Matter of Keith
2025 NY Slip Op 03632 [241 AD3d 85]
June 12, 2025
Per Curiam
Appellate Division, First Department
Published by New York State Law Reporting Bureau pursuant to Judiciary Law § 431.
As corrected through Wednesday, October 29, 2025


[*1]
In the Matter of Arnold Pennington Keith, Jr., an Attorney, Respondent. Attorney Grievance Committee for the First Judicial Department, Petitioner.

First Department, June 12, 2025


PROCEDURAL SUMMARY

Disciplinary proceedings instituted by the Attorney Grievance Committee for the First Judicial Department. Respondent was admitted to the bar on May 23, 1983, at a term of the Appellate Division of the Supreme Court in the First Judicial Department.


HEADNOTE


Attorney and Client - Disciplinary Proceedings - Censure

Respondent falsely certified that he had completed the requisite continuing legal education (CLE) credits during a registration cycle and falsely claimed that he possessed proof thereof (Rules of Prof Conduct [22 NYCRR 1200.0] rule 8.4 [c], [h]). In aggravation, respondent knew he did not complete his CLEs at the time he certified, claimed he could not find his certificates of completion and he continued his false claims about the certificates including testifying under oath. In mitigation, respondent acknowledged his guilt, improved his recordkeeping, accepted responsibility, had no prior disciplinary history, fully cooperated with the Attorney Grievance Committee's investigation, and specified that the misconduct would never happen again. Under the totality of the circumstances, respondent was censured.


APPEARANCES OF COUNSEL

Jorge Dopico, Chief Attorney, Attorney Grievance Committee, New York City (Christopher S. Ronk of counsel), for petitioner.

Arnold Pennington Keith, Jr., respondent pro se.


{**241 AD3d at 86} OPINION OF THE COURT

Per Curiam.

Respondent Arnold P. Keith was admitted to the practice of law in the State of New York by the First Judicial Department on May 23, 1983, under the name Arnold Pennington Keith, Jr. At all times relevant to this proceeding, respondent has maintained a business address within the First Judicial Department.

On May 26, 2023, the Attorney Grievance Committee (AGC) served respondent with a notice and petition for charges, alleging three counts of professional misconduct related to his biennial attorney registration statement. The first and second charges alleged violations of rule 8.4 (c) of the New York Rules of Professional Conduct (22 NYCRR 1200.0) based on respondent's false certification that he (1) completed the required continuing legal education (CLE) credits for an attorney registration cycle, and (2) that he retained the required certificates for those CLEs. The third charge alleged that respondent violated rule 8.4 (h) due to his failure to complete the credits he falsely certified. In his answer, dated May 31, 2023, respondent admitted to all three charges and their underlying allegations. By unpublished confidential order, dated June 14, 2024, this Court sustained all three charges based on respondent's admissions and documentary evidence. This Court also appointed a referee to conduct a sanction hearing.

According to the Referee's report, the evidence demonstrated that "respondent falsely certified that he had completed the requisite [CLE] credits during a registration cycle between 2017 and 2019, and falsely claimed that he possessed proof thereof. Such conduct was in violation of Rule 8.4 (c)." Respondent also did not take any of the mandatory CLEs, which was in violation of rule 8.4 (h).

In aggravation, the Referee noted that respondent knew he did not complete his CLEs at the time he certified and claimed he could not find his certificates of completion. The Referee found that "when the case was turned over to the AGC, Respondent continued his false claims about the certificates . . . then testified under oath on February 24, 2022, and maintained the same position."

In mitigation, the Referee found that respondent acknowledged his mistakes, did not make excuses for himself, and said{**241 AD3d at 87} that he was "guilty as charged" and ready to "fall on the sword." Respondent also cooperated with the AGC, has no prior disciplinary history, and has no clients who were impacted by the misconduct. The Referee noted [*2]that the disciplinary investigation led respondent to experience "sleepless nights and daily stress." Respondent reassured the Referee that he improved his recordkeeping and stated that the misconduct would never happen again. He claimed that "any suspension imposed will devastate [my] law practice."

Although the AGC sought a six-month suspension at the conclusion of the sanction hearing, the AGC now requests that this Court confirm the Referee's report and "sanction the respondent as the Court deems just and proper." The Referee recommended a public censure.

Here, we also find that a public censure is appropriate. Respondent's misconduct was tempered by his acknowledgment of guilt, improved recordkeeping, and acceptance of responsibility. Further, respondent has no prior disciplinary history, fully cooperated with the AGC's investigation, and specified that the misconduct would never happen again. Given these mitigating factors, respondent's suspension is unwarranted.

Accordingly, the AGC's motion to confirm the Referee's findings should be granted and respondent publicly censured.

Moulton, J.P., Gesmer, González, Pitt-Burke and O'Neill Levy, JJ., concur.

Wherefore, it is ordered that the motion by the Attorney Grievance Committee for the First Judicial Department to confirm the Referee's findings, pursuant to 22 NYCRR 1240.8 (b), is granted, and respondent, Arnold Pennington Keith, Jr., is publicly censured.