| A trial is a legal
forum for resolving individual disputes, and in the case of
a criminal charge, it is a means for establishing whether an
accused person is legally guilty of an offense. The trial process
varies with respect to whether the matter at issue is civil
in nature or criminal.
In either case, a jury acts as a fact-finding body for the court
in assessing information and evidence that is presented by the
respective parties in a case. A judge presides over the court
and addresses all the legal issues that arise during the trial.
A judge also instructs the jury how to apply the facts to the
laws that will govern in a given case.
Jury Selection: The first phase of a jury trial
involves the selection of particular jurors- a screening process
which is known as "voir dire". In a criminal trial
involving a felony offense, 12 jurors and up to six alternate
jurors may be chosen; if the charge is a misdemeanor, a jury
of six is necessary. In a case involving a civil matter, a jury
will comprise of 6 jurors and usually one or two alternates.
In a criminal case, a judge will always be present during jury
selection to explain the principles of law, to read the accusatory
instruments, and usually to question prospective jurors.
In a civil case, the
judge will normally commence the voir dire and generally oversees
the selection process. However, the Judge is not required to
be present for the entire civil jury selection.
The court and the attorneys for the parties may question the
jurors to determine their fitness to serve in a particular case.
Such questions are intended to identify whether an individual
may have certain bias or personal knowledge that could influence
his or her ability to judge a case objectively. While some questions
may be personal in nature, they are not intended to embarrass
you, even if that becomes the result. They are asked to determine
if there is a reason you should not sit on a particular case.
In order to screen out those jurors who they believe would be
inappropriate for a particular case, the attorneys have the
right to "challenge", or eliminate a prospective juror
from serving on the panel, if they offer a justifiable reason
why the juror should be eliminated. The process is referred
to as a challenge "for cause". There is no limit to
the number of times that this challenge may be exercised.
The lawyers also have a fixed number of challenges for which
a reason does not have to be given - these challenges are known
as a "peremptory". A peremptory challenge is a privilege
of trial counsel which may be exercised arbitrarily and without
explanation. However, the number of peremptory challenges that
may be used is limited by law and varies according to the nature
of the case. This challenge may never be exercised in a discriminatory
manner.
This questioning process continues until the attorneys for all
parties are satisfied with the composition of the jury or have
exhausted all challenges permitted by law.
It is necessary to choose additional people who will serve as
alternate jurors in the event that an illness or other emergency
requires the court to excuse a member of the trial jury. Alternate
jurors are necessary to ensure a sufficient number of jurors
for deliberations. Throughout the trial, all jurors will sit
together and pay careful attention to the evidence. The judge
will decide when to excuse the alternate jurors, usually just
prior to the deliberations.
Oath & Preliminary Instructions: Once the
screening and selection process results in a sufficient number
of jurors and alternate jurors, an oath is administered to the
jurors who have been selected. The oath is a pledge that the
juror will act fairly and impartially in the role as a judge
of all questions of fact. This oath obligates the juror to put
aside individual emotions or opinions and to use logic and objectivity
throughout the trial and the deliberations.
Following the oath, the judge will provide preliminary instructions
which set out the basic responsibilities that jurors must adhere
to throughout the trial. These directives include an admonition
not to read or listen to news accounts of the trial, visit the
scene of an alleged offense, or discuss the case with outsiders
or with fellow jurors.
Criminal Trial: A criminal trial is a process for establishing
whether an individual is legally guilty of a criminal offense.
If a trial results in a guilty verdict for a felony offense
charge, the possible punishment may include imprisonment of
more than one year and in certain extremely serious cases may
range in severity to include the death sentence where a defendant
is convicted of murder. A trial may also be held on the basis
of a misdemeanor offense charge, which covers acts for which
the maximum punishment allowed by law is no more than one year
imprisonment, probation, or a fine.
- Opening Statements- After the judge delivers the preliminary
instructions, the assistant district attorney (prosecutor)
will make an opening address to the jury outlining the charges
and the evidence that will be offered to sustain the case.
It is important to note that a criminal charge is only an
accusation; the burden of proving that the defendant is guilty
always rest with the prosecution. The attorney for the defendant
is also allowed to make an opening statement but there is
no obligation to do so. The defendant may choose not to speak
in his or her defense at all.
- People's Direct- At this point in the trial, the prosecution
will present its proof. Because the prosecutor represents
the people of the State of New York, this phase of the trial
is often referred to as the "People's Direct". Proof
may be offered in the form of the testimony of witnesses and
the introduction of physical objects or records.
- Redirect- Following questioning by the prosecutor, the defense
attorney may cross-examine the witnesses by asking his or
her own questions. The prosecutor may then wish to ask clarifying
questions on "redirect" examination. This process
continues until all the witnesses for the prosecution have
testified.
- Defense Case- The defense case may involve many witnesses,
possibly the defendant, or there may be no witnesses at all.
This phase of the trial may also involve a sequence of questioning
by the defense counsel and the prosecutor. When the defense
has completed the presentation of its witnesses and the questioning
is exhausted, the defense will rest its case.
- Rebuttal- The prosecutor may have a rebuttal case if a
specific defense is raised. The prosecutor cannot, however,
save evidence from his or her direct case for rebuttal. The
defense counsel may cross examine rebuttal witnesses. The
People will then rest their case.
- Summation- The defense attorney will generally deliver
a summation argument and may attack the testimony or credibility
of witnesses or the prosecutor's evidence or lack of evidence.
The prosecutor's summation offers reasons why the evidence
shows that the defendant is guilty beyond a reasonable doubt.
- Jury Instructions- At the conclusion of the summation arguments,
the judge will charge the jury, or describe to the jury the
law that is applicable and the elements of the crime charged.
The judge also will explain legal concepts such as the "presumption
of innocence", "burden of proof", and "beyond
a reasonable doubt". After the judge gives these instructions,
the prosecutor and the defense attorney may ask for additional
instructions or they may object to those that were given.

Civil
Trial: A civil trial is conducted as a way to enforce
or protect private rights. A civil case may be disposed of through
a variety of means, including a jury trial. There are several
outcomes that may be reached through a civil trial. A trial court
may reach a verdict and impose monetary damages on a party to
compensate for loss and, on occasion, punish a party for wrongdoing.
In civil cases, the party who brought the case to court is called
the plaintiff; the party being sued is called the defendant.
- Opening
Statements- Similar to a criminal trial, a civil trial commences
with the delivery of opening statements by the attorneys for
the plaintiff and the defendant, in which they explain their
client's position and outline the evidence that they expect
to present to support their claims and defenses. These statements
are not evidence and should not be considered as such.
- Plaintiff's
Case- After the opening statements, the plaintiff may call
witnesses and introduce evidence. The plaintiff's attorney
will question each witness, and the defense attorney may cross-examine
the witnesses. After cross-examination, the plaintiff's attorney
may re-examine some of the witnesses. After completion of
this process, the attorney for the plaintiff will tell the
judge that the plaintiff rests his or her case. At this point,
the judge may excuse the jury and entertain motions from the
attorneys.
- Defendant's
Case- The defendant then has the right to call witnesses and
to present evidence to support its contentions. A similar
sequence of direct questions and cross examination which was
conducted during the plaintiff's case will generally occur.
The defendant's attorney will question the witnesses, and
the plaintiff has the right to cross-examine them. Once this
process is completed, the defense will rest its case, at which
time the plaintiff may be permitted to offer testimony to
reply to or rebut any new matter raised by the witnesses for
the defense.
- After the defense concludes, or rests its case, the attorneys
are entitled to make closing statements, which describe what
the lawyers assert the evidence proves and why their client
should win.
- Jury instructions-
At this point in the proceedings, the judge gives instructions
to the jury by identifying the issues to consider and the
laws that are applicable to the case. The jury is also informed
about the possible verdicts that may be reached, and that
the verdict may be based upon a "preponderance of credible
evidence".

Jury Deliberations: After the judge has completed
delivering the instructions to the jury, the jurors will leave
the courtroom and go to a jury room to begin deliberations-
the process that the jury must engage in to arrive at a verdict.
Should any questions or personal needs arise during this time,
a court officer is nearby to provide assistance.
Each jury has a designated foreperson. The foreperson has the
ceremonial duty of acting as the jury's spokesperson. A foreperson
has the same status as any other juror and is not required to
serve as a moderator during deliberations. In criminal trials,
the first juror drawn and accepted by both sides is usually
designated by the court as the foreperson. In civil trials,
this is customarily the same, or the jury may elect one of its
members as foreperson.
The jury reviews the evidence which was presented in a case
and discusses the jurors' views on the information.
During the deliberations, jurors should keep an open mind, listen
carefully to everyone and be prepared to tell the others what
they think and why. It is generally easier to reach a swift
and sound verdict when jurors remain courteous to and patient
with one another and listen openly to the views of others.
It is important to remember that if questions arise during deliberations,
or there is a need for further instructions or a need to have
testimony re-read, the foreperson may send a written request
to the judge through the court officer. Upon the judge's approval,
all parties may be asked to return to the courtroom to address
an issue.
Verdict: In a criminal case, the deliberations
must result in a jury's finding by a unanimous vote that the
defendant is guilty or not guilty. If a jury reaches a guilty
verdict in a criminal case, the judge will determine the punishment
or sentence in accordance with the law.
Unlike criminal cases, in civil trials a verdict does not have
to be unanimous; agreement by either five or six jurors is sufficient.
In addition to deciding upon a verdict, a civil trial jury may
also be asked to determine whether there should be an award
of damages for certain parties, and if so, how much money should
be awarded.
Once the jury has reached its verdict, the foreperson should
notify the attending court officer. The officer will advise
the judge who will then call everyone, including the jury, back
into the courtroom. When everyone is present, the clerk will
ask the foreperson for the jury's verdict. In some cases, the
entire jury may be "polled" -each member will be asked
if he or she agrees with the verdict.
After a guilty verdict, the sentencing normally takes place
several weeks after the verdict is rendered. In all cases (except
murder cases in which the people are seeking the death penalty)
the judge determines when the defendant's sentence will be.
Jurors are not required to return to the court for the sentencing
proceeding.

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