| Matter of Parents for Educ. & Religious Liberty in Schs. v Young |
| 2025 NY Slip Op 03689 [44 NY3d 477] |
| June 18, 2025 |
| Rivera, J. |
| Court of Appeals |
| Published by New York State Law Reporting Bureau pursuant to Judiciary Law § 431. |
| As corrected through Wednesday, March 4, 2026 |
| In the Matter of Parents for Educational and Religious Liberty in Schools et al., Appellants, v Lester Young Jr., as Chancellor of the Board of Regents of the State of New York, et al., Respondents. |
Appeal, by permission of the Appellate Division of the Supreme Court in the Third Judicial Department, from an order of that Court, entered June 27, 2024. The Appellate Division (1) reversed, on the law, an order and judgment (denominated decision/judgment) of the Supreme Court, Albany County (Christina L. Ryba, J.; op 79 Misc 3d 454 [2023]), entered in a combined CPLR article 78 proceeding and declaratory judgment action, to the extent it had granted in part petitioners' application and declared Education Department regulations 8 NYCRR 130.6 (c) (2) (i) and 8 NYCRR 130.8 (d) (7) (i) to be invalid; and (2) declared 8 NYCRR 130.6 (c) (2) (i) and 8 NYCRR 130.8 (d) (7) (i) to be valid.
Matter of Parents for Educ. & Religious Liberty in Schs. v Young, 230 AD3d 83, affirmed.
Appeal - Academic and Moot Questions - Facial Challenge to Regulations Not Mooted by Statutory Amendment
1. An appeal in which the Court of Appeals' scope of review was limited to petitioners' facial challenge to respondent Commissioner of Education's authority to promulgate 8 NYCRR 130.6 (c) (2) (i) and 8 NYCRR 130.8 (d) (7) (i), which provide that a nonpublic school that fails to establish substantial equivalency with the education offered at local public schools "shall no longer be deemed a school which provides compulsory education fulfilling the requirements of" the Education Law, was not rendered moot by the Legislature's amendment of Education Law § 3204. The amendment added subdivision (6), which sets forth pathways more expansive than the existing pathways in the Commissioner's regulations through which a nonpublic school may demonstrate substantial equivalence. Petitioners' claim that respondent lacked authority to issue 8 NYCRR 130.6 (c) (2) (i) and 8 NYCRR 130.8 (d) (7) (i) was unaffected by the amendment. These regulatory provisions concern the consequences of a final negative substantial equivalency determination and not the methods by which nonpublic schools may demonstrate substantial equivalence. Therefore, the parties' rights would be affected by the Court's decision because there existed an independently determinable and potentially decisive issue raised and litigated as to whether there were legal grounds for respondent's promulgation of these provisions.
Administrative Law
- Validity of Regulation
- Regulations of Commissioner of Education Governing Substantial Equivalency Determinations
2. 8 NYCRR 130.6 (c) (2) (i) and 8 NYCRR 130.8 (d) (7) (i), which provide that a nonpublic school that fails to establish substantial equivalency with the education offered at local public schools "shall no longer be deemed a school which provides compulsory education fulfilling the requirements of" the Education Law, were lawfully promulgated pursuant to respondent Commissioner of Education's rulemaking authority. A determination that a nonpublic school has failed to meet the substantial equivalence requirement leads naturally to this acknowledgement—that the nonpublic school fails to comply with the Education Law's substantial equivalency mandate and thus is not a school that fulfills the statutory requirement for compulsory education. Far from exceeding the Commissioner's statutory authority, the regulations simply establish a mechanism by which the statutory mandate is enforced. Nothing in these provisions requires that parents "unenroll" their children from a nonpublic school deemed not to provide substantially equivalent instruction, nor do the regulations authorize school closures.
Faegre Drinker Biddle & Reath LLP, New York City (Avi Schick of counsel), for appellants. I. The new regulations are inconsistent and out of harmony with the Education Law. (Weiss v City of New York, 95 NY2d 1; Matter of Beer Garden v New York State Liq. Auth., 79 NY2d 266; Matter of Mayfield v Evans, 93 AD3d 98; Matter of Emmanuel B. [Lynette J.], 175 AD3d 49; Matter of Meit v P. S. & M. Catering Corp., 285 App Div 506.) II. The New York State Education Department violated the separation of powers by engaging in administrative policymaking. (Matter of LeadingAge N.Y., Inc. v Shah, 32 NY3d 249; Boreali v Axelrod, 71 NY2d 1; Matter of New York Statewide Coalition of Hispanic Chambers of Commerce v New York City Dept. of Health & Mental Hygiene, 23 NY3d 681; Ellicott Group, LLC v State of N.Y. Exec. Dept. Off. of Gen. Servs., 85 AD3d 48; Matter of Ahmed v City of New York, 129 AD3d 435.)
Letitia James, Attorney General, Albany (Beezly J. Kiernan, Barbara D. Underwood and Jeffrey W. Lang of counsel), for respondents. I. The New York State Education Department's substantial equivalency regulations are consistent with the Education Law. (Matter of General Elec. Capital Corp. v New York State Div. of Tax Appeals, Tax Appeals Trib., 2 NY3d 249; Goodwin v Perales, 88 NY2d 383; Campaign for Fiscal Equity v State of New York, 86 NY2d 307; Young Advocates for Fair Educ. v Cuomo, 359 F Supp 3d 215; Matter of Juarez v New York State Off. of Victim Servs., 36 NY3d 485.) II. The New York State Education Department did not engage in legislative policymaking in violation of the separation of powers doctrine. (Wisconsin v Yoder, 406 US 205; Pierce v Society of Sisters, 268 US 510; Matter of Lash, 92 Misc 2d 642; Matter of Adam D., 132 Misc 2d 797; Matter of Puah B. [Autumn B.], 173 AD3d 422.)
Troutman Pepper Locke LLP, New York City (Mary Grace W. Metcalfe of counsel), and Michael A. Helfand, Malibu, California, for Union of Orthodox Jewish Congregations of America, amicus curiae. I. Multiple-source education promotes government's vital interests while protecting the constitutional rights of parents. (Brown v Board of Education, 347 US 483; Grutter v Bollinger, 539 US 306; People v Turner, 277 App Div 317; Matter of Franz, 55 AD2d 424.) II. Because multisource instruction accomplishes the substantive goals of education, banning such an approach would violate the Fourteenth and First Amendments. (Price v New York City Bd. of Educ., 51 AD3d 277; Matter of Alfonso v Fernandez, 195 AD2d 46; Pierce v Society of Sisters, 268 US 510; People ex rel. Johnson v Superintendent, Adirondack Corr. Facility, 36 NY3d 187.) III. The Court of Appeals should adopt Supreme Court's approach embracing multisource instruction.
Bienstock PLLC, New York City (Martin Bienstock and Uriel Charlap of counsel), for New York State Association of Independent Schools, amicus curiae. I. A system authorizing regulators to close down private schools under threat of criminal prosecution impinges parents' fundamental constitutional rights and requires approval of the legislature. (Meyer v Nebraska, 262 US 390; Pierce v Society of Sisters, 268 US 510; Wisconsin v Yoder, 406 US 205; Matter of Zorach v Clauson, 303 NY 161, 343 US 306; Packer Coll. Inst. v University of State of N.Y., 298 NY 184.) II. The new regulations provide for the closure of private schools without legislative authorization. (Pierce v Society of Sisters, 268 US 510; Matter of Miller v DeBuono, 90 NY2d 783; Sherbert v Verner, 374 US 398; Goldberg v Kelly, 397 US 254; Escalera v New York City Hous. Auth., 425 F2d 853.)
Dennis Rapps, New York City, for Eli Reifer and others, amici curiae. The New York State Department of Education infringed parents' fundamental rights by unlawfully creating a private-school licensing system without any authority or standards from the legislature. (Packer Coll. Inst. v University of State of N.Y., 298 NY 184; Gibbons v Ogden, 22 US 1; Boreali v Axelrod, 71 NY2d 1; Pierce v Society of Sisters, 268 US 510.)
Jones Day, New York City (Noel J. Francisco, admitted pro hac vice, and Todd R. Geremia of counsel), and The Hugh & Hazel Darling Foundation Religious Liberty Clinic, Pepperdine University Caruso School of Law, Malibu, California (Eric C. Rassbach, admitted pro hac vice, of counsel), for New York State Catholic Conference, amicus curiae. I. The regulations exceed the Education Department's rulemaking authority. (Matter of Juarez v New York State Off. of Victim Servs., 36 NY3d 485; Matter of Acevedo v New York State Dept. of Motor Vehs., 29 NY3d 202; Boreali v Axelrod, 71 NY2d 1; Garcia v New York City Dept. of Health & Mental Hygiene, 31 NY3d 601; Blackwelder v Safnauer, 689 F Supp 106.) II. The regulations are constitutionally suspect. (People v Epton, 19 NY2d 496; People v Barber, 289 NY 378; People v Viviani, 36 NY3d 564; Our Lady of Guadalupe School v Morrissey-Berru, 591 US 732; Troxel v Granville, 530 US 57.)
Christopher Hazen, Staten Island, for Young Advocates for Fair Education, Inc., amicus curiae. I. The 8 NYCRR part 130 regulations are well within New York State Education Department's regulatory authority. (Campaign for Fiscal Equity v State of New York, 86 NY2d 307; Matter of Andrew TT., 122 AD2d 362; Matter of Bennett v Jeffreys, 40 NY2d 543; Matter of Adam D., 132 Misc 2d 797; Matter of Falk, 110 Misc 2d 104.) II. The regulations support a parent's right to intelligently select a school for their child while safeguarding a child's right to a sound basic education. (Pierce v Society of Sisters, 268 US 510; Meyer v Nebraska, 262 US 390; Wisconsin v Yoder, 406 US 205; Plyler v Doe, 457 US 202.) III. Administrative feasibility, the Establishment Clause, and the separation of powers present issues. (Donohue v Copiague Union Free School Dist., 47 NY2d 440; Matter of New York City School Bds. Assn. v Board of Educ. of City School Dist. of City of N.Y., 39 NY2d 111; Matter of Ocean Hill-Brownsville Governing Bd. v Board of Educ. of City of N.Y., 23 NY2d 483; Bullock v Cooley, 225 NY 566; People ex rel. Board of Educ. of City of N.Y. v Finley, 211 NY 51.)
Every child from 6 to 16 years old in New York State is entitled to a free education and must attend "full time instruction" (Education Law § 3205 [1] [a]). To comply with this mandate, New York provides access to publicly-funded schools that offer an approved curriculum of instruction (id. § 3202 [1]). When a parent or custodian enrolls a child at a nonpublic school, they are legally required to ensure that the child receives an education substantially equivalent to that offered at the local public schools (id. §§ 3204 [1], [2]; 3212 [2] [b]). Respondent Commissioner of Education promulgated regulations that implement the substantial equivalency requirement. Petitioners appeal from an Appellate Division order upholding the sections of the regulations that provide that a nonpublic school that fails to establish substantial equivalency "shall no longer be deemed a school which provides compulsory education fulfilling the requirements of" the Education Law. We conclude that the Commissioner lawfully promulgated the regulatory sections at issue here. Therefore, we affirm the Appellate Division order.{**44 NY3d at 482}
The New York Constitution "requires the State to offer all children the opportunity of a sound basic education . . . to enable [them] to eventually function productively as civic participants capable of voting and serving on a jury" (Campaign for Fiscal Equity v State of New York, 86 NY2d 307, 316 [1995], citing Board of Educ., [*2]Levittown Union Free School Dist. v Nyquist, 57 NY2d 27, 48 [1982]; see NY Const, art XI, § 1). The Constitution further mandates that the Legislature shall provide "a system of free common schools" (see NY Const, art XI, § 1). These constitutional mandates are codified in the Education Law, which provides that children from 6 to 16 years old in New York State are entitled to a free education and that their parents or custodians must ensure that they attend "full time instruction" (Education Law § 3205 [1] [a]). Such instruction may be provided at "a public school or elsewhere" (id. § 3204 [1]). If a child receives instruction elsewhere, the instruction "shall be at least substantially equivalent to the instruction given to minors of like age and attainments at the public schools of the city or district where the minor resides" (id. § 3204 [2]). Failure to comply with the compulsory education and substantial equivalency requirement may subject a parent or custodian to a neglect proceeding in Family Court, or criminal penalties including fines and imprisonment (see id. §§ 3232, 3233).
The Education Law provides that local school authorities (LSAs) have primary responsibility for ensuring that children receive the required education (see Education Law §§ 2 [12]; 3204 [2]; 3205, 3210 [2]). In 2018, the Legislature amended the statute's substantial equivalency requirement for nonpublic schools that offer bilingual programs and extended school hours (see L 2018, ch 59, § 1, part SSS). The enactment—known as the Felder Amendment—provides that, for this subset of nonpublic schools, the Commissioner shall make any final substantial equivalency determinations (see Education Law § 3204 [2] [ii], [iii], [v]).
In response to the Felder Amendment, the Commissioner promulgated 8 NYCRR part 130, effective September 28, 2022, addressing the procedure for substantial equivalency determi{**44 NY3d at 483}nations and enforcement.[FN1] The regulations provide several "pathways" through which a nonpublic school may demonstrate substantial equivalency (see id. § 130.3). For example, a nonpublic school may register with the Board of Regents, receive accreditation by a body approved by the Department of Education for purposes of demonstrating compliance with the substantial equivalency regulations, or participate in the international baccalaureate program (see id. § 130.3 [a] [1], [3], [4]). For nonpublic schools that do not pursue or satisfy an approved pathway, the local school authority conducts a substantial equivalency review and makes a determination on compliance (see id. §§ 130.2 [a]; 130.5). The regulations require the LSA to conduct these reviews every seven years (see id. § 130.4). For those schools covered by the Felder Amendment, the LSA forwards its recommended determination to the Commissioner (see id. § 130.2). Upon a preliminary determination of nonequivalence under either local or Commissioner-level review, the LSA must collaborate with the nonpublic school to develop a plan for the school to achieve substantial equivalence within a reasonable time period (see id. §§ 130.6 [a] [1] [iii]; 130.8 [d] [2]). If these efforts are unsuccessful, or if a school fails to cooperate, and the Commissioner or LSA issues a final negative determination, then under the regulations at issue here, "the nonpublic school shall no longer be deemed a school which provides compulsory education fulfilling the requirements of . . . the Education Law" (id. §§ 130.6 [c] [2] [i]; 130.8 [d] [7] [i]).
Petitioners are five nonpublic schools and three membership organizations representing several such schools and parents of the schools' students.[FN2] Petitioners filed this combination CPLR article 78 proceeding and declaratory judgment action against{**44 NY3d at 484} respondents the Chancellor of the Board of Regents and the Commissioner of Education.[FN3] Petitioners [*3]challenged the regulations on various federal and state constitutional, as well as state statutory, grounds. The petition did not assert that any of their member schools or parents had received a notice of a negative determination or that any member parent had "unenrolled" their child from a school that had received a negative determination.
Supreme Court granted the petition in part and otherwise rejected petitioners' claims (see 79 Misc 3d 454 [Sup Ct, Albany County 2023]).[FN4] As relevant to this appeal, the court generally upheld the regulations, but it declared invalid 8 NYCRR 130.6 (c) (2) (i) and 8 NYCRR 130.8 (d) (7) (i)—the regulations deeming a noncompliant nonpublic school no longer a school fulfilling the compulsory education requirements—on the ground that these provisions exceeded the Commissioner's authority. Only respondents appealed.
The Appellate Division reversed Supreme Court's judgment, insofar as appealed from, granting petitioners' relief and declared 8 NYCRR 130.6 (c) (2) (i) and 8 NYCRR 130.8 (d) (7) (i) to be valid (see 230 AD3d 83, 91 [3d Dept 2024]). The Appellate Division concluded that the Commissioner properly promulgated these regulations under their regulatory authority (see 230 AD3d at 89-90). One Justice dissented and would have affirmed on the grounds that the regulations impermissibly require a student's removal from the nonpublic school and discontinue legally required services to the nonpublic school in contravention of the Education Law and in excess of the Commissioner's authority (see id. at 93-94 [Egan Jr., J., dissenting]). The Appellate Division granted petitioners leave to appeal (see 2024 NY Slip Op 74188[U] [3d Dept 2024]).{**44 NY3d at 485}
Our jurisdiction is limited to live controversies (see Matter of Hearst Corp. v Clyne, 50 NY2d 707, 713-714 [1980]). Thus, we may not give advisory opinions or "pass on academic, hypothetical, moot, or otherwise abstract questions" (id. at 713).
In May 2025, days before oral argument on this appeal, the Legislature amended Education Law § 3204 by adding subdivision (6) (see L 2025, ch 56, § 1, part A, § 22-e). By its terms, the amendment "shall be deemed to have been in full force and effect on and after April 1, 2025" (L 2025, ch 56, § 1, part A, § 28). Section 3204 (6) sets forth pathways, similar to but more expansive than the existing pathways in the Commissioner's regulations, through which a nonpublic school may demonstrate substantial equivalence. After oral argument, we invited the parties to address in writing the impact of the amendment on this appeal.
To the extent petitioners' challenge implicates Education Law § 3204's substantial equivalency pathways, the amendment renders any such challenge moot and no exception to the mootness doctrine applies (see Saratoga County Chamber of Commerce v Pataki, 100 NY2d 801, 811 [2003]).[FN5] That leaves petitioners' challenge to the regulations.
Petitioners contend that they, like other nonpublic schools, students and parents, continue to suffer consequences of enforcement efforts under the regulations. They reassert that the regulations that deem a nonpublic school noncompliant with the Education Law exceed statutory authorization. Respondents assert that the recent amendment to Education Law § 3204 does not displace the challenged portion of the regulations.
[*4][1] Our analysis of the regulations is necessarily cabined because we are not presented on this appeal with the legality of part 130 in its entirety. Supreme Court determined that 8{**44 NY3d at 486} NYCRR 130.6 (c) (2) (i) and 8 NYCRR 130.8 (d) (7) (i) were invalid. The Appellate Division reversed, holding those provisions were lawfully promulgated pursuant to the Commissioner's authority under the Education Law and declaring them valid (see 230 AD3d at 89-90). Petitioners sought and were granted leave to appeal from that order (see 2024 NY Slip Op 74188[U]). Therefore, our scope of review is limited to petitioners' facial challenge to the Commissioner's authority to promulgate these specific provisions. We agree with the parties that petitioners' claim that the Commissioner lacked authority to issue 8 NYCRR 130.6 (c) (2) (i) and 8 NYCRR 130.8 (d) (7) (i) is unaffected by the amendment. These regulatory provisions concern the consequences of a final negative determination and not the methods by which nonpublic schools may demonstrate substantial equivalence. Therefore, the parties' rights will be affected by our decision because there exists an "independently determinable and potentially decisive issue[ ] raised and litigated as to whether there are legal grounds for respondent's promulgation" of these provisions (Matter of Ford v New York State Racing & Wagering Bd., 24 NY3d 488, 493 [2014]). We now turn to petitioners' claim.
Petitioners argue that 8 NYCRR 130.6 (c) (2) (i) and 8 NYCRR 130.8 (d) (7) (i) are invalid because they compel parents to "unenroll" their children from schools deemed not substantially equivalent, authorizing and necessarily leading to school closures, and that this exceeds the authority of the Commissioner. Respondents contend that the challenged regulations do neither of these things.
"[A]n agency 'is clothed with those powers expressly conferred by its authorizing statute, as well as those required by necessary implication' " (Matter of Acevedo v New York State Dept. of Motor Vehs., 29 NY3d 202, 221 [2017], quoting Matter of City of New York v State of N.Y. Commn. on Cable Tel., 47 NY2d 89, 92 [1979]). When an agency is granted rulemaking authority, so long as its regulation does not contradict the enabling statute and "is not so lacking in reason for its promulgation that it is essentially arbitrary, the rule has the force and effect of law" (Matter of General Elec. Capital Corp. v New York State Div. of Tax Appeals, Tax Appeals Trib., 2 NY3d 249, 254 [2004] [internal quotation marks and citation omitted]).{**44 NY3d at 487}
[2] The Education Law expressly authorizes the Commissioner to issue final substantial equivalency determinations for nonpublic schools governed by the Felder Amendment, and section 3204 (2) (v) provides that "[t]he commissioner shall be the entity that determines whether nonpublic elementary and secondary schools are in compliance with the academic requirements set forth in paragraphs (ii) and (iii) of this subdivision" (Education Law § 3204 [2] [v]). Paragraphs (ii) and (iii), respectively, set forth non-exhaustive lists of factors to be considered in determining substantial equivalence, including, for example, whether "the curriculum provides academically rigorous instruction" (id. § 3204 [2] [ii]). The regulatory provisions at issue here state that, in the event of a negative substantial equivalency determination, "the nonpublic school shall no longer be deemed a school which provides compulsory education fulfilling the requirements of Article 65 of the Education Law" (8 NYCRR 130.6 [c] [2] [i]; 130.8 [d] [7] [i]). A determination that a nonpublic school has failed to meet the substantial equivalence requirement leads naturally to this acknowledgement—that the nonpublic school fails to comply with the Education Law's substantial equivalency mandate and thus is not a school that fulfills the statutory requirement for compulsory education. Far from exceeding the Commissioner's statutory authority, the regulations simply establish a mechanism by which the statutory mandate is enforced. In this regard, instead of being contrary to the statute's purpose, the challenged regulations are a natural consequence flowing from the statutory language itself.
Contrary to petitioners' claims, nothing in these provisions requires that parents "unenroll" their children from a nonpublic school deemed not to provide substantially equivalent instruction. Nor do the regulations authorize school closures. The provisions merely state that the nonpublic school does not provide substantially equivalent instruction—a determination well within the authority provided to the Commissioner by the statute. The parent or custodian must determine how then to ensure their compliance with the Education Law.
Accordingly, the order of the Appellate Division should be affirmed, with costs.
Chief Judge Wilson and Judges Garcia, Singas, Cannataro, Troutman and Halligan concur.
Order affirmed, with costs.