Appellate Division Decisions of December 30, 2002

 

MATTER OF KIMBERLEY PROPEACK, AN ATTORNEY, RESIGNOR. – Voluntary resignation accepted and name removed from roll of attorneys (see, Matter of Manown, 240 AD2d 83). PRESENT: GREEN, J.P., WISNER, SCUDDER, GORSKI, AND LAWTON, JJ. Filed Dec. 30, 2002.)

MATTER OF RICHARD L. BAUMGARTEN, A SUSPENDED ATTORNEY, RESPONDENT. GRIEVANCE COMMITTEE OF THE EIGHTH JUDICIAL DISTRICT, PETITIONER. -- Order of suspension entered. Per Curiam Opinion: Respondent was admitted to the practice of law by this Court on February 20, 1979. He has been continuously suspended since November 6, 1998, when he consented to a suspension on the ground that he was incapacitated from practicing law. This Court, by order entered June 8, 2001, granted the motion of respondent to vacate that suspension upon a finding that he had recovered from his incapacity and granted the cross motion of the Grievance Committee to suspend respondent pursuant to 22 NYCRR 1022.20 (e), based upon uncontroverted proof that respondent had committed misconduct. The Grievance Committee filed a petition charging respondent with acts of professional misconduct based, in part, upon the facts that formed the basis for respondent’s suspension. Respondent filed an answer admitting the factual allegations of the petition and asserting, in mitigation, that the misconduct occurred during a period of time when he suffered from a psychiatric illness that had not yet been diagnosed. Respondent submitted medical proof that he received treatment for his illness, takes prescription medication, is currently free of any symptoms of the illness and remains in counseling. Respondent admits that he neglected numerous matters, failed to refund promptly unearned fees and that, although he has reimbursed several clients, he owes refunds to three clients. We conclude that respondent violated the following Disciplinary Rules of the Code of Professional Responsibility: DR 2-110 (a) (3) (22 NYCRR 1200.15 [a] [3]) - failing to return unearned fees to clients; DR 6-101 (a) (3) (22 NYCRR 1200.30 [a] [3]) - neglecting legal matters entrusted to him; DR 7-101 (a) (2) (22 NYCRR 1200.32 [a] [2]) - failing to carry out a contract of employment entered into with a client for professional services; and DR 7-101 (a) (3) (22 NYCRR 1200.32 [a] [3]) - intentionally damaging a client during the course of the professional relationship. We have considered the matters submitted by respondent in mitigation, including the fact that the misconduct occurred at a time when respondent was suffering from a psychiatric illness for which he has received treatment. Additionally, we note that respondent has been suspended for a period in excess of four years and that the period of suspension for the preceding months was imposed based upon evidence of some of the same misconduct that forms the basis for the charges that are now before us. Accordingly, after consideration of all of the factors in this matter, we conclude that respondent should be suspended for a period of 19 months, effective June 8, 2001, and until further order of the Court. We direct respondent to make restitution to his clients, as set forth in the order entered herewith. PRESENT: PINE, J.P., HAYES, HURLBUTT, KEHOE, AND BURNS, JJ. (Filed Dec. 30, 2002.)

MATTER OF WILLIAM S. GORDON, A SUSPENDED ATTORNEY, RESPONDENT. GRIEVANCE COMMITTEE OF THE EIGHTH JUDICIAL DISTRICT, PETITIONER. -- Resignation accepted, name stricken from roll of attorneys and order of restitution entered. PRESENT: GREEN, J.P., WISNER, SCUDDER, GORSKI, AND LAWTON, JJ. (Filed Dec. 30, 2002.)

MATTER OF SAMUEL A. MARINO, A DISBARRED ATTORNEY, RESPONDENT. GRIEVANCE COMMITTEE OF THE EIGHTH JUDICIAL DISTRICT, PETITIONER. -- Order of contempt entered. Per Curiam Opinion: Respondent was admitted to the practice of law by this Court on December 6, 1965. Respondent resigned from the practice of law with disciplinary charges pending against him and, by order entered September 28, 2001, his name was stricken from the roll of attorneys. By notice of motion returnable June 18, 2002, petitioner moved for an order punishing respondent for criminal contempt of court on the ground that respondent violated the disbarment order by engaging in the practice of law and accepting a retainer fee. Respondent filed papers in opposition to the motion and a Referee was appointed to conduct a hearing. The Referee filed a report, which respondent moves to disaffirm and petitioner cross-moves to confirm. The Referee found that respondent accepted a retainer fee from a client in a matrimonial matter after he had executed an acknowledgment of service of this Court’s order of disbarment and that he failed to advise his client that he was disbarred, instead advising the client that he intended to resign. The Referee rejected the testimony of respondent that he had accepted the fee before he was served with the disbarment order and that the fee was payment for past legal services. We confirm the findings of fact made by the Referee and conclude that respondent’s conduct constitutes criminal contempt of court. Accordingly, we impose a fine in the amount of $100 and direct respondent to pay the fine within 30 days of service of the order entered herewith. PRESENT: GREEN, J.P., WISNER, SCUDDER, GORSKI, AND LAWTON, JJ. (Filed Dec. 30, 2002.)

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