. Respondent filed an answer admitting the
material allegations of the supplemental petition and appeared
before this Court to submit matters in mitigation.
We confirm the findings of fact made by the
Referee, with the following exceptions. First, we disaffirm the
finding that respondent erroneously stored in a file the sum of
$5,000 in cash that should have been deposited in an escrow
account. On the record before us, we find instead that the facts
establish that respondent misappropriated the funds and claimed to
have found the cash, misfiled, only after he had been notified of
the clients’ complaint.
Second, we disaffirm the findings of fact made
by the Referee that respondent was unable to represent his clients
properly, and, specifically, that he was unable to finalize a
client’s divorce, because he was locked out of his office. We find
that respondent could have obtained access to his office by
arranging a time with the landlord’s attorney and that his failure
to finalize the divorce resulted from his failure to pursue the
matter. The facts establish that respondent neglected the legal
matters of eight clients and effectively abandoned the clients
without explanation.
We conclude that respondent violated the
following Disciplinary Rules of the Code of Professional
Responsibility:
DR 1-102 (a) (5) (22 NYCRR 1200.3 [a] [5]) -
engaging in conduct that is prejudicial to the administration of
justice;
DR 1-102 (a) (7) (22 NYCRR 1200.3 [a] [7]) -
engaging in conduct that adversely reflects on his fitness as a
lawyer;
DR 2-110 (a) (2) (22 NYCRR 1200.15 [a] [2]) -
withdrawing from employment without taking steps to avoid
foreseeable prejudice to the rights of clients;
DR 6-101 (a) (3) (22 NYCRR 1200.30 [a] [3]) -
neglecting a legal matter entrusted to him;
DR 7-101 (a) (1) (22 NYCRR 1200.32 [a] [1]) -
intentionally failing to seek the lawful objectives of clients;
DR 7-101 (a) (2) (22 NYCRR 1200.32 [a] [2]) -
failing to carry out a contract of employment entered into with a
client for professional services;
DR 7-101 (a) (3) (22 NYCRR 1200.32 [a] [3]) -
intentionally engaging in conduct causing prejudice to clients;
DR 9-102 (a) (22 NYCRR 1200.46 [a]) -
misappropriating client funds;
DR 9-102 (b) (1) (22 NYCRR 1200.46 [b] [1]) -
failing to maintain funds of a client in a special account
separate from his business or personal accounts;
DR 9-102 (b) (4) (22 NYCRR 1200.46 [b] [4]) -
failing to maintain client funds in an appropriate account;
DR 9-102 (c) (3) (22 NYCRR 1200.46 [c] [3]) -
failing to maintain complete records of all funds of a client
coming into his possession and render appropriate accounts to the
client regarding them; and
DR 9-102 (c) (4) (22 NYCRR 1200.46 [c] [4]) -
failing to deliver promptly to clients property in his possession
that the clients were entitled to receive.
We have considered the matters submitted by
respondent in mitigation. Accordingly, after consideration of all
the factors in this matter, we conclude that respondent should be
suspended for a period of three years and until further order of
the Court. PRESENT: GREEN, J. P., PINE, HAYES, SCUDDER, AND BURNS,
JJ. (Filed May 3, 2002.)
MATTER OF ROY C. HOPKINS, AN ATTORNEY,
RESPONDENT. GRIEVANCE COMMITTEE OF THE SEVENTH JUDICIAL DISTRICT,
PETITIONER. -- Order of suspension
entered. PRESENT: PIGOTT, JR., P. J., WISNER, HURLBUTT, GORSKI,
AND LAWTON, JJ. (Filed Apr. 18, 2002.)
MATTER OF D. MICHAEL MURRAY, AN ATTORNEY,
RESPONDENT. GRIEVANCE COMMITTEE OF THE
EIGHTH JUDICIAL DISTRICT, PETITIONER. -- Order of suspension
entered pursuant to 22 NYCRR 1022.23 (b). PRESENT: PIGOTT, JR., P.
J., WISNER, HURLBUTT, GORSKI, AND LAWTON, JJ. (Filed Apr. 18,
2002.)
MATTER OF RONALD W. PLEWNIAK, FOR REINSTATEMENT
TO THE PRACTICE OF LAW. -- Order entered
denying application for reinstatement. PRESENT: PIGOTT, JR., P.
J., WISNER, HURLBUTT, GORSKI, AND LAWTON, JJ. (Filed May 3, 2002.)
MATTER OF THOMAS J. PRZYBYLA, AN ATTORNEY,
RESPONDENT. GRIEVANCE COMMITTEE OF THE
EIGHTH JUDICIAL DISTRICT, PETITIONER. -- Order of suspension
entered. Per Curiam Opinion: Respondent was admitted to the
practice of law by this Court on January 15, 1987, and maintains
an office for the practice of law in Depew. The Grievance
Committee filed a petition charging respondent with acts of
professional misconduct including conversion. Respondent filed an
answer admitting certain material allegations of the petition and
outstanding issues of fact were resolved by stipulation.
Respondent appeared before this Court to submit matters in
mitigation.
Respondent admits that he failed to remit timely
to his client the client’s share of the proceeds from a real
estate sale and that he issued to the client a trust account check
that was dishonored for insufficient funds. Additionally, when
respondent subsequently issued a certified check to reimburse the
client, the underlying funds included those of a unrelated client.
We conclude that respondent violated the
following Disciplinary Rules of the Code of Professional
Responsibility:
DR 9-102 (a) (22 NYCRR 1200.46 [a]) -
misappropriating client funds;
DR 9-102 (b) (1) (22 NYCRR 1200.46 [b] [1]) -
failing to maintain client funds in a special account separate
from his business or personal accounts; and
DR 9-102 (c) (4) (22 NYCRR 1200.46 [c] [4]) -
failing to deliver promptly to a client funds in his possession
that the client was entitled to receive.
We have considered the matters submitted by
respondent in mitigation, including his contention that the
misconduct was not intentional and resulted from inattentiveness
due to his grief over the death of his father. Respondent,
however, previously received a Letter of Caution for trust account
improprieties. Accordingly, after consideration of all the factors
in this matter, we conclude that respondent should be suspended
for one year and until further order of the Court. PRESENT: GREEN,
J. P., PINE, HAYES, SCUDDER, AND BURNS, JJ. (Filed May 3, 2002.)
MATTER OF WILLIAM J. SEDOR, JR., A SUSPENDED
ATTORNEY, RESPONDENT. GRIEVANCE
COMMITTEE OF THE SEVENTH JUDICIAL DISTRICT, PETITIONER. -- Order
of suspension entered. Per Curiam Opinion: Respondent was admitted
to the practice of law by this Court on July 13, 1994, and
maintained an office for the practice of law in Rochester. By
order entered November 13, 2000, respondent was suspended for a
period of six months and until further order of the Court for acts
of professional misconduct, including falsely notarizing
documents, arranging loans between clients and representing
opposing parties without making required disclosures regarding the
potential conflict of interest.
Respondent filed an affidavit of compliance on
December 14, 2000, in which he stated that he had notified his
clients and opposing counsel in pending matters of his suspension.
Thereafter, the Grievance Committee filed a petition charging
respondent with acts of professional misconduct, including
engaging in the practice of law while he was suspended and filing
a false affidavit of compliance with this Court. Respondent filed
an answer denying material allegations of the petition and a
Referee was appointed to conduct a hearing. Prior to the hearing,
the parties executed a stipulation setting forth additional
allegations of misconduct, resolving certain outstanding issues of
fact and setting forth matters in mitigation. After a hearing in
which limited testimony was taken from respondent, the Referee
filed a report, which the Grievance Committee moves to confirm.
The admissions of respondent establish that he
engaged in the practice of law in violation of this Court’s order
of suspension by seeking adjournments on behalf of clients in
pending matters; that he failed to provide adequate written notice
of his suspension to clients and opposing counsel in pending
matters and failed to withdraw as counsel in pending matters, in
violation of the Rules of the Appellate Division, Fourth
Department; and that he filed with this Court a false affidavit of
compliance with the suspension order.
We confirm the findings of fact made by the
Referee and conclude that respondent violated the following
Disciplinary Rules of the Code of Professional Responsibility:
DR 1-102 (a) (4) (22 NYCRR 1200.3 [a] [4]) -
engaging in conduct involving dishonesty, fraud, deceit or
misrepresentation;
DR 1-102 (a) (5) (22 NYCRR 1200.3 [a] [5]) -
engaging in conduct that is prejudicial to the administration of
justice; and
DR 1-102 (a) (7) (22 NYCRR 1200.3 [a] [7]) -
engaging in conduct that adversely reflects on his fitness as a
lawyer.
Additionally, we conclude that respondent
violated Rules of the Appellate Division, Fourth Department (22
NYCRR § 1022.27 [a], [b] and [c]) governing the conduct of
disbarred, suspended or resigned attorneys.
We have considered the matters submitted by
respondent in mitigation. Accordingly, after consideration of all
of the factors in this matter, we conclude that respondent should
be suspended for two years, effective May 13, 2001, and until
further order of the Court. PRESENT: PIGOTT, JR., P. J., WISNER,
HURLBUTT, GORSKI, AND LAWTON, JJ. (Filed May 3, 2002.) |