People v Sherlock
2025 NY Slip Op 02966 [44 NY3d 224]
May 15, 2025
Cannataro, J.
Court of Appeals
Published by New York State Law Reporting Bureau pursuant to Judiciary Law § 431.
As corrected through Wednesday, December 24, 2025


[*1]
The People of the State of New York, Respondent,
v
Daniel Sherlock, Appellant.

Argued April 10, 2025; decided May 15, 2025


PROCEDURAL SUMMARY

Appeal, by permission of the Court of Appeals, from an order of the Appellate Division of the Supreme Court in the Second Judicial Department, entered February 7, 2024. The Appellate Division affirmed an order of the Suffolk County Court (Karen M. Wilutis, J.), which had, after a hearing, designated defendant a level two sexually violent offender pursuant to the Sex Offender Registration Act (Correction Law art 6-C).

People v Sherlock, 224 AD3d 709, modified.


HEADNOTES


Crimes - Sex Offenders - Sex Offender Registration Act - Sexually Violent Offender - Foreign Jurisdiction Registration Requirement - Federal Conviction of Possession of Child Pornography

1. Defendant, who had been convicted in federal court of possession of child pornography under 18 USC § 2252A, was improperly designated a sexually violent offender pursuant to Correction Law § 168-a (3) (b), as he was not required to register as a sex offender in the jurisdiction in which his conviction occurred. The clear and unambiguous language of Correction Law § 168-a (3) (b) defines a sexually violent offense as one based on a "conviction of a felony in any other jurisdiction for which the offender is required to register as a sex offender in the jurisdiction in which the conviction occurred." However, the federal government does not maintain a sex offender registry of the sort that states are required to operate, but rather maintains two sex offender databases containing a collection of registration information acquired from state and territory registries (see 34 USC §§ 20921, 20922). Although federal law requires sex offenders convicted of federal sex offenses to register in each jurisdiction where they live, work or go to school, the law defines "jurisdiction" as a state or territory and contains no requirement that federally-convicted sex offenders register with the federal government (34 USC §§ 20911 [10]; 20913 [a]). Moreover, the addition of 18 USC § 2252A to the definition of sex offense (Correction Law § 168-a [2] [d] [iii]), but not to the definition of sexually violent offense (§ 168-a [3] [a]) confirms that those convicted of child pornography possession should be designated as "sex offenders" but not "sexually violent offenders."

Crimes - Sex Offenders - Sex Offender Registration Act - Conviction for Possession of Child Pornography - Assessment of Points Based on Number and Age of Victims

2. In a Sex Offender Registration Act (Correction Law art 6-C) proceeding to determine the risk level designation for defendant, who had been convicted in federal court of possession of child pornography, there was record support for County Court's determination that defendant possessed photos of three or more victims and that defendant possessed a photo of a victim under the age of 10 years old, justifying the assessment of 30 points each under risk factors 3 and 5, respectively, of the risk assessment instrument. An investigatory report submitted as evidence indicated that defendant possessed pornographic images from a collection of images depicting three specifically identified children. Additionally, the report explained that defendant had recently deleted files from his computer with names indicating that they contained additional pornographic content depicting children, with one such file suggesting that its subject was eight years old.


POINTS OF COUNSEL

Legal Aid Society of Suffolk County, Inc., Riverhead (Lisa Marcoccia, Laurette D. Mulry and Mark J. Ermmarino of counsel), for appellant. I. Correction Law §§ 168-a (3) (b) and 168-h (2) are unconstitutional as applied to appellant because he is being discriminated against as an out of state offender. (Saenz v Roe, 526 US 489.) II. There was insufficient evidence warranting an assessment of points pursuant to Sex Offender Registration Act: Risk Assessment Guidelines and Commentary, risk factors 3 and 5. (People v Taylor, 48 AD3d 775; People v Duart, 84 AD3d 908; People v Hoffman, 62 AD3d 976.) III. Appellant met his burden of proof with respect to each mitigating factor identified for a downward departure which included the overassessment of points, treatment and family support. (People v Gillotti, 23 NY3d 841; People v Wyatt, 89 AD3d 112; People v Marrero, 37 Misc 3d 429; People v Johnson, 11 NY3d 416; People v Washington, 84 AD3d 910.)

Raymond A. Tierney, District Attorney, Riverhead (Lauren Tan and Marion Tang of counsel), for respondent. I. Because defendant's constitutional challenges to Correction Law §§ 168-h (2) and 168-a (3) (b) were mostly not raised before the Sex Offender Registration Act court, his claims are now unpreserved for this Court's review, which moreover, all of his claims are meritless. (People v Bailey, 32 NY3d 70; Bingham v New York City Tr. Auth., 99 NY2d 355; People v Iannelli, 69 NY2d 684; Di Bella v Di Bella, 47 NY2d 828; People v Cabrera, 41 NY3d 35.) II. Clear and convincing evidence supported the assessment of 30 points each under Sex Offender Registration Act: Risk Assessment Guidelines and Commentary, risk factor 3 for three or more victims and risk factor 5 where the age of one of the victims was 10 or less. (People v Pettigrew, 14 NY3d 406; People v Mingo, 12 NY3d 563; People v Gillotti, 23 NY3d 841; People v Sincerbeaux, 27 NY3d 683; People v Diaz, 34 NY3d 1179.) III. The Sex Offender Registration Act court providently exercised its discretion in denying defendant's request for a downward departure. (People v Howard, 27 NY3d 337; People v Johnson, 11 NY3d 416; People v Bevel, 224 AD3d 430; People v Green, 229 AD3d 814; People v Sanders, 228 AD3d 1184.)

The Legal Aid Society, New York City (Alexander Lesman of counsel), and The Center for Appellate Litigation, New York City (Nicole Grelis of counsel), for The Legal Aid Society and another, amici curiae. I. The foreign registration clause of Correction Law § 168-a (3) (b) does not apply to people with federal sex offense convictions, therefore they cannot be automatically designated "sexually violent offenders." (People v Mingo, 12 NY3d 563; People v Brown, 41 NY3d 279; People v Talluto, 39 NY3d 306; People v Sherlock, 224 AD3d 709; People ex rel. Negron v Superintendent, Woodbourne Corr. Facility, 36 NY3d 32.) II. Designating people "sexually violent offenders" for nonviolent federal sex offenses violates substantive due process. (Wolff v McDonnell, 418 US 539; Mathews v Eldridge, 424 US 319; County of Sacramento v Lewis, 523 US 833; People ex rel. Johnson v Superintendent, Adirondack Corr. Facility, 36 NY3d 187; People v David W., 95 NY2d 130.) III. Designating people "sexually violent offenders" for nonviolent federal sex offenses violates equal protection. (Cleburne v Cleburne Living Center, Inc., 473 US 432; Village of Willowbrook, et al v Olech, 528 US 562; 8200 Realty Corp. v Lindsay, 27 NY2d 124; Gallinger v Becerra, 898 F3d 1012; Doe v Pennsylvania Bd. of Probation & Parole, 513 F3d 95.)


{**44 NY3d at 227} OPINION OF THE COURT

Cannataro, J.

The primary issue on this appeal from a Sex Offender Registration Act (SORA) risk assessment determination is whether defendant was properly designated as a sexually violent offender under Correction Law § 168-a (3). SORA defines three circumstances under which such a designation is appropriate. Relevant here is the third circumstance: where a defendant stands convicted of "a felony in any other jurisdiction for which the offender is required to register as a sex offender in the jurisdiction in which the conviction occurred" (Correction Law § 168-a [3] [b]). A plain reading of the statutory language, and application of our precedent in this area, establish that defendant was not required to register as a sex offender in the jurisdiction in which his conviction occurred and, therefore, was improperly designated as sexually violent.

I.

Defendant was convicted in federal court of possession of child pornography. Prior to his release from federal prison, a SORA risk assessment hearing was held in County Court. In anticipation of the hearing, the Board of Examiners of Sex Offenders prepared a risk assessment instrument which presumptively designated defendant a level one offender, the lowest risk level classification. The Board of Examiners made no recommendation with respect to defendant's designation as a sexually violent offender.

The People prepared their own risk assessment instrument designating defendant as a presumptive level two sex offender,{**44 NY3d at 228} assessing additional points for both the number and age of defendant's victims, as well as defendant's lack of relationship with any of the victims. The People further requested that the court designate defendant a [*2]sexually violent offender pursuant to Correction Law § 168-a (3) (b), based on his conviction in federal court under a federal criminal statute.

In support of their risk level assessment, the People presented evidence, in the form of an investigatory report, indicating that defendant possessed a total of 86 child pornography images, 40 of which were from the "Tweety Series," a collection of images depicting three children, ranging in age from 8 to 14 years in a variety of sexual and sexualized contexts. Defendant was also in possession of 11 child pornography images depicting another named victim, as well as 35 additional pornographic images depicting unidentified child victims. The report also explained that defendant's computer contained evidence of recently deleted files with names suggesting they contained additional pornographic content depicting children, with one such file strongly indicating that its subject was eight years old.

County Court assessed defendant 85 points resulting in a level two risk classification. The court found that the People had met their burden of showing that defendant possessed photos depicting at least three different victims thus warranting an assessment of 30 points under risk factor 3 (number of victims), and that he possessed at least one photo of a victim under the age of 10 warranting an assessment of 30 points under risk factor 5 (age of victims) (Sex Offender Registration Act: Risk Assessment Guidelines and Commentary, risk factors 3, 5 [2006]). The court also determined that, because defendant was convicted in a foreign jurisdiction, he should be designated a sexually violent offender pursuant to Correction Law § 168-a (3) (b), and further denied defendant's request for a downward departure.

The Appellate Division unanimously affirmed, holding that defendant was properly designated a sexually violent offender under Correction Law § 168-a (3) (b) (224 AD3d 709 [2d Dept 2024]). We granted defendant's motion for leave to appeal (41 NY3d 1012 [2024]) and now modify the order of the Appellate Division to the extent of removing defendant's sexually violent offender designation.

II.

At issue here is the "foreign registration clause" of Correction Law § 168-a (3) (b), which defines a sexually violent offense{**44 NY3d at 229} as one based on a "conviction of a felony in any other jurisdiction for which the offender is required to register as a sex offender in the jurisdiction in which the conviction occurred."[FN1]

We recently recognized that this statute is problematic in that it imposes higher burdens on nonviolent sex offenders convicted in a foreign jurisdiction relative to defendants convicted of similar offenses in New York (see People v Talluto, 39 NY3d 306, 313 [2022]). Nonetheless, we held in Talluto that because the language of the statute is "clear and unambiguous" it must be applied to sex offenders convicted in foreign jurisdictions according to its terms (id. at 311, 314-315).

[1] Applying the clear and unambiguous statutory language in this case, defendant cannot be designated as "sexually violent" because he was not required to register as a sex offender in the jurisdiction in which his conviction occurred. This is so because the federal government does not maintain a sex offender registry of the sort that states are required to operate by federal mandate. Although the federal government maintains two sex offender databases, the information contained in them merely represents a collection of registration information acquired from registries maintained by individual state and territorial jurisdictions (see 34 USC §§ 20921, 20922). Further, although federal law requires sex offenders convicted of federal sex offenses to register in each jurisdiction where they live, work or go to school (34 USC § 20913 [a]), significantly, for purposes of this statutory scheme, the law defines "jurisdiction" as a state or territory and contains no requirement that federally-convicted sex offenders register with the federal government (34 USC § 20911 [10]).

In People v Kennedy, we considered whether an individual convicted of a sex crime by a naval court-martial was required to register as a sex offender as a result of their conviction in a foreign jurisdiction (7 NY3d 87, 89-90 [2006]). We observed that the foreign registration clause "requires that the conviction result in the offender's obligation to register in the 'other jurisdiction,' i.e., where defendant was convicted—here, the {**44 NY3d at 230}United States Navy" (id. at 91).[FN2] Thus we held that, because defendant was not required to register as a sex offender with [*3]any naval authority, he was not required to register in New York under Correction Law § 168-a. Similarly, as defendant here was not required to register as a sex offender with the federal government, he was improperly designated as a sexually violent offender under Correction Law § 168-a (3) (b).

Finally, the addition of 18 USC § 2252A (under which defendant was convicted) to New York's definition of sex offense (Correction Law § 168-a [2] [d] [iii]), but not to the definition of sexually violent offense (Correction Law § 168-a [3] [a]) confirms that those convicted of child pornography possession should be designated as "sex offenders" but not "sexually violent offenders." Because by its plain terms the statutory definition of "sexually violent offender" does not apply to defendant, the Appellate Division's order should be modified to remove that designation.

III.

Turning to defendant's designation as a level two sex offender, because that determination was "expressly made under the proper evidentiary standard" and "affirmed by the Appellate Division, this Court's review is limited to whether the decisions below are affected by an error of law or are otherwise not supported by the record" (People v Lashway, 25 NY3d 478, 483 [2015]).

[2] Here there was record support for County Court's determination both that defendant possessed photos of three or more victims justifying an assessment of 30 points under risk factor 3, and that defendant possessed a photo of a victim under the age of 10 years old justifying an assessment of 30 points under risk factor 5. Defendant possessed pornographic images depicting two specifically identified children, as well as many others where the victim was not identified. Additionally, defendant had recently deleted files from his computer with names indicating that they contained additional pornographic content depicting children, with one such file suggesting that its subject was eight years old.

County Court reasonably inferred based on the above that defendant possessed pornographic content from three or more victims, and that at least one victim was under the age of 10.{**44 NY3d at 231}

Finally, the Appellate Division did not abuse its discretion in denying defendant's request for a downward departure, and we affirm its decision on that point (see People v Anthony, 40 NY3d 976, 979 [2023]).

Accordingly, the order of the Appellate Division should be modified, without costs, in accordance with this opinion and, as so modified, affirmed.

Chief Judge Wilson and Judges Rivera, Garcia, Singas, Troutman and Halligan concur.

Order modified, without costs, in accordance with the opinion herein and, as so modified, affirmed.



Footnotes


Footnote 1:Correction Law § 168-a (3) defines the three circumstances where a sexually violent offender designation is appropriate: (1) where a defendant is convicted under several specific provisions of the Penal Law; (2) where a defendant is convicted of a foreign offense which includes the "essential elements" of those specifically enumerated crimes; and (3) the aforementioned "foreign registration clause."

Footnote 2:Kennedy dealt with nearly identical foreign registration language contained in Correction Law § 168-a (2) (d) which defines "sex offense."