Matter of Sterling
2022 NY Slip Op 03179 [205 AD3d 201]
May 12, 2022
Per Curiam
Appellate Division, First Department
Published by New York State Law Reporting Bureau pursuant to Judiciary Law § 431.
As corrected through Wednesday, June 22, 2022


[*1]
In the Matter of Jeffrey A. Sterling (Admitted as Jeffrey Alexander Sterling), an Attorney, Respondent. Attorney Grievance Committee for the First Judicial Department, Petitioner.

First Department, May 12, 2022

APPEARANCES OF COUNSEL

Jorge Dopico, Chief Attorney, Attorney Grievance Committee, New York City (Raymond Vallejo of counsel), for petitioner.

J. Richard Supple, Jr., for respondent.

{**205 AD3d at 202} OPINION OF THE COURT
Per Curiam.

Respondent Jeffrey A. Sterling was admitted to the practice of law in the State of New York by the First Judicial Department on October 16, 2000, under the name Jeffrey Alexander Sterling. His admission to practice before the First Department provides this Court with jurisdiction over him (Rules for Attorney Disciplinary Matters [22 NYCRR] § 1240.7 [a] [2]).

On January 26, 2015, respondent was convicted after a jury trial, in the United States District Court for the Eastern District of Virginia, of multiple federal felonies: unauthorized conveyance of government property in violation of 18 USC § 641; unauthorized disclosure of national defense information in violation of 18 USC § 793 (d) and (e); unlawful retention of national defense information in violation of 18 USC § 793 (e); and obstruction of justice in violation of 18 USC § 1512 (c) (1). He was sentenced to 42 months' imprisonment, supervised release for two years and ordered to pay a special assessment of $900.

Respondent's conviction stemmed from his employment at the CIA where he was assigned to a classified project designed to undermine Iran's nuclear program. Among other things, respondent shared classified information about the Iranian nuclear program with a reporter, which was published in a book.

The Attorney Grievance Committee (Committee) moves to strike respondent's name from the roll of attorneys pursuant to Judiciary Law § 90 (4) (a) and (b), and 22 NYCRR 1240.12 (c) (1) on the ground that he was convicted of a federal felony which would constitute a felony if convicted under New York law, as defined by Judiciary Law § 90 (4) (e), and therefore respondent has been automatically disbarred.

Respondent submitted an affidavit and memorandum of law in which he concedes that his disbarment is required on account of his federal conviction.

Under section 90 (4) (a) of the Judiciary Law, "[a]ny person being an attorney. . . who shall be convicted of a felony as defined in [Judiciary Law § 90 (4) (e)], shall upon such conviction, {**205 AD3d at 203}cease to be an attorney." As pertinent here, felony offenses that merit automatic disbarment under this section include, "any criminal offense committed in any. . . district, or territory of the United States and classified as a felony therein which if committed within this state, would constitute a felony in this state" (Judiciary Law § 90 [4] [e]). Further, the federal felony need not be a "mirror image" of the New York felony but it must possess "essential similarity" (Matter of Margiotta, 60 NY2d 147, 150 [1983]).

Here, the Committee asserts that respondent's conviction for obstruction of justice in violation of 18 USC § 1512 (c) (1) is "essentially similar" to the New York felony of tampering with physical evidence (Penal Law § 215.40 [2]). A person is guilty of obstruction of justice, pursuant to 18 USC § 1512 (c) (1), if the person "corruptly" alters, destroys, mutilates or [*2]conceals "a record, document, or other object, or attempts to do so, with the intent to impair the object's integrity or availability for use in an official proceeding." In comparison, under Penal Law § 215.40 (2), a person is guilty of tampering with physical evidence when

"[b]elieving that certain physical evidence is about to be produced or used in an official proceeding or a prospective official proceeding, and intending to prevent such production or use, he suppresses it by any act of concealment, alteration or destruction, or by employing force, intimidation or deception against any person."

In Matter of Coren (76 AD3d 285, 287 [1st Dept 2010]), this Court found that "[r]espondent's conviction for obstruction of justice in violation of 18 USC § 1512 (c) is a proper predicate for disbarment because there is 'essential similarity' between that federal statute and the New York felony of tampering with physical evidence (Penal Law § 215.40 [2])" (see also Matter of Kluger, 102 AD3d 168 [1st Dept 2013]). Thus, as in our prior cases, the two statutes at issue here are essentially similar and respondent should be automatically disbarred.

The Committee further contends that respondent did not report his January 26, 2015 conviction until December 13, 2021, and therefore moves to make respondent's disbarment effective as of the date of the Committee's motion. Respondent urges that the disbarment be made nunc pro tunc to the date of his conviction.

First, we note that respondent committed professional misconduct by failing to timely report his conviction to either{**205 AD3d at 204} the Court or the Committee as required by Judiciary Law § 90 (4) (c) and 22 NYCRR 1240.12 (a). Although this failure to timely report his conviction may be germane to any future application for reinstatement (see 22 NYCRR 1240.16 [a]), it does not affect respondent's disbarment date. Indeed, the statutory language of Judiciary Law § 90 (4) (a) clearly states that disbarment occurs upon conviction, and the convicted person ceases to be an attorney at that time (see Matter of Barash, 20 NY2d 154, 157 [1967] [finding that the "law is settled that upon a conviction for felony a lawyer is ipso facto disbarred"]).

Accordingly, the Committee's motion should be granted, and respondent is disbarred and his name stricken from the roll of attorneys and counselors-at-law in the State of New York, effective nunc pro tunc to January 26, 2015, the date of his conviction.

Gische, J.P., Friedman, Moulton, Scarpulla and Pitt, JJ., concur.

It is ordered that the Attorney Grievance Committee's motion to strike the name of the respondent, Jeffrey Sterling, admitted as Jeffrey Alexander Sterling, from the roll of attorneys and counselors-at-law, pursuant to Judiciary Law § 90 (4), is granted; and

It is further ordered that pursuant to Judiciary Law § 90 (4) (a) and (b) and 22 NYCRR 1240.12 (c) (1), the respondent, Jeffrey Sterling, admitted as Jeffrey Alexander Sterling, is disbarred, effective January 26, 2015, and his name is stricken from the roll of attorneys [*3]and counselors-at-law; and

It is further ordered that the respondent, Jeffrey Sterling, admitted as Jeffrey Alexander Sterling, shall comply with the rules governing the conduct of disbarred or suspended attorneys (see 22 NYCRR 1240.15); and

It is further ordered that pursuant to Judiciary Law § 90, the respondent, Jeffrey Sterling, admitted as Jeffrey Alexander Sterling, is commanded to desist and refrain from (1) practicing law in any form, either as principal or as agent, clerk, or employee of another, (2) appearing as an attorney or counselor-at-law before any court, judge, justice, board, commission, or other public authority, (3) giving to another an opinion as to the law or its application or any advice in relation thereto, and (4) holding himself out in any way as an attorney and counselor-at-law; and{**205 AD3d at 205}

It is further ordered that if the respondent, Jeffrey Sterling, admitted as Jeffrey Alexander Sterling, has been issued a secure pass by the Office of Court Administration, it shall be returned forthwith to the issuing agency.