Matter of DeRaffele v State of N.Y. Banking Dept.
2013 NY Slip Op 01907 [104 AD3d 557]
March 21, 2013
Appellate Division, First Department
Published by New York State Law Reporting Bureau pursuant to Judiciary Law § 431.
As corrected through Wednesday, April 24, 2013


In the Matter of John DeRaffele, Appellant,
v
State of New York Banking Department, Respondent.

[*1] John DeRaffele, appellant pro se.

Eric T. Schneiderman, Attorney General, New York (Valerie Figueredo of counsel), for respondent.

Judgment, Supreme Court, New York County (Paul G. Feinman, J.), entered July 20, 2012, denying the petition to annul respondent's determination, dated August 4, 2011, which denied petitioner's application for a mortgage loan origination (MLO) license, and dismissing the proceeding brought pursuant to CPLR article 78, unanimously affirmed, without costs.

Banking Law § 599-e (1) (b) (ii) prohibits the issuance of a MLO license if the applicant has been convicted of a felony and, in the event the conviction was more than seven years before the application, "if such felony involved an act of fraud, dishonesty, or a breach of trust, or money laundering." Here, petitioner pled guilty in 1989 to conspiracy to defraud the United States in federal district court. Although petitioner received a certificate of relief in 1996, the certificate stated that it was not to be considered a pardon. Accordingly, the challenged determination was not arbitrary and capricious.

Petitioner's contention that, in determining his application, respondent should have considered the factors set forth in Correction Law § 753, which pertains to the application for a license or employment of a person previously convicted of a criminal offense, has been rejected by this Court (see Matter of Rampolla v Banking Dept. of the State of N.Y., 93 AD3d 526 [1st Dept 2012]). Concur—Tom, J.P., Mazzarelli, Saxe, Moskowitz and Manzanet-Daniels, JJ. [Prior Case History: 2012 NY Slip Op 31887(U).]