| Yehoshua v Lefkowicz & Gottfried |
| 2018 NY Slip Op 50446(U) [59 Misc 3d 131(A)] |
| Decided on March 30, 2018 |
| Appellate Term, Second Department |
| Published by New York State Law Reporting Bureau pursuant to Judiciary Law § 431. |
| This opinion is uncorrected and will not be published in the printed Official Reports. |
Yehezkel Yehoshua, appellant pro se. Lefkowicz & Gottfried, LLP,
for respondent (no brief filed).
Appeal from a judgment of the Civil Court of the City of New York, Kings County (Robin
Kelly Sheares, J.), entered April 6, 2016. The judgment, upon a determination by the court, when
the case came on for trial, that the action was barred by res judicata, dismissed the action. ORDERED that the judgment is affirmed, without costs. Plaintiff, a former client of defendant law firm, commenced this small claims action to
recover $5,000 for breach of contract. In June 2009, plaintiff and his wife signed a retainer
agreement with defendant pursuant to which defendant was to represent them in two related
Kings County Supreme Court actions regarding the renovation of a parcel of real property. In
approximately November 2010, plaintiff and his wife informed the law firm that they no longer
required its services. In November 2011, plaintiff's wife commenced a small claims action
against defendant. That action was dismissed in September 2012, after a nonjury trial. In
September 2013, plaintiff commenced this small claims action for breach of contract.
Defendant's motion to dismiss the action based on res judicata was denied by the Civil Court
(Carol Ruth Feinman, J.) by order entered November 5, 2014. On the date scheduled for trial, the
court (Robin Kelly Sheares, J.), after questioning plaintiff, determined that plaintiff was seeking
relief for the same cause of action that had formed the basis for his wife's small claims action. A
judgment dismissing the action, from which plaintiff appeals, was entered on April 6, 2016. It is well settled that "[r]es judicata bars future litigation between the same parties, or those
in privity with the parties, of a cause of action arising out of the same transaction or series of
transactions as a cause of action that was either raised or could have been raised in a prior
proceeding" (Matter of Edward Joy Co. v Hudacs, 199 AD2d 858, 859 [1993]; see
Buechel v Bain, 97 NY2d 295 [2001]; Gramatan Home Invs. Corp. v Lopez, 46
NY2d 481, 485 [1979]; Watts v Swiss Bank Corp., 27 NY2d 270, 277 [1970];
Lazides v P & G Enters., 58 AD3d 607, 609 [2009]). In order to establish privity
between a party to a prior action and a nonparty thereto, the connection between them "must be
such that the interests of the nonparty can be said to have [*2]been represented in the prior proceeding" (Green v Santa Fe
Indus., 70 NY2d 244, 253 [1987]). Plaintiff's attempt to recover damages in this action is barred by the doctrine of res judicata
since the retainer agreement promised the same performance of legal services by defendant to
both plaintiff and his wife. CCA 1808 provides that a small claims judgment "shall not be
deemed an adjudication of any fact at issue or found therein in any other action or court; except
that a subsequent judgment obtained in another action or court involving the same facts, issues
and parties shall be reduced by the amount of a judgment awarded under this article." This
provision was not intended to divest the small claims judgment of its claim preclusion effect (i.e.,
res judicata), but only of its issue preclusion use (i.e., collateral estoppel) (see Omara v
Polise, 163 Misc 2d 989 [App Term, 2d Dept, 2d & 11th Jud Dists 1995]). In the
absence of a showing that plaintiff and his wife have separate and distinct interests in the law
firm's performance of legal services, they will be deemed to have joint interests in the
performance of the contract (see Buechel v Bain, 97 NY2d 295; Restatement [Second] of
Contracts § 297 [2]). Consequently, this action was properly dismissed (see CPLR
3211 [a] [5]). Accordingly, as substantial justice was done between the parties according to the rules and
procedures of substantive law (CCA 1804, 1807), the judgment is affirmed. PESCE, P.J., ALIOTTA and SIEGAL, JJ., concur.
against
Lefkowicz & Gottfried, Respondent.
ENTER:
Paul Kenny
Chief Clerk
Decision Date: March 30, 2018