Detectives
Endowment Association Decision No.
B-37-2006
|

Detectives
Endowment Association, Decision No.
B-37-2006
(IP)
(Docket No. BCB-2502-05).
Summary of Decision: Unions claimed that NYPD
violated its duty to bargain by unilaterally changing
its procedures for drug testing employees by switching
from urine analysis to hair analysis. The City contended
that it had no duty to bargain because it had previously
discussed the changes which, in any event, did not
constitute a change in existing policy. The Board found
that the expansion of the categories of employees to
whom the hair testing procedures are applied constitutes
a unilateral change in drug screening procedures, which
is a mandatory subject of bargaining, and granted the
petition. (Official decision
follows.)
OFFICE
OF COLLECTIVE BARGAINING
BOARD
OF COLLECTIVE BARGAINING
In
the Matter of the Improper Practice
Proceeding
-between-
DETECTIVES
ENDOWMENT ASSOCIATION,
PATROLMEN'S
BENEVOLENT ASSOCIATION, AND
SERGEANTS
BENEVOLENT ASSOCIATION,
Petitioners,
-
and -
THE
CITY OF NEW YORK and the
NEW
YORK CITY POLICE DEPARTMENT,
Respondents.
DECISION
AND ORDER
On
August 26, 2005, the Detectives Endowment Association
("DEA") filed a verified improper practice petition on
behalf of itself, the Patrolmen's Benevolent Association
("PBA"), and the Sergeants Benevolent Association
("SBA") (collectively, "Unions"), against the City of
New York and the Police Department ("City" or "NYPD").
The Unions allege that NYPD violated § 12- 306(a)(4) of
the New York City Collective Bargaining Law (New York
City Administrative Code, Title 12, Chapter 3)
("NYCCBL") by unilaterally changing the methodology of
testing from urine to hair analysis to detect the use of
drugs by Detectives, Police Officers, and Sergeants. The
City contends that it gave the Unions advance notice and
met with them on at least three occasions to discuss
NYPD's planned switch to hair testing, and that, in any
event, there has been no change in drug testing
procedures because the hair testing procedures
implemented are the same as those already in effect for
certain classes of employees. This Board finds that even
if NYPD's procedures for hair testing are the same, the
expansion of the categories of employees to whom the
procedures now are applied constitutes a unilateral
change in drug screening procedures. Accordingly, the
Board grants the Unions' petition.
BACKGROUND
The
Trial Examiner found that the totality of the record
established the relevant background facts to be as
follows:
A.
NYPD's Drug Testing Procedures Before August 1,
2005
1.
Non-Random Drug Testing
Effective
January 1, 2000, NYPD issued a number of Patrol Guide
Procedures ("PGPs") that set forth the drug testing
procedures applicable to uniformed members of the NYPD
in various circumstances.1 PGP No. 205-30
provides for "reasonable suspicion" drug screening for
the presence of drugs in either the urine or hair
of members suspected of illegal drug use. Whether urine
or hair samples are tested, this PGP sets forth the
procedures to be followed, including provisions for
collection of a sample, maintenance of the chain of
custody, conduct of a laboratory analysis, the right to
request a re-test, and selection of a laboratory for a
re-test. It is not disputed that members who have been
tested on the basis of "reasonable suspicion" have had
samples of their hair tested under this
procedure.
PGP
No. 205-35 allows members to request voluntary drug
screening. This procedure is available to members who
are subject to unsubstantiated allegations of illegal
drug or controlled substance abuse when reasonable
suspicion does not exist. This PGP provides for the
testing of hair and urine samples, although the
Unions assert that the standard practice actually
employed in voluntary screening cases has been to
require only urinalysis. Whether hair or urine is used,
the collection, testing, and re-testing procedures
conform to those contained in PGP No. 205-30.
In
addition, all probationary members of the NYPD complete
an end-of-probation medical examination that includes
drug screening using hair samples.
2.
Random Drug Testing
PGP
No. 205-29 provides for random drug testing of all
members of the NYPD (except, as described infra,
those assigned to certain specified commands which are
subject to separate random drug testing procedures).
Under this procedure, the NYPD randomly selects members
through the use of an automated database and directs
those selected to appear at a specified date and time
for drug screening. The procedure states that selected
members "must submit to drug screening" but does not
define the method of testing. The procedure does state:
"Except in unusual circumstances, urine samples will be
taken at a facility operated by the Medical Division . .
. ." The Unions note that PGP No. 205-29 incorporates a
number of procedures they believe are characteristic of
urine testing, including the collection of samples in
vials and the requirement that only one person of the
employee's same sex be present when the sample is
collected. The Unions further assert that prior to
August 1, 2005, the actual testing employed by the NYPD
under this PGP did not include the testing of hair. The
City's own description of the procedure, in its answer
to the instant petition, states that members "are
required to provide two (2) urine samples, each in a
separate vial . . . ."
PGP
No. 205-32 requires that applicants applying for, or
assigned to, the Organized Crime Control Bureau ("OCCB")
must consent to random drug screening. All applicants
are tested, and those assigned remain subject to random
testing. The PGP does not define the method of testing,
but its procedures refer only to the collection of urine
samples.
PGP
Nos. 205-31 and 205-33 provide procedures for the drug
screening of members applying for assignment to
designated specialized units, including OCCB, Internal
Affairs Bureau, Detective Bureau, Special Operations
Division, Intelligence Division, Traffic Control
Division's Highway District, Quality Assurance Division,
and Patrol Borough Staten Island Detective Operations.
All candidates are tested upon application or initial or
temporary assignment, and those permanently assigned
remain subject to random testing. Similarly, PGP No.
205-34 provides procedures for the drug screening of
members applying for discretionary promotions. These
three PGPs do not define the method of testing, but,
similar to PGP No. 205-29, their procedures contain
references only to the collection of urine
samples.
B.
NYPD's Adoption of Drug Testing of Hair for All
Purposes
In
January 2005, NYPD informed the Unions that it wished to
adopt a method of hair testing, known as
radioimmunoassay of hair ("RIAH"), as an alternative to
urinalysis for purposes of all drug screening.
Representatives of the City and the Unions met several
times to discuss NYPD's planned implementation of RIAH
drug screening. At the first meeting, on January 7,
2005, the City expressly declined to characterize the
discussions as collective bargaining but described them
as "information sharing." Petition, ¶ 10. The City
informed the Unions that there would be no change to
existing NYPD policies regarding testing triggers, due
process protections, and disciplinary consequences, and
asserted that the only change would be that hair would
be tested rather than urine. The City offered the Unions
an opportunity to speak with Psychemedics, the
laboratory used by NYPD, to discuss collection, testing,
and re-testing procedures. Subsequently, representatives
of the Unions visited Psychemedics to discuss those
matters. At a second meeting held on February 15, 2005,
the Unions asked questions, raised concerns, and
received additional information regarding NYPD's
proposed RIAH testing procedures.
By
letter to the City, dated April 21, 2005, the Unions
requested an additional meeting "to continue our
collective bargaining to discuss our concerns regarding
hair follicle testing . . . ." This letter also
elaborated on certain concerns that had been expressed
by the Unions at the February 15 meeting. On April 27,
2005, the City sent the Unions a draft copy of a NYPD
"Finest Message" constituting a policy on the use of
hair analysis and a covering letter informing the Unions
that the policy would be implemented on August 1, 2005.
The City responded to the Unions' April 21 letter in a
letter dated May 17, 2005, stating:
As
you know, we have met with the affected unions to
discuss a number of concerns and questions regarding the
Police Department's drug testing policy regarding the
use of hair analysis. As a result of those meetings, we
informed the Unions that we would send a corrected
policy to them with at least 90 days advance notice of
implementation. The policy was sent to the Unions on
April 27, 2005 at which time you were informed that it
would be implemented on August 1, 2005.
To
the extent you have further questions, we have set up a
meeting for June 1, 2005.
The
parties met again on June 1, 2005. The City addressed
the matters of concern that were enumerated in the
Unions' April 21 letter. The City alleges that, at this
meeting, the Unions did not request that NYPD alter or
change the proposed August 1, 2005, implementation of
hair testing. The Unions dispute this contention,
stating that they made a counterproposal that members
testing positive have the opportunity to have a second
sample taken and tested. The City rejected the demand
for a second sample, saying that it was not
needed.
The
parties did not enter into a written collective
bargaining agreement on the subject of their discussions
concerning drug testing through the use of hair
analysis. On August 1, 2005, NYPD implemented the hair
testing procedures contained in the "Finest Message"
that had been provided to the Unions on April 27.
C.
Differences between Urine Analysis and RIAH for Drug
Screening
The
City states that RIAH testing has been approved by the
federal Food and Drug Administration as accurate and
reliable. The standard test includes detection of
cocaine, marijuana, opiates, methamphetamines, ecstasy
("MDMA"), and phencyclidine ("PCP"). The primary
difference between hair analysis and urine analysis is
the "window of detection." Cocaine, methamphetamines,
opiates, and PCP are rapidly excreted and usually are
undetectable in urine 72 hours after use. In contrast,
the detection period of hair analysis is limited only by
the length of the hair sample and is approximately
several months for a standard screen. Hair analysis has
greater accuracy than urinalysis through test repetition
capability. The results of RIAH testing can identify
even low-level drug use. Use of hair analysis also
virtually eliminates test evasion.
According
to the City, the standard screen requires a cosmetically
undetectable lock of hair, preferably cut from the back
of the head just below the crown. Generally, the amount
needed is the thickness of a shoelace tip. If a person
has little hair on his or her head, hair can be
collected from several locations on the head and
combined to obtain the required amount. In addition,
hair obtained from other parts of the body can be used
as an alternative to hair from the head.
The
Unions deny that they have knowledge or information
sufficient to form a belief as to the truth of these
facts concerning RIAH testing as alleged by the City.
They do not offer any contradictory allegations of fact.
The Unions point out that members subjected to RIAH
screening by Psychemedics pursuant to NYPD policy are
required to sign a written waiver relieving Psychemedics
"from any and all liabilities arising from the testing,
the reporting of results to the authorized recipients
and the recipients' use thereof."
As
a remedy for the City's actions, the Unions request the
Board to direct the City to rescind the August 1, 2005,
policy and restore the drug testing policy that existed
prior to that date; bargain in good faith before
implementing any change to the drug testing policy;
annul any disciplinary action taken for any alleged
violation of the August 1, 2005, policy and restore the
disciplinary record and employment of affected
individuals to a status equivalent to that which existed
prior to the imposition of discipline; and post a
written notice of the violation of the NYCCBL.
POSITIONS
OF THE PARTIES2
Unions'
Position
The
Unions argue that the Board has held that the procedures
used by an employer to implement a decision to conduct
drug testing of its employees are mandatory subjects of
bargaining. Specifically, testing methodology, choice of
laboratory, collection procedures, chain of custody,
sample screening, conditions for re-testing, and
reporting and recording of test results all have been
held to be mandatory subjects of bargaining. Since the
duty to negotiate a mandatory subject includes the duty
to negotiate until agreement is reached or impasse
procedures are exhausted, the employer may not
unilaterally implement a change in a mandatory subject
before bargaining and/or impasse procedures have been
exhausted.
According
to the Unions, NYPD's implementation of RIAH testing in
lieu of urine analysis will result in a vastly expanded
invasion of the personal privacy of the Unions' members,
thereby implicating constitutionally based interests
that the prohibition against unilateral modification of
mandatory subjects is designed to protect. The Unions
assert:
a)
RIAH is able to test for drug use over a longer period
of time, typically several months, as compared to the
shorter time span for urine analysis. The Unions'
members who are unable to provide a sufficient quantity
of head hair for sampling are subject to an even greater
impairment of privacy. The City has represented that
resort to body hair will yield results for a four to six
month period preceding the test. Individuals unable to
provide head or body hair must submit to a particularly
demeaning procedure, i.e., sampling of pubic
hair, which will yield results for as long as one year
preceding the test. Such testing gives rise to a
legitimate risk that the test results will prove stale
or otherwise unrelated to the employment at
issue.
b)
There are no uniform standards governing the use of
RIAH. In particular, there are no agreed-upon cut-off
levels below which a test will be considered negative,
in contrast to urine analysis, where uniform standards
are the norm.
c)
Additional privacy concerns are implicated by RIAH
testing. Recent advances in deoxyribonucleics ("DNA")
technology have made it possible to extract great
amounts of information from hair bulbs, including the
identification of genetic abnormalities that may be
associated with inherited diseases, susceptibilities,
and traits as well as occupational and non-occupational
diseases. Since the City is responsible for the cost of
medical insurance and disability pension benefits for
the Unions' members, it has a financial incentive to
minimize the likelihood of having an employee pool with
substantial health risks.
d)
RIAH testing directly affects the legitimate health and
safety interests of the Unions' members. Since RIAH
testing was implemented on August 1, 2005, the Unions
have received complaints from members who have sustained
blood-letting lacerations in the course of providing
body hair samples.
e)
NYPD's policy does not afford individuals who test
positive an opportunity to obtain a second sample that
can be tested and that may impeach the reliability of an
initial positive test result.
f)
Implementation of RIAH testing will have a disparate
impact on African American members of the NYPD.
Individuals who are unable to provide a sample of one
and one-half inches of head hair will be required to
yield a more intrusive hair sample. Because of cultural
and sociological factors, a higher percentage of African
American members will be unable to yield a sufficient
sample of head hair. In addition, studies show that
darkly pigmented hair, characteristic of African
Americans, accumulates more cocaine residue than does
lighter colored hair. This "selective accumulation" of
drugs in dark hair may predispose populations with dark
colored hair to test positive at a higher rate in
comparison to groups with brown and blond hair.
By
implementing the RIAH policy on August 1, 2005, the City
unilaterally modified a mandatorily bargainable term and
condition of employment and, in so doing, breached its
obligation to bargain in good faith, in violation of
NYCCBL § 12-306(a)(4).3
In
response to the Board's inquiry, the Unions submit that
the Court of Appeals' decision in Patrolmen's
Benevolent Ass'n, supra, does not affect the
duty to bargain at issue in the present case. The
Court's decision involved the Police Commissioner's
statutory right to impose discipline, a right that is
not impacted by a demand to bargain over drug testing
procedures. Drug testing procedures that are otherwise
mandatorily bargainable, and the application of which
would precede the point in time at which the employer
exercises its right to take disciplinary action, are not
rendered non- bargainable merely because a positive test
result may or will lead to an exercise of the employer's
disciplinary rights. The Unions do not seek to bargain
disciplinary procedures here; their petition challenges
only the City's unilateral change in drug testing
procedures, changes that apply before any basis for
discipline is determined to exist. Therefore, the Board
should reject the contention that the Police
Commissioner's disciplinary powers supersede the duty to
bargain in this case.
City's
Position
The
City alleges that it provided the Unions with several
months' advance notice of its planned adoption of RIAH
drug screening and of the precise procedures it planned
to use. It met with the Unions on at least three
occasions to discuss these procedures. At each meeting
the City was responsive to the Unions' questions and
concerns and provided all the information they
requested. The Unions did not object to the planned
implementation of RIAH testing nor request that the City
change any aspects of the policy. Accordingly, the City
did not violate NYCCBL § 12-306(a)(4) by refusing to
bargain.
The
City acknowledges that this Board and the Public
Employment Relations Board ("PERB") have held that the
procedures used to implement a management decision to
test employees for drugs are mandatorily bargainable,
but argues that in the present case there has been no
change in drug testing procedures that requires
bargaining. NYPD randomly screened employees for drug
use, tested candidates for discretionary promotion, and
tested applicants to designated specialized units prior
to August 1, 2005. The only change since August 1, 2005,
is that drug screening is performed through hair
analysis rather than urine analysis.
Moreover,
procedures for hair testing were already in place prior
to August 1, 2005. Since January 1, 2001, PGP No.
205-30, entitled "Administration of Drug Screening Tests
for Cause," provided procedures, to detect the presence
of drugs in the urine or hair of members suspected of
illegal drug use. The procedures of PGP No. 205-30 are
identical to the procedures set forth in NYPD's "Finest
Message" dated April 27, 2005, which were implemented on
August 1, 2005. The "Finest Message" did not change any
procedure relating to drug screening, including, but not
limited to, testing triggers, choice of laboratory,
collection procedures, chain of custody, sample
screening, conditions for testing, reporting and
recording of test results, due process protections, or
disciplinary consequences. Therefore, the City argues,
it did not fail to bargain over any change in a
mandatory subject of bargaining.
Additionally,
the Unions' claims concerning privacy matters and the
alleged disparate impact on African American members of
the NYPD are not actionable under NYCCBL § 12-306(a)(4),
or determinative of whether the City had a duty to
bargain.
Finally,
the City argues that bargaining over drug testing
procedures is foreclosed by the recent decision of the
Court of Appeals in Patrolmen's Benevolent Ass'n,
supra. Drug testing procedures and the disciplinary
consequences thereof are inextricably intertwined with
the Police Commissioner's disciplinary authority under
the City Charter and Administrative Code. A positive
test results in the service of disciplinary charges and
specifications, as does a refusal to submit to testing.
Therefore, in a police context, drug testing procedures
are not bargainable.
For
these reasons, the City asks that the improper practice
petition be dismissed in its entirety.
DISCUSSION
The
issue before this Board is whether NYPD's adoption of
RIAH (hair) testing as the prescribed mechanism of drug
screening under circumstances in which, prior to August
1, 2005, NYPD tested only urine, constitutes a
unilateral change in a mandatory subject of bargaining.
For the reasons set forth below, we find that NYPD
violated the NYCCBL by unilaterally changing drug testing
procedures , a mandatory subject of
bargaining.
It
is an improper practice under NYCCBL § 12-306(a)(4) for
a public employer or its agents "to refuse to bargain
collectively in good faith on matters within the scope
of collective bargaining with certified or designated
representatives of its public employees." Under NYCCBL §
12-307(a), mandatory subjects of bargaining generally
include wages, hours, and working conditions and any
subject with a significant or material relationship to a
condition of employment.4 See
District Council 37, Decision No. B-14-2005 at
12-13; District Council 37, Decision No.
B-12-2003 at 7; Social Service Employees Union, Local
371, AFSCME, Decision No. B-22-2002 at 7. A
unilateral change in terms and conditions of employment
constitutes a refusal to bargain in good faith and,
therefore, an improper practice. District Council 37,
Decision No. B-14-2005 at 13; Local 1182,
Communications Workers of America, Decision No.
B-26-2001 at 4; Patrolmen's Benevolent Ass'n,
Decision No. B-4-99 at 10.
The
leading decision in New York addressing the question
whether there is a duty to bargain over matters relating
to employee drug testing is the decision of PERB in
County of Nassau, 27 PERB ¶ 3054 (1994). The case
involved a comprehensive drug testing program imposed
unilaterally in the county's police department. The
program had random testing provisions for applicants,
probationary officers, and members of special bureaus,
and testing upon "reasonable suspicion" for all other
officers. The Union demanded bargaining over the
implementation of and the procedures incident to the
decision to subject employees to drug testing. PERB
employed a balancing test to evaluate the interests of
the county and the employees. In so doing, PERB
expressly recognized a distinction between the
decision to test and the procedures used
to implement that decision. PERB concluded that the
county's interests in deterring and preventing the
impairment of police officers, which could jeopardize
safety and compromise the delivery of police services,
outweighed the employees' privacy and reputation
interests with respect to the decision to conduct
drug tests. PERB noted that the public employer
interests had also been recognized by the Court of
Appeals in a series of decisions which upheld the
constitutionality of drug testing of employees in
safety-sensitive positions. Id. See DeLaraba v.
Nassau County Police Dep't, 83 N.Y.2d 367 (1994);
Selig v. Koehler, 76 N.Y.2d 87 (1990);
McKenzie v. Jackson, 75 N.Y.2d 995, aff'g
152 A.D.2d 1 (2d Dep't 1989); Caruso v. Ward, 72
N.Y.2d 432 (1988).
However,
PERB further found that the employer's managerial
interests in deciding to drug test its employees did not
outweigh the employees' privacy and reputation interests
with respect to procedures for the implementation of
testing, including matters of testing methodology. PERB
therefore held that testing procedures are mandatory
subjects of bargaining. County of Nassau, 27 PERB
¶ 3054 at 3119-3120.
This
Board similarly has considered the negotiability of
aspects of an employer's decision to subject its
employees to drug testing. In District Council
37, Decision No. B-16-96, the union challenged a new
drug and alcohol testing policy and procedure for
employees in the Emergency Medical Service ("EMS") that
was issued unilaterally by the employer and was alleged
to contain changes in terms and conditions of
employment. The Board found that the issue presented was
not whether the decision to test was mandatorily
bargainable, but whether the procedures used to
implement that decision and the consequences of testing
are mandatory subjects of bargaining. Id. at 13.
The Board reviewed PERB's decision in County of
Nassau, supra, and adopted that Board's
analysis. Applying PERB's holding to the facts of the
case at hand, this Board held that procedures for
implementing drug testing, including testing
methodology, choice of laboratory, collection
procedures, chain of custody, sample screening,
conditions for retesting, and reporting and recording of
test results, were mandatory subjects of bargaining.
District Council 37, Decision No. B-16-96 at
14-15. Because the Board found that there were questions
of fact concerning whether the procedures were changed
by the challenged EMS policy, it ordered that a hearing
be held.
In
Communications Workers of America, Local 1182,
Decision No. B-47-98, the union challenged NYPD's
unilateral promulgation of a new drug testing procedure.
The union noted particularly changes regarding the
addition of hair testing to the previous policy of urine
testing, and the elimination of choice of laboratory for
retesting positive samples. Relying on County of
Nassau, supra, and City of Utica, 25
PERB ¶ 4641 (1992), and its own interim decision in
District Council 37, Decision No. B-16-96, the
Board reiterated that the procedures and consequences
associated with management's decision to implement a
drug testing policy are mandatorily bargainable. The
Board specifically held that choice of laboratory for
retesting positive samples is a bargainable procedure.
Communications Workers of America, Local 1182,
Decision No. B-47-98 at 7-8. The Board did not rule on
the addition of hair testing to the procedure.
Apparently, the union sought only to bargain over
procedures for retesting positive hair samples, but did
not object to the addition of hair testing to the
existing testing methodology.
In
District Council 37, Decision No. B-25-2001, NYPD
unilaterally issued an order that broadened the
definition of "prohibited substances" under its drug
policy to encompass lawful, commercially available
products, that may produce a positive result in a drug
test. The order provided that the ingestion of any of
these lawful substances cannot be used as a defense to a
positive test result. Reviewing the union's challenge to
this order, the Board stated that while NYCCBL §
12-307(b) reserves to management certain rights,
including the right to take disciplinary action against
its employees, the management rights clause does not
affect the right of a union to bargain over procedures
for review and appeals of disciplinary action.
Id. at 6-7 (citing District
Council 37, Decision No. B-3-73 at
8-11).5 The Board found that since the order
altered disciplinary procedures relating to drug testing
by precluding employees from raising a previously valid
affirmative defense at a disciplinary hearing, it was
improper for the employer to implement this procedural
change without bargaining.
In
Local 1182, Communications Workers of America,
Decision No. B-26-2001, the union challenged NYPD's
action in testing a Traffic Enforcement Agent's
fingernails as part of a drug test. Previously, only
urine and hair samples were tested. The City argued that
it only tests fingernails when it is unable to obtain
adequate urine and hair samples. The Board reiterated
that procedures and consequences associated with
management's decision to implement a drug testing policy
are mandatorily bargainable because they relate to terms
and conditions of employment. The Board found that the
existing drug testing procedure provided in great detail
the method of collecting hair and urine samples, the
amount or number that must be collected, the procedure
for maintaining these samples, and the method by which
samples which test positive are retested. The procedure
did not, however, mention or discuss testing fingernails
or any bodily substance other than an individual's hair
and urine. Therefore, the Board concluded that testing
the employee's fingernails represented a unilateral
change in a mandatorily bargainable procedure. (The
Board declined to order that disciplinary charges
against the employee be dismissed, since he also tested
positive for drugs in a urine test given at the same
time as the fingernail test.)
In
the present case, this Board finds that even if NYPD's
procedures for hair testing are the same as applied to a
subset of employees already subject to such testing, the
expansion of the categories of employees to whom the
procedures now are applied constitutes a unilateral
change in drug screening procedures. The City's argument
that there has been no change in drug testing procedures
that requires bargaining is based on the fact that
procedures for hair testing were already in place prior
to August 1, 2005. Since January 1, 2001, PGP No. 205-30
provided procedures to detect the presence of drugs in
the urine or hair of members suspected of illegal drug
use . The City submits that the procedures of PGP No.
205-30 are identical to the procedures that were
implemented for all drug screening on August 1, 2005.
Nevertheless, it is undisputed that the delineation of
categories of employees to whom hair testing is applied
has changed.
The
record shows that, prior to August 1, 2005, hair testing
was used for two categories of members of the NYPD:
those for whom there was a "reasonable suspicion" of
illegal drug use, pursuant to PGP No. 205-30, and
probationary officers subject to an end-of-probation
medical examination.6 Random (not for cause)
drug screening of members, generally, as well as drug
screening incidental to application and/or assignment to
designated specialized units, and for applicants for
discretionary promotion, pursuant to PGP Nos. 205-31,
205-32, 205-33, and 205-34, was conducted by urine
analysis alone. The procedures set forth in these PGPs
do not expressly define the method of testing but refer
only to the collection of urine samples. The City has
expressly acknowledged that screening in these
situations previously was conducted by urine analysis.
Answer, p.4.
We
find that the expansion of hair analysis to broad
categories of members of the NYPD who were not
previously subject to that form of testing constitutes a
change in the applicable drug screening procedures. That
the newly-applicable hair testing procedures allegedly
are the same as the procedures already applicable to
other categories of members, e.g., those
as to whom there is a reasonable suspicion of drug use
and those completing probation, does not negate the fact
that, as to all other members of the police force, this
is a new procedure that should not have been imposed
unilaterally.7 This unilateral change
constitutes a failure to bargain in good faith in
violation of NYCCBL § 12-306(a)(4). When an employer
violates its duty to bargain in good faith, there is
also a derivative violation of §12-306a(1) of the
NYCCBL.8 District Council
37, Decision No. B-20- 2003 at 5-6; Uniformed
Sanitation Chiefs Ass'n, Decision No. B-32-2001 at
8.
We
have considered the argument that drug testing
procedures involved here are so intertwined with the
disciplinary powers of the Police Commissioner as to
foreclose bargaining, even though drug testing
procedures are otherwise a mandatory subject. This
argument is based on the City's interpretation of the
holding of the Court of Appeals in Patrolmen's
Benevolent Ass'n v. Public Employment Relations
Board, 6 N.Y.3d 563 (2006). In that case, the Court
stated that it was required to confront:
a
tension between the "strong and sweeping policy of the
State to support collective bargaining under the Taylor
Law" . . . and a competing policy – here, the policy
favoring strong disciplinary authority for those in
charge of police forces. We have held that the policy of
the Taylor Law prevails, and collective bargaining is
required, where no legislation specifically commits
police discipline to the discretion of local officials .
. . [Citations omitted].
6
N.Y.3d at 3. The Court went on to state that,
the
scope of collective bargaining may be limited by "'plain
and clear, rather than express, prohibitions in the
statute or decisional law'" or "in some instances, by
'public policy . . . whether explicit or implicit in
statute or decisional law, or in neither'" [Citations
omitted].
6
N.Y.3d at 4. The Court found that Section 434 (a) of the
New York City Charter9 and § 14-115 (a) of
the New York City Administrative Code10,
which were based on previously-existing State law,
reflect
the policy of the State that police discipline in New
York City is subject to the Commissioner's
authority.
6
N.Y.3d at 5. On this basis, the Court concluded that
these provisions of law expressed a policy so important
that the policy favoring collective bargaining should
give way. Accordingly, it held that disciplinary
procedures for police officers, otherwise mandatorily
bargainable under the Taylor Law, are excluded from the
scope of bargaining for members of the New York City
Police Department. 6 N.Y.3d at7.
We
note that this recent ruling by the Court is consistent
with the earlier decisions of this Board on the same
question. The Board has recognized that certain statutes
may remove from bargaining particular subjects that
might otherwise be mandatorily negotiable. Specifically,
we have construed Charter § 434 and Administrative Code
§ 14-115 as restricting bargaining on the issue of
disciplinary procedures for City police officers.
Patrolmen's Benevolent Ass'n Decision No. B-12-
2004 at 25-26, aff'd, Patrolmen's Benevolent Ass'n v.
NYC Board of Collective Bargaining , No. 112687/04
(Sup. Ct. N.Y. Co. Aug. 8, 2005)(changes in police
disciplinary procedures not bargainable); Sergeants
Benevolent Ass'n, Decision No. B-22-98 at 20
(refusal to continue a police disciplinary procedure not
an improper practice).
Nevertheless,
we are not persuaded that that the drug testing
procedures at issue here involve elements of the
exercise of disciplinary power. The procedural matters
raised by the Unions, specifically, testing methodology,
choice of laboratory, collection procedures, chain of
custody, sample screening, conditions for re-testing,
and reporting and recording of test results, are not
implicit parts of the disciplinary process. As the
Unions point out, the procedures for drug testing are
utilized before any basis for discipline is determined
by the Commissioner to exist. It has not been shown that
any drug testing procedures that may be negotiated will
affect either the Police Department's standards of
conduct nor the procedures for the imposition of
discipline on those who violate those standards. As we
have stated above, the decision to conduct drug testing,
like the decision to impose discipline, is a management
right that is not subject to bargaining; but we find
here that, unlike the matter of discipline, there is no
statutory or policy basis to remove the procedures by
which drug testing is to be conducted from within the
scope of mandatory collective bargaining.
The
City argues in its defense that even if drug testing
procedures are bargainable, it gave advance notice of
the impending change to the Unions and met with them on
at least three occasions to discuss the new procedures.
While the City does not overtly characterize these
meetings as collective bargaining and allegedly
described the first session as "information sharing," it
concludes that it did not violate its duty to bargain.
We disagree. The duty to negotiate a mandatory subject
includes the duty to negotiate until agreement is
reached or the statutory impasse procedures are
exhausted; the City may not unilaterally implement a
change in a mandatory subject of bargaining before
bargaining on the subject has been exhausted. See,
e.g., Correction Officers' Benevolent Ass'n,
Decision No. B-26-99 at 9; Patrolmen's Benevolent
Ass'n, Decision No. B-4-99 at 10; Communications
Workers of America, Decision No. B-47-98 at
6.
Even
if the meetings between the City and the Unions can
retroactively be deemed to constitute "bargaining,"
there is no persuasive evidence that an agreement was
reached. The City's contention that the Unions did not
request that NYPD alter or change the proposed hair
testing procedures is belied by the undisputed fact that
the Unions requested that the procedure grant an
opportunity for an additional test for members who test
positive, which request was dismissed by the City on the
grounds that there was "no need" for an additional test.
Answer, ¶ 72. The fact that the Unions may not have
expressly "objected" to other parts of the City's
proposed procedures does not equate with the Unions'
agreement with the proposal, particularly in light of
the position taken by the City in the meetings that it
was not "bargaining."
The
parties have argued at length regarding the asserted
greater accuracy and expanded window of detection; and
the potentially greater intrusiveness, safety concerns,
and disparate impact of RIAH testing as opposed to urine
analysis. We believe that these issues, serious though
they may be, concern the merit and advisability of the
City's proposed changes and not the negotiability of
this subject. Therefore, they need not be addressed in
determining whether there is a duty to bargain in this
case. Moreover, we note that to the extent the Unions'
arguments raise issues based on rights alleged to arise
under the Constitution and other laws outside of the
NYCCBL, they will not be considered by this Board. Our
authority does not extend to the administration of any
statute other than the NYCCBL; a union may not seek
redress in this forum for the alleged violation of the
rights of its members arising under other statutes.
District Council 37, Decision No. B-7-2004 at 20;
Flood, Decision No. B-5-97 at 7; Local 1182,
Communications Workers of America, Decision No.
B-8-96 at 10.
In
summary, this Board concludes that the drug screening
plan implemented by NYPD on August 1, 2005, constituted
a change in drug testing procedures, a mandatory subject
of bargaining, and that the City failed to bargain to
the point of agreement with the Unions before
unilaterally imposing the changes. This action was
violative of NYCCBL § 12-306(a)(1) and (4). There is no
statutory or policy basis that supersedes the duty to
bargain this subject. Therefore, we order the City to
rescind the changes to the drug screening procedures
implemented on August 1, 2005; restore the drug
screening procedures that existed prior to that date;
and bargain in good faith with the Unions before
implementing any change to the procedures for drug
screening. We will also order NYPD to post the attached
notice, for no less than thirty days, at all locations
used for written communications with employees
represented by the Unions. However, in the absence of
specific evidence concerning discipline imposed on any
members as a result of the changed procedures, we do not
find that annulment of any discipline, or the
expungement of any disciplinary records, as requested by
the Unions, is warranted.
ORDER
Pursuant
to the powers vested in the Board of Collective
Bargaining by the New York City Collective Bargaining
Law, it is hereby
ORDERED,
that the improper practice petition, Docket No.
BCB-2502-05, filed by the Detectives Endowment
Association, the Patrolmen's Benevolent Association, and
the Sergeants Benevolent Association against the City of
New York and the New York City Police Department, be,
and the same hereby is, granted; and it is
further
DETERMINED,
that the New York City Police Department has violated
NYCCBL § 12- 306(a)(1) and (4) by making a unilateral
change in drug screening procedures, a mandatory subject
of bargaining; and it is further
ORDERED,
that the New York City Police Department rescind the
changes in drug screening procedures implemented on
August 1, 2005; restore the drug screening procedures in
effect prior to that date; and cease and desist from
implementing changes in drug testing procedures until
such time as the parties negotiate such changes; and it
is further
ORDERED,
that the New York City Police Department post the
attached notice for no less than thirty days at all
locations used by the Department for written
communications with employees represented by the above
unions.
Dated: December
4, 2006
New
York, New York
MARLENE A. GOLD
CHAIR
GEORGE NICOLAU
MEMBER
CAROL A. WITTENBERG
MEMBER
CHARLES G. MOERDLER
MEMBER
BRUCE H. SIMON
MEMBER
I
dissent for the reasons set forth
ERNEST F. HART
in
my dissent in Captains
Endowment MEMBER
Association,
Docket No. BCB-2514-05,
decided
herewith (Decision No. B-38-2006).
Note:
City Member M. David Zurndorfer recused himself
and did not participate in the decision in this
case.
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NOTICE
TO
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ALL
EMPLOYEES
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PURSUANT
TO
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THE
DECISION AND ORDER OF THE
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BOARD
OF COLLECTIVE BARGAINING
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OF
THE CITY OF NEW YORK
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and
in order to effectuate the policies of the
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NEW
YORK CITY
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COLLECTIVE
BARGAINING LAW
We
hereby notify that in the matter of Detectives
Endowment Association, et al. Decision No.
B-37-2006 (Docket No.
BCB-2502-05):
The
New York City Police Department committed an improper
practice when it made a unilateral change in drug
screening procedures, a mandatory subject of
bargaining.
It
is hereby:
ORDERED,
that the improper practice petition, Docket No.
BCB-2502-05, filed by the Detectives Endowment
Association, the Patrolmen's Benevolent Association, and
the Sergeants Benevolent Association against the City of
New York and the New York City Police Department, be,
and the same hereby is, granted; and it is
further
DETERMINED,
that the New York City Police Department has violated §
12-306(a)(1) and (4) by making a unilateral change in
drug screening procedures, a mandatory subject of
bargaining; and it is further
ORDERED,
that the New York City Police Department rescind the
changes in drug screening procedures implemented on
August 1, 2005; restore the drug screening procedures in
effect prior to that date; and cease and desist from
implementing changes in drug testing procedures until
such time as the parties negotiate such
changes.
New
York City Police Department
Dated:
(Posted
By) (Title)
This
Notice must remain conspicuously posted for 30
consecutive days from the date of posting, and must not
be altered, defaced, or covered by any other
material.
1
The City alleges that there is a "long practice of using
[hair testing] for drug screening" (Answer, p. 6). The
specified January 2000 PGPs are the earliest sources
submitted to document that practice.
2
During the course of its deliberations, the Board
requested the parties to submit written statements of
their positions on the question of the applicability and
impact, if any, of the decision of the New York Court of
Appeals in Patrolmen's Benevolent Ass'n v. Public
Employment Relations Board, 6 N.Y.3d 563 (2006),
which was issued subsequent to completion of the record
in this matter. The parties' responses to the Board's
request have been considered in the determination of
this case.
3
NYCCBL § 12-306(a)(4) provides in pertinent part:
It
shall be an improper practice for a public employer or
its agents:
* * *
(4)
to refuse to bargain collectively in good faith on
matters within the scope of collective bargaining with
certified or designated representatives of its public
employees . . . .
4
NYCCBL § 12-307(a) provides, in pertinent part:
[P]ublic
employers and certified or designated employee
organizations shall have the duty to bargain in good
faith on wages (including but not limited to wage rates,
pensions, health and welfare benefits, uniform
allowances and shift premiums), hours (including but not
limited to overtime and time and leave benefits),
working conditions . . . .
5
NYCCBL § 12-307(b) provides, in pertinent part:
It
is the right of the city, or any other public employer,
acting through its agencies, to determine the standards
of services to be offered by its agencies; determine the
standards of selection for employment; direct its
employees; take disciplinary action; relieve its
employees from duty because of lack of work or for other
legitimate reasons; maintain the efficiency of
governmental operations; determine the methods, means
and personnel by which government operations are to be
conducted; determine the content of job classifications;
take all necessary actions to carry out its mission in
emergencies; and exercise complete control and
discretion over its organization and the technology of
performing its work. . . .
6
In addition, PGP No. 205-35 provides for testing of
urine and hair samples of members who request voluntary
drug screening. The Unions assert that, in practice,
voluntary drug screening has been conducted by only
urine analysis. Given the other undisputed evidence in
this matter, the Board need not resolve this
discrepancy.
7
Any suggestion that all existing members of the force
have already been subject to RIAH testing upon
completion of probation is not supported by the record
herein. The earliest documented use of hair testing was
in 2000, pursuant to several PGPs issued at that time.
The City's allegation that hair testing has been used
for probationary police officers (Answer, ¶ 50), though
undisputed, is unsupported by reference to any document
that specifies a date such testing commenced. The draft
"Finest Message" sent to the Unions in April 2005
(Answer, Exh. 8, ¶ 3) asserted, without citation to
authority, that probationers had been subject to hair
drug screening since 1996. Assuming the accuracy of that
message, there is no basis in the record to find that
probationary police officers were subject to hair
testing prior to 1996. Accordingly, there is no evidence
that members of the force hired prior to 1996 were ever
subject to hair testing as probationers.
8
Section 12-306(a) of the NYCCBL provides, in relevant
part:
It shall be an improper practice for a public employer
or its agents:
(1)
to interfere with, restrain or coerce public employees
in the exercise of their rights granted in section
12-305 of this chapter;
* * *
Section
12-305 of the NYCCBL provides:
Public
employees shall have the right to self-organization, to
form, join or assist public employee organizations, to
bargain collectively through certified employee
organizations of their own choosing and shall have the
right to refrain from any or all of such
activities.
9
§ 434 provides, in relevant part:
a.
The commissioner shall have cognizance and control of
the government, administration, disposition and
discipline of the department, and of the police force of
the department.
10
§ 14-115 provides, in relevant part:
a.
The commissioner shall have power, in his or her
discretion, . . . to punish the offending party . . .
.
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