| Matter of Dadey v Hunter |
| 2013 NY Slip Op 51447(U) [40 Misc 3d 1236(A)] |
| Decided on August 14, 2013 |
| Supreme Court, Onondaga County |
| Greenwood, J. |
| Published by New York State Law Reporting Bureau pursuant to Judiciary Law § 431. |
| This opinion is uncorrected and will not be published in the printed Official Reports. |
In The Matter
of the Application of Thomas V. Dadey, Jr., Petitioner, .
against Ian Hunter, ERNEST D. MORROW and RANDOLPH F. POTTER, , Respondent-Candidates, ONONDAGA COUNTY BOARD OF ELECTIONS, by HELEN KIGGINS WALSH and DUSTIN M. CZARNY, COMMISSIONERS, CONSTITUTING THE ONONDAGA COUNTY BOARD OF ELECTIONS, Respondents. |
The petitioner commenced this special proceeding pursuant to Election Law §16-102 seeking to invalidate the designating petition of respondents Ian Hunter, Republican candidate for Mayor of the City of Syracuse; Ernest D. Morrow, Republican candidate for Councilor At Large in the City of Syracuse; and Randolph F. Potter, Republican candidate for Councilor At Large in the City of Syracuse (hereinafter respondent candidates). The pro se respondent candidates interposed a verified answer. They subsequently retained counsel who requested an extension of time to serve an amended answer to raise, inter alia, the defense of the petitioner's standing to commence this proceeding. By letter order dated August 8, 2013, this Court directed that counsel was to make a formal application to amend the answer. The candidate respondents were therefore placed on notice that an oral motion was not sufficient and would be not be considered. The candidate respondents then moved by Order to Show Cause to amend their answer. This Court heard oral argument on the respondent candidates' motion on August 13, 2013 and denied the motion.[FN1] Inasmuch as this matter constitutes a special proceeding and triable issues of fact were raised with respect to certain signatures contained in the designating petition this Court was required to hold a trial of the matter forthwith. See, CPLR §410. The trial commenced on August 13, 2013. Prior to the commencement of the trial, counsel for the candidate respondents renewed his motion with respect to the issue of standing and provided additional case law, and this Court reserved on that motion. As a result, at the request of the parties, the record remained open and counsel was allowed to make legal submissions on the legal issues concerning the renewed motion to amend the answer and the evidence at trial until [*2]August 14, 2013 at 11:00 am.
The Court will first address the candidate respondents' renewal of their motion to amend their answer to challenge the petitioner's standing. See, Election Law §16-102. The proposed amended answer alleges
[t]he petitioner lacks standing. No allegations of standing appear
in the petition. The petitioner may not claim standing as an aggrieved
candidate' because, on information and belief, he is no longer a candidate
for mayor. On information and belief press reports indicate that he has
re-registered outside of the City of Syracuse...intentionally making
himself ineligible to run for mayor so that another candidate may be
named...
Proposed Amended Answer, paras. 14 and 15.
Nowhere however either in the pro se respondents' original answer
or the proposed amended answer do the candidate respondents challenge the petitioner's
standing on the grounds that he is the Chairman of the Onondaga County Republican
Committee, as alleged in the petition. See, Petition para. 1. Instead, in their
amended answer, the candidate respondents challenged standing on the limited and
narrow issue of the petitioner's status as a candidate alone. See, Proposed Amended
Answer, dated August 9, 2013; see also, Affirmation of James Ostrowski, dated August
8, 2013. Therefore, any subsequent oral arguments concerning a challenge to
petitioner's standing by virtue of the fact that he is a party chairman was not properly
before the Court. Standing is an affirmative defense, which is waived if not specifically
raised either as such a defense in an answer or by way of a motion to dismiss. See,
Matter of Fosella v. Dinkens, 66 NY2d 162 (1985); see also, Cipriano v. Graves,
87 AD3d 636 (2d Dept. 2011). Affirmative defenses "are not the [petitioner's]
burden to prove as part of the cause of action and are thus [respondents'] burden to
broach in the answer and sustain at the trial, i.e. to plead and prove." Siegel New
York Practice, Fifth Ed. §223. Inasmuch as the candidate respondents failed to
assert the issue of lack of standing by virtue of the petitioner's status as Republican
County Chairman in either theiranswer or amended answer, it has been waived
and this Court was not required to reach that issue as the candidate respondents now
argue.[FN2] The
respondent candidates have only alleged in their proposed amended answer that,
although the petitioner was a candidate for mayor when this proceeding was commenced,
he is no longer a candidate and thus cannot claim standing as an aggrieved candidate
under the statute. Since the petitioner has not disputed that he is no longer a mayoral
candidate, he lacks standing to initiate this proceeding as an aggrieved candidate under
the statute. See, Cocco v. Moreira-Brown, 230 AD2d952 (3rd Dept. 1996);
see also, Novak v. Jones, 19 AD2d 781 (2d Dept. 1963). However, the record is
clear that the petitioner did not initiate this proceeding in the capacity of an aggrieved
candidate. Therefore, no matter how meritorious the challenge to the petitioner's standing
to institute this proceeding as Republican County Chairman may have been , that
challenge has been waived. As such, the
[*3]
candidate respondents' renewed motion
to amend their answer is denied. The Court will now turn to the merits of the petition.
The Court has considered the law as well as all of the testimony and exhibits, has listened to all of the witnesses and determined their respective credibility. Election Law §6-142 provides that the subject petition "must be signed by voters numbering five percentum of the total number of votes cast for governor at the last gubernatorial election in such unit, excluding blank and void votes..." Election Law §6-142. The proof shows that in the City of Syracuse, the Board of Elections had determined that 569 signatures are needed to satisfy the statutory requirements to qualify for the independent nomination as candidate for Mayor or Councilor At Large. Petitioner established through the testimony of respondents Helen Kiggins Walsh and Dustin M. Czarny, the duly appointed Commissioners of the Onondaga County Board of Elections, that the Board of Elections received the respondent candidates' designating petitions. See, Exhibit 2. The Commissioners further testified that subsequently general and specific objections were filed with the Board of Elections. See, Election Law §6-154; see also, Exhibit 3. In addition, the Commissioners testified that the Board of Elections ruled that 110 of the 682 signatures filed by the respondent candidates were invalid, thus leaving the respondent candidates with 572 signatures. See, Exhibit 4.
At the trial in this matter, the petitioner challenged five signatures, contending that they were invalid: Thomas J. Neuman, Carol Kurtyka, Max Pepper, George Yukalis and Concetta M. Ribsamen. Section 6-130 of the Election Law provides that "[a] designating petition must set forth in every instance the name of the signor, his or her residence address, town or city...and the date when the signature is affixed." Election Law §6-130. The requirements of the statute must be strictly complied with as it is a matter of prescribed content. See, Matter of DiSanzo v. Addabbo, 76 AD3d 655 (2d Dept. 2010). The petitioner has alleged that Neuman, Kurtyka and Pepper did not actually sign the subject petition, and as such their signatures must be invalidated.
Thomas J. Neuman testified and identified the petition containing his purported signature contained in Exhibit 2 and testified that it was not his signature, but his wife had signed the petition instead. This was not refuted by the candidate respondents. With respect to the signature of Carol Kurtyka, Kay Kurtyka identified in sheet 19 of the designating petition received as Exhibit 5 into evidence. She testified that an individual who she identified as candidate respondent Ian Hunter came to her front door with the petition and that she signed the petition twice, once for herself and signed her sister-in-law, CarolKurtyka'ssignature as well. Kay Kurtyka testified that she holds Carol's Power of Attorney, that she advised Hunter as such and that she was signing for her sister. Candidate respondent Hunter, who identified Exhibit 5 as a petition that he himself had circulated, testified that he spoke with Kay Kurtyka and that she signed the petition, that he went into her residence and saw a woman that he believed to be Kay Kurtyka's mother Carol, that he observed the two women speak. He conceded that he did not observe Carol Kurtyka sign the petition. Christopher Germain testified that he circulated petitions on behalf of the respondent candidates. He identified Exhibit 7 received into evidence as the petition that he passed, and testified that he went to each address listed on the petition. He described 947 Pond Street as a "high rise" apartment building and that he spoke with Max Pepper concerning signing the petition. Mr. Pepper indicated that he wanted to wait for his wife Mary and that he could not physically sign the petition because of a physical condition. Germain [*4]further testified that Mary Pepper returned and that Mary Pepper signed her own signature, as well as Max Pepper's signature on the petition. The candidate respondents did not dispute this testimony. The Court therefore makes a factual finding that Thomas J. Neuman, Carol Kurtyka and Max pepper did not sign the petitions. While the Court is sympathetic that these three individuals may have authorized others to sign the designating petitions on their behalf, this Court is without the authority to validate such signatures as the existing statutes and case law require the person purporting to sign the petition be the actual person who has signed it. The "statement of witness" contained in the petition specifically provides that "each of the individuals whose names are subscribed to this petition sheet...subscribed the same in my presence on the dates above indicated and identified himself or herself to be the individual who signed this sheet." Although a signer of a petition is not required to fill in the date, residence, ward or election district, "he shall sign his name to the petition (citations omitted) in the subscribing witness's presence in order to be counted." Mirrington v. VanDeMark, 51 Misc 2d 305 (Niagra Co., 1966). Inasmuch as Neuman, Kurtyka and Pepper did not sign their names to the subject petition, those three signatures are invalidated.
George Yukalis, identified Exhibit 6 received into evidence as sheet 8 of the designating petition and his signature thereon. Yukalis testified that a man was knocking at the door at 1349 Teall Avenue in the City of Syracuse when he was in the kitchen, that he answered the door and that the man said that he had a petition which Yukalis signed. Yukalis testified that he resided at 1012 Danforth Street and that the individual did not ask where he resided. On cross-examination Yukalis testified that he was visiting his sister at the Teall Avenue address and that he did not know whether he was registered to vote at the Danforth Street address, where he had lived for more than a year. He was asked by the Court if he inserted his address on the designating petition and he testified that he did not know. The credible evidence demonstrates that Yukalis did not reside at the residence listed and a failure to strictly comply with the address requirement of Election Law §6-130 requires the striking of that signature. See, Liepshutz v. Palmateer, 65 NY2d 065 (1985); see also, Stoppenbach v. Sweeney, 98 NY2d 431 (2002); see also, D'Amico v. Mahoney, 115 AD2d 348 (4th Dept. 1984); see also, Shaughnessy v. Herkimer County Board of Elections, 104 AD2d 731 (4th Dept. 1984).
With respect to the signature of Concetta M. Ribsamen, candidate respondent Hunter identified sheet 86 of Exhibit 2.[FN3] Hunter testified that he circulated that petition on July 10, 2013. Line 6 of said petition indicated that the date of the signature was June 10, 2013. Hunter testified that he passed the petition and all of the signatures were received on July 10, 2013 and not June 10, 2013. The credible evidence therefore demonstrates that the candidate respondents failed to comply with the strict requirements of Election Law §6-130 with respect to the inclusion of the date on which the petition was signed. See, Election Law §6-130. As such that signature is stricken. See, Matter of DiSanzo, supra.
This Court therefore finds that the five subject signatures are invalid for the reasons set forth herein. The petitioner's contention that the entire petition should be invalidated due to candidate fraud, however, is without merit. An entire designating petition will only be invalidated on the ground of fraud if there is a finding that the entire petition is permeated with [*5]fraud. See, Tapper v. Sampel, 54 AD3d 435 (2d Dept. 2008). The petitioner has made no such showing here.
After due deliberation and considering all of the evidence, including the exhibits and
the credibility of the witnesses, this Court finds that there were 572 valid signatures on
the designating petition for the three candidate respondents. The five challenged
signatures are hereby invalidated for the reasons set forth above. The Court further finds
that 569 valid signatures are required for the subject designating petition to be deemed
valid. This Court also finds that 567 valid signatures remain. Therefore, the designating
petition is void and of no effect since it does not contain the requisite number of
signatures required by the New York State Election Law for these offices. The petitioner
is required to submit an Order consistent with this Decision and Election Law
§16-102(4).
ENTER
Dated: August 14, 2013
Syracuse, New York
DONALD A. GREENWOOD
Supreme Court Justice
Papers Considered:
1.Order to Show Cause to invalidate designating petitions, dated July 25,
2013;
2.Verified Petition and attached exhibits, dated July 24, 2013;
3.Respondents Hunter, Morrow and Potter's Verified Anser to Petition, dated
August 6, 2013;
4.Respondent Commissioners Kiggins Walsh and Czarny's Answer to
Petition, dated August 2, 2013;
5.Affidavit of Helen Kiggins Walsh and Dustin M. Czarny, dated August 5,
2013, and attached exhibits;
6.Order to Show Cause, dated August 9, 2013;
[*6]
7.Affirmation of James Ostrowski, Esq.
in support of Order to Show Cause to amend answer, dated August 9, 2013;
8.Reply Affidavit of Thomas Russell Schepp, II, Esq., dated August 8, 2013,
and attached exhibits;
9.Attorney Affidavit of Thomas Russell Schepp, II, Esq. in response to
respondent candidates Order to Show Cause, dated August 12, 2013, and attached
exhibits;
10.Exhibit 2, admitted into evidence on August 13, 2013;
11.Exhibit 3, admitted into evidence on August 13, 2013;
12.Exhibit 4, admitted into evidence on August 13, 2013;
13.Exhibit 5, admitted into evidence on August 13, 2013;
14.Exhibit 6, admitted into evidence on August 13, 2013;
15.Exhibit 7, admitted into evidence on August 13, 2013;
16.Petitioner's Memorandum of Law, dated August 14, 2013; and
17.Letter of James Ostrowski, Esq., dated August 14, 2013.