Frequently Asked Questions

What papers do I need to file to obtain an uncontested divorce in New York State (no children)?

□ Notice of Automatic Orders

□ Notice of Guideline Maintenance 

□ Notice Concerning Continuation of Health Care Coverage

 

□ Summons With Notice (Form UD-1) OR 

□ Summons(to be served with Verified

    Complaint (Form UD-1a)

 

□ Verified Complaint (Form UD-2)

□ Affirmation of Service (Form UD-3)

□ Sworn Statement of Removal of Barriers to Remarriage (Form UD-4)

□ Affirmation of Service (Form UD-4a)

□ Affirmation of Regularity (Form UD-5)

□ Sworn Affirmation of Plaintiff (Form UD-6)

□ Affirmation of Defendant (Form UD-7)

□ Annual Income Worksheet (Form UD-8(1))

□ Maintenance Guidelines Worksheet

     (Form UD-8(2))

□ Note of Issue (Form UD-9) 

□ Findings of Fact/Conclusions of Law

    (Form UD-10) 

□ Judgment of Divorce (Form UD-11)

□ Part 130 Certification (Form UD-12) 

□ Request for Judicial Intervention ("RJI") 

    (Form UD-13) 

□ Addendum for the RJI (Form 840M) 

□ Notice of Entry (Form UD-14) 

□ Affirmation of Service of Judgment of Divorce 

□ Certificate of Dissolution of Marriage

□ Self-Addressed and Stamped Postcard 

8. What if I cannot afford to pay the court filing fees?

You may be eligible to obtain a fee waiver from the Court. To request a fee waiver, you must bring documentation to your scheduled appointment to show that you are unable to pay the filing fees. (Example: a budget award letter regarding receipt of government assistance, unemployment benefits statement, social security statements, current school transcript, letter of support, paystubs, etc.)

7. How much does it cost to get a divorce?

An uncontested divorce costs at least $335 in court filing fees. However, this does not include additional fees such as the cost of a lawyer, photocopies, notary fees, transportation, mailing, process server fees, etc.

Once you have the Uncontested Divorce papers drafted, you will need to purchase an Index Number and pay the filing fee at the County Clerk’s Office. An index number costs $210. The index number is the number for your case and should be written on all papers filed.

5. What MUST I bring to my Clinic appointment?

☐ Your government‑issued photo ID (identification)

☐ A copy of your marriage certificate, and if necessary an English translation

☐ The following information about your spouse for whom you seek to divorce:

  • ☐ Complete name
  • ☐ Home address and email address
  • ☐ Date of birth
  • ☐ Telephone number
  • ☐ Social Security number

☐ Your most recent tax return (if you have one)

4. How do I schedule an Appointment?

You can make an appointment in the following ways:

  • Call the Help Desk at (914) 824-5457.
  • Visit the HelpDesk on the 9th Floor of the Westchester County Courthouse.

Note: The dates and times of the Clinic vary so appointments are encouraged.

3. Am I eligible to use the Clinic?

You are eligible to participate in the Clinic if:

  •   You or your spouse is a resident of Westchester County; and
  •   You have been married for at least six (6) months; and
  •   You know where your spouse lives; and
  •   There are no children of the marriage.

2. What is the Westchester County Uncontested Divorce Clinic?

The Westchester County Supreme Court has opened the Uncontested Divorce Clinic (“the Clinic”) to assist unrepresented litigants filing for uncontested or “no fault” divorces. The clinic provides free legal help and document preparation by experienced volunteer matrimonial lawyers. The Clinic aims to reduce backlogs and make the court process more accessible, especially for spouses seeking a peaceful resolution.

The Westchester County Uncontested Divorce Clinic is, at this time, for married people without children whose marriages have irretrievably broken down for at least six (6) months.

The Clinic hours are the first and third Wednesday of every month (starting on October 7, 2026) from 2:00 p.m. to 4:30 p.m. and the first and third Thursday of every month (starting on October 8, 2026) from 9:00 a.m.to 12:30 p.m.

1. What is an Uncontested Divorce?

An uncontested divorce or “no fault” divorce is a type of divorce where both spouses agree to end their marriage and agree on all related issues, including property, finances, and, if necessary, custody and child support. These divorces are typically pursued by couples who have already worked out their differences privately and are seeking a faster, simpler way to finalize their separation without extensive court involvement.

In an uncontested divorce, there is no disagreement between the spouses about:

  • Grounds for divorce (In an uncontested divorce, the ground for divorce is Irretrievable Breakdown of the Relationship for a Period of More than 6 Months)
  • Maintenance (also referred to as Spousal Support or Alimony)
  • Division of Assets/Debts (also referred to as Equitable Distribution)

The Supreme Court is the only court in New York that has the authority to grant a divorce.

The process for uncontested divorces includes filing initial papers, personally serving the other spouse, submitting proof of service and preparing final documents before a judge signs the divorce judgment.

What if my birthday comes after the second anniversary of my admission? (I was admitted in March, and my birthday is in June.)

You must complete your newly admitted CLE requirement by the second anniversary of your admission to the Bar even though you will not register until your birthday. If you have completed the required 32 CLE credit hours during your first two years of admission, credits that you complete between your second anniversary of admission and your birthday may be applied towards your next reporting cycle.

What if my birthday comes before the second anniversary of my admission? (My birthday is in March; I was admitted in June.)

You will certify the number of CLE credits you have actually completed when you file your registration form. You will be considered in compliance even if you have not completed the full second-year requirement, so long as you have completed the first-year requirement. However, you remain responsible for completing your second-year credit hours by your second anniversary of admission to the Bar. Additionally, 12 of the 16 required CLE credit hours for the second year may be applied towards fulfilling your CLE requirement for experienced attorneys in your next reporting cycle. Ethics and professionalism credit hours may not be applied to the next reporting cycle.

Why is there a three-year implementation period for Clean Slate?

To determine if someone is eligible for record sealing under Clean Slate, the courts need to gather all of the person's convictions from every court in the state and connect each conviction to information about any time they spent in jail, on probation, parole, or under post-release supervision. This requires building new systems, which are still being developed.

The legislature gave the Unified Court System three years from when the law takes effect (until November 16, 2027) to complete these systems based on the complexity of the information that needs to be considered.

When will my record be sealed?

The Unified Court System has until November 16, 2027, to seal all eligible convictions. Your eligible convictions will be sealed before that date.

How much time must pass before convictions are sealed?

For misdemeanor convictions, a person’s dockets are eligible to be sealed three years after sentencing or three years after release from incarceration, whichever is later

For felony convictions, a person’s dockets are eligible to be sealed eight years after sentencing or eight years after release from incarceration, whichever is later.

To have dockets sealed, the person must not be on probation, post release supervision, or parole. The person also must not have any pending criminal cases (i.e., misdemeanors or felonies).

If someone is convicted of another misdemeanor or felony before the original docket is sealed, the waiting period starts over. The waiting period is three years for misdemeanors and eight years for felonies, as explained above.

With the exception of drug offenses, most Class A felony convictions, including murder and sex offenses, will not be sealed. These convictions are not eligible for Clean Slate sealing

What records will be sealed under the Clean Slate Act?

With some exceptions, convictions for most misdemeanor and felony convictions will be sealed after a certain amount of time has passed since the individual’s last conviction or release from incarceration. The individual must not be on parole, probation, post-release supervision, or have a pending misdemeanor and/or felony.

With the exception of drug offenses, most Class A felony convictions, including murder and sex offenses, will not be sealed. These convictions are not eligible for Clean Slate sealing.

5. What if I believe that the 20 days has expired?

We are advised that the Ethics Commission is a repository for judicial candidates’ financial disclosure statements, not an enforcement entity. We would therefore recommend that candidates file promptly upon learning of the financial disclosure requirement, even if the deadline may have elapsed.

3. When is the financial disclosure due?

Rule 100.5(A)(4)(g) states: “Such statement shall be filed within 20 days following the date on which the judge or non-judge becomes such a candidate; provided, however, that the Ethics Commission for the Unified Court System may grant an additional period of time within which to file such statement....”

2. Who is exempt?

Part 40 Filers. Individuals who already are (or were) required to file a financial disclosure statement for the preceding calendar year under Part 40.

Town & Village Justice Candidates. Individuals seeking election to town and village courts.

Non-Candidates. Individuals who are only “testing the waters” (e.g., Opinion 02-34) by privately meeting with party leaders.

1. Who is included under Rule 100.5(A)(4)(g)?

Individuals seeking election to any judicial office other than town or village positions, such as:

  • Supreme Court
  • County Court
  • Surrogate’s Court
  • Family Court (outside of NYC)
  • City Court
  • NYC Civil Court
  • District Court (Nassau and Suffolk)

8. What is the "Fast-Track" Program?

Under this internet-based program, repeat candidates who completed the training last year will not need to watch the training video two years in a row. Instead, on request, they will be given access to a password-protected page on the JCEC web site which contains instructions and materials. They must review certain specified campaign ethics opinions, take and pass a short quiz on selected judicial campaign ethics topics, and affirm that they have reviewed the specified opinions.

If you wish to participate in this "Fast-Track" Program, you must call the JCEC to confirm your eligibility and to register. Candidates who fail to meet all the requirements under the Fast-Track Program must watch the training video to complete the training requirement.

Please contact the JCEC at 1-888-600-5232 for more information.

7. Must I re-take the course this year if I saw it last year?

Each judicial candidate must complete one training program per election cycle. The training materials are updated regularly to reflect rule changes, new opinions and other matters relevant to judicial campaigns. Attending the training in one election cycle does not satisfy the requirement for another election cycle.

However, if you completed the full two-hour training program last year and are running again this year, please contact the JCEC at 1-888-600-5232 and ask if you are eligible for the "Fast-Track" Program for repeat candidates.

6. May key campaign staff take the training?

The candidate’s staff may not take the training in lieu of the candidate. All candidates must personally complete a training session.

That said, we believe judicial candidates' campaign staff will benefit from a greater understanding of the campaign ethics rules. Thus, campaign staff are welcome to watch the video, although this will not satisfy the candidate's training requirement.

5. I am running for a town or village justice position. May I take the training?

We believe all candidates for elective judicial office in New York will benefit from a greater understanding of the campaign ethics rules. Town and village justice candidates are welcome to watch the video, although the training is not required for them.

Please contact the JCEC at 1-888-600-5232 for more information or to register.

4. How can I complete the training?

Online Training Video. In most cases, candidates must watch the training video online and fax in their completed affirmation form. 

Please call the JCEC at 1-888-600-5232 to register and request access to the video. Candidates will receive an email containing a link to the course materials and affirmation. Candidates must complete this affirmation (including the two-part code contained in the video) and return it in order to receive credit for the training.

"Fast-Track" Program. If you completed the full 2-hour training program last year and are running again for judicial office this year, you may be eligible for the internet-based "fast-track" program.

Please call the JCEC at 1-888-600-5232 for more information and to register.

2. When must I complete the training?

22 NYCRR 100.5(A)(4)(f) provides that all judge and non-judge candidates for elective judicial office “shall complete a campaign ethics education program developed or approved by the Chief Administrator or his or her designee within 30 days after the candidate makes a public announcement of candidacy, files a designating petition with the Board of Elections, receives a nomination for judicial office, or authorizes solicitation or acceptance of contributions whichever is earliest. Written proof of compliance must be filed with the Judicial Campaign Ethics Center within 14 days of completing the training, unless the candidate is granted a waiver of this requirement for good cause shown.”

For candidates running in a primary election, the date of nomination is defined as “the date upon which the candidate files a designating petition with the Board of Elections” (id.)

If you are not certain when your 30-day time limit begins to run, please ask the JCEC for guidance on your specific circumstances.

1. Who must take the training?

The training requirement applies to "all candidates for elective judicial office in the Unified Court System except for town and village justices." 22 NYCRR 100.5(A)(4)(f). It applies equally to "[a] judge or a non-judge." 22 NYCRR 100.5(A)(4).

A candidate who fails to complete the training at all, or fails to complete it in a timely manner, will be subject to discipline.

09. What are some of the limitations in a judicial race that do not apply to other elective offices?

Key limitations include:

Judicial candidates may not personally solicit or accept campaign contributions. All fund-raising must take place through a committee whom the judicial candidate selects.

Judicial candidates may not make pledges or promises of how they would decide matters that come before them.

Judicial candidates may not endorse any other candidate for elective office, and may not make political contributions.

The Rules and Handbook discuss these and other limitations. You may also wish to check for updates as new campaign ethics opinions are issued from time to time. Candidates may also contact us for an advisory opinion throughout their campaign.

10. Are the rules different for Town & Village Justice candidates?

Candidates for election to Town Justice or Village Justice positions are generally subject to the same ethical standards as other judicial candidates throughout their campaigns.

Thus Town and Village Justice candidates, like all other judicial candidates, should review the applicable Rules and consult the Judicial Campaign Ethics Center for guidance as needed. (Many candidates also find the Handbook helpful in locating potentially relevant Opinions.)

However, candidates for election to town or village courts are not required to:

  • complete the campaign ethics training program approved by the Chief Administrator of the Courts (see 22 NYCRR 100.5[A][4][f]) or
  • file a financial disclosure statement with the Ethics Commission for the Unified Court System (see 22 NYCRR 100.5[A][4][g]).

Please note: Because they are held to the same ethical standards as other candidates, Town and Village Justice candidates are encouraged to view the campaign ethics training program, even though the training is not mandatory for them.

06. What contribution limits apply to my campaign?

The Rules Governing Judicial Conduct (22 NYCRR pt 100) do not address campaign contribution limits, which is primarily a legal question under the Election Law.

You may wish to consult an attorney for guidance on relevant contribution limits, or visit the "Contribution Limits" page of the New York State Board of Elections website.

In addition, Part 151 of the Rules of the Chief Administrative Judge sets certain contribution thresholds that operate at the administrative level (without any involvement by the judge, parties, or counsel) to help ensure that cases involving a judge’s larger campaign contributors are not assigned to the judge for a two-year period (22 NYCRR 151).

05. What financial disclosures must I make as a judicial candidate?

The Judicial Campaign Ethics Center does not handle financial disclosure matters, including those involving Rule 100.5(A)(4)(g). Inquiries about financial disclosure requirements for judicial candidates in New York State should be directed to the responsible agency.

For your convenience, however, we have provided contact information and links to two of these agencies:

The Unified Court System's Ethics Commission is the repository for the Financial Disclosure Statements that must be filed under Rule 100.5(A)(4)(g) within 20 days of becoming a candidate.

Contact the Ethics Commission at 1-212-428-2899 or [email protected] for more information.

See also FAQs on Financial Disclosures.

The New York State Board of Elections is the repository for the Campaign Financial Disclosure Reports that must be filed under the Election Law at specified times by candidates who meet certain fund-raising and/or spending thresholds.

Contact the Board of Elections, Campaign Finance Unit at 1-518-474-8200 or [email protected] for more information.

For other applicable disclosure rules and requirements, contact the appropriate board of elections or campaign finance agency.

04. Is there currently a "known judicial vacancy"?

A known vacancy in the prospective judicial office is a necessary prerequisite to a judge or non-judge’s announcement of his/her candidacy and commencement of campaign activities (see Opinion 09-40 [citing prior opinions]). As the Committee noted in Opinion 14-178:

When a judicial vacancy arises at the end of a judge’s full term of office, or when a judge’s term otherwise ends early by operation of law due to the judge’s age, calculation of the window period is relatively straightforward according to the principles outlined above. In such circumstances, there is no doubt a judicial vacancy will occur as of a certain date. Similarly, if a judge has resigned or died, or has been removed from office, there is no doubt a judicial vacancy currently exists. In any of these circumstances, if the judicial office is an elective one, it is certain that an election must be held in a particular year to fill the vacancy (see N.Y. Const., Art. VI, § 21).

In other circumstances, however, there is some uncertainty about whether a vacancy will arise in a particular election year, and whether or not there is a "known judicial vacancy" is a fact-dependent determination. So far, the Committee has addressed a few of these circumstances:

Incumbent announces retirement, but has not yet retired (compare Opinion 99-14 with Opinion 15-04)

Incumbent may receive an interim appointment to a higher office, subject to confirmation by the legislature (see Opinion 97-45)

Incumbent has been elected to a higher office, but has not yet taken and filed the oath of office (see Opinion 14-178)

Candidates are invited to write in for further guidance on their specific circumstances.

03. What is the "window period"?

The "window period" is the period during which judges and non-judges who seek an elective judicial office may engage in limited political activity pursuant to Section 100.5 of the Rules Governing Judicial Conduct. It is defined as follows:

"Window Period" denotes a period beginning nine months before a primary election, judicial nominating convention, party caucus or other party meeting for nominating candidates for the elective judicial office for which a judge or non-judge is an announced candidate, or for which a committee or other organization has publicly solicited or supported the judge's or non-judge's candidacy, and ending, if the judge or non-judge is a candidate in the general election for that office, six months after the general election, or if he or she is not a candidate in the general election, six months after the date of the primary election, convention, caucus or meeting.

(Source: 22 NYCRR 100.0[Q]).

For guidance on calculating the start and end of the window period, see Section 2.2.3 of the Judicial Campaign Ethics Handbook as well as Committee opinions.

Please note that the end of the window period is strictly construed. See Opinion 91-67 (recently elected judge may not attend political event held “six months and one day after the general election”).

02. What if I have a problem with something my opponent does in the campaign?

The Judicial Campaign Ethics Center only responds to questions about a candidate's own proposed conduct and cannot answer questions about the conduct of opponents.

If you have a complaint about your opponent's conduct, you may wish to consult a Judicial Campaign Oversight Committee in a local bar association. Those committees are designed to help mediate conflicts among judicial candidates.

Under some circumstances it may also be possible to file a complaint about a judge or attorney who is running for judicial office.

In addition, the Rules permit a candidate to "respond to personal attacks on the candidate's record as long as the response" complies with the limitations on judicial campaign speech (see 22 NYCRR 100.5[A][4][e]). Please see Opinions 01-98 and 12-129(A)-(G) (at Question 4 and footnote 5), for important cautions and general guidance. You may also request guidance on your specific proposed response (e.g., draft campaign materials).

6. I am a campaign worker, may I ask a question on behalf of the candidate?

The Judicial Campaign Ethics Center cannot address questions concerning a judicial candidate's conduct with a person other than the candidate, without written authorization from the candidate as set forth above.

In some circumstances, staff may be able to answer general questions about black-letter rules and published opinions over the telephone for campaign workers or other members of the public, as long as this does not require any fact-specific interpretation or comment on a candidate's conduct.

5. I am a judicial candidate, how may I authorize someone else to ask questions on my behalf?

Direct communication between you as the judicial candidate and the Judicial Campaign Ethics Center helps ensure that we obtain full information about your inquiry and helps minimize misunderstandings.

However, in unusual circumstances, it may be necessary for a campaign worker to ask a question on your behalf. (For example, where the question may involve details of a specific campaign contribution.)

To authorize another individual to ask a question on your behalf, please send your signed authorization directly to the Judicial Campaign Ethics Center. Be sure to include your name, address, and telephone number, and identify which judicial office you are seeking. Please briefly describe the circumstances which you believe necessitate use of an intermediary, as this will assist the Subcommittee in deciding whether to accept the authorization.

4. What are the differences between formal and informal guidance?

Informal Guidance: Over the telephone, we may be able to direct you to a black-letter rule or a published advisory opinion that may answer your question. However, this informal guidance does not provide you with the protection you would get by writing in, and staff cannot provide fact-specific interpretative guidance over the telephone.

Formal Guidance: Should you wish to receive ethics advice tailored to your situation, you must send your inquiry in writing by e-mail, fax or mail, as indicated above.

Your subsequent conduct, to the extent that it complies with the written advice you receive from the Judicial Campaign Ethics Center in the same window period, will be presumed proper for purposes of any subsequent investigation by the Commission on Judicial Conduct. (Only written advice about your own prospective conduct offers this protection.)

3. Is my inquiry confidential?

The Judicial Campaign Ethics Center and the Judicial Campaign Ethics Subcommittee treat all inquiries about a judicial candidate’s own prospective conduct as confidential.

1. How can I obtain advice about ethical issues in my campaign?

Consider Calling First

Many candidates find that calling the Judicial Campaign Ethics Center is a helpful first step that helps them refine, or even resolve, their inquiry before they write in for formal guidance.

You may call 888-600-5232 for informal guidance during regular court hours.

Please note: We cannot provide fact-specific interpretative guidance over the telephone.

See "What are the differences between formal and informal guidance?" below for more information.

Seeking Formal Written Guidance

Once you decide to write in (via e-mail at [email protected] or fax 212-401-9029), to expedite your response, please be sure to:

Identify yourself. Please provide your name, and a home or office mailing address, to help confirm your identity.

Provide your telephone number. We may need to contact you for clarification, particularly if your request raises potentially significant or time-sensitive issues.

State which judicial office you are seeking. Remember that you may be a “candidate” under the Rules even if you are uncertain whether you will be endorsed, designated or nominated by a political party.

Set forth all facts relevant to your inquiry. If you omit significant details, you may not be able to rely on the resulting opinion.

Clearly describe the prospective campaign conduct you wish to engage in, or the steps you would like to take. The focus must be on your own proposed conduct. You may include copies of draft campaign materials for the Subcommittee to review. Please note that if you wish the Subcommittee to review draft language on your campaign website, you must include actual printouts or images of the specific page(s) or language that you wish the Subcommittee to review.

6. Who are the Mediators?

Mediators have completed an extensive training and apprenticeship program as required by the New York State Unified Court and volunteer their services to the Center. Mediators are objective, nonjudgmental and impartial. Mediators help people listen to each other, discuss issues and encourage the creation of a mutual agreement for parenting.

5. How does the process begin? 

Upon receiving a referral from Family Court, letters are sent to both parents to explain the process. If the parents wish to participate in the process and their case is appropriate for mediation, a mediation session is scheduled. You may also contact us directly at anytime.

4. Will I have to go to court? 

Mediation may eliminate the need to appear in Family Court. If parents reach an agreement it may be submitted to Family Court for review and approval. When approved, it becomes a court order.

3. How does Mediation work?

Parents sit down together with the mediators to identify the issues and any areas of conflicts, determine goals and explore possible solutions. The mediators work with parents to ensure equal participation, they do not provide counsel or legal advice.

2. How much does it cost? 

There are no fees for mediations. However, donations are always accepted. The service is provided through the New York State Unified Court System in conjunction with Chenango County Family Court.

1. What is Family Court Mediation?

Family Court Mediation is a process where parents meet with two specially trained mediators to discuss parenting issues and seek a resolution that is acceptable to both and in the best interest of their child(ren).

5. What are the benefits of participating in CARES Court?

CARES Court can provide participants with access to resources that can help them stay clean and keep them out of the judicial system.  People who are actively participating in the CARES Court Program will receive help in accessing services and support to help with things such as housing, transportation, food, clothing, etc.  If the participant is successful, they may be offered a more favorable plea-offer by the District Attorney’s Office.

4. What is required of CARES Court participants?

Participants will be required to check-in with Judge Genute every Tuesday, Wednesday, and Thursday at 11:00 AM at Norwich City Court, located at 1 Court Plaza, Norwich, NY.  Participants need to abide by an 8:00 PM curfew every night and must call the CARES Court Coordinator to check-in by leaving a message.

Participants will be required to follow a treatment plan consistent with their initial screening and assessment needs.  Treatment plans may consist of alcohol and/or drug inpatient or outpatient care, depending on the individual’s level of need, and may also include mental health treatment, self-help, employment assistance, job readiness programs and schooling.

Participants will need to abstain from all mood-altering substances and submit to random drug/alcohol testing to ensure compliancy.

Participants will be encouraged to attend sober support activities in the community that will assist them with developing a sober support network.

2. Peer Support Services

As part of the CARES Court program, you will work with a peer specialist.  A peer specialist is an individual who is in sustained recovery, who not only provides a source of support but can also assist you with working through any barriers you may be experiencing.

3. Who is eligible for CARES Court?

Any individual with a pending charge in Norwich City Court, or any other court within Chenango County, may request to be screened and assessed for access to the Program.  A pending charge may also include a Violation of Probation.

1. What is CARES Court?

CARES Court is a special part of Norwich City Court. It is a judicially supervised treatment program designed to provide immediate medical and clinical interventions and resources for individuals who are using substances and are at high risk of overdose. CARES Court is a voluntary program that includes regular court appearances before the CARES Court Judge. Upon admission into CARES Court, you will be expected to follow a treatment plan and you will be supported by the CARES Court team to help you make positive changes and adopt a healthier lifestyle.

CARES Court is a program that will last a minimum of 90 days.  Total program length is based upon individual progress.  Progress in this case is measured by demonstrating that your life, and your recovery, is stable enough to move forward with addressing your legal issues and treatment recommendations.

13. How do I obtain guardianship (control) over a child and a child’s property?

The forms can be found in the statewide promulgated forms or by picking up a package from the Surrogate’s Court. You will need to file the child’s birth certificate and other required information and pay a $20.00 filing fee. Most commonly these proceedings are processed on the papers submitted to the Court, without the necessity of a formal hearing. However, in some circumstances, the court may require a hearing.

12. My mother left a very small estate. Is there an easy way for me to proceed?

If the value of the estate is under $50,000 (exclusive of exempt property), for a person dying on or after January 1, 2009, and the decedent owned no real estate, a small estate proceeding may be filed. (The amount is $20,000 for persons dying before January 1, 2009.) The filing fee is only $1.00. This proceeding is available for persons who died with or without a Will. You can use the free and easy DIY Forms Small Estate Affidavit program.

10. What happens if my loved one dies without a Will?

A person who dies without a Will is said to have died “intestate”. Because the deceased person left no direction on how to dispose of their assets, New York law provides for how those assets will be distributed among the surviving members of the decedent’s family.

08. Where should I keep my Will?

If a lawyer prepared your Will for you, you may wish to discuss with your lawyer where to keep the original Will. Generally, the original Will should be kept in a safe place which will be easily accessible if it is needed. For a small fee, the Court has a fire-rated vault in which Wills are stored for safekeeping. Each Will is kept confidential until the Court receives proof of death. Upon receipt of the proof of death, the Court will open the Will and it becomes a public document.

07. What is a Will?

A Will is a written declaration of what a person wants done with their property upon death. A person who dies leaving a Will is said to die “testate”. The law requires certain formalities for a Will to be valid. A valid Will can transfer an interest in both personal property (e.g. bank accounts, furniture, stocks, clothing) and real estate. A Will allows a person to name a trusted individual to serve as executor of the estate and guardian over the children. It also can provide protection for family members; for example, trusts for adult incompetent children, or “sprinkling” trusts for minor grandchildren where a trustee has discretion to distribute income according to need.

06. What are Some Common Proceedings in Surrogate’s Court?

Probate: The process by which a Will is proved to the satisfaction of the Surrogate (Judge) to be the valid Last Will and Testament of the person who died (decedent).

Administration: A procedure for collecting and distributing assets of a person who died without a Will (intestate).

Voluntary Administration (also referred to as “small estate”): A simple and inexpensive method of administering the estate of a deceased person whose personal assets in the decedent’s name alone do not exceed $50,000 (exclusive of certain exempt types of property) for persons who died on or after January 1, 2009; or $20,000 for persons who died before then. Voluntary administration may not be used to administer real property or in a wrongful death action.

Trusts: Surrogate’s Court handles the following types of trusts:

  • Inter vivos trusts: created during the settlor’s lifetime
  • Testamentary Trusts: Arises upon the death of the testator, usually under his/her Will.

Guardianship:

  • Guardianship over an infant’s (child under 18 years of age) “person”, and/or “property” (Article 17). A guardian is usually a family member who is granted authority to care for and make certain decisions for a child (for the “person”). Whenever a child receives money (usually $10,000 or more), someone must be formally appointed by the Court to safeguard these funds until the child becomes 18. Usually, a parent (the child’s “natural guardian”) is the person appointed “legal guardian” over these funds.
  • Guardianship over an intellectually disabled person or a developmentally disabled person and/or property (Article 17-A): An individual who is certified by at least two doctors (one of which must be a medical doctor; and one of which may be a licensed psychologist) as being unable to care for him/herself because of mental retardation or a developmental disability can have a guardian appointed by the Court to make decisions on his/her behalf.

04. Who has the authority to file an estate?

If there is a Will, the person named as Executor or Executrix or if they are deceased or unable to act, the person named as Successor Executor/Executrix. If there is no Will, a person who qualifies under the laws of intestacy.

02. Do I need an attorney?

It may be in your best interest to consult with an attorney as estate proceedings can range from relatively simple to extremely complex. Please remember that while court staff may provide legal information, they are prohibited by law from giving legal advice.

3. What do I do with my completed Answer form?

You must:

  • Sign the Answer. If the Complaint has a Verification at the end of it, this means that the plaintiff swore that the Complaint is true. You should "verify" your Answer by signing it in front of a Notary Public.
  • Make copies of the Answer for the Plaintiff, yourself and any other parties.
  • Deliver or "serve" a copy of the Answer by having someone, not you, mail it to the Plaintiff's attorney and fill out an Affidavit of Service (sample attached), and
  • File the Answer and Affidavit of Service (or ask someone to file them for you) at the Clerk’s office at the Courthouse.
    Important! Your Answer and Affidavit of Service must be filed at the Courthouse within 30 days of the date of your first foreclosure settlement conference.

1. What is an Answer?

Your Answer explains in writing your side of the story. Your Answer tells the court your defenses or reasons the plaintiff should not win the case. If you are not sure that everything said in the Complaint is true, your Answer should have a "general denial" at the beginning. After the general denial, your Answer should list or check any defense or explanation that you might have.

Note: If you don't put a defense in your Answer you might not be able to bring it up later in the case.

7. What are the possible results/outcome of mediation?

If you reach an agreement, the mediator will write it up for each of you to review. If all parties approve, the agreement will be sent back to court where the jurist may make it into a court order. If you do not reach an agreement, the matter will return to court without it negatively impacting your case.

6. What are the benefits of mediation?

Mediation often improves communication, saves time and money, reduces stress, improves parent-child relationships, and leads to longer-lasting agreements. Mediation can help you figure out what is important for you and for your child(ren) and it allows you to create a parenting plan that makes sense in your life and in your family.

5. Can I bring my attorney?

Yes. Attorneys can attend mediation sessions with you, prepare you for mediation sessions, and assist with drafting agreements. Attorneys should review all agreements. You do not need to agree to anything in mediation without first speaking with an attorney.

4. Does my case qualify for mediation?

You will each meet privately with a mediator to see if your case is appropriate and would benefit from mediation. Mediation is not appropriate for all cases. Cases involving parties where there are issues of intimate partner violence, severe power imbalance between the parties and/or a temporary or final order of protection issued are not eligible for mediation. If your case involves issues of child abuse and/or neglect, it might be eligible for the Child Permanency Mediation Program.

3. How can I get my case to mediation?

You can request mediation at any time during your case. Because it is voluntary, both parties need to agree to participate before a session. In addition, you may be offered the opportunity to mediate by the Court at any point.

2. What topics are covered in mediation?

Mediation gives you the opportunity to discuss all the issues affecting your child(ren), not just the legal ones. The mediator will help you focus on the many issues that come up in parenting such as:

  • schedules
  • holidays
  • how you will communicate
  • decision-making
  • extended family relationships
  • new partners

The mediator will provide you with information regarding parenting issues that regularly come up in mediation to help you prepare for your session (Mediation Forms)

1. What is mediation?

Mediation is a voluntary and confidential process used to resolve conflicts. With the help of a neutral third party (the mediator), the parties discuss their concerns and see if they can reach an agreement that is acceptable to them and that is in the best interests of the child(ren).

22. How do I stop an eviction or foreclosure?

An order to show cause with a temporary restraining order and an affidavit of emergency together with a notarized affidavit in support must be filed with the Supreme Court in the county where the eviction or foreclosure is planned to take place. The litigant should bring a copy of the Sheriff’s Order of Eviction and the court order signed by the judge when seeking the order to show cause. If granted, all parties must be served with the court papers and must appear on the date selected by the judge. The judge will make a determination after hearing from both parties.

21. Where do I file a grievance against my attorney?

Each Appellate Division of the New York State Supreme Court has an Attorney Grievance Committee that will accept and investigate written complaints. If the lawyer’s office is located in Manhattan or The Bronx, a complainant should contact the Supreme Court, Appellate Division, First Judicial Department Attorney Grievance Committee. If the lawyer’s office is located in Brooklyn, Queens, or Staten Island, the complainant should contact the Second, Eleventh, and Thirteen Judicial Districts Attorney Grievance Committee.

18. How can I get a copy of my divorce?

Copies of divorces are obtained in the County Clerk’s Office, 60 Centre Street, Room 141B. Only the parties or their attorney may view the court file or obtain a copy of the divorce. Identification is required. The fee for a certified copy of the divorce is $8.00. For more information about obtain copies of divorces please refer to information from the County Clerk’s Office: Certified Copies.

16. How can I get a Legal Separation?

To get a legal separation, the parties must draw up a written agreement specifying their intent to separate and the terms of their separation. There are NO preprinted forms for a separation agreement. The agreement is drawn up by the parties or an attorney. It is not valid unless it is signed and notarized by both parties. A separation agreement can be filed with the court by purchasing an index number ($210.00) in the County Clerk’s Office and submitting an original notarized copy of the agreement.

15. How can I get a divorce?

If both you and your spouse want to get a divorce and you both agree about what will happen to your finances and property after the divorce, you can get and complete the papers for an uncontested divorce. An uncontested divorce package can be picked up in the Help Center, Room 119A or online at: Uncontested Divorce Forms | NYCOURTS.GOV. If you and your spouse do not have children under 21 years of age you could use the court’s Uncontested Divorce Do-It-Yourself (DIY) Program: Uncontested Divorce - DIY Forms | NY CourtHelp.
If your spouse does not want a divorce or disagrees with you about certain issues, your divorce will be contested. Instruction books and forms for contested divorces are available under the Forms section above.
The filing fees for a divorce include $210.00 for the index number and $125.00 for the note of issue. If you are filing a contested divorce the cost can go higher depending on how much motion practice will be involved.

14. How do I start an Article 78 proceeding?

File a verified petition with notice of petition or order to show cause in the Supreme Court. The filing fees are $210.00 for the index number and $95.00 for the request for judicial intervention, unless the fees are waived by the court (Fee Waiver Order). The petition must include a copy of the agency’s final determination which the petitioner is appealing.

13. How do I answer a motion?

To answer a motion, whether one brought on by Notice of Motion or by Order to Show Cause, the following steps are taken:

  • Step 1: Write answering papers, also known as opposing papers. These papers consist of your affidavit in opposition (with exhibits, if you wish) and a litigation back.
  • Step 2: Have copies of the answering papers served upon all parties to the case.
  • Step 3: Obtain affidavits of service.
  • Step 4: Submit the original answering papers, with original affidavits of service to the court. This is done at the time and place stated in the Notice of Motion or Order to Show Cause or on the adjourned date, if any.

For more information on how to answer a motion, you should refer to the instructions and forms on “How to Make a Motion” which can be found under the Forms section above.

12. What is a Request for Judicial Intervention?

Although a lawsuit is commenced by the filing of the summons and complaint, or summons with notice, the case will not be assigned to a judge until one of the parties files a Request for Judicial Intervention (RJI). The first time a party needs judicial consideration of an issue in the lawsuit, he or she is required to purchase for a $95.00 fee and file an RJI. In most instances, the first time a case will come before the court is when a motion is made. A motion is an application to the court for an order resolving a dispute between the parties that occurs during the course of the lawsuit. The first motion made must contain a copy of the Request for Judicial Intervention form.

11. What do I do after I file proof of service?

Once served, the defendant has 20 to 30 days to “appear” or serve the plaintiff with a respondent document. The time in which to respond depends on where and how the defendant is served (CPLR 320). If the defendant is served with a Summons and Complaint, the respondent document can be an “answer” or a motion for dismissal of the complaint. If the defendant is served with a Summons with Notice, the respondent document is called the Notice of Appearance and demand for the “complaint.” The plaintiff has 20 days from the date he or she receives the demand to serve the defendant with a complaint.

10. What do I do after I have served the Summons and Complaint or Summons with Notice?

After you have served all of the defendants with a copy of the Summons and Complaint or Summons with Notice then you must file proof of that service with the County Clerk’s Office. Failure to file proof of service may result in dismissal of the case. For more information on service, you should read the pamphlet on “How to Serve Legal Papers” which can be found under the Forms section above.

09. What is service?

Basic notions of fairness require that the defendant/respondent be notified of the lawsuit so that he or she can have the opportunity to put forth a defense. The notification process is known as “service.”

08. What do I do if I cannot afford to pay the court filing fees?

If the plaintiff/petitioner cannot afford to pay the court fees, he or she can apply for an order waiving those costs. This order is called a Fee Waiver Order. The order will waive paying fees normally charged by the court not other costs that may arise during the course of the lawsuit. Fee waiver orders are processed through the Help Center, Room 119A.

07. What forms of relief could the court grant me in a civil action?

The court can grant many different forms of relief. For example, the court can order a defendant to pay a sum of money (damages) to the plaintiff to compensate for any injuries sustained. The court can also provide injunctive relief by ordering the defendant to act or refrain from acting in a particular way.

06. What is an Index Number?

An index number is a number used by the court to identify a case. In order to initiate a civil action, the plaintiff(s)/petitioner(s) must purchase an index number at the County Clerk’s Office, Room 141B, 60 Centre Street, for $210.00, and file the original summons and complaint or summons with notice with the court. The index number and date of filing of the summons must be included on the summons before the defendant/respondent is served. The plaintiff/petitioner has 120 days from the date of purchase of an index number to serve the summons and complaint or summons with notice on the defendant (CPLR 306-b).

05. What kind of information should be in the complaint?

The complaint provides details of the plaintiff’s claim(s) against the defendant(s). It must describe the legal basis for each claim by stating the elements of each cause of action, how the defendant’s behavior or inaction caused harm, and what compensation plaintiff is entitled to receive. The facts should be recited clearly, in chronological order, providing specific dates and places. Your complaint should end with a paragraph describing all of the forms of relief you are seeking from the court. A complaint (and every other document served in a case in this court) shall be typed, double spaced, or legibly printed, in English, using black ink. It must be on 8 1/2 x 11 inch paper, using only one side of the paper. Papers should be stapled or otherwise bound securely. For specific rules regarding the format and content of the complaint consult Article 30 of the Civil Practice Law and Rules (CPLR).

04. What information should be in the summons?

The summons must contain the following information: the name of the court, the caption box containing the names of the parties, the index number assigned by the court, the date the summons is filed with the County Clerk’s Office, the name, address and telephone number of the plaintiff/petitioner or his/her attorney, and the name and addresses of the defendant.

03. What is a Summons with Notice?

Instead of filing a summons and complaint, you may file a summons with notice to start a civil action. The summons with notice contains the same information as the summons, but it requires a brief description of the nature of the case and the relief being sought.

02. How do I commence a civil action?

Generally, you may commence a civil action in Supreme Court to obtain money damages over $25,000.00 or some other form of relief from a private person or entity (i.e. corporation) whose actions have resulted in a violation of your rights. To start a civil action the person alleging harm (plaintiff) files either a summons and compliant OR summons with notice (initiating papers) with the court. The summons sets out the jurisdiction of the court and gives notice to the alleged wrongdoer (defendant) of the reason why he/she is being sued. The summons MUST be served with either a complaint OR file a summons with notice. Every lawsuit must be brought within one of the various deadlines known as statutes of limitations (see Statute of Limitations chart | NY CourtHelp)

01. Can the court provide me with an attorney?

The court does not provide counsel in civil actions. The court cannot recommend a particular attorney or law firm. You can search for an attorney at the Courthelp website: Find a Lawyer | NY CourtHelp. The Help Center also has compiled a list of Legal Referrals to for hire and pro bono attorneys. The list can be found under the Forms section above.

3. How do I fill out the form and where do I serve it?

LDSS-5039 (Income Withholding For Support: General Information and Instructions)

This document contains general information about the income withholding process for both Non-IV-D Services cases and Spousal Support Only cases. It also contains instructions, along with numbered reference tools keyed to the instructions, detailing how to complete both a Non-IV-D IWO and a Spousal Support Only IWO. Information on where to serve each type of IWO and how to terminate an IWO is provided.

Note: Do not complete the Numbered Reference Tools. They are for reference only. These tools are the same as the actual IWO Forms with one important difference: the blanks are numbered and keyed to the instructions.

2. What form must be used for income withholding?

To withhold income for child support or combined child and spousal support, you must use the LDSS-5037. To withhold income for spousal support only, the LDSS-5038 is not required but is recommended for use in New York State.

LDSS-5037 (Non-IV-D Income Withholding Order)

This is the form (consisting of two parts) that must be filled out and issued by the Court or other authorized issuer when income withholding for child support or combined child and spousal support is ordered for a case that is not receiving child support services under the Title IV-D Program (a “Non-IV-D Services case”).

  • Part A of the LDSS-5037 (consisting of one page) must be served only on the NYS Child Support Processing Center (SDU).
  • Part B of the LDSS-5037 (consisting of 4 pages) must be served on the employer/income withholder, employee/obligor, custodial parent/obligee, and the NYS Child Support Processing Center (SDU).

Service of Parts A and B on the NYS Child Support Processing Center (SDU) must be sent to P.O. Box 15363, Albany, N.Y. 12212-5363.
 

LDSS-5038 (Spousal Support Only Income Withholding Order)

This is the form (consisting of two parts) to be filled out and issued by the Court or other authorized issuer when income withholding is ordered for a case involving spousal support only. While not required, this form is recommended for the issuance of a Spousal Support Only IWO since the standardized format will be familiar to employers. Additionally, use of the LDSS-5038 lessens the likelihood of remittance errors given the pre-filled remittance instructions on the form.

On the LDSS-5038, areas not applicable to Spousal Support Only cases have been grayed out. In addition to this shading, note that, as required by CPLR §§ 5241 and 5242, such IWOs are payable to the obligee and remitted directly to the obligee, not to the NYS Child Support Processing Center (SDU). Issuers of a Spousal Support Only IWO who opt not to use the LDSS-5038 are cautioned to ensure that the IWO served complies with applicable law.

  • Part A of the LDSS-5038 (consisting of 1 page) must be served only on the employer/income withholder.
  • Part B of the LDSS-5038 (consisting of 4 pages) must be served on the employer/income withholder, employee/obligor, and obligee (not on the NYS Child Support Processing Center (SDU)).

1. When must the court issue an income withholding order?

When the Court issues an order of support, the Court must in every case issue an immediate income withholding order unless:

  • a) child support services are being applied for, or provided, through the Child Support Program (often referred to as the “IV-D” Program) by a local district Support Collection Unit;

    or

  • b) the Court finds and sets forth in writing (1) the reasons why there is good cause not to require immediate income withholding, or (2) an agreement providing for an alternative arrangement has been reached between the parties. See Domestic Relations Law § 240(2)(b)(2), Family Court Act § 440(1)(b)(2), and CPLR § 5242(c).

Where an income withholding order is required, the Court shall direct that the support be paid by automatically deducting moneys from the obligor's income through the use of an Income Withholding Order.

Where do you get the names of potential jurors?

Potential jurors are randomly selected from lists of registered voters, holders of drivers’ licenses or ID’s issued by the Division of Motor Vehicles, New York State income tax filers, recipients of unemployment insurance or family assistance, and from volunteers.

3. Do I have to pay for it?

There is no cost to subscribe to the New York Courts Emergency Alert Portal. Check with your mobile phone carrier (and landline provider, as appropriate), as standard data fees and text messaging rates may apply.

1. What type of alerts can I receive?

As a member of the New York Courts Emergency Alert Portal, you will receive timely alerts whenever a NY State Court (information is not available for Town, Village or U.S. Federal courts), is closed or delayed due to weather or other emergency reasons. The notice will be similar to what the NY Courts have been providing through X (@NYCourtsNotice). The difference is, the New York Courts Emergency Alert Portal allows you to customize the locations that you receive notices for, so you won’t be notified about the courts in every county, unless you choose to.

I missed the application filing period. Can I still submit an application?

No, you cannot submit an application after the filing period has closed. Late applications are strictly prohibited. 

If you missed the filing period because you are currently on, or were on, active duty in the U.S. Military, please scan your active duty orders to [email protected] for review. In your e-mail, please let us know when you will be available for testing. Note that once you are separated from active duty, you must advise us within 30 days that you are available for testing.

08. What do I do if my spouse is not complying with the divorce judgment order?

You must file an Order to Show Cause to enforce the judgment. You must include a copy of the original divorce with notice of entry and proof of service on your spouse with your order to show cause and an affidavit of support. If you believe it is an emergency application, you must also file an affidavit of emergency. If you are filing as an emergency, you may not have someone other than you file these papers because you may be required to appear before the judge at the time that you are filing.

07. In a matrimonial action, when do I file a motion and when do I file an order to show cause?

All post-judgment requests (matters submitted to the court after the judgment of divorce has been signed) must be submitted by order to show cause. Requests for relief, while the case is still going on, can be done by notice of motion, but the return date, unless ordered otherwise by the court, must be only on the judge's motion dates. There is a $45.00 motion fee for all motions and orders to show cause.

06. When am I officially divorced?

The parties in a matrimonial action are divorced once the judgment of divorce is signed by the judge. In an uncontested divorce, if a postcard is submitted with the papers, you will be notified by the court when the judgment of divorce has been signed by the court. In a contested divorce, although during the court proceeding the judge may have ordered that the parties are divorced verbally until the attorneys have submitted the judgment to the court for signature and it has been signed, you are not yet divorced.

04. I cannot find my spouse, can I still file for divorce?

Personal service of the initial divorce papers (summons with notice or summons and complaint) is required by statute. In the event the plaintiff (person starting the divorce) cannot locate their spouse, they must get permission from the court for an alternate means of service, by filing a motion for such relief.

03. Is someone else able to pick up or drop off my divorce papers?

Matrimonial files are confidential and available only to the parties or their attorneys. If you are having someone else pick up your papers, you must provide them with a notarized letter authorizing the County Clerk or Supreme Court to allow them to view your file and/or copy papers in the file, including the judgment of divorce.

02. How do I get a divorce and how much does it cost?

If both you and your spouse agree to a divorce – this includes all other issues, such as child support, custody and visitation, and marital assets -- you may obtain and complete the papers for an uncontested divorce by using the court’s Uncontested Divorce Do-It Yourself (DIY) Program, picking up the papers from the Kings Supreme Court Help Center, or printing them from the court's Uncontested Divorce Forms.

If the other person does not want a divorce or disagrees with you about certain issues your divorce will be contested. For more information visit the court’s Divorce Resources page. The filing fees include $210.00 for the index number and $125.00 for the note of issue. If you are filing a contested divorce the cost can go higher depending on how much motion practice will be involved.

28. How do I Submit Opposing Papers to the Court?

On or before the return date of the motion, you must come to court and hand up the original affidavit in opposition, with affidavit(s) of service attached. Without affidavits or acknowledgments of service, the opposing papers will not be accepted. If an oral argument is required, the date will be set by the Court, and parties are required to either check the Future Court Appearances System (FCAS) or the New York Law Journal.

27. Should an affidavit of service be included with the answering papers?

Yes. The person serving an Affidavit in Opposition must give you an Affidavit of Service which includes the details of service for each person served. An Affidavit of Service states the item served (in this case, your Affidavit in Opposition), the manner of service (whether by mail or personal service), and other details of service. The affidavit must be notarized, and attached to the original opposition papers before they are submitted to the court. Another acceptable way to prove service of papers is the Acknowledgment of Service. If the party receiving opposing papers is willing to sign an Acknowledgment of Service (printed on most litigation covers), the signed, dated Acknowledgment of Service can serve as proof of service. The term "proof of service" is defined by the CPLR to include Affidavits of Service and Acknowledgments of Service. A litigant cannot, therefore, assume that any other "proof" will be acceptable to the court.

26. What is the procedure for service of opposing papers?

It is usually proper to serve answering papers by mail. See, Civil Practice Law and Rules (known as the "CPLR") Rule 2103. However, if the court orders some other means of service, you must follow the directive of the court. Legal papers must be served by a person who is not a party to the lawsuit (i.e., not you). CPLR 2103(a). You must have a New York State resident who is over the age of eighteen serve the papers for you and give you a signed, notarized Affidavit of Service. You may obtain a blank Affidavit of Service in the Self-Help Center. Please note: when the opposing party is represented by an attorney, opposing papers must be served upon the attorney by mail, by delivery at the attorney’s office, or in any other manner permitted by CPLR 2214.

25. When are opposing papers due?

Opposing papers must be served on the date indicated in the Notice of Motion or Order to Show Cause. If the Notice of Motion does not demand service by a specific date, opposing papers must be served at least two days before the return date of the motion. See CPLR 2214(b). If the motion was been made by Order to Show Cause, opposing papers must be served by the return date of the Order to Show Cause, or sooner if the Order to Show Cause requires earlier service.

24. How do I prepare the answering papers?

Answering papers must include an "affidavit in opposition." This affidavit must be carefully written and organized since motions are sometimes decided "upon the papers," which means that the parties will not appear personally in court to present their arguments. After it is written, an affidavit in opposition must be notarized. Any exhibits (documents that support your position) must be attached to the affidavit. The exhibits must be labeled Exhibit A, Exhibit B, and so forth. Exhibit tabs are recommended; they may be purchased at any legal stationery store. If appropriate, you may submit affidavits of other people together with your affidavit in opposition. For example, a person with personal knowledge of issues raised by the motion may provide you with an affidavit to support your allegations. This is only appropriate, however, where the person submitting the affidavit has first-hand knowledge of the dispute. Affidavits by well-meaning friends, politicians, and others who have no first-hand knowledge of the issues will only hurt, not help your case, and should be avoided. Any legal, as opposed to factual issues, raised by the motion, should be addressed in a separate memo (referred to as a "Memorandum of Law"). If the moving party (your opponent in the case) has submitted a Memorandum of Law, you should go to a law library (one is located on the third floor of this court), research the legal arguments presented, and answer them in your own Memorandum in Opposition.

23. How do I answer a motion?

To properly answer a motion, you must take the following steps:

  1. Write answering papers, also referred to as opposing papers. These papers consist of a copy of your affidavit in opposition with exhibits; a memo of law (optional); and a litigation cover.
  2. Have copies of the answering papers served upon all other parties to the case.
  3. Obtain affidavits of service.
  4. Submit the original answering papers to the court, with affidavits of service attached. This is done at the time and place indicated in the Notice of Motion or Order to Show Cause. Below are details for each of these steps.

22. What is a Request for Judicial Intervention?

Although a lawsuit is commenced by the filing of the Summons and Complaint, or Summons with Notice, the case will not be assigned to a judge until one of the parties files a Request for Judicial Intervention. The first time a party needs judicial consideration of an issue in the lawsuit, he or she is required to purchase for a $95.00 fee and file a Request for Judicial Intervention. In most instances, the first time a case will come before the court is when a motion is made. A motion is an application to the court for an order resolving a dispute between the parties that occurs during the course of the lawsuit. The first motion made must contain a copy of the Request for Judicial Intervention form.

21. I have properly served the defendant(s) with the documents and I have filed my proof of service, what happens next?

Once served, the defendant has 20 to 30 days to “appear” or to serve the plaintiff with a responding document. The time in which to respond depends on where and how the defendant is served (CPLR 320). If the defendant is served with a Summons and Complaint, the responding document can be an “answer” or a motion for dismissal of the complaint. If the defendant is served with a Summons with Notice, the responding document is called the Notice of Appearance and Demand for the “complaint.” The plaintiff has 20 days from the date he or she receives the demand to serve the defendant with a complaint.

18. What do I do if I cannot afford to pay the court’s fees?

If the plaintiff cannot afford to pay the court fees required to proceed with the lawsuit, he or she can apply for an order waiving those costs. This request is known as a poor person order. The order will only excuse the plaintiff from paying fees normally charged by the court, not other costs that may arise during the course of the lawsuit.

17. What is an Index Number?

An index number is a number used by the court to identify a case. In order to initiate a civil action, the plaintiff(s) must purchase an index number at the County Clerk’s Office for $210.00, and file the original Summons with Notice or Summons and Complaint with the court. The index number and date of filing of the summons must be included on the summons before the defendant is served. The plaintiff has 120 days from the date of purchase of the index number to serve the summons and complaint or summons with notice on the defendant (CPLR 306-b).

16. What is a summons with notice?

As an alternative to filing a summons and complaint, you may file a summons with notice to commence a civil action. The summons with notice contains the same information as the summons, but it requires a brief description of the nature of the case and the relief being sought. Thus, the summons with notice is not accompanied by a complaint.

15. What format should I follow to generate a complaint?

Generally, a complaint (and all other documents submitted to this court) must be typed or legibly printed in English, black ink, double-spaced, using 8 ½ by 11 inch (letter-sized) paper, and using one side of the paper only. The papers should be stapled or securely bound (CPLR 2101). For specific rules regarding the format and content of the complaint and other documents, consult Article 30 of the Civil Practice Law and Rules.

14. What forms of relief could the court grant me in a civil action?

The court has the authority to grant many different forms of relief. For example, the court can order a defendant to pay a sum of money, called damages, to the plaintiff to compensate for any injuries sustained. The court can also provide injunctive relief by ordering the defendant to act or refrain from acting in a particular way. In an action seeking declaratory relief, the court determines the rights of each party in a dispute.

13. What kind of information should be in the complaint?

The complaint provides details of the plaintiff’s claim(s) against the defendant(s). It must describe the legal basis for each claim by stating the elements of each cause of action, how the defendant’s behavior or inaction caused harm, and what compensation plaintiff is entitled to receive. The facts should be recited clearly, concisely, and chronologically, providing specific dates and places. Lastly, your complaint should conclude with a paragraph describing all of the forms of relief you are seeking from the court. In certain actions, such as matrimonial cases, the complaint must contain a verification–that is, the plaintiff must swear to the truth of the allegations contained in the complaint. The rules regarding verifications are explained in Section 3020 of the Civil Practice Law and Rules.

12. What kind of information should be in the summons?

The summons must contain the following information: the name of the court; the caption box containing the names of the parties; the index number assigned by the court; the date the summons is filed with the County Clerk’s Office; the name, address, and telephone number of the plaintiff or his/her attorney; and the name and address of the defendant(s).

11. How do I commence a civil action?

Generally, you may commence a civil action in this court to obtain money damages or some other form of relief from a private person or entity (i.e., a corporation) whose actions have resulted in a violation of your rights. The action is commenced when the party alleging harm (plaintiff) files either a summons and complaint or a summons with notice with the court. The summons invokes the jurisdiction of the court and provides notice to the alleged wrongdoer (defendant) of the reason why he is being sued. Accordingly, the summons MUST be served with either a complaint or a short explanation (“notice”) describing the nature of the action and the relief being sought. Service on the defendant must be made within 120 days of filing and obtaining an index number from the County Clerk.

10. How do I stop an eviction or foreclosure?

An order to show cause with a temporary restraining order and an affidavit of emergency together with a notarized affidavit in support must be filed with the court. If granted, all parties must be served with the court papers and must appear on the date selected by the judge. The judge will make a determination after hearing from both parties.

09. How do I start an Article 78 proceeding?

A verified petition with notice of petition, or order to show cause must be filed in the Supreme Court. The filing fees are $210.00 for the index number and $95.00 for the request for judicial intervention unless the fees are waived by the court, pursuant to a poor person order. The petition must include a copy of the agency’s final determination which the petitioner is appealing.

08. How do I correct/amend a birth certificate?

If you were born within the five boroughs of New York City, contact the Department of Health and Mental Hygiene, Office of Vital Records at 212-639-9675. Applications are available at the NYC Dept. of Health and Mental Hygiene at 125 Worth Street, Room 133. If you were born in New York but outside of New York City, contact the Department of Health, Vital Records Section, Correction Unit at 518-474-5018. If you were born outside of New York, contact the vital statistics office in the State or area where you were born.

07. How do I answer a complaint or motion?

A verified answer must be filed with the court and served on all parties within the statutory time to respond to a complaint pursuant to the Civil Practice Law and Rules. A motion is answered by filing and serving on the court and parties appearing in the action, a notarized affidavit in opposition, or cross-motion within the statutory time pursuant to the Civil Practice Law and Rules.

06. How can I vacate a default judgment or lien?

A motion or order to show cause with an affidavit in support must be filed with notice in the court where the judgment was entered and served on all parties in the action pursuant to the Civil Practice Law and Rules. A copy of the judgment or lien must be included in the papers being submitted.

To vacate a default judgment in a consumer debt case you can use the courts' Do-It-Yourself (DIY) Form Program. It is a free and easy program that makes papers that help you tell a judge why you missed your court date or didn’t answer a summons and complaint in a consumer debt case.

05. Where do I file a grievance against my attorney?

The authority to regulate and discipline lawyers in New York State is vested in the Appellate Divisions of the NYS Supreme Court. Each Appellate Division has one or more attorney grievance committees and each will accept and investigate written complaints.

04. Can the Court provide me with an attorney?

The court does not provide counsel in civil actions, nor can they recommend a particular attorney or law firm. The bar associations do provide referrals depending on the kind of action for which the litigant is seeking representation. You can search for an attorney on CourtHelp.

03. How can I get a divorce or legal separation?

If both you and your spouse agree to a divorce – this includes all other issues, such as child support, custody and visitation, and marital assets – you may be able to get an uncontested divorce. Instruction books and form books for Uncontested Divorces are available in the Supreme Court, Civil Term. You can also use the court’s free and easy Uncontested Divorce Do-It-Yourself (DIY) Program to create your uncontested divorce paperwork. Please note, there are no preprinted forms for a separation agreement. The agreement is drawn up by the parties themselves or their attorney, then signed and acknowledged (signed in front of a notary). A separation agreement is not valid unless it is signed and acknowledged by both sides.

If the other person does not want a divorce or disagrees with you about certain issues, your divorce will be contested. For more information, visit the court’s Divorce Resources page and the Kings Supreme Court Matrimonial page.

02. How can I get a copy of my divorce?

Copies of divorces are obtained in the County Clerk’s Office in the county where the divorce was granted. Only the parties or their attorney may view the court file or obtain a copy of the divorce. Please note there are fees for printing and copying the original divorce decree. Photo identification is also required.

01. How can I change my name?

To get started you can use the Supreme Court Adult Name Change Petition Program to change your name. The adult name change form is used to ask (or “petition”) the NY State Supreme Court to change your name. The petition (court paper) may be filed in the Supreme Court in the county where the person lives. If your name change is granted by the Court, you must publish your new name in the newspaper within 20 days of the Judge's signing of the order. You then have to file proof of publication from the newspaper in the County Clerk's Office. New York City residents can use the New York City Civil Court Adult Name Change Petition Program on the NYC Civil Court website. The filing fee in New York City Civil Court is much less.

10. What is the Final Accounting and how am I discharged as Guardian?

The Final Accounting is a true and full account of all money and property of the Incapacitated Person that have come into your hands as Guardian, the disbursements you have made and the balance in the Guardianship accounts. This account generally runs from the last judicially approved Annual Accounting. A motion is required to judicially approve this accounting. After the Final Account is approved, an order is filed with the Court with an affidavit that you have fully complied with the Court's direction in the Order settling the Final Account.

09. My ward died. What do I do?

You must inform the Court and the Court Examiner in writing within 30 days, supply a copy of the Death Certificate and file an Ex-Parte Order requesting permission to file a Final Accounting of the Proceeding.

08. What is an Annual Accounting and when and where do I file it?

The Annual Accounting is a verified and sworn statement, due each year during the month of May. This accounting describes the condition of the Incapacitated Person, the measures you have taken to provide for the personal needs and a true and full account of the assets marshaled, income collected and disbursements you have made. This report is filed in the County Clerk, Room 122A.

07. What is the Initial Report and where do I file it?

The Initial Report is a verified statement to the Court that you have completed the course, filed your bond, received your commission, and contains a description of the date, time and place of your visits with the Incapacitated Person. It also sets forth the provisions for medical or related services, as well as social and personal services, applications for benefits, and a true and full account of all of the Incapacitated Person's assets that you have marshaled. This report is filed in the County Clerk, Room 122A.

04. What is the Oath Designation and Commission?

The Oath is a sworn statement that you are a citizen of the U.S.A. and at least 18 years of age, and you will faithfully and honestly discharge your duties as Guardian. The designation is part of the same form and directs the County Clerk to accept service of papers for you if after due diligence you cannot be found or served within New York State. The Commission is an acknowledgment of your appointment which enables you to marshal the Incapacitated Persons assets and provide for their personal needs.

Sample Forms:

Commission to Guardian

Oath & Designation

03. How and where do I file my bond?

Refer to your Yellow Pages or Law Journal for a surety company. It is approved in the Guardianship Office (Room 285) and then filed with the County Clerk and Clerk of the Court, Room 122A.

01. How do I become a Guardian of my relative/friend?

A Guardianship Proceeding is commenced by the filing of an Order to Show Cause, Notice of Proceeding, and Petition. They must be filed in the form and manner described in Article 81 of the Mental Hygiene Law. Sample forms are available in the Guardianship Office, Room 285.

06. Where do I sign the Notice of Appointment Form?

If the appointee is seeking compensation, the last page of the form should be signed and dated. The number of pages in the form will vary depending on the number of prior appointments that the appointee is required to list.

If the appointee is not seeking compensation, the appointee should sign where indicated on Page 2 of the form. The last page of the form should not be signed in this instance.

02. Are referee appointments exempt from the Part 36 Rules?

They are to an extent. A referee in a foreclosure case whose compensation is not anticipated to exceed $750.00 is exempt from the filing requirements. (Please note that any compensation received pursuant to such an appointment does count towards the annual compensation cap of $75,000.00 whether it is subject to the filing requirements or not.) If the compensation of a referee in a foreclosure action will exceed $750.00, the Notice of Appointment forms must be signed on the last page and returned to the Fiduciary Clerk before compensation will be approved. A referee appointed in a guardianship case to review the final account is not subject to the Part 36 Rules regardless of the amount of compensation awarded. This is considered a quasi-judicial appointment.

01. Is there a cap on compensation for each calendar year?

Yes. Appointees who earn in excess of $75,000.00 in a calendar year will not be eligible to accept new appointments in the following year. Appointees can continue to serve and earn compensation on the cases on which they have already been appointed. Compensation that counts against the yearly cap will be considered as of the date it was approved by the judge, not by the date that the appointee actually receives payment. No appointee is eligible to receive more than one appointment within a calendar year for which the anticipated compensation to be awarded in any calendar year exceeds $15,000.00. Please note that keeping track of total compensation for a calendar year is the responsibility of the appointee.

10. Why didn't I get a stay?

If your Order to Show Cause did not include a 'stay' paragraph, you will not get a stay. If your OSC did include a stay paragraph, unless the Judge wrote the reason on the papers, you may want to contact the Judge's chambers for the answer to your question.

09. How do I sue someone?

Please click on the left menu tab labeled Help Center for additional assistance. You can also go to the Kings Supreme Court Help Center located in Room 123 to get more information and/or papers on how to proceed with a lawsuit.

02. When will this be signed by the Judge?

The Ex-Parte Office will process your application and send it to the Judge, usually by the next day. Once your papers are reviewed and/or signed by the Judge, they will be sent back to the office. Although a specific time cannot be provided for the return of the papers, most of the time, they are returned within two to three days.

What is an accommodation

In the broadest sense, the ADA requires that the court system be accessible to people with disabilities and give them an equal opportunity to participate.  Where necessary, the court system must make reasonable modifications to the usual way it does things, as long as doing so doesn’t fundamentally alter the nature of the court’s services, programs, or activities. The court system also must take the steps necessary to effectively communicate with a person with a communication disability.   An accommodation is anything the court system can do or provide to make sure that a person with a disability has an equal opportunity to participate in a court proceeding or make use of the court’s services, programs, and activities.

Where do I submit the data for annual reporting to OCA?

At the end of the year, OCA will send a survey form to collect the aggregate data for all supervised cases to your agency’s generic mailbox. Please monitor this regularly as all communication will be sent to the generic email you provided to us.

What is the data collection tool?

The data collection tool is an excel spreadsheet built by OCA to assist agencies in collecting all of the required data points to be compliant with section 510.45, subdivision 5-A-G of the bail law. 

09. How do I change my location preference?

Once an eligible list is established, Appointments and Systems Management Office is responsible for the list. Candidates may direct inquiries regarding rank number, score, or add or change their location preferences or provide an updated email address, phone number or other contact information to [email protected].

08. What is location preference?

Applicants select a location preference electronically to identify locations where they would be willing to work.

Job Opportunities by District

Candidates are contacted in rank order when positions in their preferred locations become available. Candidates will be sent an Availability Inquiry form when reachable on the eligible list.

The court system does not pay relocation costs.

07. How long are eligible lists used for hiring?

Eligible lists are generally active for four years and may be extended for one additional year. Consistent with civil service rules, passing candidates will be canvassed in rank order when there is a vacancy to be filled.

06. What is an eligibility list?

Test-takers who pass a competitive exam and meet the minimum qualifications for the position are placed on an eligible list based on the final test performance score (final test scores are adjusted by applicable veterans and/or seniority credits) in rank order.

An eligible list is used to hire candidates based on court staffing needs and candidates' rank order and location preferences.  To fill vacancies, the eligible list is canvassed to determine candidates' interest in working for specific courts or locations.  Hiring is conducted from the canvassed list in rank order. 

05. What is a rank score?

After a competitive exam is administered, the exam results are analyzed and a passing score is established. Test-takers who pass a competitive exam and meet the minimum qualifications for the position are placed on an eligible list based on final test performance score (final test scores are adjusted by applicable veterans and/or seniority credits) in rank order. Test-takers with identical exam scores are assigned unique rank numbers but are considered equivalent for canvassing and selection purposes.

04. What are the steps in the competitive hiring process?

Step 1: Candidates who pass a competitive exam and meet the minimum qualifications of the position are placed on an eligible list based on their final test performance score in rank order. Final test performance scores are adjusted by applicable veterans and/or seniority credits (promotional exams only).

Step 2: Eligible candidates are contacted for an interview (or further processing for the Court Officer-Trainee title) in rank order when their preferred work locations become available.

Step 3: Interview selection process for competitive examinations follows Rules of the Chief Judge Part 25 allowing a panel of court managers to appoint one of the top three scoring candidates of those willing to accept the appointment to a position in a specific work location from the Eligible List.

03. How long does it take to get hired?

Time frame to hire from the eligible lists varies based on location, the number of positions approved to fill and title requirements (e.g., additional title-specific screening). Eligible candidates will be interviewed as part of the selection process. 

Interview selection processes follows Section 61 of the Civil Service Law ‘One-in-Three Rule’ allowing a panel of court managers to appoint one of the top three scoring candidates from the Eligible List (exception: Court Officer-Trainee is a multi-phase selection process).

02. When will I receive exam results?

Depending on the exam, at a minimum, it takes approximately seven to nine months after the written competitive exam to get your test results and rank number. Once the eligible list is established, exam results with test score and rank number will be sent to all test-takers via email. 

06. How long are the exams?

Exams are typically between 2 to 4 hours long.  Refer to details in the exam announcements for more information.

05. Where can I take an exam?

Exams are administered statewide at computerized test centers. When scheduling exams, applicants are able to select local test centers.  

03. What are the fees to take an exam?

A non-refundable, non-transferable $30.00 filing fee plus a non-refundable credit/debit card service fee of 2.99% (90 cents) is charged for all open-competitive exams. Payment is by credit card or pre-paid credit/debit card.

You may be eligible for a fee waiver if you are a full-time student, OR if you or your immediate family are on public assistance, OR if you are unemployed. You may apply for a fee waiver at the payment portion of the application. Employees of the NYS Unified Court System are not required to submit a filing fee.

02. How do I request reasonable accommodations?

During the exam application process, test-takers will be able to request reasonable accommodations. 

Applicants must state what kind of test accommodation(s) they are requesting and submit documentation from a qualified professional supporting the request for reasonable accommodation(s).

01. How do I apply for an exam?

Exam schedules and information on the application process and minimum qualifications are available on the Exams page. Exam applications must be submitted via the website within the period stated on the exam announcement. An e-mail address and credit or debit card are required for successful submission. Separate applications must be submitted for each exam if an applicant is applying to more than one exam. For example, if you are applying to take both the Court Clerk and Senior Court Clerk Exams you must file two applications.

Exams are typically announced three to six months prior to the scheduled exam dates. To take an exam, applicants must submit an application during the stated open filing period. The filing period is typically four weeks long.

05. Are there any employee benefits? What is the starting salary?

The NYS Court System offers comprehensive benefits and competitive compensation. 

1st year staring salaries for 2025 for entry-level, open-competitive positions and promotional titles are as follows:

  • JG-12 Pay Scale: $46,269 (Clerical Assistant)
  • JG-14 Pay Scale: $51,923 (Law Library Clerk)
  • JG-16 Pay Scale: $58,100 (NYS Court Officer - Trainee, Court Revenue Assistant, Court Assistant, Supervising Clerical Assistant I, Law Library Assistant)
  • JG-18 Pay Scale: $64,971 (Supervising Clerical Assistant II)
  • JG-20 Pay Scale: $72,191 (Spanish Court Interpreter, NYS Court Officer - Sergeant, Law Librarian, Court Clerk)
  • JG-22 Pay Scale: $80,247 (Senior Court Clerk, NYS Court Officer - Lieutenant)
  • JG-24 Pay Scale: $89,338 (Senior Law Librarian, Associate Court Clerk, Associate Surrogate's Court Clerk)
  • JG-26 Pay Scale: $99,490 (Principal Court Clerk, Principal Surrogate's Court Clerk)
  • JG-27 Pay Scale: $105,116 (Senior Court Reporter)

Location pay is $4,920 for those working in NYC, Nassau, Suffolk, Rockland and Westchester counties. Location pay is $2,460 for those working in Orange, Dutchess, and Putnam counties.

2024 Per Diem Court Interpreter daily rates:

  • $220 half day (up to 4 hours)
  • $385 full day

04. Which NYS Courts exams am I eligible to take?

Exams are categorized as open-competitive, promotional or both (open-competitive and promotional).

Open-Competitive Exams: Open to all qualified applicants, including members of the public and court system employees.

Qualifications: Qualifications for each exam vary. Refer to Exam Announcement for information about minimum qualifications to take the exam.

Promotional Exams: Limited to New York State Unified Court System employees as a path to advance through a job series.

Seniority Credit: Successful promotional exam candidates will have seniority credits added to their final score based upon the length of continuous permanent competitive service in the New York State Unified Court System. Provisional and non-competitive service does not count toward seniority credits. Seniority credits may not be used to achieve a passing score. Credits are computed from the date of the examination and will be added to candidates' score.

Some exams are open to the public and court system employees. Separate eligibility lists are created for current competitive employees and the public. Hiring preference is given to court employees from competitive titles who took the exam.

3. How often are exams administered?

Exams are usually administered every four years but may be accelerated or deferred based on the operational needs of the court system. Exams are offered statewide.

03. How often are exams administered?

Exams are usually administered every 2-4 years, but may be accelerated or deferred based on the operational needs of the court system. Exams are offered statewide.

02. What types of exams does the NYS Courts administer?

Civil service exams are offered in 22 competitive titles including court security titles, court operations titles (e.g., Court Assistant, Spanish Court Interpreter, Senior Court Reporter), and clerical titles (e.g., Clerical Assistant). Employees in these titles work in courtrooms and support offices performing a variety of functions associated with processing criminal, civil, family and probate matters.

If I served as a juror in New York State Court, do I still have to serve in federal court?

The 4 Federal District Courts in New York State excuse jurors who have prior service within the last 2 years, if provided with proof. However, to be eligible for this exemption, a juror must have performed at least one day of jury service at a Courthouse. If your service was limited to telephone standby you are not excused from federal court service. For specific information about each court’s practices go to Jury Information for Federal Courts in New York State.

If I serve as a juror in federal court do I still have to serve in state court?

A person who serves in a State or Federal court in New York—either by reporting in person or by being available to serve via a telephone call-in system—normally is not eligible to serve again in the New York State courts for at least six years. A juror who serves for more than ten days normally is not eligible to serve again in the New York State courts for at least eight years. Jurors who physically report to serve in Town and Village courts are eligible to serve again in six years. Just because a person is eligible to serve does not mean they will be called.

Is there an age restriction for jurors?

Jurors must be at least 18 years old. There is no upper age limit. If you believe that you cannot serve for an age-related reason, contact your local Commissioner of Jurors Office to discuss possible accommodations or excusal. Your local Commissioner can also advise if any, or what type of, documentation is required for excusal.

Are jurors paid?

The jury fee is $72 per day. If service extends beyond 30 days the court may authorize an additional $6 per day per juror. The fee is paid by the State or the employer depending on (1) the day of service and (2) the size of employer. Employers’ jury fee obligations are explained below. For help figuring out how the rules apply to your individual circumstances, you can use the chart “Who Pays Your Jury Fee?” The Commissioner of Jurors will collect the Social Security number from any juror who is likely to be paid $2000 or more in jury fees.

How long is jury service?

Jurors who do not sit on a jury trial may serve for as little as 1–2 days. However, even if not needed for a trial, a juror may be asked to be available or on call for up to five days. Those who are selected to serve on a jury are required to serve on only one trial. The judge informs the jurors how long the trial is expected to last. Length of service on a grand jury may vary from two weeks to a month or more. For more information about service as a grand juror see the Unified Court System’s “Grand Juror’s Handbook.”

Can jurors postpone jury service for a later date?

You can postpone your service once online or by calling 800-449-2819 at least one week before your date of service. Have your juror index number (from your summons) with you when you call. Pick a date between 2 and 6 months from the date on your summons and you will be assigned the available date closest to your choice. Any future request for postponement or excusal must be made by contacting your local commissioner of juror's office.

If you cannot serve even if granted a postponement, you may contact your local commissioner of juror's office and ask to be excused from service. The commissioner may ask you to provide documentary proof of the reasons why you need to be excused.

What accommodations are available for jurors with disabilities?

The court provides services or aids to reasonably accommodate jurors with disabilities. Aids that are generally available for hearing impaired people include assistive listening devices, sign language interpreters, and “real-time” captioning of court proceedings. Courts may also be able to provide a reader for visually impaired jurors. A juror who has a mobility impairment and is sent to a courtroom with access problems may be reassigned to a different location that has better access. TDD users can call the relay service at 1-800-662-1220 to place the call. Some courts may have a TDD or TTY in the Clerk’s office. Access questions or requests for assistance should be addressed to a jury commissioner, court clerk or judge.

Who must report?

There are no automatic exemptions or excuses from jury service in New York State. Everyone who is eligible must serve. You are eligible to serve as a juror in New York State if you are:
1) a United States citizen,
2) at least 18 years old, and
3) a resident of the county to which you are summoned to serve.

In addition, jurors must

4) be able to understand and communicate in the English
language, and
5) not have been convicted of a felony

Where do you get the names of potential jurors?

Potential jurors are randomly selected from lists of registered voters, holders of drivers’ licenses or ID’s issued by the Division of Motor Vehicles, New York State income tax filers, recipients of unemployment insurance or family assistance, and from volunteers.

Can litigants pick the mediators?

The litigants cannot pick a mediator or arbitrator. Mediators and arbitrators are provided by the court directly or through the EAC Network. A small claims arbitrator will be assigned to your case based on availability.

Who Can attend?

The litigant or the litigant’s attorney with full settlement authority can attend ADR settlement conferences, arbitrations and mediation.

Who is delivering the mediation and arbitration service?

  • Any other civil matters seeking monetary damages of $6,000 or less are handled by a combination of arbitrators, JHO or judges depending on the district court where your proceeding is filed. For questions about your specific case, please contact the district court at ADR clerk. Mary Mahoney, Principal Court Clerk, 1st/5th District Court Ronkonkoma, 3105 Veterans Memorial Highway, Ronkonkoma, NY 11779. She can also be reached by phone at (631)381-6017 or email at [email protected].
  • Small claims/Commercial claims seeking damages of $5,000 or less- mediators are provided by EAC Network, a not-for-profit, on a volunteer basis in the court to handle all cases on a specific court date (roster members) initially with the hope of settlement, if not settled, they are then referred to an Arbitrator (private attorneys) assigned by the court.
  • Landlord Tenant- the presiding judge oversees the settlement conferences.

How will I know?

All litigants are notified of their court dates by the court. Once the litigant arrives for his or her court appearance, in person or virtually, the litigant is directed by the court to arbitration or mediation that is on site at the court facility.

Who presides over the conferences, arbitrations and mediations?

  • No-Fault and Other Civil Matters-
    • All other civil matters where no single cause of action exceeds damages of $6,000 are automatically designated for Arbitration are generally heard by JHO.
    • Matters in which no single cause of action exceeds $6,000 and is for monetary only damages will be heard by a Court Appointed Referee.
    • Matters filed in the 5th District court are handled on submissions and decided by the JHO or Court Attorney Referee. No appearance is required.
  • Small Claims- These matters are heard by mediators (roster members) initially with the hope of settlement, if not settled, they are then referred back to the Arbitrators (private attorneys) for determination. They also may be referred to an arbitration part to be heard by a court attorney referee on consent of two attorneys handling the matter.
  • Landlord Tenant. Matter is presided over by the judge handling the case.

Which cases are eligible?

  • Arbitration is mandated on all no-fault and any other civil district court matter where the monetary damages are $6,000 or less for each cause of action. No-fault cases are mandated to arbitration Part 28 and heard by a Court Appointed Referee. The process for arbitration and mediation varies depending on the type of case before the court. In the 1st district court, arbitration is conducted by the Judicial Hearing Officer (“JHO”) upon paper submissions by the parties in No Fault matters.
  • Small Claims and commercial claims of $5,000 or less are sent to a mediator on consent before the hearing by the arbitrator. If a case is not settled by mediation, it is returned to the arbitrator. It is either heard and decided at that time or adjourned to a date certain.
  • Landlord tenant matters are directed to settlement conference at the initial appearance at which both parties are present.

Who can be sued in the Court of Claims?

The Court of Claims has jurisdiction over the State of New York as well as certain authorities that are sued under their own name. The court does not have jurisdiction over any individuals, including State employees, although claims may be maintained against the State based on allegedly wrongful conduct of employees for which the State is responsible under the legal principle of respondeat superior. Generally, State agencies do not have a legal existence separate from that of the State, and thus where a claim is based on alleged improper conduct of, for example, the Department of Transportation or the Department of Correctional Services, the named defendant should be "The State of New York."

Certain public authorities, which are considered to have a distinct legal existence, are sued in the Court of Claims under their own names. These include the New York State Thruway Authority, the City University of New York, the Roswell Park Cancer Institute Corporation, the Olympic Regional Development Authority and the Power Authority of the State of New York (for appropriations claims only). Other public authorities, such as the Dormitory Authority, are sued in Supreme Court pursuant to the procedure set forth in the General Municipal Law. One must always check the legislation that establishes a particular authority, often found in Public Authorities Law, when trying to determine whether the Court of Claims or the Supreme Court is the appropriate forum. Note that the Court of Claims Act governs procedure in the Court of Claims while the General Municipal Law sets forth the steps that must be followed to sue a governmental entity in Supreme Court. With the exception of actions against Roswell Park Cancer Institute Coproration sounding in tort or wrongful death, the General Municipal Law has no application in the Court of Claims.

The Court of Claims has no jurisdiction over lawsuits involving county, town, city or village governments, agencies or employees. These governmental entities are all distinct from the State, and litigation against them is governed by the provisions of the General Municipal Law. For example, the Court of Claims typically has no jurisdiction over causes of action accruing at city or county correctional facilities, such as Rikers Island or any county jail, no jurisdiction over claims of negligent road maintenance involving county or town owned roads, and no jurisdiction over "premises liability" suits accruing in county or locally owned governmental buildings.

One common factor between suits against the State in the Court of Claims and suits against a local government in the Supreme Court is that action must be taken in both cases within a short period of time (typically 90 days, for tort claims). Thus, prompt and careful investigation to determine the appropriate defendant is essential.

How is the mediation conducted?

The mediation space is physically located in the fourth-floor conference room of Suffolk County Family Court. However, due to Covid-19 safety concerns, all mediations are taking place virtually. You will be contacted by mediation staff to set up the mediation by phone or computer.

Once in the mediation, the mediator shall explain the process to the parties and provide forms necessary for Confidentiality Waiver & Agreement and/or Memos of Understanding and/or Parenting Agreements. ADR sessions will not be recorded. ADR sessions will be scheduled for 1-hour intervals on Tuesdays & Thursdays. ADR engages 6-7 sets of parties per day in session.

Is this applicable to my case?

Yes, if you have filed a new petition (petitioner) or another party has filed a new petition against you (respondent) requesting custody or visitation of children.

How long is each mediation session?

Each mediation session is one and a half hours. For good cause shown, and in the mediator’s discretion, the mediation can continue for an additional one-and-a-half-hour session.

Cost to litigants?

The litigants can participate in a mediation session with an in-house mediator at no cost. The litigants can also participate in a mediation session with a mediator from the roster. The mediators from the roster are compensated at the rate of $300 an hour after the first three hours free.

Who can attend?

Parties in the litigation are required to attend. Attorneys are encouraged to participate in mediation with their clients. In addition, any other persons may attend upon agreement of the parties. Person under a disability pursuant to Surrogate Court Procedure Act (“SCPA”) 103(40) and who is represented by a guardian ad litem appointed by Surrogate’s Court is not required to attend.

Who are the mediators working in the program?

Currently, our group of mediators is comprised of three in-house court attorneys in Surrogate’s Court. The program will be expanded to include a roster of private attorneys who meet the qualification and training as required by Part 146 of the Rules of the Chief Administrative Judge. The expansion is currently on hold due to the Covid-19 health crisis.

Are there exceptions to participation in mediation?

In accordance with court policy, no party will be required to mediate if participation could jeopardize a person’s health or safety; a party may be a victim of physical, emotional or other abuse by another party; there is a substantial imbalance of power between parties; or for other reason for good cause shown. Cases involving the Public Administrator are exempt.

What notice will litigants receive?

The court will issue an Order of Reference to the attorneys and unrepresented litigants. The Order of Reference will specify the date of the scheduled mediation and a control date to return to court to report on the status of the case.

When does my case get referred to mediation?

If the case is not resolved at the early settlement conference, the parties will be referred to mediation as soon as practicable at the discretion of the court. Unless deemed by the court to be ineligible, the parties shall proceed to one of three mediation options:

1. Mediation with an in-house mediator (court attorney)

2. Mediation by a mediator assigned from the Roster (currently suspended due to COVID-19)

3. Mediation by a mutually agreed upon mediator

The in-house mediator shall not be the same member of the Surrogate’s Court Law Department with whom an early settlement conference was held.

What is an Early Settlement Conference?

An Early Settlement Conference is a conference to discuss settlement with a member of the Surrogate’s Court’s Law Department (court attorney). This conference lasts up to one hour. The counsel for the parties, or if a party is representing themselves, pro se, then the pro se party must attend. In the event the parties are represented by counsel, the parties shall be available to participate in this conference remotely. (Participation by parties is currently suspended due to COVID-19)

What kinds of proceedings are referred to the ADR Program?

Contested proceedings in Surrogate’s Court are screened for referral to the Program. After issue has joined (or the proceeding is contested), an early settlement conference is held with a court attorney. If the matter is not resolved at the early settlement conference, the matter will then proceed to mediation. Cases involving the Public Administrator are exempt from referral to mediation.

Where do you get the names of potential jurors?

Potential jurors are randomly selected from lists of registered voters, holders of drivers’ licenses or ID’s issued by the Division of Motor Vehicles, New York State income tax filers, recipients of unemployment insurance or family assistance, and from volunteers.

Who are the mediators providing the services?

Our mediation roster is comprised of Court Attorney Referees, Court Attorneys, retired Judges, retired Court Attorney Referees and experienced matrimonial and Family Law Clerks

Matthew M. Deedy, Esq., Supervising Court Attorney and program Coordinator.
Carol MacKenzie, JHO.
Susan Pierini, Esq., Court Attorney Referee.
Mary Buetow, Esq., Court Attorney Referee.
James Winkler, Esq.
Margaret Carlo, Esq.
Cynthia Vargas, Esq.

Cost to litigants?

There is no cost to the parties for participating in the Suffolk County Matrimonial Mediation Program.

What happens during a Neutral Evaluation?

During a neutral evaluation and experienced neutral will meet with the parties and their attorneys to discuss the strengths and weaknesses of their case and attempt the parties resolve their matter before trial.

What happens during Mediation?

The Mediator makes an opening statement. Following the statement, the parties control the individual session length, the topics discussed and the duration of the mediation. At any point, a party may request a short break to confer with his or her attorney or request an adjournment of the session to confer with his or her attorney outside the mediation center.

The Mediator does not have any decision-making authority over the parties, which also includes whether the parties’ attorneys participate in the program.

Who can attend?

Both the parties and their attorneys may attend the mediation sessions. While the Matrimonial Mediation Program welcomes attorney participation, it is entirely left to the parties’ discretion whether to have their attorney participate in any of the scheduled sessions. Each party is free to make their own decision to have their attorney attend or not. Notwithstanding the foregoing, in certain instances, the Mediation Center may require the attendance of each party’s attorney at the mediation session.

In all neutral evaluation sessions, the attendance of each party and their respective attorney is required.

How are the participants informed?

The parties and their attorneys receive an Order of Reference from their assigned judge, which provides among other things the date and time for their initial session. The parties and their attorneys choose the initial session date and time with the Court before the Order of Reference is issued.

Who are the mediators working in the program?

Our Mediation roster is comprised of Court Attorney Referees, Court Attorneys, retired judges, retired court Attorney Referees. Our mediation roster is comprised of a Supervising Court Attorney, Court Attorney Referees, a JHO and experienced matrimonial practitioners.  In the past, our roster included experienced retired court attorneys and judges as well.

When will I get referred to the Matrimonial Mediation Program?

Parties may be referred at any time but one of the goals of the Presumptive ADR Program is to refer cases earlier rather than later in order to limit financial and emotional costs and reduce backlog. This means that your case could be referred to the Matrimonial Mediation Program at the preliminary conference or before extensive discovery takes place. Regarding neutral evaluations however, the note of issue needed to be filed, and a trial scheduled before such a referral is typically made by the justice presiding over your case.

How will I know?

You will be informed by the court of whether your case is appropriate for ADR services. In instances where a case is appropriate for ADR, the case will be scheduled for an initial mediation or neutral evaluation session during your court conference by the justice presiding over your case in consultation with you and/or your attorney.

Is ADR applicable to my case?

If you have a contested matrimonial action filed in Suffolk County and assigned to a Matrimonial Part, as this is a presumptive mediation program, it is likely that your case is appropriate for mediation services.

Can a litigant request ADR and how?

Yes, a litigant may request that his or her matrimonial action be referred to the mediation program, however, the program is presumptive. In most cases, a litigant should not need to make the request.

How is a litigant informed that his or her case is being assessed for or assigned to the Program?

Typically, the assigned Matrimonial Justice informs the parties whether he or she is referring the case to our mediation program at the preliminary conference. However, the judge may decide to withhold the case from the program at the initial appearance but may send a case later in the action if it appears mediation is appropriate later.

Regarding neutral evaluations, the Judge will inform the parties and their attorneys of such a referral, to provide the parties with an additional opportunity to resolve their matter in ADR.

What kinds of cases are handled in the Matrimonial Program?

As a presumptive mediation program, most contested matrimonial actions are eligible for referral to the Matrimonial Mediation Program, with the exception of those cases involving child abuse or neglect (as defined in Family Court Act § 1012(e) and (f) and Social Services Law § 412), domestic violence, or a severe power imbalance between the parties.

Who can attend?

Counsel for both sides must attend. Plaintiffs in personal injury actions are expected to be available by phone. Defendant’s insurance claim representatives, where applicable, also must be available by phone.

How is it Provided?

After a case is selected for ADR, the Neutral Evaluation is scheduled with an ADR Neutral and an IAS Judge. Neutral Evaluation Sessions are traditionally held in person, although some may be scheduled by video conferences, depending on the needs of the court.

Who conducts the Neutral Evaluations?

Judges, retired judges, Judicial Hearing Officers (JHO), court attorneys and court-selected retired litigators meet with the parties to work towards case settlement.

Supreme Court Commercial Roster of Neutrals:

The Supreme Court of Suffolk County has long maintained a Commercial Roster of Neutrals, that are available upon request for any parties and/or their attorneys involved in a Commercial Matter.  Upon request, the parties are free to select any of the mediators listed on our Roster of Neutrals.  After the parties select a mutually agreed upon mediator, the assigned judge will issue a referral order to said selected Mediator.

Can litigants pick the mediators and Who are the mediators?

Litigants cannot pick the Judge, JHO, court attorney or other trained Neutral assigned to their case. Cases are assigned and conferenced based on the date that the parties are available. The assigned judge, JHO, court attorney or other trained Neutral available to handle the cases assigned for that day becomes the Neutral assigned to work towards settlement. The assigned Neutral may continue to work with the parties until the case is settled or it is determined that a resolution cannot be reached. This process may take up to several conferences. Every member of the Neutral Evaluation team has many years' experience with personal injury and commercial cases and is well qualified to work with litigants through their counsel.

For commercial cases only, please see the link to the Roster of Commercial Neutrals that are also available to mediate commercial and commercial type cases. 2020 ROSTER_OF_NEUTRALS- commercial.pdf

How would a litigant or attorney confirm when and where to appear?

To locate your ADR appearance information with a link to conference, please refer to NYSCEF and look for your Notification from Court documents, which should be available two weeks ahead of the session date. However, if you are unable to obtain the information through NYSCEF,

Call our ADR Clerical Staff
Phone (631) 852-2400 or (631) 852-3010

What notice will litigants receive?

The parties are directed to ADR via an ADR PC Order uploaded to NYSCEF which sets forth the ADR conference date and discovery to be exchanged before the conference.

Can a litigant request ADR and how?

Yes, ADR is available for Civil cases. If a case is not automatically placed in ADR, an attorney can make a written or oral request to be considered for ADR at any time in their proceedings. It is important to remember that every case selected for ADR is offered an opportunity for early settlement either as part of the ADR program or before the IAS judge.

Which cases are eligible?

Case types referred to this program consist of Civil matters, such as motor vehicle accidents, slip and fall accidents, contract disputes, and consumer credit matters.

How will I know?

All parties in personal injury and commercial cases are represented by counsel. Your attorney should inform you of the process and the steps required. In addition, once an action is selected for the ADR program, the parties are given an ADR Preliminary Conference Order and a date for the exchange of limited discovery, as well as a date to appear for the initial Neutral Evaluation. After the Judge signs the order specifying the dates for discovery and Neutral Evaluation session, a copy of the order is uploaded into the e-file system and publicly available for review.

When will I get referred to an ADR session?

Parties are referred to ADR in the beginning of the case. Once the complaint is filed and a request for preliminary conference is made to the court, the case is screened for ADR at the time of the preliminary conference. 

Where do I pay bail?

It is best to pay bail at the correctional facility where the person is being held; however, bail may be paid at any of the following correctional facilities. For further information on inmates, bail, visiting hours, and travel directions call (718) 546-0700.

Bronx House of Detention
653 River Avenue, Bronx, NY 10451

Brooklyn House of Detention
275 Atlantic Avenue, Brooklyn, NY 11201

Manhattan House of Detention (The Tombs)
125 White Street, New York, NY 10013

Queens House of Detention
126-02 82nd Avenue, Queens, NY 11415

Riker's Island
11-11 Hazen Avenue, East Elmhurst, NY 11370

A defendant can be released from the courtroom, if you post bail when the person actually appears before the court. Notify the court clerk of your intention to pay bail. The clerk will direct you to the cashier's office in that county.


 

Should co-guardians hand in separate annual report?

If it is preferable for co-guardians to hand in one report. However, if you are co- guardian of either person or property and your co-guardian does not seem to be doing his or her report, you should complete and file your report. If co-guardians hand in one report, both will need to have a notarized signature page.

What about my compensation for being a guardian?

You need to request your fees in the annual account and you must include an affidavit detailing (1) the nature of the services you provided to your ward and (2) the amount of time involved. (This is called an Affidavit of Services). Any compensation that is awarded will be specified in the Order approving the account. Then and only then can you pay yourself.

Does the Court Examiner review the Report every year?

Yes. However, if the amount of money — the size of the "estate" — that the guardian is handling is small, the Court Examiners will review your Report every year but may report to the court every other year. Therefore, you should keep your original records for several years at least. Counties have different rules so please check with the guardianship office.

How do I know if my Report/Accounting is approved?

After your Report/Accounting is finalized with your testimony, the Court Examiner will conclude his/her own review and submit his/her Report to the court about your Report/Annual. When the Judge issues his/her Order regarding the Court Examiner’s Report, the Court Examiner will send you a copy of that Order.

You will receive a copy of the Order approving the report. This means that you have 10 days, or until the date shown in the "Notice of Settlement" to object to the proposed Order and Report. If you don't object, then the Judge can sign and approve the Account on that date. Judge cannot sign the Order prior to the return date shown on the Notice of Settlement. This gives you an opportunity to read the papers and respond. Also, when the Order is signed, the Court Examiner will send you a copy. You do not have to go to court on the “Notice of Settlement” date.

What is "testimony?"

Testimony is the process, either in person or in writing, by which the Court Examiners use to confirm that the information that you have given them is correct.

Do I include copies of my bank statements on the annual report?

Do not attach any bank statements (copies or originals) to the original report that you file with the Guardianship Department. Court Examiners will need the originals but may differ as to when they want to have them. It is best to check with your particular one. Some like it attached to the report; others want you to wait until you give testimony.

If the Court Examiner has changed from the time of my appointment, am I required to give the new Court Examiner all the information that was given to the previous examiner such as the Petition, the Court Evaluator’s report and the signed Order and Judgmen

While the court order usually says that the petitioner’s attorney has to send all the documents to the Court Examiner, the guardian is required to cooperate with the Court Examiner as well. So you may have to provide some of the documentation.

How do I find out who is the assigned Court Examiner?

The name and contact information for the Court Examiner assigned to your case will be in the Order and Judgment. There is a chance that it has changed. Call the name listed to make sure that it is current. If it has changed, you can check with the Guardianship Department 516-571-2938 for information on the current Court Examiner.

Who is to receive a copy of the Annual Report?

That information should be in your court order. The original needs to be filed with the Guardianship Department. Be sure to have your signature notarized and include the index number on anything that you file. It is very important that you send a copy to the court examiner. If the IP is residing in a nursing home, copies also should go to the Administrator or Director of the facility. If the IP resides in a psychiatric facility, send a copy to Mental Hygiene Legal Services. If there is a Supplemental Needs Trust and the guardianship involves medicaid, send a copy to the office of the medicaid provider in that county.

What is meant by "filing" the report?

When you give your original report to the Guardianship Department they will log it into the system. This is called "filing" your report. In Nassau County, the address is: Guardianship Department, Supreme Court Building, Room 152, 100 Supreme Court Drive, Mineola, NY 11501.

Can I request changes in my powers in my annual report?

While you should note requested changes in the annual report, the law in 81.31(e) states that the requests must be made within 10 days of the filing of the report. Since there are specific requirements about who must be informed, and if you do not have a lawyer working with you, you may contact the Court Examiner or the law clerk to the Judge to see how any proposed change(s) might be handled.

Do I need to type my annual report?

Check with your court examiner. If you write clearly and legibly, most examiners will accept your report. If you expect to submit a handwritten report, it is advisable to make several copies of the form so that you can gather all the information on a draft before preparing a final version.

How can I participate in mediation?

Court staff may direct your case to mediation immediately, or parties may request that their case be resolved by mediation at the time of the court date. If you are interested in resolving your dispute through mediation, inform the clerk in the courtroom in which your case is scheduled to be heard.

For more information, email [email protected].

Will the mediator give me legal advice?

No. Although some mediators might also be trained as lawyers, they cannot give legal advice or tell you how you should proceed. If you need legal information, visit the court’s Resource Center and ask to meet with a Resource Center Court Attorney (also known as the “Pro Se Attorney”).

Who are the mediators?

The mediators are neutral, experienced volunteers who have undergone specialized training in dispute resolution.

Is evidence required?

No. Evidence is not required in mediation, but it is helpful to bring relevant documents, such as payment receipts, contracts, letters, statements from creditors, or other items that might assist in resolving the dispute.

Do I need a lawyer or witnesses?

No. Parties do not need to have lawyers or witnesses present in a mediation, which is a less formal process than a traditional court proceeding. Parties are encouraged to speak for themselves and to come up with their own solutions.

Nevertheless, although lawyers are not necessary, they are welcome to participate in the mediation and to assist in creative problem-solving.

What are some of the benefits of mediation?

  • Mediation is voluntary – any settlement reached must be agreeable to all parties.
  • Mediation is confidential.
  • Mediation is free.
  • Mediation is informal – the rules of evidence which govern trials do not apply.
  • Mediation is empowering – parties create their own solutions and determine their own futures.

What is mediation?

Mediation is a free, voluntary, and confidential process that allows parties to create their own solutions to the problems that brought them before the court.

The mediator, a professionally-trained neutral, sits with the parties, listens to each side, clarifies the parties’ interests and needs, and explores mutually acceptable solutions. The mediator will not decide who was right or wrong in the past, but will help parties focus on the future to resolve their dispute.

If the parties reach an agreement through the mediation process, the written result, often called a stipulation, is reviewed by a judge. After the judge approves the stipulation, it becomes an enforceable order of the court.

11. When does the GAL’s work on my case end?

The GAL’s work ends when your court case is over and everything you and your landlord agreed to do in the settlement agreement is completed.

Before the GALs work on your case ends, the GAL must:

  • Make sure the landlord completes any needed repairs (if the case involves repairs), or
  • Apply and follow-up with the Department of Social Services (DSS) or charities to get help to pay any rent owed, or
  • Take any steps needed to make sure that you can follow through with your court agreement.

10. What are examples of things a GAL cannot do?

  • Let someone into your apartment without your permission.
  • Sign papers for you to get past-due social benefits from government agencies.
  • Make agreements on your behalf to:
    • (1) remove pet(s) from your apartment, or
    • (2) stop family member(s) from staying in
      your apartment.

08. Can a GAL recommend a solution to the judge that I do not agree with?

Yes. While a GAL must consider your wishes before making a recommendation to the judge, the GAL may believe that your wishes are not in your best interest. As a result, the GAL may recommend a solution you do not agree with. It is important that you tell the judge why you disagree with the GAL’s recommendation. The judge will make the final decision.

07. What if the GAL does not help me?

You have the right to tell the judge if the GAL does not do what they are directed to do, in the order appointing them as your GAL. The judge has the power to tell the GAL what to do and to remove a GAL from their appointment, if appropriate.

06. If a GAL is appointed to help me, what should I expect the GAL to do?

  • Meet with you, either in court or at your home, if you cannot come to court.
  • Speak with you about your case and learn what you would like to happen with your case.
  • Find out whether you have any legal defenses or whether you may qualify for any social service benefits that may help solve your case.
  • Recommend a solution to the judge that considers your wishes and is in your best interest.
  • Tell the judge if you agree or disagree with the solution they recommend, so that the judge knows how you feel.

03. How is a GAL Appointed?

A GAL may be appointed if the landlord or tenant asks for one. The judge may also appoint a GAL if they determine one is needed.

02. What does a GAL do?

GALs advocate for the person they are appointed to help. This includes going to court, getting help from agencies that offer services the person needs, and trying to work out an agreement with the landlord that protects the person’s rights. GAL powers are limited and end when the case ends.

Who is delivering the service?

Judges, Court Attorney Referees, Judicial Hearing Officers, Law Clerks, Court Attorneys, private attorneys, Court Roster Mediators and CDRCs.

Cost?

Mediators on the Court Roster have agreed to provide the first 90-120 minutes of mediation free of charge. Some mediation providers may offer additional, free mediation services to qualifying families, while others may offer a sliding fee scale. Community Dispute Resolution Centers (CDRCs) may charge a nominal (small) administrative fee but are, in many instances, free of charge.

How can I obtain information on Language Access?

The Unified Court System is committed to ensuring language access in our courts. This commitment extends to our ADR initiative. Where one of the parties or a participant in the mediation has limited ability to hear or proficiency in communicating in English the party, participant, or counsel for the party may contact the ADR Coordinator for assistance securing an interpreter or other required service.

What notice will I receive?

The Court will provide the parties with a written Court Order (sometimes referred to as an “Order of Reference”) which will inform them of the Court’s referral to ADR.

When will I be referred to ADR?

Parties may be referred to ADR at any stage during the proceeding. However, one of the goals of presumptive ADR is to refer cases as early as practicable to limit the financial and emotional costs of litigation. As such, a case could be referred to ADR during a preliminary conference or before extensive discovery takes place. Each court makes this determination based on the case type and the resources available.

Who can attend?

Some forms of ADR may only involve the attorneys. If the people involved in the case wish to participate in ADR or the court asks them to take part, they will always be allowed to bring their attorney.

People can always ask to stop the ADR session so they have time to talk to an attorney.

ADR can be very flexible and customized. So as long as everyone agrees, there are many ways that other people, who are not parties in the case or the attorney could also be invited to join in an ADR session.

Do I need an attorney to participate in mediation?

Parties have a right to have an attorney present with them during mediation but it is not required. Attorneys are strongly encouraged to prepare clients for mediation sessions and assist with drafting agreements. Parties do not need to agree to anything in mediation without first speaking with an attorney.

Community Dispute Resolution Centers

You may seek the services of a Community Dispute Resolution Center (CDRC), which offers free and low-cost mediation. There is a CDRC for every county in New York State. They can mediate court cases, as well as disputes that are not in court. Many CDRCs offer virtual mediation. If a court refers your case to mediation, consult first with the referring court about your options: in some courts and in some case types, mediation services may be free of charge. 

Get more information on your local CDRC.

What Opportunities Will The Program Provide to Participants?

  • Live a drug and crime free life
  • Rebuild ties with family and the community
  • Obtain a GED/Continue with education
  • Develop job skills or learn a trade
  • Have assistance in locating appropriate housing and transportation
  • Feel a sense of purpose and well being

What is The Mentorship Program?

One particularly unique and vital component of the Veterans Court is the mentorship program. Fellow veterans work closely with the court to help the veterans with readjustment to civilian life. Most importantly, mentors assist the veteran participant in a way that only veterans can. The foundation of the mentoring program is the belief that behind every successful person there is someone somewhere who cared about their growth and development. This person was their mentor.

How Does The Court Ensure Compliance?

At regular status hearings, treatment plans and other conditions are periodically reviewed for appropriateness, incentives are offered to reward adherence to court conditions and sanctions for non-adherence are administered.

What is The Procedure for Participating in Veterans Court?

Eligible veterans voluntarily agree to participate in a judicially supervised treatment plan that a team of court staff, veteran health care professionals from the Northport VA, veteran peer mentors and alcohol and drug health care professionals develop. If the defendant successfully completes treatment, the charges will be reduced or dismissed depending on the agreement between the District Attorney's Office, the Defense Attorney and the Judge. If the defendant fails to complete the program by his own wishes or is asked to leave for non-compliance then the court will impose the jail sentence that was agreed upon.

Who is Eligible for Veterans Court?

A unique aspect of the Veterans Court is its willingness to help veterans suffering from substance abuse and/or mental health issues. Veterans are identified through a specialized screening of their prior criminal history, military service record and a psychological evaluation. If the treatment team determines that a defendant is eligible for treatment, a recommendation will be made to the judge. If a defendant wishes to participate, they must plead guilty and the judge will defer the sentencing until treatment is completed.

G. How can I get married?

This office does not handle weddings. Marriage licenses are obtained from the Marriage License Bureau of the City Clerk. They also can tell you how to arrange for a civil ceremony. Contact the Queens Marriage License Bureau, 120-55 Queens Blvd., Kew Gardens, NY (718-286-2829).

If you were divorced and wish to remarry, the Marriage License Bureau may request a copy of your divorce, which can be obtained from the County Clerk of the county where the divorce took place.

F. What do I do if I started my case without a lawyer, but if I decide that if I really need a lawyer? What do I do if I have a lawyer, but want to represent myself or change lawyers?

If you want to hire a lawyer, you can go to courthelp for help in finding a lawyer or get a recommendation from friends or relatives who have gotten divorced. You should get someone who specializes in matrimonial law. Information as to a client’s rights and a client’s responsibilities is available on this website. Your new lawyer must file a notice of appearance with the court and notify the other side that he or she will be representing you.

If you decide to be represented by a lawyer, your lawyer will speak for you and will file all papers for you. If you decide to represent yourself, you will speak for yourself and file papers for yourself. You must either represent yourself or be represented by an attorney: you cannot do both.

If you have a lawyer and want to discharge him, you must do so in writing and also notify the court and the other side. If you wish to change lawyers, again it must be done in writing with notification of both the court and the other side. Usually these changes are made by the signing of a consent to change attorney.

If you have a lawyer and he or she wants to stop representing you, the lawyer usually must apply to the court for permission.

E. How do I get my case assigned to a judge?

If the divorce is uncontested or if the defendant has defaulted, the plaintiff must file a note of issue and related papers by submitting them to the Matrimonial Office in Room 140 with the required fee. There is a list of required papers available to assist you when filing an note of issue in an uncontested divorce.

If the case is contested, either the plaintiff or the defendant can file a request for preliminary conference.

If either the plaintiff or the defendant needs to have the court order some sort of interim relief while the case is pending, the request is made by filing a motion, either a notice of motion or an order to show cause. In a divorce case, some examples of interim relief include a request for temporary custody, visitation or child support, a request for an order of protection or a request for an order which prohibits the other side from selling or otherwise dispose of marital property. If one of the parties is making a motion, a preliminary conference will also be scheduled automatically.

D. How do I know if my divorce was signed? How can I obtain a certified copy of my divorce or a copy of some other signed order?

If you are the plaintiff in an uncontested divorce, the postcard that was submitted with your papers will be sent out to you or your attorney after the judgment is signed and entered by the County Clerk. You can also check the status of your case online through e-courts.

Copies of divorce judgments or other orders in divorce cases are obtained form the County Clerk. Please note that divorce records are not open to public inspection and copies of documents can only be obtained by one of the parties or an attorney who is representing one of the parties.

If you know you were divorced in New York some time ago, but cannot remember in which county, you can try contacting the County Clerk of the county you were living in at the time of the divorce or the County Clerk in neighboring counties. If you are unsuccessful, you can also try getting a divorce certificate from the New York State Department of Health, which charges a fee for this service.

C. What do I do if I have been served with divorce papers?

You must decide if you wish to contest the divorce or not. If you were served with a Summons and Verified Complaint, you have twenty (20) days in which to answer. If you are served with a Summons With Notice, you can demand the complaint, and your time to answer is extended until 20 days after you are served with the Verified Complaint.

You may wish to consult with an attorney. If you need information about how to answer, contact the Office of the Self-Represented. If you do nothing, the divorce action can proceed without your input.

B. How can I find out if my spouse has filed for divorce?

To find out if a divorce action has been started in Queens County, contact the Queens County Clerk. Usually the divorce action is filed in the county where at least one of the spouses lives, but it can be filed in any county. Before a divorce is signed, the plaintiff must submit proof that the defendant was served with a copy of the papers which started the action.

If you think that your spouse may have started a divorce action in another county, you would have to contact the County Clerk of that county for information. If you think your spouse may have started a divorce in another state, you would have to contact the courts in that state.

A. How do I file for divorce and do I need a lawyer?

An action (case) for divorce begins when either spouse buys an index number at the County Clerk’s office and files a Summons With Notice or Summons and Verified Complaint. The person who starts the divorce is the plaintiff, and the other spouse is the defendant. After the action for divorce is started, the next step is to have the defendant personally served with an exact copy of the papers which were filed with the county clerk.

If both you and your spouse agree to a divorce – this includes all other issues, such as child support, custody and visitation and marital assets – it is called an “uncontested divorce.”  You can get and complete the papers for an uncontested divorce by using the court’s Uncontested Divorce Do-It Yourself (DIY) Program, picking up the papers from the Queens Supreme Court Help Center, or printing them from the Court's Forms Search.

If the other person does not want a divorce or disagrees with you about certain issues your divorce will be contested. Instruction books and form books for contested Divorces are available on the court’s Forms Search and in the Supreme Court, Civil Term in all boroughs. For more information visit the court’s Divorce Resources page.

The filing fees include $210.00 for the index number and $125.00 for the note of issue. A fee of $45 is charged for each motion filed. If you are filing a contested divorce the cost can be higher depending on how much motion practice will be involved. You may represent yourself in your divorce action or you can be represented by a lawyer. Please be aware that court staff cannot act as your counsel, provide legal advice or suggestions. Court staff can provide all litigants with Procedural Information.

R. When do I get my bail money back?

If cash bail was posted, a check is generated by the Department of Finance 6-8 weeks after the disposition of the case. If you do not receive a check in 8 weeks you can contact the Department of Finance at 212-291-4899. If a bail bond was posted a certificate of disposition is needed and submitted to the bail bondsman. Certificates of disposition are available from the Correspondence Unit located in room 714.

M. How can I get a certificate of Disposition for my case?

A certificate of disposition, may be obtained in person at the Court, Room E121 for a fee of $10.00.
In order to obtain a Certificate of Disposition by mail, send a U.S. Postal money order or a bank check in the amount of $10.00 made payable to SNY Supreme Court Queens County.

Send it to:

Queens Supreme Court
125-01 Queens Blvd.
Kew Gardens, NY 11415
Attn: Correspondence Unit - Room E121

Please include the indictment number, Defendant’s name and a return address. Allow 7 to 10 business days for a response.

D. How do I get to the court by subway?

By subway, take the E or the F train to the Union Turnpike station. The courthouse is located two blocks south on Queens Boulevard.

See the Court home page for map directions.

Parking

Public transportation is recommended. There are private parking lots available, with limited space, on the west side of Queens Boulevard.

How do I file a Writ of Habeas Corpus?

Supreme Court - New York County - Criminal Term

  1. Take the Writ and Verified Petition to 60 Centre Street, New York County - Supreme Court - Civil Term. Purchase an index number from the County Clerk's Office, Room 141B. NO WRIT WILL BE ACCEPTED WITHOUT AN INDEX NUMBER. The Legal Aid Society does not have to pay the required fee, but must demonstrate to the County Clerk that the defendant is represented by the Society.
  2. Take the Writ to the Ex-Parte Motion Part at 60 Centre Street, Room 315 (3rd floor). Submit the Writ and Verified Petition to the clerk. The Writ MUST be signed by a Civil Term Supreme Court Judge assigned to this Ex-Parte Motion Part. The Writ must also be recorded in the Ex-Parte Motion Part.
  3. If it is necessary for the Writ to be returnable the same day it is signed, PRIOR to going to the Ex-Parte Motion Part at 60 Centre Street, you must obtain permission from the Judge assigned to the Grand Jury Part (generally Part 60 or Part 70) at Supreme Court - Criminal Term, 100 Centre Street. Both Parts 60 and 70 are located on the 11th floor. Once you have permission to add this matter to the calendar, you must return to the Ex-Parte Motion Part at 60 Centre Street, Room 315, as described above. You must tell the clerk to make the Writ returnable on that day. You may be asked to add in handwriting to the Writ that you have already obtained permission for it to be returnable the same day.
  4. You must serve a copy of the Writ and Verified Petition on the Office of the District Attorney, 1 Hogan Place , 7th floor.
  5. Take the signed original Writ and Petition with proof of service on the District Attorney's Office to the motion clerk at Supreme Court, 100 Centre Street, Room 1000 (10th floor). DO NOT take the Writ directly to the court part.
  6. The motion clerk will docket the Writ and add it to the appropriate court calendar.
  7. If you wish the defendant to be produced before the court on the day the Writ is returnable, you must serve the Department of Corrections with the Writ after it is served on the District Attorney's Office. A defendant cannot be produced for a Writ made returnable the same day it is signed. If the defendant's production is waived, there is no need to serve the Writ on the Department of Corrections.
  8. After the Writ is heard, if you wish to obtain a certified copy of the Judge's decision on the Writ, ask the part clerk to return the Writ to the motion clerk. A certified copy can then be obtained from the clerk in Room 1000. The Appellate Division requires a certified copy of the Court's decision on a Writ in order to file an appeal.

Appellate Division Procedure

  1. Agree with the Assistant District Attorney to an expedited briefing schedule for the appeal. If there is no agreement, both the defense attorney and the Assistant District Attorney must go to the Appellate Division at 27 Madison Avenue at 25th Street, New York City, to obtain a court ordered expedited schedule.
  2. To file an appeal, the following must be provided to the Appellate Division:
    • A Stipulation of Expedited Briefing schedule
    • Two Notes of Issue
    • A Brief on Appeal, including a Rule 5531 statement
    • A Record on Appeal, under separate cover, including a certification of accuracy (Rule (?) 2105)
    • A Request for oral argument
    • An affidavit of Service of all the above documents on the District Attorney's Office

Where do I file a post-judgment motion?

Post judgment motions must first be served on the New York County District Attorney's Office, located at One Hogan Place, New York, N Y 10013, then filed with the Motion Support Unit of the Supreme Court located at 100 Centre Street, Room 1007, New York, NY 10013, 646-386-3860.

How do I file a notice of appeal?

A notice of appeal must be served within 30 days of sentence on the New York County District Attorney's office, located at One Hogan Place, New York, N.Y 10013, and filed within 30 days of the sentence with the Appeals Bureau of the Supreme Court, located at 100 Centre Street, Room 1201, New York, NY 10013, 646-386-3932. If applicable, attached to the notice of appeal should be a request for poor person relief which states that the appellant cannot afford to hire an attorney due to insufficient income and assets. Forms to request poor person relief and profile statements are available in the Appeals Bureau at the above location. For more information, defendants should refer to the written notice of their right to appeal, received from their trial attorney after the pronouncement of sentence.

How can I correct misinformation or mistakes on my "rap sheet"?

Contact the Legal Action Center, 153 Waverly Place, New York, NY 10014, 212-243-1313. A copy of their manual "How to Get and Clean Up Your New York Rap Sheet" will tell you all you need to know to correct rap sheet mistakes. There is no cost for this service.

How can I obtain a copy of a criminal history record (rap sheet)?

The Office of Court Administration has a procedure for providing electronic searches of criminal history records upon request. New York County is one of 13 counties for which a search is available. Searches in New York County go back as far as 1976. The search fee is $95 per name, per county. Applications may be filed in person weekdays 9:30 a.m. to 4:30 p.m. at:

NYS Office of Court Administration
Office of Administrative Services
Criminal History Record Search
25 Beaver Street (Room 840-Front Counter)
New York, NY 10004

To receive an application or for more information, call 212-428-2810.

If you wish to obtain a copy of your own criminal history record, you may also contact one of the following:

1) Legal Action Center
225 Varick Street, 4th Floor
New York, NY, 10014
212-243-1313

Appointments to get copies of Criminal History Reports (rap sheets) can be made Mon-Fri 9 a.m.-5 p.m. They do not take walk-in's. You must make an appointment with the Rap Sheet Coordinator. 

2) Police Headquarters
One Police Plaza (between Avenue of the Finest and Madison Street)
Room 152-A
New York, NY 10002
212-374-5541

A request should be made for an "Albany Package." There is a $15 fee for fingerprinting (money orders only). It is the responsibility of the person requesting the "rap sheet" to send the fingerprints, the form provided in the "Albany Package", and a money order for $25 for the processing fee to Albany.

How do I obtain access to sealed records?

If you are the defendant on a sealed case, you may have access to your own records upon presentation of a picture I.D. to a clerk in the Central Clerk's Office, located at 100 Centre Street, Room 1000, New York, NY 10013, 646-386-4000. Anyone other than the defendant must get an unsealing order signed by a Supreme Court judge. By statute, unsealing orders are available only under certain circumstances.

How do I get vouchered property released?

You will need a copy of your Property Clerk's Receipt, a release from the District Attorney's office, and a certificate of disposition from the Central Clerk's Office, 100 Centre Street, Room 1000, New York, NY 10013, 646-386-4000. These items must be taken to the NYC Police Department's Property Clerk's Office, located at Police Headquarters, One Police Plaza, Room S-20, Avenue of the Finest and Madison Street, where vouchered property can be retrieved. To get there, take the 4, 5, or 6 train to the Brooklyn Bridge Station or the M15 bus to St. James Place and Pearl Street.

For more information, go to the following web site: http://www.nyc.gov/. Under "Jump to City Agency Web sites," select "Police." Then use the "Search" and type in "property clerk."

How do I obtain a certificate of disposition?

To obtain a certificate of disposition, bring the following information to the Central Clerk's Office, 100 Centre Street, Room 1000, New York, NY 10013, 646-386-4000.

  1. Indictment or SCI number.
  2. Defendant's full name.
  3. Defendant's date of birth.

If you are the defendant on a sealed case, you must bring a picture I.D. If requesting a disposition for a defendant who has a sealed case, you must submit a notarized letter from the defendant giving permission to release the disposition. Certificates of disposition cost $10.

Certificates of Disposition are also available through the mail. Send a $10 certified check or money order together with the information listed above to:

CAP Unit
100 Centre Street
Room 1001
New York, NY 10013

How can I order a court file that is not stored on-site?

The Central Clerk's Office maintains files from 2014 to the present. In addition, all sealed files from 1990 to the present are on the premises. It is necessary to have the indictment number for the particular file you are requesting. The indictment number should be listed on any document or communication from the court. The indictment number can also be obtained if you know the date and part in which the case was on the court's calendar. Contact the Central Clerk’s Office, Room 1000, New York, NY 10013, in person or telephone 646-386-4000, or the court part in which the proceeding took place.

To order a file not on-site, contact the Central Clerk's Office at the above telephone number. Requests are submitted each Monday to our storage facility and files are delivered on Thursday of each week.

How do I obtain a copy of the minutes?

To request a transcript of court minutes, you must have the following information:

  1. The defendant's name and/or the indictment number.
  2. Date(s) of the proceeding.
  3. The court part and/or the court reporter's name.

If you do not know the name of the court reporter or his/her phone number, you can call the Central Court Reporters' office at 646-386-4400 to find out. The name of the court reporter for each court appearance can also be found on the court file, which is generally in the court part where the case is pending. If the case is concluded, the court file is in the Central Clerk's Office, 100 Centre Street, Room 1000, New York, NY 10013 646-386-4000. You can also call the Central Clerks' Office to find the name of the court reporter. Requests for transcripts must be made directly to the court reporter who recorded the proceedings in question. Court reporters are entitled to a fee for the minutes they transcribe. The amount of the fee depends on how quickly the transcript is needed and the length of the proceeding.

The current rates are as follows:

  • Regular delivery (more than two weeks) - $3.30 - $4.30 per page.
  • Expedited delivery (within two weeks) - $4.40 - $5.40 per page.
  • Daily delivery (same day) - $5.50 - $6.50 per page.

Be advised that if a defendant is appealing a judgment and has been granted poor person relief by the Appellate Division, all pertinent minutes will be provided by the court reporter to the Appellate Division free of charge to the defendant. Application for poor person relief by a defendant who has filed a notice of appeal must be made directly to the Appellate Division, First Department, at 27 Madison Avenue, New York, NY 10010, 212-340-0400. Forms to request poor person relief are available in the Appeals Bureau of the Supreme Court, located at 100 Centre Street, Room 1201, New York, NY 10013, 646-386-3932.

What do I do if I miss a court date?

Contact the court part where your case is pending or the Central Clerks' Office, 100 Centre Street, Room 1000, New York, NY 10013, 646-386-4000 to find out if you have been given a new date to appear. If you have not and a warrant for your arrest has been issued, contact your attorney and appear in court as soon as possible.

COURTROOM DIRECTORY

How do I find out where a case is pending?

Alphabetical lists of defendants are posted daily in the lobby of 100 Centre Street, New York, NY 10013, in the Central Clerk's Office at 100 Centre Street, Room 1000, New York, NY 10013, 646-386-4000, and in the Clerk's Office at 111 Centre Street, Room 927, New York, NY 10013 646-386-4300. In addition, each court part has a calendar listing cases to be called in the part that day. If the defendant's name does not appear in either place, ask for assistance at one of the offices listed above.

Another way to find out where your case is pending is by going to E-Courts. Click on WebCriminal and select Defendant Name. Enter the first and last name. Select New York Supreme Criminal Court and click Search. The indictment number, court part as well as the date are provided.

Where do I pay a fine, surcharge, or crime victim assistance fee?

Fines, mandatory surcharges, and crime victim assistance fees are payable in the Central Clerks' Office, 100 Centre Street, Room 1000, New York, NY 10013, 646-386-4000. Acceptable forms of payment are certified checks, teller's checks, money orders or cash. All payments must be made in the exact amount due. If both a fine and a surcharge were imposed, the fine must be paid first. Separate checks or money orders are required for fines and surcharge payments.

What is a bail remission motion and how do I file one?

A bail remission motion is a request for a refund of bail money that was forfeited. Application must be made within one (1) year from date of forfeiture before the Administrative Judge of Supreme Court, New County. In all applications for the remission of bail forfeitures, please be advised of the
following:

  1. All applications for the remission of bail will be litigated. The court will not consider any papers until the District Attorney's Office has had an opportunity to respond.
  2. A County Clerk's Index Number must be purchased and the number endorsed on all moving papers. Index numbers are purchased at 60 Centre Street, Room 141B, New York, NY 10007. The fee is $210.
  3. All applications for remission must include proof that copies of the papers were served upon the Civil Litigation Unit within the General Counsel’s Office of the District Attorney's Office, 80 Centre Place, Room 402, New York, NY 10013, email address is [email protected] that the District Attorney has been given the statutory five days notice. All applications must be made within one year after forfeiture. The Court must deny any request to waive this requirement whether or not the District Attorney consents.
  4. The attorney's affidavit must contain facts as to the criminal offense, its disposition, if any, the posting of bail, the date of the forfeiture, any stays of the proceeding when the defendant was absent, facts regarding the defendant's return to custody, the date of the entry of judgment (for bonds only), a statement that no more than one year has elapsed since the forfeiture and a statement that the rights of the People have not been prejudiced. The affidavit must also include a statement as to whether any previous application for similar relief has been made and the results thereof. If this is a renewed application, it must specify in detail any new facts.
  5. Supporting affidavits(s) must be based on the affiant's own personal knowledge; hearsay affidavits are of no value. Any substantiating documentation to support the motion (doctor's note, hospital records, etc.) may be included but do not replace a supporting affidavit based upon personal knowledge.
  6. All motions are returnable to the Motion Support Unit, 100 Centre Street, Room 1010, New York, NY 10013 646-386-3860. The bail remission motion together with the response and the court file are then sent to the administrative Judge for decision. There is no set time limit for decision. When a decision is rendered, all parties will be notified.

How do I have cash bail refunded?

Generally, cash bail is refunded upon final disposition of the case. If, after cash bail is posted, bail is increased or the defendant is released on his/her own recognizance and the original bail is exonerated, a cash bail refund is also then available. A cash bail refund order will be issued by the court on the same day that the case is concluded or when the bail is exonerated. Refund checks do not come from the court. If you have not received your bail money within three weeks from the date the case was finished or the bail was exonerated, contact either the NYC Finance Dept., 60 John Street, 2nd Floor (Business Center for walk-ins) or 12th Floor (write-ins), New York, NY 10038, 212-291-4899 or 212-291-4854 (Monday through Friday, 9 am to 4 pm), and the Automated Line: 212-504-4321 (available 24 hours) or the Central Clerks' Office, 100 Centre Street, Room 1000, New York, NY 10013, 646-386-4000.

Except in the instance where a court case results in a dismissal or acquittal, 3% will be deducted from posted bail upon its refund.

Where do I post cash bail?

For Adult inmates – Cash Bail can be posted at the New York City Department of Correction facility where the defendant is being held or at any of the following:

  • Manhattan Detention Complex, 125 White Street, New York, NY 10013 Open 24/7
  • Rikers Island Central Cashier, 11-11 Hazen Avenue, East Elmhurst, NY 11370 Open 24/7

Please note that Bail must be paid in person as online bail payment is unavailable. To post bail, you must present personal identification and provide the New York State Identification (NYSID) or Book and Case number of the person to be bailed.

Bail will only be accepted in any of the following forms: 

  • U.S. cash for the exact amount; 
  • Cashier's/Tellers' check, in any amount not exceeding the bail figure;
  • Money order from Federal Express, U.S. Postal Service, Travelers Express Company, Western Union, or a private bank -- up to $1000
  • Credit or debit card

For further information on inmates, bail, visiting hours, and travel directions call or search online at www.nyc.gov/site/doc/inmate-info/inmate-lookup.page.

For Juvenile inmates – Cash Bail can be posted at the Administration for Children’s Services/Division of Youth and Family Justice facility where the juvenile is housed.

  • Horizon Juvenile Center, 560 Brook Avenue, Bronx, NY 10455 Open 24/7
  • Crossroads Juvenile Center, 17 Bristol Street, Brooklyn, NY 11212 Open 24/7

For further information on juveniles at Horizon, bail, and visiting hours call 718 688-8496/718 688-6718 or email [email protected]

For further information on juveniles at Crossroads, bail, and visiting hours call 718 688-8264/718 688-8270 or email [email protected]

For ALL defendants – Cash Bail can also be posted at the courthouse if the defendant is in the court pens for a scheduled court appearance. Notify the clerk in the part in which the defendant's case is pending of your intention to post bail. You will be referred to the Central Clerk's Office, 100 Centre Street, Room 1000, New York, NY 10013, 646-386-4000. Bail can only be posted by certified check, teller's check, money order, or cash. Checks or money orders must be endorsed "County Clerk-New York County." 

Where do I find information on bail bonds?

For information on bail bonds, check the yellow pages under BAIL BONDS, or search online at myportal.dfs.ny.gov/web/guest-applications/bail-bonds-search. The Central Clerk's Office, 100 Centre Street, Room 1000, New York, NY 10013, 646-386-4000, maintains a list of Bail Bonds Agencies that are no longer approved by the Court.

What is Legal Aid, 18-B, N.Y.C.D.S, N.D.S.and C.F.R?

The Legal Aid Society, the 18-B Panel of the Appellate Division, The New York County Defenders Services, and Neighborhood Defender Services, and The Center for Family Representation are all publicly funded organizations which provide attorneys to represent defendants in criminal matters. To qualify for such representation, a defendant must be indigent, that is unemployed or earning only a minimal amount of money.

4 How will the transfer of cases into the IDV Court part occur?

An administrative order is issued identifying eligible cases that can be transferred to the IDV Court part. Cases that are eligible for the IDV Court are identified through the contributing courts, along with the cooperation of attorneys, law enforcement, victim advocates, and other community service providers. The ultimate determination as to whether the cases will be transferred to the IDV Court is made by the IDV Court Judge who issues the Transfer Order that is sent to the originating courts, counsel or parties.

 

3 How do IDV Courts operate?

The goal of the IDV Court is centered around the coordination of related domestic violence cases, victim safety, defendant accountability and addressing the needs of families affected by domestic violence. IDV Courts are unlike Drug Courts where the focus is on rehabilitation of the criminal defendant. In IDV Courts, judicial monitoring of offenders is a cornerstone of the IDV Court and there is a Compliance Part component to the IDV Court to address the issue of defendant accountability. In addition, IDV Courts also assist families in accessing community services and resources in a coordinated team manner.
 

2 What cases are included in the IDV Court?

Related criminal, matrimonial and family court cases filed in the same county which involve a single family may be eligible for the IDV Court. Allegations of criminal domestic violence form the threshold requirement for entry into the IDV part, with related cases in at least two of the three areas of law. Although the cases will be heard in the IDV Court part, each case will retain its individual integrity and will not be consolidated with each other.

1 What is an Integrated Domestic Violence (IDV) Court?

IDV Courts are specialized Supreme Court Parts developed to better serve families in crisis. Our current court structure often requires domestic violence victims and their families to appear in multiple courts (in front of multiple judges) to address their criminal, family, matrimonial and other legal problems. IDV Courts, by contrast, are dedicated to the idea of "One Family-One Judge," allowing a single judge to hear related cases involving domestic violence victims and their families. The goal of the court is to change the way the justice system treats families and children by promoting more informed judicial decision-making, creating consistency in orders of protection and reducing court appearances, as well as providing enhanced services to victims and ensuring defendant accountability. 
 

What should I bring to the Help Center?

Whether you will meet with a volunteer lawyer or a Help Center Court Attorney, you should bring any court papers and relevant notices you received, information from relevant social service or governmental agencies, any previous stipulations or court orders, and a marshal’s notice, if you received one.

You should also bring any documents which may prove your case or disprove the other side’s case.

Examples:

  • Copy of lease/lease renewals/agreements
  • Rent payment history/rent breakdown
  • Rent receipts
  • Petition and notice of petition
  • Answer
  • Stipulation and/or court order
  • Marshal’s notice
  • Deed, if relevant
  • Notice of termination/notice to cure
  • Section 8 documentation

What is the difference between a volunteer lawyer and a Help Center court attorney?

Help Center Court Attorneys work for the Civil Court. These experienced lawyers, many of whom have years of landlord-tenant law expertise, meet daily with unrepresented litigants in the Help Centers. They provide referrals to appropriate government agencies, social service organizations, and legal services providers, and can explain court procedures, legal terminology, and available options. Like the volunteer lawyers, they provide these services free of charge.

Because Help Center Court Attorneys work for the Civil Court, they are not permitted to give legal advice to either owners or tenants. This means that they cannot interpret the law as it relates to your situation or recommend that you follow a specific course of action. In addition, they cannot represent you in court or file papers on your behalf.

Volunteer lawyers may provide legal advice, and may be able to devote more time to discuss the strengths and weaknesses of your individual case. Like the Help Center Court Attorneys, they cannot represent you in court or file papers on your behalf.

If there are no volunteer lawyers scheduled on a given date, and you have questions about a pending Housing Court case, you should still consider going to the Help Center to discuss your concerns with one of our experienced and knowledgeable Help Center Court Attorneys. 

How do I meet with a Volunteer Lawyer?

If you are not represented by an attorney and you need legal advice about a residential landlord-tenant law matter, consult the appropriate calendar below to see if a volunteer attorney is scheduled to appear in one of the Housing Court’s Help Centers located nearest you.

If there is a volunteer lawyer scheduled on a particular date and at a particular time, you should go to that Help Center at that time, and inform the staff that you wish to meet with a volunteer lawyer. Please note that the information in the calendars is updated weekly, and may not reflect last-minute cancellations or other changes made to the schedule.

In addition, please note that if there are no volunteer lawyers scheduled to appear on a given day, you may still find it helpful to go to the Help Center to meet with one of the Help Center Court Attorneys to discuss a pending Housing Court case.

CALENDARS
Bronx County
Jan - Mar
Kings County
Jan - Mar
New York County
Jan - Mar
Queens County
Jan - Mar
Richmond County
Jan - Mar
Harlem
Jan - Mar

If you wish to see a Volunteer Attorney in the Harlem Community Justice Center, you must check in with the Help Center on Mondays and Thursdays for availability. 

What should I bring to the Help Center?

When you go to the Help Center to meet with a Volunteer Lawyer or Court Attorney, bring all court papers and any letters, bills or other documents that are related to your case. 

Some examples are:

  • Debt Collection Notices
  • Credit Card Bills
  • Contracts
  • Summons
  • Petition
  • Complaint
  • Answer
  • Judgment
  • Order
  • Subpoena

What is the difference between a Volunteer Lawyer and a Help Center Court Attorney?

Help Center Court Attorneys work for the Court. They can explain court procedures, legal terms, and provide general legal information. They can provide referrals to government agencies, social service organizations and legal services providers. But as Court employees, the Help Center Attorneys can’t give you legal advice.

Like the Volunteer Lawyers, they provide these services for free.

Volunteer lawyers provide legal advice and discuss the strengths and weaknesses of your case.

How do I meet with a Volunteer Lawyer?

Meet with a Volunteer Lawyer in the New York City Civil Court’s Help Center located at 111 Centre Street. No appointment is necessary.

If no Volunteer Lawyers are scheduled in the Help Center on the day you want to go, you can get help from a Help Center Court Attorney who can give you free legal and procedural information.

20. What is a Request for Judicial Intervention?

Although a lawsuit is commenced by the filing of the summons and complaint, or summons with notice, the case will not be assigned to a judge until one of the parties files a Request for Judicial Intervention. The first time a party needs judicial consideration of an issue in the lawsuit, he or she is required to purchase (for a $95.00 fee) and file a Request for Judicial Intervention. In most instances, the first time a case will come before the court is when a motion is made. A motion is an application to the court for an order resolving a dispute between the parties that occurs during the course of the lawsuit. The first motion made must contain a copy of the Request for Judicial Intervention form.

19. I have properly served the defendant(s) with the documents and I have filed my proof of service, what happens next?

Once served, the defendant has 20 to 30 days to "appear" or to serve the plaintiff with a responding document. The time in which to respond depends on where and how the defendant is served (CPLR 320). If the defendant is served with a summons and complaint, the responding document can be an "answer" or a motion for dismissal of the complaint. If the defendant is served with a summons with notice, the responding document is called the notice of appearance and demand for the "complaint." The plaintiff has 20 days from the date he or she receives the demand to serve the defendant with a complaint.

16. What format should I follow to generate a complaint?

Generally, a complaint (and all other documents submitted to this court) must be typed or legibly printed in English, black ink, double-spaced, using 8 ½ by 11 inch (letter-sized) paper and using one side of the paper only. The papers should be stapled or securely bound (CPLR 2101). For specific rules regarding the format and content of the complaint and other documents, consult Article 30 of the Civil Practice Law and Rules.

15. What forms of relief could the court grant me in a civil action?

The court has the authority to grant many different forms of relief. For example, the court can order a defendant to pay a sum of money, called damages, to the plaintiff to compensate for any injuries sustained. The court can also provide injunctive relief by ordering the defendant to act or refrain from acting in a particular way. In an action seeking a declaratory relief, the court determines the rights of each party in a dispute.

14. What kind of information should be in the complaint?

The complaint provides details of the plaintiff’s claim(s) against the defendant(s). It must describe the legal basis for each claim by stating the elements of each cause of action, how the defendant’s behavior or inaction caused harm, and what compensation plaintiff is entitled to receive. The facts should be recited clearly, concisely, and chronologically, providing specific dates and places. Lastly, your complaint should conclude with a paragraph describing all of the forms of relief you are seeking from the court. In certain actions, such as matrimonial cases, the complaint must contain a verification–that is, the plaintiff must swear to the truth of the allegations contained in the complaint. The rules regarding verifications are explained in section 3020 of the Civil Practice Law and Rules.

13. What kind of information should be in the summons?

The summons must contain the following information: the name of the court; the caption box containing the names of the parties; the index number assigned by the court; the date the summons is filed with the County Clerk’s Office; the name, address and telephone number of the plaintiff or his/her attorney; and the name and address of the defendant(s). CPLR 305(a)

12. How do I start an Article 78 proceeding?

Submit your Verified Petition, Affirmation in Support, Exhibits, Request for Judicial Intervention (RJI) and one of following documents to the County Clerk, Room 118 with the relevant fees ($210 - Index Number/$95 - RJI fee):
Notice of Petition -or- Order to Show Cause. *If moving by Order to Show Cause and seeking a Temporary Protective Order (TRO) (asking the Court to stop something while the case is pending), you must also submit an Affirmation of Notification. If you are not seeking a TRO, but want to move by OSC, cross out any reference to the TRO on the form and you do not need to submit the affirmation of notification.

11. Where do I file a grievance against my attorney?

The authority to regulate and discipline lawyers in New York State is vested in the Appellate Divisions of the New York State Supreme Court. Each Appellate Division has one or more attorney grievance committees and each will accept and investigate written complaints.

10. How do I stop an eviction or foreclosure?

An order to show cause with a temporary restraining order and an affidavit of emergency together with an affirmation in support must be filed with the Supreme Court in the county where the eviction or foreclosure is planned to take place. The litigant should bring a copy of the Sheriff’s Order of Eviction and the court order signed by the judge when seeking the order to show cause. If granted, all parties must be served with the court papers and must appear on the date selected by the judge. The judge will make a determination after hearing from both parties.

9. How can I vacate a default judgment or lien?

A motion or order to show cause with an affidavit in support must be filed with notice in the court where the judgment was entered and served on all parties in the action pursuant to the Civil Practice Law and Rules.

To vacate a default judgment in a consumer debt case you can use the courts' Do-It-Yourself (DIY) Form Program. It is a free and easy program that makes papers that help you tell a judge why you missed your court date or didn’t answer a summons and complaint in a consumer debt case."

8. How do I answer a complaint or motion?

A verified answer must be filed with the court and served on all parties within the statutory time to respond to a complaint pursuant to the Civil Practice Law and Rules. A motion is answered by filing and serving on the court and parties appearing in the action, a notarized affidavit in opposition or cross motion within the statutory time pursuant to the Civil Practice Law and Rules.

7. What do I do if I cannot afford to pay the court’s fees?

If the plaintiff cannot afford to pay the court fees required to proceed with the lawsuit, he or she can apply for an order waiving those costs. This request is known as a Poor Person Order. The order will only excuse the plaintiff from paying fees normally charged by the court not other costs that may arise during the course of the lawsuit.

6. What is an Index Number?

An index number is a number used by the court to identify a case. In order to initiate a civil action, the plaintiff(s) must purchase an index number at the County Clerk’s Office (for $210.00), and file the original summons with notice or summons and complaint with the court. The index number and date of filing of the summons must be included on the summons before the defendant is served. The plaintiff has 120 days from the date of purchase of the index number to serve the summons and complaint or summons with notice on the defendant (CPLR 306-b).

5. What is a Summons with Notice?

As an alternative to filing a summons and complaint, you may file a summons with notice to commence a civil action. The summons with notice contains the same information as the summons, but it requires a brief description of the nature of the case and the relief being sought. Thus, the summons with notice is not accompanied by a complaint.

4. How do I commence a civil action?

Generally, you may commence a civil action in Supreme Court to obtain money damages over $50,000.00 or some other form of relief from a private person or entity (i.e., a corporation) whose actions have resulted in a violation of your rights. The action is commenced when the party alleging harm (plaintiff) files either a summons and complaint, or a summons with notice with the court. The summons invokes the jurisdiction of the court and provides notice to the alleged wrongdoer (defendant) of the reason why he is being sued. Every lawsuit must be brought within one of the various deadlines spelled out in the law, which are known as statutes of limitations. See CPLR Article 2. Accordingly, the summons MUST be served with either a complaint or a summons with notice. They are know as initiating papers.

2. How can I get a copy of my divorce?

Copies of divorces are obtained in the County Clerk’s Office in the county where the divorce was granted. Only the parties or their attorney may view the court file or obtain a copy of the divorce. Identification is required. The fee for a certified copy of the divorce is $8.00.

01. How can I get a divorce or legal separation?

If both you and your spouse agree to a divorce – this includes all other issues, such as debt and marital assets -- you can get and complete the papers for an uncontested divorce by using the court’s Uncontested Divorce Do-It Yourself (DIY) Program, picking up the papers from the Bronx Supreme Court Help Center, or printing them from the court's website.

To get a legal separation, the parties must draw up a written agreement specifying their intent to separate and the terms of the separation. Note, there are no preprinted forms for a separation agreement. The agreement is drawn up by the parties or an attorney. It is not valid unless it is signed and notarized by both parties. A separation agreement can be filed with the court by purchasing an index number ($210.00) From the County Clerk’s Office and submitting an original notarized copy of the agreement

If the other person does not want a divorce or disagrees with you about certain issues your divorce will be contested. Instruction books and form books for contested Divorces are available on the court’s Divorce website and in the Supreme Court, Civil Term, in all boroughs. For more information visit the court’s Divorce Resources page and the Bronx Supreme Court Matrimonial page. The filing fees include $210.00 for the index number and $125.00 for the note of issue. If you are filing a contested divorce the cost can go higher depending on how much motion practice will be involved.

02. How many days' notice must I give when serving a motion and cross motion?

Effective July 3, 2007, CPLR sections 2214(b) and 2215 have been amended to provide new requirements for timely service of notices of motion and cross motions. The amendments apply to Notices of Motion served on or after July 3, 2007.

The following tables summarize the service requirements for motions and cross motions. The shaded areas indicate changes in the law:

Notices of Motion

Method of ServiceMain Motion Demands 7 Days' Answering PapersMinimum Service Time Required*
Personal or FAXMotion DOES DEMAND
7 Days' Answering Papers
16 days
Overnight DeliveryMotion DOES DEMAND
7 Days' Answering Papers
17 days
(16 days + 1 day for overnight delivery pursuant to CPLR 2103b6)
MailMotion DOES DEMAND
7 Days' Answering Papers
21 days
(16 days + 5 days for mailing pursuant to CPLR 2103b2)
Personal or FAXMotion DOES NOT DEMAND
7 Days' Answering Papers
8 days
Overnight DeliveryMotion DOES NOT DEMAND
7 Days' Answering Papers
9 days
(8 days + 1 day for overnight delivery pursuant to CPLR 2103b6)
MailMotion DOES NOT DEMAND
7 Days' Answering Papers
13 days
(8 days + 5 days for mailing pursuant to CPLR 2103b2)

 

Notices of Cross Motion

Method of ServiceMain Motion Demands 7 Days' Answering PapersMinimum Service Time Required*
Personal or FAXMain Motion DOES DEMAND
7 Days' Answering Papers
7 days
Overnight DeliveryMain Motion DOES DEMAND
7 Days' Answering Papers
8 days
(7 days + 1 day for overnight delivery pursuant to CPLR 2215)
MailMain Motion DOES DEMAND
7 Days' Answering Papers
10 days
(7 days + 3 days for mailing pursuant to CPLR 2215)
Personal or FAXMain Motion DOES NOT DEMAND
7 Days' Answering Papers
3 days
Overnight DeliveryMain Motion DOES NOT DEMAND
7 Days' Answering Papers
4 days
(3 days+ 1 day for overnight delivery pursuant to CPLR 2215)
MailMain Motion DOES NOT DEMAND
7 Days' Answering Papers
6 days
(3 days + 3 days for mailing pursuant to CPLR 2215)

*Prior to the return date of the motion (cross motions should be noticed to be heard on the same date as the main motion)

What is an FAQ?

FAQ stands for Frequently Asked Question. FAQs can be incorporated into a website to help users get quick answers to common questions.

When do I get my bail money back?

If cash bail was posted, a check is generated by the Suffolk County Comptroller 6-8 weeks after the disposition of the case. If you do not receive a check in 8 weeks you can contact the Suffolk County Comptroller at (631) 853-5040. If a bail bond was posted a certificate of disposition is needed and submitted to the bail bondsman. Certificates of disposition are available from the Criminal Office.

10. Can I file papers with E-file/Motion Support by mail?

Yes, however, delays in delivery, sorting and processing the applicable fees may prevent timely filing of papers in which case the papers may be returned to you.

You may file the following papers by mail: Motions, Opposition Papers/Reply Papers, Notes of Issue, Infant Compromise Orders, PC Requests, Stipulations of Discontinuance/Stipulations of Settlement, and Notices of Settlement. Be certain to include money orders or attorney's check(s) for applicable fees payable to Kings County Clerk.

The mailing address is:

Kings County Supreme Court
E-file/Motion Support
360 Adams Street, Room 227
Brooklyn, NY 11201

09. My papers were rejected because my caption did not match the caption in the court's computer. What should I do?

If the caption stating the parties in the court's computer is correct, your papers must reflect the correct caption.

If your caption is correct, provide a stamped copy of the summons, amended summons, supplemental summons, or third party summons from the County Clerk to E-file/Motion Support (Room 227) , or provide a copy of an order amending/correcting the caption to E-file/Motion Support. The summons or order that you provide must reflect the most recent amendments to the caption, if any. Court personnel may then give you other instructions.

08. I saw a "NINA" date listed on the Future Appearance System. What is a NINA date?

NINA stands for "Note of Issue / No Appearance." It is a court control date used to monitor and determine if a Note of Issue has been filed by the actual due date. The NINA date does not extend the time to file the Note of Issue. If the Note of Issue is not filed by the actual due date and a motion or stipulation to extend the time to file is not submitted, the case will be dismissed. No appearance is required on the NINA date. For example, if the Note of Issue is due to be filed on March 9 and the NINA date is March 24, the Note of Issue must be filed by March 9. Otherwise, the case will be dismissed on March 24.

07. What is the procedure for filing a Note of Issue in person?

Go to E-file/Motion Support (Room 227) and file the following papers:

  1. The original and two (2) copies of the Note of Issue (with the Certificate of Readiness on the back). Please do not staple the copies to the original.
  2. A copy of an order directing you to file a Note of Issue, if you have one (do not include PC orders).
  3. Affidavit of service (upon all other parties) of the Note of Issue.

The Note of Issue must be filed in E-file/Motion Support within the earlier of ten (10) days after service of the Note of Issue (see CPLR 3402) or the date specified in the order (other than Preliminary Conference Order). If the papers are acceptable, the clerk in E-file/Motion Support will stamp them approved. Present them for payment or for "NO FEE" stamp at the Kings County Clerk. You will need either exact cash or a money order for $95.00 payable to the Kings County Clerk if you would like a jury trial. You will need either exact cash or a money order for $30.00 payable to the Kings County Clerk if you would like a non-jury trial. If the jury fee has been paid previously because a prior Note of Issue had been vacated, the fee for filing the Note of Issue is only $30.00. The County Clerk's Office is located at:

360 Adams Street, Room 189
Window #5
Brooklyn, NY 11201

You do not need to return to E-file/Motion Support after paying for the Note of Issue.

06. What is the general procedure for requesting a Preliminary Conference (PC)?

Unassigned Tort Cases

If you would like to request a PC for a tort case and no judge is assigned to the case, file the original and three (3) copies of the RJI with the County Clerk's Office along with either exact cash or a money order for $95.00 payable to the Kings County Clerk. You do not have to file any papers with E-file/Motion Support. You will be notified automatically by mail of the date of the PC within forty-five (45) days. The County Clerk is located at:

360 Adams Street, Room 189
Window #5
Brooklyn, NY 11201

Unassigned Commercial Cases

If you would like to request a PC for a commercial case and no judge is assigned to the case, purchase the RJI in the County Clerk's Office, located at:

360 Adams Street, Room 189
Window #5
Brooklyn, NY 11201

The County Clerk will require the original plus three copies of the RJI along with either exact cash or a money order for $95.00 payable to the Kings County Clerk. Then file with E-file/Motion Support (Room 227) the following:

  1. Stamped RJI from the County Clerk
  2. Affidavit of service of the RJI
  3. Copy of the pleadings

Assigned Cases

If you would like to request a PC and the case has already been assigned to a judge, file with E-file/Motion Support (Room 227) the following:

  1. Request for PC
  2. Affidavit of Service of the Request for PC

Note: If there is an outstanding motion for Default Judgment or for Change of Venue, you must wait for the motion to be decided before requesting a PC. In some instances, the PC will be automatically scheduled after the motion is decided or withdrawn. If a PC is not scheduled automatically and a default judgment has been granted as to some parties, attach a copy of the default judgment order to the PC request.

05. When and where do I file opposition papers and reply papers to a motion?

Opposition papers and reply papers are to be filed in E-file/Motion Support (Room 227) at least one (1) business day before the adjourned date of the motion. If the motion is not automatically adjourned, opposition papers and reply papers are to be filed in E-file/Motion Support at least one (1) business day before the return date.

04. How can I withdraw or adjourn my motion?

Most first time motions are automatically adjourned by the court to the judge's next available motion date. However, if your motion is not automatically adjourned or if you need another adjournment, contact the part to find out their procedures for subsequent adjournments. If you would like to withdraw your motion, contact the part to find out their procedures for withdrawing motions. If you need the part's telephone number, call the Kings Supreme Court Help Center at 347-296-1740 or Motion Support 347-401-9249 or click on the Phone Directory in the menu on the left hand side of this page.

How do I obtain a record of my criminal history?

Criminal history searches are done through the Office of Court Administration. This search is for New York State only. You can contact them at the following webpage, address, or phone number. 

New York State Office of Court Administration
Office of Administrative Services
Criminal History Search
25 Beaver Street Room 840
New York, NY 10004
Tel # 212-428-2943

Criminal History Record Search website

9. What happens if the child disobeys the dispositional order?

If the court finds that the child is not obeying the terms of the court's order, the probation officer or placement agency may file a violation petition, and a new dispositional hearing may be held. If the violation is proven, the court may change its order to any order it could have issued at the original dispositional hearing.

8. What happens at the dispositional hearing?

At the dispositional hearing, information is presented to the court to help the judge decide whether the child is a person in need of supervision - a PINS. Witnesses with information about the child testify and present evidence.

If the judge decides that the child does not need supervision or treatment, the judge may dismiss the case. If the child does need supervision or treatment, the judge can choose one of the following options:

  1. Warning and discharge
    The judge may decide that no further court involvement is needed and discharge the case with a warning to the child.
     
  2. Suspended judgment
    The judge may pause the case for a set period of time and require the child to follow certain rules or participate in services. If the child follows the rules, the case may be dismissed.
     
  3. Placement outside the home
    In some cases, the judge may place the child in foster care or another approved placement. This usually happens only if the court decides the child cannot safely remain at home. Children who are 16 or older generally cannot be placed unless the court finds special circumstances.
     
  4. Probation
    The judge may place the child on probation. This means the child remains at home but must follow certain conditions and may be required to participate in services or programs.

In some cases, the court may also order the child to participate in an education reform program.

7. What happens at the fact-finding hearing?

In a PINS case, the trial is called a "fact-finding hearing". The parties may testify and present witnesses and evidence.

If the judge decides that the child committed the acts described in the petition, the judge sets a date for a "dispositional hearing". The court may order the Probation Department to prepare a report concerning the child's general behavior, home life and school attendance and behavior, and may order an evaluation by the city's Mental Health Services.

6. If the child is beyond the control of his or her parents can the court hold the child in a secure facility?

If the court finds that the PINS child should not be released to the custody of his or her parent or guardian while waiting for the fact-finding hearing, the court cannot hold the child in a secure facility. If it appears that a PINS respondent might fail to appear for a scheduled court date, or is at risk of committing an act which would be a crime if committed by an adult, the court may place the child with a relative or other person willing and able to take responsibility for the child or hold the child in a non-secure facility.

5. Who presents the case against the child?

The complaining party presents the case at the hearing by testifying about the child's behavior. Sometimes the judge assigns a lawyer to represent the complaining party at the hearing, or the complaining party may hire an attorney.

4. How does a PINS court case begin?

A PINS petition may be filed in Family Court by a parent or other person legally responsible for the care of the child, by a peace officer or police officer, by a person who has been injured by a child, or by a school or other authorized agency. The PINS petition contains a description of the child's behavior and asks the court to find that the child is in need of supervision. The petition and a summons must be given to the child and his or her parent, directing them to appear in Family Court on a specific date.

There are no filing fees in Family Court.

1. What is a "PINS"?

A child under the age of 18 who does not attend school or behaves in a way that is dangerous or out of control, or often disobeys his or her parents, guardians or other authorities, may be found to be a Person In Need of Supervision or "PINS". All PINS proceedings are heard in Family Court. There is a possibility that the PINS proceeding could be settled outside of court through the Family Assessment Program (F.A.P.) that is run by the Administration for Children's Services (ACS) and the NYC Department of Probation.

7. What happens if the respondent disobeys the dispositional order?

If the respondent does not obey the conditions of his or her dispositional order, the probation officer or placement agency may file a violation petition, and a new dispositional hearing may be held. If the violation is proven, the judge can order a different disposition.

6. What happens at the dispositional hearing?

At the dispositional hearing, the judge decides whether the respondent is a "juvenile delinquent" in need of supervision, treatment or confinement (placement). During the hearing, the judge hears testimony from the probation officer about the respondent's previous behavior in school and at home, and any previous court cases involving the respondent. The respondent's parents or guardians and other persons with information helpful to the court may testify.

The probation officer may recommend that the respondent be permitted to live at home without court supervision, but with certain conditions set by the court (a "conditional discharge"); or that he or she be supervised by the Probation Department while living at home (an "order of probation"); or that the court place the respondent in a facility away from home, such as a group home or secure facility. The respondent may also be ordered to pay for damage to the complainant's property and/or unreimbursed medical expenses incurred by the complainant as a result of the respondent's actions.

The judge decides which disposition would meet the needs of the respondent and signs a dispositional order. Even if there is a finding that the respondent committed the acts described in the petition, if the judge finds that the respondent is not in need of supervision, treatment or confinement, the petition must be dismissed. The petition may also be dismissed after the court has ordered an adjournment in contemplation of dismissal ("ACD"). An ACD is where the case is on hold for up to 6 months to decide whether it should be dismissed.

5. What happens at the fact-finding hearing?

At the fact-finding hearing, the presentment agency must prove its case through witnesses and other evidence. The respondent's attorney may cross-examine the witnesses and may present witnesses and evidence for the respondent. If the presentment agency proves the case beyond a reasonable doubt, the judge makes a "finding" that the respondent committed some or all of the acts described in the petition. If the case has not been proven, the judge will dismiss the petition.

If a finding is made, the judge will schedule a "dispositional hearing" and order the Probation Department to investigate the respondent's home and school behavior. The judge may order an evaluation by the city's Mental Health Services. The court may either "remand" the respondent to a detention facility or "parole" (release) the child to the custody of his or her parent or guardian until the dispositional hearing.

4. What types of hearings are held?

In a juvenile delinquency case, the trial is called a "fact-finding hearing". A fact-finding hearing is the same as a criminal trial, but without a jury. The judge decides whether the child committed the acts described in the petition. If the court decides that the child must be held in detention ("remanded") while waiting for the fact-finding hearing, a "probable cause" hearing may be held to determine whether there is good cause to hold the child in detention. There is no bail set in juvenile delinquency cases in Family Court.

Other hearings which may be scheduled concern the evidence which the presentment agency may wish to use in the fact-finding hearing. The presentment agency must give certain police reports and other documents to the respondent's lawyer so that the respondent can prepare his or her defense.

2. How does the Family Court case begin?

In New York City Family Court, a prosecuting attorney from the New York City Law Department, called an "Assistant Corporation Counsel", presents juvenile delinquency cases and cases involving certain serious crimes (called "designated felonies"). 

The presentment agency (prosecutor) prepares a petition against the child containing a description of the acts he or she is accused of committing. The accused child is called the "respondent". The victim in the case is called the "complainant".

A child who has been arrested and held may be brought directly to Family Court by the police, or, when court is not in session, may be held overnight in a detention center until the next court day. In the alternative, a child may be arrested and released after being given an "appearance ticket" directing him or her to appear in court on a certain date. In court, the child and his parent or guardian are given a copy of the petition.

1. Who is a juvenile delinquent?

Starting at age seven, children can be brought to court if they are accused of committing a crime. Where the case is handled and how the child is treated depends on several factors including the child’s age, intent, and past record. Youth who are accused of committing crimes fall into three categories: Juvenile Delinquent, Juvenile Offender, and Adolescent Offender.

A Juvenile Delinquent is a child over 12, but under 18 years of age, who commits an act that would be a crime if it had been committed by an adult. Children over 7 but less than 12 years of age, who commit specific serious or violent acts listed in Family Court Act Section 301.2(1)(a)(iii), may also be juvenile delinquents.

Cases involving Juvenile Delinquents are handled in Family Court. Juvenile Delinquents do not go to adult jails. Instead, the court decides if they need supervision, treatment, or placement through the local department of social services or the New York State Office of Children and Family Services. Juvenile Delinquents do not have criminal records. Family Court proceedings are confidential and in some instances the cases can be sealed.

Juvenile Offenders, who are 13, 14, and 15 years of age, are charged with committing serious or violent felony offenses listed in Penal Law Section 10.00 (18). Juvenile Offenders are not considered Juvenile Delinquents. Juvenile Offender cases are heard in the Youth Part of Supreme Court. Juvenile Offenders who are convicted will have permanent criminal records unless the Court grants Youthful Offender status. Juvenile Offender cases can be transferred to Family Court if the Court determines that the transfer would be in the best interests of justice. Upon transfer to Family Court, the youth is then considered a Juvenile Delinquent. 

Adolescent Offenders are youth 16 or 17-years old who commit a felony offense. The case is originally heard in the Youth Part of Supreme Court. However, the case may be transferred to Family Court, where the youth will be considered a juvenile delinquent and will be eligible to receive all services and programs available to juvenile delinquents. 

For more information, visit Court Help.

7. What happens when parents do not wish to have their children return home, or cannot provide proper care for their children?

Parents may voluntarily agree to have their children adopted by signing a document called a "Surrender", giving up their rights as parents. Or the agency may file a petition asking the court to hold a hearing to determine if the court should "terminate" (end) the parents' rights. If the court finds that the child has been abandoned, permanently neglected, or severely or repeatedly abused, or that the parents are unable to properly care for the child because of mental illness or intellectual disabilities, the court may permanently end the parents' rights to the child and give custody and guardianship of the child to the Administration for Children's Services and the agency. A child may then be adopted by the foster parents, or the agency may seek another suitable permanent home for the child.

6. What happens while the child is in foster care?

The court may order the child-protective agency or child-care agency to provide services or assistance to the child and the child's family, including visitation with the child and counseling for the family, while the child is in foster care.

After a child has been in placement for the time period ordered, the parents may file a petition asking the court to review the child's placement. After a court hearing, the court may return the child to his or her home or extend the placement period.

If the child remains in foster care for a year, the agency must file a petition asking the court to review the child's situation, and extend the placement if appropriate.

4. How long does the child stay in foster care?

Placement may be temporary, with the child eventually returning to his or her parents or legal guardian, or may result in the child being adopted by another family.

When a child is voluntarily placed into foster care by a parent or guardian, that person signs a "Voluntary Placement Agreement" transferring the care and custody of the child to an agency. If the child is expected to remain in foster care for more than 30 days, the Administration for Children's Services must file a petition asking the court to approve the placement and the agency's plan for the child's future. The agreement may specify how long the child is to remain in foster care, or the period of time may be left open. The court then hears testimony from the persons who signed the agreement and from the agency, and decides whether the agreement is valid, whether foster care is appropriate for the child, and how long the child should remain in foster care.

3. Where is the child placed?

The child may be placed with foster parents (which may be the child's relatives) in their home, in a group home, or in an institution, depending upon the child's needs and the available foster care settings.

2. How does a child enter foster care?

A child may be placed in foster care voluntarily, at the request of his or her parents or legal guardian. Or a child may enter foster care involuntarily, by order of the court. The court may order that the child be placed in the care of an agency if it finds that the child has been abused or neglected or is at risk of such harm, or when a child's behavior is beyond the control of those responsible for his or her care. A child may also be removed from his or her home by a child-protective agency because of an emergency in the home.

1. What is foster care?

A "foster child" is a child who has been placed in the care and custody of the Administration for Children's Services, or an authorized child-care agency for either short-term or long-term care. This care is often with a "foster family", who may be related to the child. The agency has physical custody of the child, but the parent continues to have legal rights to the child.

Where are we located?

The Criminal Term Central Clerk's Office on the 2nd floor of the Bronx County Hall of Justice. Correspondence should be mailed to:

Bronx Supreme Court
Criminal Term Clerk's Office
c/o Correspondence Clerk
265 E. 161st Street - 2nd Floor
Bronx, NY 10451
Phone: 718-618-3100

Get a Criminal History Record Search?

Criminal History Record Searches are done by the Office of Court Administration. Please contact them directly at the following address for information regarding procedures and fees.

New York State Office of Court Administration
Division of Technology and Court Research
25 Beaver Street, 8th Floor - Room 830
New York, New York 10004
[email protected]

Get Bail money back when the case is over?

If you put up cash bail, a check will be automatically mailed to you at the address listed on the bail receipt. If you do not receive the check within six weeks of sentence, contact the Criminal Term Clerk's Office at 718-618-3100. If you put up bail in the form of a bond, you must get a Bail Bond Exoneration Letter and bring it to the bail bondsman.

Pay a fine, mandatory surcharge or crime victim assistance fee?

If you were sentenced in Bronx Supreme Court to probation, time served or a conditional discharge, you must pay any Fine or Mandatory Surcharge imposed at the Courthouse. Go to the Criminal Term Central Clerk's Office on the 2nd floor and pay the cashier. The only acceptable forms of payment are cash, money order or certified check bank check. The money order or check must be made payable to the Bronx Supreme Court.

Apply for a Certificate of Relief from Civil Disabilities?

You are eligible to apply for a Certificate of Relief from Civil Disabilities at the Criminal Term Central Clerk's Office on the 2nd floor if you have no more than one felony conviction and were sentenced in Bronx Supreme Court to a non-state prison, sentence. If you were sentenced to state prison, you must apply to the:

State of New York
Department of Corrections and Community Supervision
Attn: Certificate Review Unit 
The Harriman State Campus-Building 4
1220 Washington Avenue 
Albany, New York 12226-2050
Phone: 518-485-8953

Obtain a Certificate of Disposition?

If the case was finished in Bronx Supreme Court, you can obtain a Certificate of Disposition from the Criminal Term Central Clerk's Office on the 2nd floor. There is an $10 fee for the certificate.

What is the difference between divorce and annulment and can I use the forms in the Uncontested Divorce Packet for an annulment?

A divorce is the legal dissolution of a marriage by a court. An annulment is a judicial declaration that a marriage is invalid. Unlike a divorce that dissolves a valid marriage, an annulment establishes that the marriage is not legally valid.

The Uncontested Divorce Packet is not designed for use in annulment actions. The court does not provide forms for annulment. If you want more information about annulments or if you would like to file for an annulment, you should seriously consider speaking to an attorney.

My spouse and I would like a separation agreement. What can we do?

A Separation Agreement is a contract between you and your spouse in which you agree to live separate and apart. A Separation Agreement may also address matters including but not limited to the rights of the parties, division of marital property, maintenance, custody, and child support. A Separation Agreement is not something the court grants and the court does not assist parties with the preparation of Separation Agreements. A Separation Agreement must be acknowledged by the parties before a notary and the acknowledgment must be in the form required to entitle a deed to be recorded. The preparation of a Separation Agreement can be a complex task. If you do not know how to prepare a Separation Agreement you should seriously consider getting advice from an attorney and / or having an attorney prepare the Separation Agreement for you.

When is my divorce final?

A divorce is considered final when the signed judgment of divorce is entered in the County Clerk's Office. Once the judgment is entered, the County Clerk will mail you the postcard that you filed with your divorce papers. The postcard will contain a "filed" stamp and will indicate the filing date. Once you receive this postcard, you may go to the County Clerk's Office to obtain a certified copy of the judgment. You must bring valid photo identification with you, because matrimonial files are confidential and information will be released only to a party or his or her attorney. The cost for each certified copy is $8.00 but the fee will be waived if you obtained a poor person waiver.

Can someone pick up my defective papers for me?

Matrimonial files are confidential and without a court order, they are available only to the parties or their attorneys. While the clerk is prohibited from returning any actual divorce documents to anyone other than the parties or their attorneys, a copy of the list of defects will be given to any person that has your written and notarized authorization. The authorization must reflect the name of the person picking up the defect list, and the person picking up the list must have valid photo identification.

Does my spouse have to sign papers consenting to the divorce in order for the divorce to be considered uncontested?

Your spouse does not have to sign papers consenting to the divorce in order for the divorce to be considered uncontested. As long as your spouse does not contest the divorce in any way, the divorce is considered uncontested. If your spouse does nothing after being served, you must wait forty (40) days after service before filing the Note of Issue and the balance of your divorce documents. If your spouse specifically consents to the divorce by signing the Affidavit of Defendant that is contained in the Uncontested Divorce Packet, you may file the Note of Issue and the balance of your divorce documents immediately.

I want to file for divorce but I don’t know where my spouse is. What can I do?

New York state law requires that the defendant in a divorce action be personally served with the Summons with Notice or Summons and Complaint. In order to effectuate service on your spouse in any other way, you must get permission from the court. You can apply for such permission by filing an application for alternate service with the Motion Support Office in room 217.

How can I get a certificate of Disposition for my case?

A certificate of disposition cost $5.00 and may be obtained in person at the above address, Criminal Office 2nd Floor. To obtain a Certificate of Disposition by mail, send a U.S. Postal money order or a bank check in the amount of $5.00 made payable to Suffolk County Court. 

Send it to: 
Suffolk County Court 
210 Center Drive Riverhead, NY 11901 
Attn: Criminal Office 

Please include the indictment number, Defendant’s name, and a return address. Allow 7 to 10 business days for a response.

My spouse resides outside of this state. Can I still file for divorce in New York?

In order to maintain an action for divorce in New York State, one of the following conditions of New York residency must be met:

  1. You and your spouse were married in New York, and either of you is a resident of New York when the divorce action is started and has been a resident of New York for a continuous period of one year immediately before the commencement of the divorce action
  2. You and your spouse have resided in New York as husband and wife, and either of you is a resident of New York when the divorce action is started and has been a resident of New York for a continuous period of one year immediately preceding the beginning of the divorce action
  3. The grounds for divorce occurred in New York, and either you or your spouse has been a resident of New York for a continuous period of at least one year immediately before the beginning of the divorce action
  4. The grounds for divorce occurred in New York, and both you and your spouse are residents of New York at the time of the commencement of the divorce action
  5. Either you or your spouse has been a resident of New York for a continuous period of at least two years immediately preceding the commencement of the divorce action

I would like to file for a divorce; however, I am currently unemployed and I cannot afford to pay the filing fees. What can I do?

If you cannot afford to pay the filing fees you may request that the costs, fees, and expenses associated with the divorce proceeding be waived. You may make this request by completing the "Affidavit in Support of Application to Proceed as Poor Person" and the "Poor Person Order" contained in the Uncontested Divorce Packet. You must bring these forms along with a completed summons and verified complaint, and proof of any and all sources of income to the Matrimonial Clerk’s Office in room 217.

How do I file for an uncontested divorce and how much does it cost?

If you would like to file for divorce and your spouse does not intend to contest the divorce, you may pick up an Uncontested Divorce Packet from the Office of the Self Represented in Room 121. There is no fee for the packet. Uncontested divorce forms are also available on the court’s website at www.nycourts.gov. The total court fees for an uncontested divorce will be a minimum of $335.00. This includes the $210.00 index # filing fee required to commence the divorce, and the $125.00 Note of Issue fee. In addition, if any motions are made, there is a $45.00 fee for each motion. Once the divorce is finalized there is an $8.00 fee for each certified copy of the judgment of divorce.

How long of an extension can I request?

Extensions will not be granted for longer than a 60 day period of time on criminal appeals or 30 days on Family Court appeals and will not be granted absent a sufficient showing of facts demonstrating a reasonable excuse for the delay in perfecting the appeal and an intent to perfect within a reasonable time.

How do I get a copy of the transcript of my court appearance?

Contact the Senior Court Reporters at 631-852-2151. When requesting a copy of the transcript or minutes, you should have the defendant’s name, Indictment number or Superior Court Information (SCI) number, Court Part, name of the Judge and date of the proceeding.

How do I request payment on an assigned appeal?

Except in cases in which payment is made by the state pursuant to Judiciary Law § 35, counsel must submit an official Fourth Department voucher form to the assigned counsel administrator for the county from which the appeal has been taken, who will forward the voucher to this Court for judicial review and determination. 

Counsel assigned on appeals pursuant to Judiciary Law § 35, such as habeas corpus appeals, must submit a JC2020 voucher directly to the Appellate Division for judicial review and determination.

In addition to the completed voucher form, counsel must submit a copy of the brief(s), an itemized statement of services, receipts for disbursements, and copies of any decision-order of the Court.

If the requested fee amount on any assigned appeal exceeds the statutory maximum of $10,000, counsel must submit an affidavit setting forth the existence of unusual and extraordinary circumstances that would justify a fee in excess of the statutory maximum.

Interim vouchers may be submitted only after receipt of an order of the Court scheduling the appeal for argument or submission at a specific term of Court.

Interim and Final Voucher
JC2020 Voucher

What are my duties if the Court's decision-order is favorable to my client in a criminal case?

To enable those agencies, when necessary, to update their records, IF the decision-order is favorable to defendant, you must send a certified copy of this Court's decision-order to:

State of New York
Department of Correctional Services
Attn: Richard deSimone, Esq., Associate Counsel
1220 Washington Avenue
Albany, New York 12226

and

Division of Criminal Justice Services
4 Tower Place, 5th Floor
Albany, New York 12203

If the indictment is dismissed, counsel must prepare an order upon remittitur for the trial court (see CPL § 470.45) and move to seal defendant's records (see CPL § 160.50). If a new trial is ordered or if the case has been held and the matter remitted for further proceedings, counsel must contact the Supreme or County Clerk's Office to have the case placed on the calendar.

What are my duties upon receipt of the Court's decision-order?

Upon receipt of the Court's decision-order, counsel shall notify the client in writing of the Court's decision.

Upon entry of an order affirming a judgment of conviction or order denying an application for a writ of habeas corpus or a motion under section 440.10 or 440.20 of the Criminal Procedure Law, assigned counsel is required to “advise the defendant in writing of his right to apply for permission to appeal and of the right of a person who is unable to pay the cost of a further appeal (in the event that permission is granted) to apply for leave to appeal as a poor person” (22 NYCRR 1015.7 [b]). Counsel is also required to “ascertain whether defendant wishes to apply for permission to appeal and, if so, make a timely application therefor” (id.).

In a habeas corpus proceeding, where the order of this Court is appealable to the Court of Appeals pursuant to CPLR 5601, assigned counsel shall advise the relator of his absolute right to appeal without permission (22 NYCRR 1015.7 [b]).

In an appeal from a Family Court proceeding, the assignment of counsel is continued, by statute, after the entry of the order of this Court for the purpose of filing and serving a motion for leave to appeal to the Court of Appeals (see Family Ct Act §§ 1118, 1120 [a]). Upon such filing, counsel may be relieved of his or her representation by application made either to this Court or to the Court of Appeals (see Family Ct Act § 1120 [a]).

What if my client wants to withdraw or discontinue the appeal?

If the appeal has not yet been perfected by the filing of records and briefs, assigned counsel should prepare a written Consent to Withdraw Appeal form for signature by appellant and assigned counsel.

If the appeal has been perfected, assigned counsel should prepare a written Stipulation of Discontinuance form for signature by appellant, assigned counsel, and opposing counsel or parties (including the Attorney for the Child, if any, in a Family Court appeal).

The Court must be promptly notified of the withdrawal or discontinuance of an appeal (see 22 NYCRR 1000.18 [c]).

Is my client entitled to his or her own copy of the trial transcripts?

Where counsel has been assigned by the Court, the transcript prepared at taxpayer expense must be provided to counsel to perfect the appeal. Assigned counsel is not required to provide an additional copy to his or her client. In a criminal case, a defendant may purchase his or her own copy of the transcript from the county clerk's office, at a fixed rate, as a public document (see CPLR § 8019 [f]). A defendant in a criminal case may also request a free copy of the transcript from the Court, after the filing of counsel's brief, in order to prepare his or her own pro se supplemental brief.

What if there are no non-frivolous issues that I can raise on a criminal appeal?

If there are no non-frivolous issues that can be raised on a criminal appeal, assigned counsel may make a motion to this Court, after conferring with defendant and trial counsel, to be relieved of the assignment by means of a Crawford motion (see People v Crawford, 71 AD2d 38; 22 NYCRR 1000.13 [q], 1022.11 [d]).

Such motion must be made on notice to the People and upon the submission of an affidavit and a brief in which counsel states all points that may arguably provide a basis for appeal.

The brief and motion must be served upon the defendant, at his or her last known address, at least 30 days before the specified return date of the motion, and the motion papers filed with the Court must include proof of such service. In addition, counsel must also file with this Court: (1) the papers that would constitute the record on appeal including the appendix, transcripts and exhibits and (2) a copy of a letter to defendant advising that he or she may elect to file either a pro se response to the motion and/or a pro se supplemental brief.

How do I request an extension of time to perfect an assigned appeal?

Assigned counsel may seek an extension of time to perfect an appeal for good cause shown, in writing, prior to the expiration of the due date, on notice to all parties.

Generally, an extension may be requested informally by letter application unless the appeal is subject to the nine month abandonment and dismissal rule (22 NYCRR 1000.12 [b]), there is a prior conditional dismissal order in effect, or the Court has otherwise directed that an extension request be made by formal motion, in compliance with the rules of the Court (see 22 NYCRR 1000.13).

The letter application or motion must set forth sufficient facts to demonstrate good cause for the delay and an intent to perfect within a reasonable time; must be received by the Court prior to the original deadline date; must include the full caption of the case with the Appellate Division Docket Number; must reflect the fact that copies of the letter have been sent to all interested parties; and must set forth, with specificity, the work already done on the appeal and the specific work yet to be completed.

An affidavit of service is required under the rules.

Extension requests on SORA or habeas corpus appeals must always be made by formal motion to the Court.

How long do I have to perfect a Family Court assigned appeal?

Unless a specific deadline date is given, an assignment order will direct that the appeal be perfected within 60 days of the date of the filing of the transcripts with the Family Court Clerk (see Family Ct Act § 1121 [7]; 22 NYCRR 1000.2 [c] [1]).

A specific deadline may be set forth in the assignment order if transcripts were filed prior to the time that counsel is assigned; if a conditional dismissal date was set by the Court in a prior order; or if the Court granted an appeal de novo on a coram nobis motion.

It is the responsibility of assigned counsel to note and diary the due date.

How long do I have to perfect a criminal assigned appeal?

Unless a specific deadline date is given, an assignment order will direct that an appeal from a judgment of conviction be perfected within six months of the date of filing of transcripts with the County Clerk.

A specific deadline may be set forth in the assignment order if transcripts were filed prior to the time that counsel is assigned; if the appeal is from an order entered in a SORA or habeas corpus proceeding, which is subject to the Court's nine month abandonment and dismissal rule (22 NYCRR 1000.12 [b]); if a conditional dismissal date was set by the Court in a prior order; or if the Court granted an appeal de novo on a coram nobis motion.

It is the responsibility of assigned counsel to note and diary the due date.

How do I receive assignments to represent individuals on appeal?

Attorneys interested in accepting assignments on appeal to the Fourth Department must attend a mandatory training seminar to become eligible to receive assignments. The Court offers an annual training seminar for criminal appeals, which also includes habeas corpus and SORA appeals, and an annual training seminar for Family Court appeals. Attorneys may attend either or both seminars -- CLE credit is available.

Assignments by the Court are made in consultation with the assigned counsel administrator for the county from which the appeal was taken. On each appeal, the Court will contact the county administrator to request the name of an eligible attorney willing and able to accept assignment on that appeal. The Court retains authority to make the final determination as to the assignment of counsel on each appeal.

What if I believe there is a conflict of interest with my assigned counsel and I think new counsel should be assigned?

Whether there is a genuine conflict of interest that requires reassignment of appellate counsel in a particular case is a legal determination to be made by the Court. Before making such determination, the Court frequently requests information from the appellant and from counsel. New counsel will not be assigned absent proof that a genuine conflict of interest precludes assigned counsel from effectively representing you on appeal.

In order to warrant reassignment of appellate counsel on the grounds of ineffective assistance of trial counsel, where that attorney or another attorney in the same office has been assigned to represent you on appeal, specific instances of acts or omissions alleged to constitute the ineffective assistance of trial counsel must be alleged that would be apparent upon review of the record on appeal.

Can I get a copy of my trial transcripts?

If transcripts have been filed in the county clerk's office, you may purchase a copy of the transcripts at a fixed rate (see CPLR § 8019 [f]). You may need to provide the clerk's office with a copy of the order of this Court granting you permission to appeal as a poor person. If you do not have a copy of the poor person order, you may contact the Court to request that a copy be sent to you. If an attorney has been assigned to represent you, the transcript prepared at taxpayer expense is provided to that attorney to perfect the appeal for you. Assigned counsel is not required to provide you with your own copy of the transcript.

In a criminal matter, if you are represented by assigned counsel,you may request a free copy of the transcript from the Court, after the filing of counsel's brief, in order to prepare your own pro se supplemental brief.

How long does an appeal take?

The appeal process can be lengthy. An appellate attorney cannot evaluate or discuss specific legal issues relating to an appeal until he or she has read all the court documents and transcripts of proceedings. The appeal cannot be considered by the Court until all the transcripts and court documents are reviewed and stipulated to by appellate counsel for all necessary parties, or settled by the trial court, and appellate counsel has filed and served the stipulated or settled records and briefs.

After records and briefs have been accepted for filing, an appeal is placed on the calendar for the next available term of Court for oral argument or submission to a panel of Justices. The Court schedules eight terms of Court annually. Generally, decision-orders of the Court are released two weeks after the conclusion of each term.

How do I get an assigned attorney on a Family Court appeal?

You do not need to make a formal motion for assignment of counsel on appeal if you were represented in Family Court by an assigned attorney, by a legal aid society or legal services organization, or by private counsel working on behalf of such society or organization and your attorney files a certification stating that you have indicated an intention to appeal, that you are eligible for the assignment of counsel, and that you continue to be indigent and unable to retain counsel to represent you on appeal (Family Ct Act § 1118).

Attorney Certification of Indigency Form - Family Court Appeal

If you were not represented by assigned counsel in Family Court but think that you are entitled to assigned counsel on appeal, or your trial counsel did not file a certification of continued indigency on your behalf, you must file and serve a formal motion for permission to appeal as a poor person and for assignment of counsel.

The motion must be served on all necessary parties (including the Attorney for the Child, if any) and the County Attorney for the county in which the order was entered.

You must file the original and one copy of the completed motion with this Court, together with a copy of the order you are seeking to appeal, a copy of the notice of appeal, and proof of service of both the notice of appeal and the poor person motion papers (22 NYCRR 1000.14).

Poor Person/Assignment of Counsel Motion - Family Court Order

How do I get an assigned attorney on a SORA appeal?

Although the assignment of counsel and the risk determination proceeding continues throughout the pendency of the appeal (Corrections Law § 168-n [3]), if you were represented by assigned counsel in the trial court a motion for poor person and continuation of counsel is necessary for production of transcripts and other documents and if a new attorney needs to be assigned.

If you were not represented by assigned counsel in the determination proceeding but think that you are entitled to assigned counsel on appeal, or your trial counsel can not continue to represent you on appeal, you or your assigned trial counsel must file and serve a formal motion for permission to appeal as a poor person and for assignment of counsel.

The motion must be served on all necessary parties or counsel and the County Attorney for the county in which the order was entered.

You must file the original and one copy of the completed motion with this Court, together with a copy of the order you are seeking to appeal, a copy of the notice of appeal, and proof of service of both the notice of appeal and the poor person motion papers (22 NYCRR 1000.14).

SORA Poor Person Assigned Counsel form

How do I get an assigned attorney on a habeas corpus appeal?

You must file an original and one copy of a motion for permission to appeal as a poor person and for assignment of counsel with the Supreme Court, Appellate Division, Fourth Department at 50 East Avenue, Rochester, NY14604, and serve a copy of the motion papers on the opposing party or counsel. You must also file with your motion papers a copy of the order you want to appeal, a copy of the notice of appeal, and proof of service of the notice of appeal on the opposing party or counsel.

Habeas Corpus Poor Person Assigned Counsel form

How do I get an assigned attorney on a criminal appeal?

You may complete a motion form for permission to appeal as a poor person and for assignment of counsel and return the original and one copy to the Supreme Court, Appellate Division, Fourth Department at 50 East Avenue, Rochester, NY14604. Copies of the completed motion form must be served upon the District Attorney and the County Attorney.

How long do I have to perfect my appeal?

Civil appeals, such as appeals from a habeas corpus or SORA proceeding or an adoption matter in Surrogate's Court, are subject to dismissal on motion if not perfected within six months of service on the opposing party of the notice of appeal (see 22 NYCRR 1250.10); if the motion is opposed, the Court generally grants an extension of time (30-60 days) to perfect the appeal.

Civil appeals not perfected within nine months of service of the notice of appeal are deemed abandoned and dismissed (see 22 NYCRR 1000.2 [b]; 1000.12 [b]).

Family Court appeals in which the Court has assigned counsel must be perfected within 60 days of receipt of the transcript (see Family Ct Act § 1121 [7]; 22 NYCRR 1000.2 [c] [1]), unless extended by order of the Court for good cause shown.

Criminal appeals in which the Court has assigned counsel must be perfected within 120 days of receipt of the transcript, unless extended by the Court for good cause shown, or where a prior order of the Court has set a conditional dismissal date for perfection of the appeal.

How do I perfect my appeal?

After a notice of appeal has been timely filed and served, you must perfect your appeal by filing and serving a stipulated or settled record on appeal, in accordance with the rules of the Appellate Division, Fourth Department. The record must include all relevant and necessary documents, including transcripts of any stenographic or audiotaped minutes (see 22 NYCRR 1000.3).

How do I appeal from a habeas corpus, SORA or other civil order?

In order to appeal from a civil order, you or your trial attorney must, within 30 days of the date on which you were served with a copy of the order you want to appeal, with notice of its entry, file a notice of appeal with the clerk of the court that entered the order. The County Clerk is the clerk of record for County and Supreme Court orders (see County Law §§ 525, 909). The Clerks of Family Court and Surrogate's Court are the clerks of record for those courts.

Habeas Corpus and SORA Notice of Appeal Form

How do I appeal from a Family Court order?

A notice of appeal must be filed in the Family Court Clerk's Office and served on all parties “no later than thirty days after the service by a party or the child's attorney upon the appellant of any order from which the appeal is taken, thirty days from receipt of the order by the appellant in court or thirty-five days from the mailing of the order to the appellant by the clerk of the court, whichever is earliest” (Family Ct Act § 1113).

Family Court Notice of Appeal Form

How do I appeal from a judgment of conviction or re-sentencing?

In order to appeal from a judgment of conviction or re-sentencing, you or your trial attorney must, within 30 days of the date on which you were sentenced, file a notice of appeal with the County Clerk's Office in the county in which you were convicted. You must also serve a copy of the notice of appeal on the District Attorney or the Attorney General.

Notice of Appeal Forms

How do I Defend or Try a Civil Case without a Lawyer?

  • Bring with you all evidence necessary to prove your claim or your defense.
  • Anything that will help prove the facts in dispute should be brought to Court. This includes written agreements, leases, receipts, and photographs. Originals–not photocopies–may be required.
  • Public Documents must be certified by the agency producing such documents. A certification is a statement that the documents are true copies of an agency's records.

The person bringing the lawsuit in a Landlord/Tenant matter should bring:

  • Original or certified copy of the deed to the building.
  • The lease for the party you are suing, if there is a lease.
  • Certified copies of registration statements.
  • Record keeping books.
  • Any other documents that are relevant to the claims you are making.
  • Witnesses–for example; a superintendent or mechanic who can testify as to attempts to gain access and/or attempts to repair conditions, if conditions are an issue)

The Tenant in a Landlord/Tenant matter should bring:

  • Rent receipts, checks or other proof of rent payments.
  • The lease for your apartment, if you have a lease.
  • Photographs of any conditions you are claiming.
  • Heat charts, if heat is an issue and you kept such a record.
  • Receipts or bills for any money you claim you spent.
  • Any other documents that are relevant to your defense or to the claims you are making.
  • Witnesses–for example; a friend or neighbor who has seen a condition complained of, if conditions are an issue.

Sworn testimony is evidence–including your own:

  • Any witness whose testimony is important to your case may testify in person before the Court. This can be someone who witnessed the events or someone whose special knowledge and experience makes him or her an expert on the cost of the services or repairs that were provided or may be required.
  • A signed and notarized statement cannot be used in the place of live testimony and is not admissible as evidence.

Subpoena (A legal document that commands the person named in the subpoena to appear in Court to testify):

  • If you are unable to get a witness to appear voluntarily or need certain records from a government agency, you may apply to the Court for issuance of a Subpoena.
  • Subpoena Duces Tecum (A legal document that directs someone to produce in Court a written document or record you need).

Note: Either party may apply for a Subpoena before the trial/hearing date. An expert witness may not be compelled to testify by Subpoena, but you may pay the expert witness for coming to Court to testify.

Satisfaction Of Judgment

If a Transcript of Judgment has been filed with the County Clerk, once the Debtor pays off the Judgment, the Creditor has a legal responsibility to prepare and sign a Satisfaction of Judgment for the benefit of the Debtor, so that all liens and record of Judgment can be removed from the County Clerk's office. The Creditor must either file the Satisfaction of Judgment with the County Clerk, or provide it to the Debtor so that the Debtor may file it with the County Clerk. The Satisfaction of Judgment must also be filed with the City Court. If the Satisfaction of Judgment is generated by the Court, there is a fee.

What Happens If A Debtor Files For Bankruptcy?

If a Creditor receives a written notice that a Judgment Debtor has filed for bankruptcy, all further efforts to collect the judgment are stayed (put on hold) until the Bankruptcy Court makes a decision as to how the assets of the Debtor should be divided. The Creditor should contact the Trustee in writing at the address listed on the Notice of Bankruptcy to file a claim and to find out whether the judgment debt will be paid or discharged (cleared) by the Bankruptcy Court.

How long is a Judgment Valid For?

A judgment is valid for twenty (20) years and may be extended once for an additional period of ten (10) years. To extend a judgment for an extra ten (10) years, the Judgment Creditor must make written application to the City Court.

What is the effect of filing a Transcript of Judgment in the County Clerk's Office?

1) The judgment becomes a lien on any land currently owned or later acquired by the Debtor anywhere in the County. In most cases, the land cannot be sold until the judgment is paid.
2) The Credit agencies often check the County Clerk's records to see if a person has any judgments filed against him/her. If the Judgment Debtor attempts to obtain a loan to purchase a vehicle or a mortgage to purchase a home, he/she are often denied credit approval unless they first pay off any unpaid judgments.

A Judgment Debtor may also be denied a credit card until the judgment is paid. If a Judgment Debtor dies and the judgment is on file with the County Clerk, the estate of the deceased debtor may be ordered to pay off the balance due on the judgment.

How Do I Collect on a Judgment?

Winning a Judgment may be only half the battle…
…collecting the money owed is the other half.

  • Information Subpoena
  • Income Execution on the wages of the debtor
  • Seizing personal property owned by the debtor
  1. cars
  2. trucks
  3. bank accounts
  • Filing a lien against real property (land) owned by the debtor
Information Subpoena

Before property can be seized, the Creditor must find and identify what property is specifically owned by the Debtor. It is also the Creditor's duty to locate where the Debtor is employed.

An Information Subpoena is a legal document that requires the Debtor to give written answers to several written questions concerning what property they own, where it is located, & where they may be employed. The Creditor can use this information to seize the property or wages of the Debtor. While the Information Subpoena is most often served on the Judgment Debtor, it may also be served on other individuals or organizations (such as banks) to see if they are in possession of any property owed to or owned by the Debtor.

The Judgment Creditor may obtain an Information Subpoena from City Court for a fee. The City Court will provide you with an Information Subpoena, two sets of written questions and a cover letter. The Judgment Creditor must serve the Judgment Debtor with the cover letter, both sets of questions, and provide a postage pre-paid, addressed return envelope for the Debtor or institution to use to mail the answered questions back to the Creditor. If you do not receive a response to the Information Subpoena, you may commence a contempt proceeding against the individual who failed to answer the Subpoena. A Creditor may commence a contempt proceeding by filing the proof of service (for example: the certified mail receipt) of the Information Subpoena with the Court. The Court will schedule a date for the other party to provide the Information Subpoena to the Court, or appear in Court to explain why the information has not been provided. If that party fails to appear on the date set, the Court will issue a Contempt Order and the person shall be in contempt of court until they provide the information demanded.

Income Execution

If a Judgment Creditor knows where a Judgment Debtor is employed, the Creditor can file or request (depending on Court proceedings) an Income Execution on the wages of the Debtor.

The City Constable, Sheriff, or Local Police will serve the income execution on the Debtor's Employer. If the Debtor is earning sufficient income, the employer must deduct 10% of the Debtor's weekly earnings and transmit to the Sheriff or Local Police. If the Debtor is self-employed, retired or on Social Security, no wages can be garnished.

Personal Property Execution

The Judgment Creditor may file or request a Property Execution asking that the property be seized and sold with the sole proceeds being used to pay off the balance due on the Debtor's judgment. There is no charge for filing or requesting a Property Execution. If a Judgment Creditor knows that the Judgment Debtor owns a car, truck, motorcycle or other personal property of significant value, the Judgment Creditor may file a Property Execution.

If the Judgment Creditor knows that the Judgment Debtor has a bank account at a specific bank, the Judgment Creditor may also use a Property Execution to ask that the money in the bank account be seized and used to pay off the balance due on the Debtor's employer. Before the County Sheriff can seize personal property or assets of the Debtor, the Creditor must first identify the property to be seized.

Filing a Lien at the County Clerk's Office

A Judgment Creditor can make their City Court Judgment more powerful by filing their judgment in the County Clerk's Office. This is accomplished by the Judgment Creditor requesting a "Transcript of Judgment" from the City Court Clerk. The cost for the transcript is $6.00 (payable by cash or money order to the City Court). The Judgment Creditor would file it in the County Clerk's Office FOR AN ADDITIONAL COST (payable by cash or money order to the County Clerk).

 

How Do I Collect on a Judgment?

Winning a Judgment may be only half the battle…
…collecting the money owed is the other half.

  • Information Subpoena
  • Income Execution on the wages of the debtor
  • Seizing personal property owned by the debtor
  1. cars
  2. trucks
  3. bank accounts
  • Filing a lien against real property (land) owned by the debtor
Information Subpoena

Before property can be seized, the Creditor must find and identify what property is specifically owned by the Debtor. It is also the Creditor's duty to locate where the Debtor is employed.

An Information Subpoena is a legal document that requires the Debtor to give written answers to several written questions concerning what property they own, where it is located, & where they may be employed. The Creditor can use this information to seize the property or wages of the Debtor. While the Information Subpoena is most often served on the Judgment Debtor, it may also be served on other individuals or organizations (such as banks) to see if they are in possession of any property owed to or owned by the Debtor.

The Judgment Creditor may obtain an Information Subpoena from City Court for a fee. The City Court will provide you with an Information Subpoena, two sets of written questions and a cover letter. The Judgment Creditor must serve the Judgment Debtor with the cover letter, both sets of questions, and provide a postage pre-paid, addressed return envelope for the Debtor or institution to use to mail the answered questions back to the Creditor. If you do not receive a response to the Information Subpoena, you may commence a contempt proceeding against the individual who failed to answer the Subpoena. A Creditor may commence a contempt proceeding by filing the proof of service (for example: the certified mail receipt) of the Information Subpoena with the Court. The Court will schedule a date for the other party to provide the Information Subpoena to the Court, or appear in Court to explain why the information has not been provided. If that party fails to appear on the date set, the Court will issue a Contempt Order and the person shall be in contempt of court until they provide the information demanded.

Income Execution

If a Judgment Creditor knows where a Judgment Debtor is employed, the Creditor can file or request (depending on Court proceedings) an Income Execution on the wages of the Debtor.

The City Constable, Sheriff, or Local Police will serve the income execution on the Debtor's Employer. If the Debtor is earning sufficient income, the employer must deduct 10% of the Debtor's weekly earnings and transmit to the Sheriff or Local Police. If the Debtor is self-employed, retired or on Social Security, no wages can be garnished.

Personal Property Execution

The Judgment Creditor may file or request a Property Execution asking that the property be seized and sold with the sole proceeds being used to pay off the balance due on the Debtor's judgment. There is no charge for filing or requesting a Property Execution. If a Judgment Creditor knows that the Judgment Debtor owns a car, truck, motorcycle or other personal property of significant value, the Judgment Creditor may file a Property Execution.

If the Judgment Creditor knows that the Judgment Debtor has a bank account at a specific bank, the Judgment Creditor may also use a Property Execution to ask that the money in the bank account be seized and used to pay off the balance due on the Debtor's employer. Before the County Sheriff can seize personal property or assets of the Debtor, the Creditor must first identify the property to be seized.

Filing a Lien at the County Clerk's Office

A Judgment Creditor can make their City Court Judgment more powerful by filing their judgment in the County Clerk's Office. This is accomplished by the Judgment Creditor requesting a "Transcript of Judgment" from the City Court Clerk. The cost for the transcript is $6.00 (payable by cash or money order to the City Court). The Judgment Creditor would file it in the County Clerk's Office FOR AN ADDITIONAL COST (payable by cash or money order to the County Clerk).

 

What is a Settlement?

A settlement is a voluntary binding agreement that resolves the differences between the parties to a lawsuit. It is put in writing in a document that is sometimes called a "stipulation". In a settlement you can help determine the outcome of a case. In a trial, only a Judge decides its outcome. However, no one can force you to settle a case.

Note: No case should be settled unless and until the settlement has been reviewed by a Judge and you understand the terms of the agreement.

What is proper Conduct In Court?

  • Parties to a lawsuit are expected to be courteous to each other and to the Court.
  • Parties should speak only to the Judge and not to each other when making legal arguments.
  • Do not get into an argument with the other side.
  • If you disagree with what the other side is saying, tell the Judge, not the other side.
  • Do not interrupt someone who is speaking except if, during the trial/hearing, you have an objection. Wait until the other side or the Judge is finished speaking and then say what you want to say.

Note: The Judge is not allowed to have ex parte communications. An ex parte communication is a conversation or writing between a Judge and only one party to a lawsuit when the other side was not notified in advance that the communication would occur. Therefore, a party should not try to contact a Judge without the other side being given a chance to be present at the discussion.

How is a Trial/Hearing Conducted?

The petitioner generally presents his/her case first.

After being sworn in as a witness, the petitioner will tell his/her version of the claims in the case. The petitioner may offer certain documents into evidence. When the petitioner is finished testifying, the respondent may ask some questions–this is called "cross examination".

The respondent will be sworn in as a witness and tell his/her side of the story and present evidence.

After the respondent has finished testifying, the petitioner has the right to cross examine the respondent.

Parties to a lawsuit have a right to object to the introduction of evidence or the way a questions is being asked or answered. The proper way to object is to say "objection". The Judge may ask what the basis is for the objection and if he/she agrees, the Judge will say "sustained" and the evidence will not be admitted. If the Judge disagrees with the objection, the Judge will say "overruled" and the evidence will be admitted.

Is there a way I can tell if the AFC Program has received and processed a voucher for payment?

Yes, you can use the “Submitted Voucher Report” to see if a voucher has been received and processed for payment. Log on to AFCIV, click “Reports and Extract,” select “Submitted Voucher Report,” enter the date range within which you submitted the voucher electronically in “MM/DD/YYYY” (up to one year), click “Sort By: Submitted,” click “Search.”

If you see an “Appellate Receipt” date listed that means that the AFC Program has received and processed the voucher for payment. Generally a check is cut within a week to ten business days of that date. If the voucher has not been received by the AFC Program and it has been over a month, please re-submit the voucher to the court for judge’s signature. If you see an “Appellate Receipt” date but have no record of receiving a payment, please contact Amy at the AFC Program at [email protected] for assistance.

I was able to submit my AFC Voucher, but the voucher did not pop up for me to print and submit. What should I do?

Disable your pop up blocker then run a “Submitted Voucher Report” to generate a copy of the PDF. To do so, click “Reports and Extract,” select “Submitted Voucher Report,” enter the date range within which you submitted the voucher electronically in “MM/DD/YYYY,” click “Sort By: Submitted,” click “Search.” Highlight voucher you need a copy of and click “Print Preview Voucher.”

I have a warning on the bottom of the voucher stating that I cannot submit because the case is not disposed of. How do I request interim submission?

The AFC Program can approve interim vouchers under the following circumstances:

  1. AFC has been relieved of assignment
  2. At the disposition phase of a case where permanency hearings are mandatory
  3. Extraordinary Circumstances - The voucher exceeds $4400.00 in services or over 18 months of consecutive work without reaching disposition

To request, please provide the Document ID Number for the voucher and an explanation of the reason.

I have a warning on the bottom of the voucher stating that an affirmation is required. I saved the affirmation. Why is the warning still on the voucher?

The warning that indicates an affirmation is required will always remain on the voucher. When you are ready to submit the voucher, just click “Submit and Print Voucher.” A final affirmation screen will appear where you can preview what you have saved, you will check a box under “Warnings Requiring Affirmation, and click “I Affirm.” A PDF of your voucher should then pop up in your window so that you can print.

I have a warning on the bottom of my voucher indicating that there is a conflict between activities. How do I resolve?

The best way to resolve a time conflict is to use the “Generate an Activity Extract” report. To do so, click “Reports and Extract,” select “Generate an Activity Extract,” enter the date of the conflict to the same date in “MM/DD/YYYY” format, click “Sort By: Activity Date,” click “Search.”

A window will open that will show you all of the activities billed by the AFC on that date for all of their AFC assignments. You should be able to see the time conflict and resolve accordingly.

Can my AFC Voucher Payments be paid by Direct Deposit?

Yes, your AFC Payments can be paid by Direct Deposit. You will use the Vendor Portal to register for Direct Deposit.

First, obtain a user ID and password for the Vendor Portal by contacting the SFS Help Desk by phone: 855-233-8363 or 518-457-7717 or by email: [email protected].

To access the Vendor Portal go to www.sfs.ny.gov. Once you log in to the portal click “Register for ePayments,” then under “Supplier Inquiry Results” click your “Supplier” Number (Vendor ID). After that enter your information, check the box by “I Hereby” and click “OK.”

How do I update my information in the SFS Vendor Portal?

First, obtain a user ID and password for the Vendor Portal by contacting the SFS Help Desk by phone: 855-233-8363 or 518-457-7717 or by email: [email protected].

To access the Vendor Portal go to www.sfs.ny.gov. Once you sign in go to “Supplier Change Request,” click “Address,” click “Edit.” After editing the address, click “Submit Icon” along the top of the screen. Select a “Reason for Change” enter comments if you have any, click the box “Confirm Changes” then click “Submit.”

If you do not see the address change reflected automatically in your AFC Profile within two weeks of submitting the change request, please contact the AFC Program.

I was able to submit and print my voucher on AFCIV, where do I send it?

Send your voucher with receipts (e.g., postage over $15.00, parking over $5.00, and tolls) and any required affirmations directly to the Office of Attorneys for Children at:

Office of Attorneys for Children
Appellate Division, Fourth Department
50 East Ave.
Rochester, New York 14604
Attention: Deputy Director, Adam Oshrin

A party has taken an appeal, and so has the child. Who pays for the cost of the record?

Under the statewide Practice Rules of the Appellate Division, per 22 NYCRR 1250.9, on concurrent appeals from a single order or judgment, or on cross appeals, the appealing parties shall file a joint record and shall share equally the cost of the record. Accordingly, if you are appealing as AFC, and another party is also appealing, please contact the other party and make arrangements to split the cost of the record, including transcripts. Pursuant to the AFCIV Manual and Reimbursement Guidelines, transcript costs are paid by the AFC Program directly to the stenographer or transcriber. The AFC should not pay the stenographer or transcriber. Please see page 10 of the Reimbursement Guidelines for more information, including the rate for transcript preparation. Please advise the other party that the AFC Program does not pay for fees to professionally prepare and/or file and serve records and briefs.

Can I be reimbursed for printing of briefs and records, and/or filing and service of briefs and records by a printing service?

No. The AFC Program does not pay for fees to professionally prepare and/or file and serve records and briefs. The rules of the Appellate Division expressly allow records and briefs to be reproduced by “any method that produces a permanent, legible, black image on white paper...” (e.g., simple copying). “Binding” can be stapling (see 22 NYCRR 1250.6 [b]; [c]). Filing and service can be effected by mailing with the U.S. Postal Service or by use of a delivery company such as FedEx.

Can I be reimbursed for copies and postage on appeal?

Yes. We reimburse for copies at the rate of 15 cents per page without a receipt. You must specify in the activity description the number of copies and what document you are copying. Similarly, you must specify what you are mailing and the postage fee. Receipts must be submitted for postage over $15.00.

Can I bill for travel, mileage, tolls and parking on appeal?

Yes, you can bill for your travel and mileage costs on appeal but you must specify where you are traveling to and from. You must state the office address you are traveling from, and at a minimum, the street name, town and zip code you are traveling to. You must submit receipts or a copy of your E-Z Pass statement for Thruway tolls. Receipts are required for parking fees over $5.00.

What type of activity description is required?

If you are billing an A Code, Review of Documents, you must specify what you are reviewing, e.g., Review Notice of Appeal. If you are billing a D Code, Phone/Correspondence you must specify who you are corresponding or speaking with or what you are composing, e.g., phone call with Petitioner Mother or draft letter to Petitioner’s Attorney. Please specify your research topics when billing an F Code, Legal Research. For further clarification please refer to the AFCIV Reimbursement Guidelines, pg. 13.

What if I am unable to attend Oral Argument?

Per Guidelines for AFC in the Fourth Department, AFC are expected to attend oral argument. If you do not attend, you will need to attach an affirmation through AFCIV explaining why you were unable to attend Oral Argument.

What proceeding code applies to appeals?

All appeal vouchers should have AP - Appeal for their proceeding code. If you do not select the proper proceeding code, the voucher will be returned to you (the AFC Program cannot fix it on our end), which will result in delayed payment.

How can I obtain a Certificate of Relief from Civil Disabilities in Kings County?

A state jail time application must be submitted to the NYS Division of Parole. Any sentence from another jurisdiction should also be submitted to the NYS Division of Parole. For example, Federal Court should also be submitted to the NYS Division of Parole.

Any city time, split sentence, or any out sentence (probation CD or any other out sentence) must be submitted in this court located at 320 Jay Street Brooklyn, NY 11201. Applications should be submitted at the 13th floor information counter and an I & S should be given to the NYC Department of Probation, with a six week adjournment date. A Certificate and Probation report will be given to the sentencing judge. If the sentencing Judge is no longer available on the date the application is submitted, the application would then be assigned to the Judge in the miscellaneous motions part.

Can I combine Appellate Division work with Court of Appeals work?

You may include time spent on a motion for leave to appeal to the Court of Appeals on your Appellate Division voucher. If you prefer, you can voucher the time spent on the Appellate Division matter when the decision is released, and then submit a supplemental voucher for time spent on the motion for leave. If the motion for leave is granted, you will need to start a new voucher for the Court of Appeals matter. Vouchers for work done on Court of Appeals matters should be submitted to the AFC Program. The Court of Appeals decision must be submitted with your voucher.

Am I required to meet with my client on appeal?

Pursuant to Section 7.2 of the Rules of the Chief Judge, the AFC must consult with and advise the child to the extent and in a manner consistent with the child’s capacities, and have a thorough knowledge of the child’s circumstances. See Matter of Mark T. v Joyanna U., 64 AD3d 1092 (3d Dept 2009); Matter of Jennifer V.V. v Lawrence W.W., 241 AD3d 622 (3d Dept 2020). If you do not meet with your client, you are required to submit an affirmation explaining why you did not meet with your client. Encountering difficulty in scheduling a client meeting does not excuse you from this duty.

How do I file a complaint about my child’s attorney?

Please note that complaints are not accepted by email. To file a complaint about your child’s attorney after your case has been concluded through appeal (if any), send a letter by mail detailing the reason for your complaint to:

Linda Kostin, Director
Office of Attorneys for Children
Appellate Division, Fourth Department
M. Dolores Denman Courthouse
50 East Ave.
Rochester, New York 14604

Does the AFC Program have authorization to pay for experts?

Yes, the AFC Program has the authority to pay reasonable expenses of representation, e.g., compensate non-attorney experts, such has investigators, physicians, mental health professionals and social works for services on behalf of AFC clients that are necessary to assure effective representation. The AFC Program is not authorized to pay for expert services for a participant in a proceeding other than the client, or for services unrelated to the client’s representation, such as treatment or counseling. Please see pages 10 and 11 of the Reimbursement Guidelines for information about hiring and paying an expert.

Are AFC permitted to order a transcript?

Yes, but the budget for transcripts is limited. Ordinarily, the AFC Program will pay for transcripts where the client is the appellant or where an AFC has been substituted and the substituted AFC needs the transcript because they were not present at a hearing. Transcript charges greater than $500.00 must be approved by the AFC Program Director Linda Kostin [email protected] or Deputy Director Jennifer McLaren [email protected]. This limitation does not apply when the child client is the appellant on an appeal. Do not pay for transcripts out of pocket. The AFC Program will reimburse the transcriber directly. AFC must not order expedited transcripts as the AFC Program is not authorized to pay for expedited transcripts. At the trial level, the rate for transcript preparation is $2.50 per page. For appeals, the rate is $2.50 per page and $1.00 per page for a copy. Please see pages 13 and 14 of the Reimbursement Guidelines for information on obtaining trial transcripts.

If I don't want to continue as the AFC on an appeal, how do I request substitution?

Pursuant to Family Court Act Section 1120 (b), the AFC’s assignment continues on appeal unless the Appellate Division grants the AFC’s application for substitution. If you do not want to continue as the AFC on appeal, you should request substitution within 30 days of service of the notice of appeal, to ensure that the child is timely and appropriately represented on appeal. Submit a letter requesting substitution on appeal to AFC Program Deputy Director Jennifer McLaren via mail or scanned email: [email protected].

  1. Sign the letter yourself (no secretary’s signature, stamped signature, etc.)
  2. “cc” all counsel and any pro se parties on the letter requesting substitution
  3. Along with the letter requesting substitution, enclose copies of the following:
    1. notice(s) of appeal;
    2. affidavit of service if the AFC served a notice of appeal;
    3. order(s) appealed from; and
    4. decision, if any.

More information about appeals can be found in Guidelines for Attorneys for Children in the Fourth Department, beginning on page 59.

How do I join the AFC appeals panel?

Complete the AFC Appeals Panel application available on our website and submit it to the AFC Program together with a recent brief or other substantive writing sample. If your application is accepted, you will be required to watch certain online training videos available on our website prior to receiving appeals assignments.

Am I able to add an additional county panel?

Yes, you can add an additional county panel if it is contiguous to a panel to which you have already been designated. Complete the application and affirmation to add a county panel available on our website and submit them to the AFC Program. You must submit a separate application and affirmation for each county you are seeking to add. AFC may be on the panel in a maximum of four counties.

What are the requirements to remain on the AFC panel?

To remain on the panel an AFC must:

  1. Submit an annual Redesignation Application by January 2 each year and be found qualified for redesignation.
  2. Complete the biennial continuing education and training requirement by:
    1. Attending a minimum of 5.5 hours of AFC Program webinars; or
    2. Watching at least 5.5 hours of CLE videos on the AFC Program link to the Appellate Division, Fourth Department website; or
    3. Attending/viewing a combination of webinars and videos totaling a minimum of 5.5 hours; or
    4. Attending an in-person AFC Program seminar.
  3. Accept one assignment every two years, at a minimum.

See 22 NYCRR 1032.4 (c) and 1032.5 for further information.

How do I become an AFC?

To become an AFC:

  1. You must be a member in good standing of the Bar of the State of New York and in any other jurisdiction in which you are admitted to the practice of law.
  2. You must complete the AFC Program’s Introductory Training. Introductory training is typically offered annually in April and October.
  3. Within the past four years, you must have or obtain experience in the representation of children by substantial participation, either as counsel of record or as co-counsel, in:
    1. A juvenile delinquency or person in need of supervision proceeding; and
    2. A child abuse, child neglect, or termination of parental rights proceeding; and
    3. A custody or visitation proceeding; and
    4. Participated as counsel or co-counsel in, or observed, two hearings in Family Court at which testimony is taken. Child support hearings cannot be used to satisfy this requirement.
  4. You may not be employed full-time by any governmental agency without the express written permission of the employer, Family Court, and the Attorneys for Children Program.

See 22 NYCRR 1032.4 (a) for additional information.

I need to bring a motion before the Court by order to show cause; what should I do?

  • Prepare a proposed order to show cause and supporting papers (the necessary supporting papers are the same as when proceeding by notice of motion);
  • Call the Clerk’s Office (585-530-3100) when you are ready to submit your papers and request the name of the Justice assigned to motions in the appropriate Judicial District. An application for an order to show cause pursuant to 22 NYCRR 1250.4 (b) must be directed to a Justice of this Court with chambers in the Judicial District from which the appeal or proceeding arises (see 22 NYCRR 1000.4);
  • Serve the proposed order to show cause and supporting papers upon the other parties to the appeal or proceeding;
  • Contact the chambers of the assigned Justice prior to submitting the papers to advise of the impending application and for further instructions;
  • Submit your motion papers to the assigned Justice, including proof of service upon the other parties;
  • If an order is signed, file the original order and motions papers and the filing fee ($45) in the Clerk’s Office (50 East Avenue, Rochester, New York 14604).

Can I otherwise obtain more time to file answering or reply papers?

Any request for an extension of time to file answering or reply papers pursuant to 22 NYCRR 1250.4 (a) (5) must be made by motion, and supported by an affidavit demonstrating with particularity a reasonable excuse for the delay and an intent to file the papers within a reasonable time (see 22 NYCRR 1000.4 [d]).

Can I seek an adjournment of a motion?

One adjournment, for a period of 7 to 14 days, is permitted upon written consent of the parties to the appeal, filed no later than 10:00 a.m. on the return date (see 22 NYCRR 1250.4 [a] [9]).

What papers must I submit in support of my motion?

Unless otherwise required by statute, rule or order of the Court or any Justice thereof, the papers on a motion or cross motion must include the original notice of motion, supporting affidavit(s), and proof of service of the motion on all parties, a copy of the notice of appeal or other document which first invoked the jurisdiction of the Court, with proof of filing and proof or admission of service, and a copy of the order, judgment or determination sought to be reviewed, along with the court’s decision, if any (see 22 NYCRR 1250.4 [a], 1000.4 [a]).

How do I determine the appropriate return date?

Unless otherwise required by statute, rule or order of the Court or any Justice thereof, motions must be made returnable at 10:00 a.m. on any Monday, or the first business day of the week if Monday is a holiday (see 22 NYCRR 1250.4 [a] [1]). At least 8 days’ notice is required for motions that are personally served; 13 days’ notice is required for motions that are served by regular mail; 9 days’ notice is required for motions that are served by overnight delivery (see 22 NYCRR 1250.4 [a] [4]). In computing the notice period, the date upon which service is made shall not be included (see General Construction Law § 20).

Is there a filing fee for motions?

Yes. The fee is $45 (see CPLR 8022 [b]) payable by attorney check, certified check or money order made payable to the Appellate Division, Fourth Department (no cash, personal checks or credit cards are accepted). There is no fee for motions in which poor person relief is requested, motions in matters in which poor person relief has been granted, motions made by an Attorney for the Child, or motions with respect to a criminal appeal.

I am unavailable to attend oral argument on certain dates during the term; what should I do?

You should notify the Clerk in writing within 15 days of the date that the scheduling order was mailed of your unavailability for oral argument on a specific date or dates during the term (see 22 NYCRR 1000.15 [b]). If a scheduling conflict arises at a later time, but before a specific date for oral argument has been set, the Clerk should be notified in writing as soon as possible.

When is my reply brief due?

A reply brief is due within 10 days of service (not receipt) of the respondent's brief. If the respondent's brief is served by mail, five days are added to the prescribed period (see CPLR 2103 [b] [2]). If the respondent's brief is served by overnight delivery, one day is added to the prescribed period (see CPLR 2103 [b] [6]).

What is the fee for filing an appeal?

The filing fee is $315, payable by attorney check, certified check or money order made payable to the Appellate Division, Fourth Department. There is no filing fee for criminal appeals or appeals in which the appellant has been granted permission to proceed as a poor person.

By what procedure does the Court receive papers when a matter is transferred to the Appellate Division by Supreme Court?

When a transfer order has been granted, that order together with all the underlying papers, including pleadings, must be filed with the County Clerk, which will thereafter transmit the papers to the Appellate Division. Assuming that all the necessary papers have been filed and transferred, the parties need not submit additional papers other than briefs as required by 22 NYCRR 1000.12.

What are the time limitations for perfecting an appeal?

Civil appeals that must be perfected within six months of the date service of the notice of appeal (see 22 NYCRR 1250.9[a]).

Family Court appeals in which the Court has assigned counsel must be perfected within 60 days of receipt of the transcript (see Family Ct Act § 1121 [7]).

Criminal appeals in which the Court has assigned counsel must be perfected within 120 days of receipt of the transcript (see 22 NYCRR 1021.1 [a] [3]).

Will I be notified when a decision is issued?

Decisions are published on the Court's website on the day they are handed down and in E-Filed cases, a copy of the decision is uploaded to NYSCEF. The Court also emails or mails a copy of the decision to incarcerated individuals. Otherwise, you need to check the Court's website to see the decision.

When can I expect a decision on my case?

The Court traditionally hands downs decisions every Thursday before Noon. In most instances, a decision will be issued approximately 6-10 weeks after the matter is heard by the Court (i.e. the date of oral argument or submission).

Do I have to appear in person for oral argument or can I argue remotely?

The Third Department hears oral arguments in person at the Robert Abrams Building for Law and Justice in Albany. The Court encourages in-person appearances for oral argument, to the extent possible and practicable. However, in the interest of promoting access to justice, the Court may also permit remote oral arguments under certain circumstances. To request permission to appear remotely for oral argument, please email the Third Department's Clerk's Office at [email protected] as soon as your case is calendared for a term, on notice to all parties, and set forth the reason(s) that you are requesting to appear remotely.

Will I be allowed to give rebuttal argument?

An appellant may request to save some of their allotted time for rebuttal - to speak after respondent has provided their argument. In such a case, the appellant must ask the Presiding Justice or Justice Presiding at the beginning of their argument to reserve time for rebuttal. A respondent is not allowed to present rebuttal argument.

How much time will I be given to make my arguments?

The amount of time you will be given to present your argument to the Court will be shown on the Session/Day calendar and will depend upon a variety of factors such as how many people are presenting arguments in your case.

Is there a fee to make a motion or cross motion?

The fee for filing a motion or cross motion regarding a civil appeal or special proceeding is $45 (CPLR 8022 [b]). However, there is no fee for a motion or cross motion that seeks a waiver of costs, fees and expenses pursuant to CPLR 1101 (a). Additionally, no fee is required for a motion or cross motion made in the context of an unemployment insurance appeal.

Can I seek an adjournment of a motion?

One adjournment, for a period of 7 or 14 days, shall be permitted upon written consent of the parties to the appeal, filed no later than 10:00 a.m. on the return date (22 NYCRR 1250.4 [a] [9]). Alternatively, a request for an adjournment, supported by a showing of good cause, may be made by letter to the Court's motion department or submitted via email to [email protected], on notice to each party to the appeal or proceeding.

When and where are motions returnable?

A motion brought on by notice of motion must: (1) be made returnable at 10:00 a.m. on a Monday, or if Monday is a legal holiday, the first business day of the week (22 NYCRR 1250.4 [a] [1]), (2) be served in accordance with CPLR 2103 and (3) must be made on notice as required by CPLR 2214. The return date of a motion brought on by order show cause and the method and time of its service are fixed by the Justice who signs the order to show cause. All motions are returnable at the Appellate Division courthouse in the Robert Abrams Building for Law and Justice, P.O. Box 7288, Capitol Station, Albany, New York 12224-0288.

How can I maintain the status quo during an appeal?

Where compliance with the terms of a judgment or order during the pendency of an appeal threatens to change the status quo and render that appeal academic, the appellant may seek a stay of enforcement pursuant to CPLR 5519. Where ongoing acts not commanded or forbidden by the judgment or order would similarly tend to render the appeal academic, the appellant may move for an injunction pursuant to CPLR 5518. In either case, if the threat of change is imminent, the appellant may bring on a motion for a stay or injunction by an order to show cause containing a temporary restraining order (TRO) that would maintain the status quo during the pendency of the motion (CPLR 5518; see also Family Ct Act § 1114 [b]).

A party seeking a temporary restraining order must give reasonable notice to their adversaries of: (1) the date and time, and location where the order to show cause will be presented and (2) the relief being requested. The proposed order to show cause must be accompanied by a copy of the papers the party seeking relief intends to present to the Court for filing (22 NYCRR 1250.4 [b] [2]; 850.4 [b] [1]). Absent exigent circumstances, the custom is to provide such notice by telephone or email at least 24 hours in advance. In addition to the notice required by 22 NYCRR 1250.4 (b) (2), the party seeking relief is also required to provide advance notice to the Court of its intention to present the application or order to show cause (22 NYCRR 850.4 [b] [1]).

How do I make a motion?

If a party needs to seek incidental relief from the Court during the course of an appeal or proceeding, such party must make a motion, which may be brought on by a notice of motion or order to show cause. Motion practice in this Court is governed by Section 1250.4 of the Practice Rules of the Appellate Division and Section 850.4 of this Court's rules (22 NYCRR 1250.4, 850.4). All-purpose motion forms, with instructions, are available on this Court's website at www.nycourts.gov/ad3.

How much is the filing fee and how to pay?

The $315 filing fee is due upon the filing of the Record on Appeal. For appeals perfected via E-Filing, the fee is paid through NYSCEF. Otherwise, the court will accept fees in the form of a law firm check, bank check or money order (payable to State of New York). Personal checks are not accepted.

How can I move my appeal to the next term?

Appellant/Appellant's Counsel's may request to move an appeal to the next term by letter uploaded to NYSCEF, or alternatively, emailed to [email protected] if it is not an E-Filed matter. The respondent(s) must have the consent of the appellant's counsel before such request would be considered.

How do I know when my appeal will be on the Court's calendar?

Upon receipt of the responding brief(s), the Clerk's Office will issue a Scheduling Memorandum which states the Term of the court the matter will be on.

The Schedule of Term lists all the sittings days. The April term runs into the first week of May while the May Term runs into the first week of June.

Term Calendars are posted to the Court's Website about 5 weeks before the opening of a term. This will list all cases, both argued and submitted, to be considered for a particular term and will be broken down by their assigned day.

Session Calendar (aka Day Calendars) are available on the Court's Website one week before the opening of the term. This calendar details each day's panel of justices, the time of oral argument, the order of cases and the amount of time allotted to each arguing party.

How long do I have to file my respondent's brief and what do I do if I need additional time?

A respondent's brief must be filed within 30 days of the date of service of the appellant's brief (22 NYCRR 1250.9 [c]). Requests for an extension of time to file a respondent's brief can be made by a letter (through NYSCEF in an E-Filed case) on notice to all parties. Alternatively, the parties may stipulate to said extension. Two separate requests of up to 30 days each may be made in this manner and any additional request for an extension must be made by motion (22 NYCRR 1250.9 [g]), and shall be supported by an affidavit setting forth a reasonable excuse for the delay and an intent to file and serve the brief within a reasonable time (22 NCYRR 850.9 [d]).

I need additional time to perfect my appeal. What do I do?

Pursuant to the Practice Rules of the Appellate Division, unless the Court has directed that the appeal be perfected within a particular time, an appellant may seek up two extensions of time to perfect an appeal. The first request may be for up to 60 days and the second request may be up to 30 days. To request those initial extensions, the appellant can make a request by letter (through NYSCEF in an E-Filed case), on notice to all parties. Any additional requests for an extension of time to perfect an appeal must be made by motion (22 NCYRR 1250.9 [b]) and shall include an affidavit/affirmation setting forth a reasonable excuse for the delay and an intent to prefect the appeal within a reasonable time (22 NCYRR 850.9 [c]).

What does stipulated Record on Appeal mean?

When a single copy of the Record on Appeal is filed, all parties must agree to the contents of that record. Appellant or their counsel will serve opposing counsel with a request/demand to stipulate (sign the CPLR 5532 stipulation) to the correctness of the record.

What is a Record on Appeal and an Appendix?

Because the Appellate Division is an appellate court, it will need to review the papers that were considered by the trial court. The Record on Appeal contains all the documents that were considered by the trial court and will also include, among other things, the decision/order/judgment on appeal, the Notice of Appeal and certain statements required by the CPLR.

An appellant can either proceed with a fully reproduced record or a single copy of the record, and where a single copy of the record is used, you may also be required to file an Appendix. An appendix contains the relevant portions of the Record on Appeal that you are citing to in your brief.

Do I have to serve my adversaries in an E-Filed appeal?

No. Unless a party is exempt from E-Filing, there is no need to serve hard copies as documents are deemed served upon upload into the NYSCEF system so long as more than 20 days have elapsed since service of the Notification of Case Number (see 22 NYCRR 1245.4 [b]; 1245.5).

Am I required to E-File in my case?

All matters other than professional matters such as attorney disciplinary matters, are subject to mandatory E-Filing at the Third Department, except for exempt matters. Exempt matters are any matters where the appellant - the party filing the notice of appeal - is not represented by an attorney. Generally speaking, self-represented (pro se) litigants are not required to E-File but may opt to do so.

My case was E-Filed at the trial level. Can I file appellate related documents such as the appellate briefs and Record on Appeal in the trial court NYSCEF?

No. NYSCEF at the appellate level is separate from the trial court. To E-File a matter at the appellate level, you must register the Notice of Appeal in NYSCEF and request a case number from the Third Department. The trial level NYSCEF does not carry over to the appellate level. For more information regarding NYSCEF at the Third Department, see the Appellate Division E-Filing rules (22 NYCRR part 1245) and detailed instructions on the Court's E-Filing page.

How do I withdraw my Notice of Appeal?

Pursuant to Rule 1250.2 (b), if your appeal has not been perfected, you may file (through NYSCEF in an E-Filed case) a letter on notice requesting the appeal be withdrawn.

If your appeal has been perfected, you must file (through NYSCEF in an E-Filed case) either a fully executed Stipulation of Discontinuance or a formal motion requesting withdrawal.

Does the Court have blank forms to help me perfect my appeal?

Yes. Basic Court forms are available for use by self-represented (pro se) litigants. A basic quick start guide is also offered but is not meant to be a complete explanation of all information you may be required to provide for your appeal to be heard.

What happens if I do not perfect my appeal on time?

In the event an appellant fails to timely perfect an appeal in a civil matter the appeal is deemed dismissed without further order of the court (22 NYCRR 1250.10 [a]). Each month the Third Department posts a list of cases that were deemed dismissed for failure to timely perfect the appeal.

How long do I have to perfect an appeal?

An appeal must be perfected within six months from the date of the Notice of Appeal or order granting leave to appeal, unless otherwise ordered by the Court (22 NYCRR 1250.9 [a]).

Where do I file my Notice of Appeal?

A Notice of Appeal is filed in the court of original instance, not at this court.

A Notice of Appeal from decision of the Workers' Compensation Board is filed with the Secretary of the Workers' Compensation Board.

A Notice of Appeal from an Unemployment Insurance Appeal Board decision is filed with that office.

Notices of Appeal in Surrogates' Court cases, Family Court cases and Court of Claims matters are filed with the Clerks of those Courts.

What is an appellant and a respondent?

An appellant is the party who has filed the Notice of Appeal and is challenging the trial court's decision. A respondent is the party responding to the appellant's arguments.

What counties make up the Third Department?

The 28 counties in the Third Department are:

3rd District - Albany, Columbia, Greene, Rensselaer, Schoharie, Sullivan and Ulster
4th District - Clinton, Essex, Franklin, Fulton, Hamilton, Montgomery, Saratoga, Schenectady, St. Lawrence, Warren, Washington
6th District - Broome, Chemung, Chenango, Cortland, Delaware, Madison, Otsego, Schuyler, Tioga, Tompkins

What is the Appellate Division?

The Appellate Division is New York State's intermediate level appellate court. It hears appeals from trial courts and has power to review both law and facts in civil and criminal cases. Appeals from the Appellate Division are taken to the Court of Appeals, the State's highest court. The bulk of all appellate review in New York State is provided by the Appellate Division.

The Appellate Division, Third Department, which is located in Albany, is one of four Appellate Division Departments. Each Department exercises appellate jurisdiction in a separate geographic region. There are 28 counties in the three judicial districts making up the Third Department, which stretches from the Canadian border in the north to the lower Catskills in the south and from the Vermont and Massachusetts borders in the east to the Finger Lakes in the west. The Third Department includes just over half of New York's land area and contains about one seventh of the State's population.

The Appellate Division hears appeals directly from the Supreme Court, County Courts, Family Courts, Surrogate's Courts and the Court of Claims.

What does it mean if my case is placed on CAMP’s Status Calendar?

A case may be placed on CAMP’s Status Calendar for a variety of reasons. For example, if the underlying action or proceeding has been settled, but the appellant does not wish to withdrawal the appeal until the settlement is finalized, that case will be taken off the scheduled calendar and place in on the Status Calendar. Another reason that a case may be placed on the Status Calendar is if after the conference the Special Referee believes that the appellant needs additional time to consider either the settlement of the underlying case or the withdrawal of the appeal. When a case is placed on the Status Calendar the parties will be given a date certain by which to contact the CAMP offices to advise as to the status of the case and whether the appeal shall be withdrawn. The appellant’s attorney is advised to diary the status date and contact the CAMP offices prior to that date.

Can a conference be adjourned?

Since CAMP conferences are mandatory, adjournments are not generally granted unless good cause is shown. A request to adjourn the conference should be made to the CAMP Administrator, in writing, as soon as possible after notice of the conference is received, but, in any event, no later than two weeks prior to the scheduled conference date. Last minute adjournment requests, unless of an emergency nature, will not be considered.

Who needs to appear at the conference?

As directed in the CAMP conference notice, the following individuals are required to attend the conference: (1) the attorneys in charge of the case who possess full authority to settle, and (2) the litigants themselves, including agents and representatives from insurers and/or corporations, who possess complete knowledge of the facts and full authority to settle. Upon receipt of the notice, clients should be advised of the conference date as well as what to expect at the conference.

Where are CAMP conferences held?

Generally CAMP conferences are held at the Civil Appeals Management Program office, located at 335 Adams Street (The Marriot), Brooklyn, New York, on the 24th floor. However, counsel is encouraged to carefully read the Notice of Conference sent to the parties by the CAMP administrator to ensure that he or she arrives at the correct location in a timely manner.

04. Who do I submit my Consent to Change Attorney form to?

In general, if you wish to file your Consent to Change Attorney with the courthouse, please submit the original copy to the Kings County Clerk's Office (360 Adams Street, Room 189).

You should also submit a copy to the Notification Unit, so the supreme court records can be updated appropriately. Please send a copy to: Kings County Supreme Court, 360 Adams Street, Brooklyn, NY 11201, ATTN: Notification Unit

Are all cases in which an appeal has been taken scheduled for a CAMP conference?

No. The CAMP Administrator determines which cases are to be scheduled for a conference based upon a review of the documents filed when the appeal is taken. Cases which, in the experience of the CAMP administrator, may lend themselves to disposition based upon negotiation are generally chosen for participation in the program. They may include appeals which raise issues of serious injury, premises liability, medical malpractice and some labor law violations. Generally, proceedings brought pursuant to CPLR Article 78, as well as appeals in which such issues as child custody, the statute of limitations, and notices of claim are raised, and those appeals which raise jurisdictional and constitutional questions, will not be selected for a CAMP conference.

If a party becomes involved in a bankruptcy proceeding, does a scheduled conference still go forward?

Generally when an individual or entity files for bankruptcy certain proceedings to which they are party are automatically stayed. However, the settlement conference may go forward if the party involved in bankruptcy is not necessary for either a resolution of the issue or issues to be raised on the appeal or a final resolution of the case. The CAMP administrator should be notified of any bankruptcy filing as soon as possible, as should the Appellate Division, so that a determination as to the status of the conference and the appeal may be made.

If a party dies, does a scheduled conference still go forward?

No. Upon the death of a party to the appeal the matter is stayed until the appropriate substitution can be made (see, CPLR 1014), and the conference is cancelled. The conference may be rescheduled upon request if the circumstances of the case permit it once the appropriate substitution has been made. The Appellate Division must be notified promptly as to the death of a party to a pending appeal, as must the CAMP administrator if the appeal has been selected by CAMP.

How do I go about withdrawing an appeal in which a CAMP conference is scheduled?

Please consult this Court’s website to learn the procedure for withdrawing an appeal. When you are withdrawing an appeal which is still active on CAMP’s calendar, you must also provide the CAMP administrator with a copy of the letter or stipulation of withdrawal. As with all submissions to the Court, the letter or stipulation must reflect that a copy has been sent to each of the parties to the appeal.

Must an appeal be perfected prior to the scheduled conference?

No. In fact, appellants would do well to consider refraining from perfecting their appeals until after a scheduled CAMP conference is held, since one of the inducements in settling the case is saving the cost of preparing and printing the record and brief.

Must I notify the CAMP office if I have not been retained to represent my client for purposes of appeal?

Yes. If a party was represented by counsel when the notice of appeal was filed, and by the time the notice scheduling a conference is received that counsel no longer represents that party, CAMP personnel must be notified immediately. Please DO NOT forward the conference notice to the former client since the conference may be cancelled if the client is no longer represented by counsel. CAMP personnel must also be notified if, at any time before the scheduled conference, a substitution of counsel has been made, counsel has been relieved or discharged, or there is a pending motion for that relief.

Does MHLS ever see clients in the community?

MHLS not only sees patients in institutions and hospitals, but also, in some instances, depending on the type of case, we see clients living in group homes, supportive community residences, nursing homes, assisted living facilities, adult homes, private residences and even jails and prisons.

If I am confined in a facility, how can I reach MHLS?

By law, patients in facilities are supposed to be given reasonable access to telephones and mail service. The phone number and address of the MHLS office that serves your facility should be listed on the papers given to you upon your admission. Also, there should be “Patient’s Rights” posters displayed in a conspicuous place on every ward. Those posters will bear our telephone number and address. If you do not have money to use the telephone, you can ask a staff member to contact us for you.

Does MHLS ever see a patient after the first time he or she is admitted to the hospital and how would MHLS know that the someone needed to see an attorney?

Yes. We have long standing relationships with most of our clients. When legal issues arise, for example, a change in legal status, a petition for continued retention, an Assisted Outpatient Treatment order, a petition for guardianship or a petition for treatment over objection, MHLS is served with the petition and will go to see our client. Also, clients call our offices regularly to request that we visit them and sometimes hospital staff will call us and ask us to come see a particular patient.

How does MHLS know that someone has been admitted to an inpatient mental health facility?

The law provides that everyone admitted to an inpatient facility must be admitted on legal forms specific to his/her legal status on admission. Every inpatient facility is required by law to send copies of those forms to MHLS when a patient is admitted. MHLS has specific attorneys assigned to each facility whose job it is to visit each new patient to advise him/her of the legal rights associated with that legal status and to inquire into whether there are any legal problems in connection with the admission or treatment of the patient.

I cannot afford to pay the fees, costs, and expenses necessary to prosecute or respond to a civil appeal or special proceeding, or to make a motion with respect thereto, in the Appellate Division. Can I be exempted from such payments?

An individual can be exempted from payment of the fees, costs, and expenses in connection with a civil appeal and special proceeding in the Appellate Division by successfully making a motion to the court for poor person relief pursuant CPLR 1101 and 22 NYCRR 1250.4[d][2]. There is no fee to make such a motion (CPLR 8022[b]). CPLR 1102 provides that if the motion is granted, the privileges of a poor person include an exemption from the payment of fees and costs, the right to the use of a free copy of the transcript of the minutes of any trial or hearing that led to the order or judgment appealed from, the right to perfect the appeal or proceeding using the original record method (see, 22 NYCRR 1250.5[e]), and, in some cases, the assignment of counsel. However, if as a result of the appeal or special proceeding the person awarded poor person relief obtains an award of money by judgment or by settlement, the court may direct that all or a portion of the fees, costs, and expenses be paid out of the recovery (see CPLR 1102[d]).

What court fees can I expect to pay in connection with an appeal or special proceeding in the Appellate Division?

CPLR 8022 sets the fees in connection with civil appeals and proceedings before appellate courts. A fee of $65 is payable to a county clerk for filing a notice of appeal in their office. The fee to perfect a civil appeal or to file the papers commencing a special proceeding in the Appellate Division is $315. The fee to file a motion or cross motion with respect to a civil appeal or special proceeding is $45. All these fees are payable in advance of the filing of the papers in question.

Where are retainer and closing statements filed and how may I obtain a copy?

Retainer and closing statements are filed with the Office of Court Administration (22 NYCRR 691.20). Such statements are confidential and may not be disclosed or inspected except on written order of the Presiding Justice (22 NYCRR 691.20[c][1]). An application for disclosure may be made by letter addressed to the Clerk of the Court, setting forth good cause for the relief requested. If the application seeks disclosure of a retainer or closing statement filed by someone other than the applicant, a copy of the letter seeking disclosure should be sent to the attorney who filed the statement in question unless good cause exists for omitting such notice.

How do I make a pro hac vice application?

An attorney who is a member in good standing of the bar of another state, territory, district, or foreign country may be admitted to practice in this state for the purpose of representing a party in an appeal or original proceeding pending before the Appellate Division, Second Department, in accordance with § 1250.4(e) of the Appellate Division Rules of Practice (22 NYCRR 1250.4[e]). Please see the Attorney Matters section of this website for further information.

How can I apply to change my name on the Roll of Attorneys and Counselors-at-Law?

The name under which an attorney is authorized to practice law is the name under which they were admitted to practice and which is recorded in the Roll of Attorneys and Counselors-at-Law maintained in the office of the Clerk of the Court. An attorney may not begin to practice under a different name without the prior approval of an application to do so by the Appellate Division in the Department in which they were admitted.

An attorney in good standing who was admitted to practice in this court and who wishes to change the name under which the attorney appears on the Roll of Attorneys and Counselors-at-Law may apply to do so as of right by completing and filing the court's form Name Change Affidavit and sending it to the attention of the Attorney Matters Section at the courthouse. The affidavit must be accompanied by a certified copy of a court order authorizing the attorney to assume the name proposed (see Civil Rights Law § 63), a certificate of marriage registration setting forth a changed marital surname (see Domestic Relations Law §§ 14, 15[1][b]; Civil Rights Law § 65[1]), or a judgment of divorce or annulment authorizing the resumption of use of a surname by which the attorney was known prior to marriage (see Domestic Relations Law § 240-a; Civil Rights Law § 65[2]). Upon the completion of processing the Clerk of the Court will notify the attorney, in writing, that their name has been changed on the Roll of Attorneys and Counselors-at-Law. At that time the supporting documentation will be returned to the attorney applying for the name change, provided that the attorney requests that the court do so and supplies a self-addressed, business-sized envelope with proper postage for that purpose.

What is the Active Case Management Program?

The pace of prosecution of most appeals and proceedings in an appellate court is controlled by the parties within the time limits set by the court's rules. This court has determined that some cases require expedited treatment and the assistance of court personnel to aid the parties and counsel to perfect those cases rapidly. To achieve this goal the court created an Active Case Management Program and authorized the Clerk of the Court to issue scheduling orders directing the parties to take specified action to expedite the prosecution of cases assigned to the program (22 NYCRR 670.3[b]). The classes of cases designated for active management and order issued in any other proceedings in which the welfare, custody or parental access of children is at issue include all appeals from orders of the Family Court. A case manager on the court's staff is assigned to each such appeal to facilitate its perfection.

Is there a fee to make a motion or cross motion?

CPLR 8022[b] provides that the fee for filing a motion or cross motion regarding a civil appeal or special proceeding is $45. However, no fee is payable for a motion or cross motion which seeks poor person relief pursuant to CPLR 1101[a].

Can I seek an adjournment of a motion?

Written requests for an adjournment, supported by a showing of good cause, may be made by letter to the court's motion department or by facsimile transmission to it at 212-401-9114, with a copy to each other party to the appeal or proceeding.

When and where are motions returnable?

A motion brought on by notice of motion may be made returnable only at 10:00 a.m. on a Monday (22 NYCRR 1250.4[a][1]), and must be served in accordance with CPLR 2103 and made on the notice required by CPLR 2214. The return date of a motion brought on by order show cause and the method and time of its service are fixed by the Justice who signs it. All motions are returnable at the Appellate Division courthouse.

When and where can I present an order to show cause for signature?

An order to show cause may be presented for signature at the Appellate Division courthouse located at 45 Monroe Place in Brooklyn, Mondays through Fridays, excepting public holidays, between the hours of 9 a.m. and 5 p.m. Additionally, individual Justices may be available to entertain an order to show cause in their home chambers, which should be contacted in advance to make an appointment.

How can I maintain the status quo during an appeal?

Where compliance with the terms of a judgment or order during the pendency of an appeal threatens to change the status quo and render that appeal academic, the appellant may seek a stay of enforcement pursuant to CPLR 5519. Where ongoing acts not commanded or forbidden by the judgment or order would similarly tend to render the appeal academic, the appellant may move for an injunction pursuant to CPLR 5518. In either case, if the threat of change is imminent, the appellant may bring on a motion for a stay or injunction by an order to show cause containing a temporary restraining order (TRO) that would maintain the status quo during the pendency of the motion (CPLR 5518).

A party seeking a temporary restraining order must give reasonable notice of the date and time when the order to show cause will be presented and the relief being requested accompanied by a digital copy of the papers the party seeking relief intends to present to the court for filing (22 NYCRR 1250.4[b][2]; 670.4[a][1]). Absent exigent circumstances, the custom is to give such notice by telephone at least 24 hours in advance. An order to show cause containing a temporary restraining order must be personally presented for signature by an attorney or by the party if they are self-represented (proceeding pro se).

How do I make a motion?

If a party needs to seek interim relief from the court during the course of an appeal or proceeding, they must make a motion, which may be brought on by a notice of motion or order to show cause. How to make a motion in this court is explained in chapter 8 of the court's Guide to Civil Practice, and in § 1250.4 of the Practice Rules of the Appellate Division and § 670.4 of this court's rule (22 NYCRR 1250.4; 670.4).

What does the cost provision mean and where are costs taxed?

Costs on a civil appeal determined by the Appellate Division are $250 (CPLR 8203[a]). A party who prevails on an appeal is generally awarded costs. A party to whom an award of costs is made is also entitled to tax their disbursements (see CPLR 8301[a]). Costs and disbursements are taxed in the office of the Clerk of the Court of original instance, not in the Appellate Division.

How can I find out if my case or motion has been decided and obtain a copy of the decision?

The text of the court's decisions for the past several months are available on this website. Simply click "Decisions" on the menu of any page of this site to begin a search. The court's decisions on appeals and proceedings are also published in the New York Law Journal, as are most motion decisions, and in the official Appellate Division Reports. Copies of the court's decisions are available to nonparties from the general clerk's office for a fee of $1 for the first page and 50¢ for each additional page (22 NYCRR 670.17[a][1]). A copy of a decision may be obtained in the general clerk's office or by mail by sending a written request to the general clerk's office including the name of the case, the Appellate Division docket number, and the date of the decision, along with a check in the required sum made payable to the "Clerk of the Court" and a stamped, self-addressed envelope.

My case is on a day calendar posted on the court's website. How can I get an adjournment?

Adjournment requests are strongly disfavored and will be granted only where unusual circumstances are present (22 NYCRR 670.15[d]). The Justices prepare well in advance of the calendar date and to avoid wasting that work, a special calendar date must be arranged for adjourned cases. The court must be informed, in advance, of commitments that will interfere with an attorney's ability to appear on a particular date (22 NYCRR 670.15[d]). The court attempts to avoid scheduling conflicts when placing a case on the calendar. If unforeseen events make a request for an adjournment a necessity, such request must be made by letter addressed to the Clerk of the Court, with a copy to each other party to the appeal or proceeding, stating: (1) why the attorney cannot appear for oral argument, (2) why no other attorney can appear in their place and, (3) why oral argument, rather than submission, is necessary. Adjournment requests may be sent by facsimile to 212-419-8457.

Please note that the fact that a matter has settled and the parties are preparing to withdraw the appeal is not an appropriate basis for requesting an adjournment of oral argument. In such circumstances the appeal should be withdrawn, either by stipulation or motion, prior to the date on which the appeal is calendared.

I was notified that my case will receive "submission calendar" treatment. What does that mean and does it indicate that the court takes a negative view of the appeal?

The court may, in its discretion, deny argument of any cause (22 NYCRR 1250.15[c][1]). It does so in relatively noncomplex cases and places them on a calendar of submitted matters. This does not indicate that the court deems the appeal to be without merit, but rather only that the court has concluded that it does not need oral argument to assist in deciding the matter.

Can audio or video equipment be used in the courtroom during oral argument?

The use of audio or video equipment is governed by Part 29 of the rules of the Chief Judge (22 NYCRR Part 29) and is permitted in the courtroom only with the prior permission of the court (22 NYCRR 29.1[b][2]; 29.2). An application expressing the reason why permission is sought must be made in writing, addressed to the Clerk of the Court. The use of audio or video equipment must, among other factors, be unobtrusive so as not to interfere with court decorum, be consistent with the safety of persons in the courtroom, and not place an undue burden on the resources of the court.

When and where does the court convene?

Unless otherwise ordered, the court convenes in the courtroom of its courthouse, located at 45 Monroe Place in Brooklyn, at 10 a.m. on Monday, Tuesday, Thursday, and Friday (22 NYCRR 670.1[b]).

How can I find out if my case has been calendared?

The court schedules cases for a hearing before a particular panel of Justices by publishing its day calendars in the New York Law Journal and by posting them on this site (22 NYCRR 1250.15[b]). No other official notice is provided to litigants. Oral argument will not be rescheduled because a litigant failed to obtain actual prior notice of the appearance of a cause on the day calendar. A party wishing informal, prior notification of the date their case will appear on the day calendar may periodically telephone the general clerk's office at (718) 875-1300. Alternatively, they may submit a self-addressed, stamped postcard to the calendar clerk. However, the court assumes no responsibility for the accuracy, timeliness, or receipt of such informal notice, and parties are reminded that the only official notice of the calendar date is the publication and posting referenced above.

How do I withdraw a pending appeal or proceeding?

An appellant may withdraw an unperfected appeal or proceeding by sending a letter to the court, with a copy to all other parties, requesting that an order be issued to that effect. This method of withdrawal is also available where an appeal or proceeding has been perfected but no responsive papers have been filed (22 NYCRR 1250.2[b]). If the appeal or proceeding has been perfected and responded to, an appellant must either make a formal motion on notice for leave to withdraw it, or must submit a stipulation signed by all parties consenting to the withdrawal (22 NYCRR 1250.2[b]; 670.2[a]). An appellant wishing to withdraw a perfected appeal should include in their submission to the court a statement as to when the event warranting withdrawal occurred and an explanation for any delay in informing the court thereof.

Must I notify the court if an event occurs that would affect the continued viability of my appeal or proceeding?

If an appeal or an underlying action or proceeding is wholly or partially settled, or if any issues are wholly or partially rendered academic, or if any appeal or proceeding should not be calendared because of bankruptcy or death of a party, inability of counsel to appear, or for some other reason, the parties or their counsel must immediately notify the court and follow up that notification with an application for appropriate relief(22 NYCRR 1250.2[c]). Any attorney or party who, without good cause, fails to give such notice may be subject to the imposition of sanctions.

How many copies of records or appendices and briefs must be served and filed?

Where the full record method or the appendix method is used to perfect an appeal, the appellant must serve one copy of the record or appendix and the brief on each adversary and file six hard copies and one digital with the court (22 NYCRR 1250.9[a][1][2]). Where the original papers method is used, six copies of the brief and one digital copy must be filed with the court (22 NYCRR 1250.9[a][4]). The same principle applies to answering and reply briefs (22 NYCRR 1250.9[c][d]). Prose parties shall be exempt from the requirement of the filling of a digital copy of any brief or other document(22 NYCRR 1250.9[e]).

What material may be included as an addendum to a brief?

Unless authorized by the court, briefs may not contain maps, photographs, or other addenda (22 NYCRR 1250.8[k]). To this rule there are two exceptions. First, briefs that have an addendum for the convenience of the court containing the text of cited but difficult to obtain cases, statutes, rules, and regulations, etc., will be accepted for filing (22 NYCRR 1250.8[k]). Second, if an appeal or proceeding is prosecuted on the original papers, the appellant's or petitioner's brief must include either an addendum containing a copy of the notice of appeal, the order or judgment appealed from, and the opinion or decision of the court, if any, or a copy of the order transferring the proceeding to this court (22 NYCRR 1250.8[b][8]).

Can the parties to an appeal stipulate to omit matter from or add matter to the material that constitutes the record on appeal from an order or judgment?

The content of the record on appeal is fixed by CPLR 5526 and the parties cannot stipulate to add to or subtract from the material specified by the statute. The parties may stipulate to omit the reproduction of exhibits in a printed record or appendix but the originals of those exhibits, unless of a bulky or dangerous nature, must be filed with the clerk at the time the appellant's brief is filed (22 NYCRR 1250.7[c]). Only the material specified in CPLR 5526 may be included in a printed record or appendix; the parties may not add to a record or appendix any matter that was not before the court of original instance and considered by it in making the order or judgment appealed from. In very limited circumstances a motion may lie to expand the record to take cognizance of documentary evidence, the existence and accuracy of which is not or cannot be disputed, or to take judicial notice of matters of public record (see Brandes Meat Corp. v Cromer, 146 AD2d 666, 667).

When a self-represented appellant has not had the record certified, will the court accept the record and the appellant's brief for filing?

The Practice Rules of the Appellate Division require that a record or an appendix be certified as a true copy of the original on file in the office of the clerk of the court of original instance either by:

  • the certificate of an attorney pursuant to CPLR 2105;
  • a certificate of the clerk of the court of original instance; or
  • the stipulation of the parties to the appeal pursuant to CPLR 5532 in lieu of certification (22 NYCRR 1250.7[g]).

However, a self-represented (pro se) litigant who cannot obtain the certificate of an attorney or a stipulation from the other parties to the appeal, and who cannot afford to obtain the certification of the record or appendix from the office of the clerk of the court of original instance, may make a motion to dispense with compliance with the certification requirement. That motion must be supported by a copy of the proposed record or appendix and must establish that the litigant cannot comply the Appellate Division rule (22 NYCRR 1250.7[g]). The appeal cannot be perfected until the motion is decided.

What is the schedule for filing a respondent's answering brief and an appellant's reply brief?

A respondent must serve and file an answering brief within 30 days after service of the appellant's brief and an appellant may serve and file a reply brief within 10 days after service of the respondent's answering brief (22 NYCRR 1250.9[c],[d]). These periods are subject to extension based on the method of service (see, e.g., CPLR 2103[b][2], [6]). Moreover, if the last day of such a period is a Saturday, Sunday, or a public holiday, service and filing may be made on the next succeeding business day (General Construction Law § 25-a[1]; 22 NYCRR 1250.1[c][5]).

Who files what at what time on cross appeals and concurrent appeals?

The joint record or joint appendix and the respective briefs of concurrent appellants must be served and filed together (22 NYCRR 1250.9[f][2]). The rules prescribe a special schedule for the filing of briefs in a case involving cross appeals (22 NYCRR 1250.9[f][1]). A briefing schedule for cases involving cross appeals and a separate respondent or respondents is not set forth in the rules; parties to such cases are advised to try to reach an agreement and then the Clerk of the Court or a Deputy Clerk of the Court to establish a briefing schedule designed to accommodate the circumstances of that case.

Are there special requirements for perfecting cross appeals and concurrent appeals?

A cross appeal is an appeal taken by a party whose interests are adverse to a party who previously appealed from the same order or judgment (22 NYCRR 1250.1[a][5]). Concurrent appeals are those appeals that are separately taken from the same order or judgment by parties whose interests are not adverse to one another but rather to those of another party (22 NYCRR 1250.1[a][6]). The court's policy is to require that all appeals from the same order or judgment be heard at the same time before the same panel of Justices. Accordingly, the rules require that the appealing parties consult and file a joint record or joint appendix which shall include copies of all notices of appeal (22 NYCRR 1250.9[f][1][2]).

Today is my last day to file a brief or other paper with the court. If I mail it to you today, will that suffice?

No. Section 1250.1[c] of the Practice Rules of the Appellate Division (22 NYCRR 1250.1[c]) provides that all records on appeal, briefs, appendices, motions, affirmations, and other submissions not filed electronically will be deemed filed only as of the time they are actually received and stamped by the clerk and that they must be accompanied by proof of service upon all necessary parties pursuant to CPLR 2103.

What is the difference between the full record method and the appendix method of perfecting an appeal and why would I choose to use one rather than the other?

The full record method involves the reproduction of all the materials specified in CPLR 5526 that constitute the record. It is used where the issues to be raised on the appeal require the examination and consideration of all those materials. The appendix method, on the other hand, is used where the issues to be raised on the appeal are limited and do not require examination of all the materials constituting the record; material that is not germane to the issues to be raised may be omitted from the printed appendix (CPLR 5528[a][5]; 22 NYCRR 1250.7[d]).

How do I perfect an appeal?

After an appeal is taken by filing a notice of appeal or obtaining leave to appeal, it must be perfected. There are several different methods by which appeals may be perfected; they are described in § 1250.5 of the Practice Rules of the Appellate Division (22 NYCRR 1250.5) and in chapter 5 of the court's Guide to Civil Practice.

Where and how do I make a motion for leave to appeal?

Whether an order or judgment is appealable by permission and what court is authorized to grant permission varies depending on the court in which the action originated, the courts from and to which the appeal is to be taken, and the nature of the order or judgment appealed from. A person who desires to appeal must check the statutes governing appeals from and to those courts. How to make a motion is explained in chapter 8 of this court's Guide to Civil Practice.

Where and how do I serve and file a notice of appeal?

An appeal as of right is taken by serving a notice of appeal on the adverse party and filing it in the office where the judgment or order of the court of original instance is entered (CPLR 5515[1]). In the Second Department an additional copy of the notice of appeal must be filed, to which must be affixed an informational statement on a form by the court, a copy of the order or judgment appealed from, and a copy of the opinion or decision, if any (22 NYCRR 1250.3[a]; 670.3[a]).

When must a notice of appeal be filed or motion for leave to appeal be made?

In a civil case pending in the Supreme Court or Surrogate's Court, a notice of appeal must be served and filed in the office of the clerk of the court of original instance within 30 days after service upon the appellant of a copy of the order or judgment to be appealed with written notice of its entry, or, if the appellant has served the order or judgment with notice of its entry, within 30 days of that service (CPLR 5513[a]). A motion for permission to appeal must be made within the same time limits and, if permission to appeal has already been denied by order of the court whose determination is sought to be reviewed, within 30 days after service of that order and notice of its entry (CPLR 5513[b]).

An appeal from the Family Court must be taken (1) within 30 days after service by a party or a law guardian upon the appellant of the order sought to be reviewed, (2) within 30 days after receipt by the appellant of a copy of the order in open court, or (3) within 35 days after mailing of the order to the appellant by the clerk, whichever is earliest (Family Ct Act § 1113).

An appeal from the Court of Claims must be taken within 30 days after service by a party of the order or judgment sought to be reviewed with notice of its entry, or within 30 days after service upon the appellant of a certified copy of the order or judgment by the clerk of the court (Court of Claims Act § 25).

How do I take an appeal?

Some orders and judgments are appealable as of right, others only by permission. Appeals as of right are taken by serving and filing a notice of appeal (CPLR 5515). Permission to appeal is obtained by making a motion for that relief (CPLR 5516).

Is the court accessible to persons with disabilities?

Yes. The courthouse grounds were recently upgraded to improve access for persons in wheelchairs. An audio amplification system has been installed in the courtroom for use by hearing-impaired persons and a text telephone (TTY) is also available for their use.

How do I get there?

Downtown Brooklyn is a transportation hub, accessible by many bridges, highways, subway lines, and bus routes. If after reviewing our directions you need further advice and assistance, call the general clerk's office at 718-875-1300.

Where is the courthouse?

The courthouse is located at 45 Monroe Place in the Brooklyn Heights Historic District of downtown Brooklyn. (map)

Who conducts the pre-argument conferences?

The pre-argument conferences are conducted by Special Masters appointed by the Court. The Special Masters, with the exception of the Director of the Program, who is an employee of the Court, provide all their services on any matter on a pro bono basis. See attached link for a list of the current Special Masters.

If I am a respondent, do I have to file anything with the Court prior to the pre-argument conference?

Yes, within 10 days after an order directing a pre-argument conference has been entered, counsel for respondent must file with the Court a counterstatement together with proof of service. The counterstatement must set forth any challenges to the assertions made by appellant in the informational statement and must include an explanation of the grounds for granting any relief sought by respondent.

Do the parties have to appear for the conference?

The attorneys of record in charge of the appeal must appear and are required to participate in the settlement process. The attorneys must have knowledge of the issues and full authority to act on behalf of their clients. At the request of the Special Master, the named parties to the action and/or such other additional parties in interest, such as an insurer, as may be directed, must attend a scheduled conference to aid in the disposition of the appeal or settlement.

Can a conference be adjourned?

Court-ordered conferences are mandatory and adjournments are generally not granted unless good cause is shown. A request to adjourn the conference must be made in writing at least three business days prior to the scheduled conference and should be addressed to the Clerk of the Special Master’s program.

What if the appeal has already been perfected?

If the appeal has been perfected after a pre-argument conference has been scheduled, please notify the Clerk of the Special Master’s program. Appellants should consider refraining from perfecting their appeals until after a scheduled pre-argument conference is held since one of the benefits of settling the case is saving the costs of preparing and printing the briefs and record.

Does the scheduling of a pre-argument conference toll the time to perfect the appeal?

No. The initial pre-argument conference in any matter is scheduled with due consideration given to the appellant’s perfection requirements. In the event that further conferences, which may impact perfection deadlines, are determined to be appropriate,the appellant should seek an enlargement of time within which to perfect (see 12 NYCRR 1250.9[b]).

If I am not represented by counsel, does this preclude my appeal from being selected for a pre-argument conference?

Cases in which a party is not represented by counsel and is not an attorney are not scheduled for a conference because of concerns that a self-represented litigant, who is not an attorney, might view the Special Master as an advisor or representative or as imposing a settlement. The Special Master cannot give any party legal advice, nor can he or she require that a settlement be accepted.

Can a conference be requested if one is not scheduled by the Court?

Counsel for any party who believes that a conference may lead to resolution of the issues on appeal or the entire litigation, may request a conference by submitting a letter to the Court, addressed to the Clerk of the Special Master’s program, along with a copy of the notice of appeal, informational statement and the order or judgment appealed from. A determination as to whether the request will be granted is within the discretion of the Court.

Which appeals are selected for the pre-argument conference program?

The office of the Clerk of the Court determines which civil cases will be selected for a conference based on a review of the documents filed when the appeal is taken. Generally, cases filed pursuant to CPLR Article 78 and child custody matters, as well as those involving jurisdictional questions, will not be selected.

What is the purpose of the pre-argument conference?

A pre-argument conference is a confidential proceeding conducted for the purpose of reaching a settlement through mediation and/or simplifying the issues to aid in the processing or disposition of an appeal and any related proceeding.

How do I make a request or application for interim/emergency relief?

Unless a party or an attorney is exempted from e-filing, an application for interim relief shall be e-filed and accepted for filing before it is entertained by Court. The moving papers – notice of motion or an order to show cause and supporting documents – shall include the information set forth in Section 1250.4(b)(1). The court has a form – Summary Statement on Application for Expedited Service and/or Interim Relief – which is also required. The form is available as a fillable PDF on the Court’s website.

Once the application has been processed, if the Court wants to hear oral argument, the parties will be informed of the date and time when the application will be heard. Applications for interim relief are handled in-person unless the court excuses an appearance or grants a request to appear remotely. If the parties prefer to be heard remotely instead of in-person, a request for virtual participation shall be made in the interim relief application.

Can I seek an adjournment of a motion?

Yes. One adjournment for a period of 7 or 14 days is permitted upon written consent of the parties. If the consent of all the parties is not obtained, a party may make an application for an adjournment.

When are motions returnable?

Motions are returnable ONLY at 10:00 a.m. on a Monday unless otherwise ordered by the court or a justice the court. If Monday is a legal holiday, motions are returnable the next day (Tuesday).

What documents are required to file a motion?

Notice of motion and supporting affidavit/affirmation and exhibits, if any, which shall include a copy of

  1. notice of appeal;
  2. order/judgment sought to be reviewed, the decision, if any;
  3. proof of service.

Unless a litigant or an attorney is exempt from e-filing, motions must be e-filed and formatted as one bookmarked PDF.

How much time is permitted for oral argument?

On the argument of an enumerated appeal, the maximum time permitted is 15 minutes per side. Any party may for good cause request additional argument time by written letter submitted before the day of argument.

May I orally argue my appeal?

Oral argument is permitted on enumerated appeals. Oral argument is not allowed on non-enumerated matters, exception by permission of the court. (22 NYCRR) 600.15(a) sets forth which appeals are enumerated.

When are oral arguments held?

The court generally convenes in the courtroom of the courthouse located at 27 Madison Avenue in Manhattan at 2:00 p.m. on Tuesday, Wednesday and Thursday. On occasion, the court will hold a Friday session at 10:00 a.m. The schedule is posted on the Court’s website.

How will I find out when my case is calendared?

The court publishes its term and day calendars in the New York Law Journal and on the court’s website. The litigants are not directly notified. A party may call the general clerk’s office at 212-340-0422 on the Monday after reply briefs are due to obtain the date on which an appeal has been calendared.

How may I withdraw a pending appeal?

  1. An unperfected appeal may be withdrawn by letter application to the court, with service on all parties. A copy of the notice of appeal and order or judgment appealed from shall be attached to the letter.
  2. An appeal that has been perfected may be withdrawn by leave of the court on a written stipulation of discontinuance signed by the parties or their attorneys. In the absence of a stipulation, the appellant may move for permission to withdraw the appeal.

What is the schedule for filing a respondent’s answering brief and an appellant’s reply?

The schedule for the filing of respondent’s brief and the reply brief for each term is set forth in the Court’s annual calendar which is posted on the Court’s website. Generally, a respondent must serve and file an answering brief at least 27 days before the first day of the term for which the matter has been noticed. The appellant may file a reply brief within nine days after service of the respondent’s brief.

How many hard copies of the records or appendices and briefs must be served and filed?

Attorneys and self-represented litigants who participate in e-filing do not have to serve and file hard copies, unless requested by the Court. Exempt litigants and attorneys must serve one hard copy of the record or appendix and brief on each adversary and file the original and one unbound copy, with proof of service, with the Court. The same applies to answering and reply briefs.

What am I required to do when I am ready to perfect my appeal?

Within 14 days of filing a notice of appeal, self-represented litigants who voluntary participate in e-filing and attorneys must register as an authorized e-filer with the New York State Courts Electronic Filing System (NYSCEF), and enter all information requested. Once you are ready to perfect the appeal, e-file the full record or appendix, brief and the note of issue stating the term for which the appeal is noticed.

May I get an extension of the 6-month period within which to perfect?

Yes. A party who needs more time to perfect an appeal may obtain an enlargement of time to do so under Rule 1250.9(b):

  1. An initial extension up to 60 days may be obtained by stipulation of the parties or the appellant may apply by letter, on notice to all parties.
  2. An appellant may apply by letter, on notice to all parties, for a second extension up to an additional 30 days.
  3. Thereafter, any further request for an extension of time to perfect must be made by motion.

The initial request must be made before the six-month perfection period expires and the second request must be made before the initial extension expires.

What is a note of issue?

A note of issue is a document, prepared by the appellant, which must be filed when perfecting an appeal (a sample note of issue is on the Court’s website). The note of issue must state

  1. the term of the court for which the appeal is noticed;
  2. the date of the notice of appeal;
  3. the date the judgment or order appealed from was entered;
  4. the name of the justice who made the decision;
  5. the nature of the appeal or cause; and
  6. the index or indictment number and the Appellate Division case number, if any.

Is there a required format for a brief?

Yes. Rule 1250.8 sets forth the form and content requirements for an appellant’s brief, a respondent’s brief and a reply brief. Computer-generated appellant’s and respondent’s brief shall not exceed 14,000 words and reply and amicus curiae briefs cannot exceed 7,000 words.

What is the difference between the full record method and the appendix method of perfecting an appeal and why would I choose to use one rather than the other?

The full record method requires the reproduction of all the materials that constitute the record at the trial level. It is used where the issues raised on appeal require the examination of all the trial materials. The appendix method is used where limited issues are raised on appeal and certain materials may be omitted from the printed appendix (CPLR 5528[a][5]).

How do I perfect an appeal?

There are several methods to perfect an appeal ([22 NYCRR] 1250.5). The two most common are the full record method and the appendix method.

Where do I file a notice of appeal or a motion for leave (permission) to appeal?

  1. A notice of appeal must be served upon your adversary and filed in the office of the clerk of the court of original instance (where the matter was commenced) within 30 days after service of a copy of the order or judgment appealed from with notice of entry. The County Clerk is the clerk of the Supreme Court in New York and Bronx County. The filing fee is $65.00.
  2. A motion for leave to appeal is filed in the Appellate Division. The motion must include a copy of the order or judgment and decision, if any, of the court below, a statement of the ground of the alleged errors and if leave was denied at the lower court, a copy of the order denying leave to appeal ([22 NYCRR] 1250.4[c]).

How do I take an appeal?

If an order or judgment is appealable as of right, by serving and filing a notice of appeal, together with an informational statement (the form may be found on the Court’s website) and a copy of the order or judgment appealed from. Permission to appeal is obtained by making a motion for leave to appeal ([22 NYCRR] § 1250.4[c]).

What rules govern practice in the Appellate Division, First Department?

  1. The Practice Rules of the Appellate Division, approved by joint order of the four departments of the Appellate Division ([22 NYCRR] Part 1250, effective September 17, 2018); and
  2. Rules of Practice of the Appellate Division, First Judicial Department ([22 NYCRR] Part 600, effective September 17, 2018).

Parts 1250 and 600 should be read in conjunction with the Electronic Filing Rules of the Appellate Division ([22 NYCRR] Part 1245), which became effective on March 1, 2018. E-filing is mandatory in all matters in the First Department, except for attorney matters.

What is the procedure for e-filing interim relief applications?

An application for interim relief shall be e-filed and accepted for filing before it is entertained by the Court. Reasonable notice shall be given to the other parties as required under Rule 1250.4(b). Once the application has been processed if the Court wants to hear argument, the parties will be informed of the date and time when the application will be heard. If the parties prefer to be heard virtually instead of in-person, a request for virtual participation shall be made on the interim relief application.

I want to file an interim relief application. Will the Court permit the initial submission to be filed and served in hard copy?

The general rule is that applications for interim relief and the underlying motion papers must be e-filed. In the limited and rare circumstance where a party seeking emergency relief is unable to comply with the e-filing requirements without being adversely affected, the Court will permit an interim relief application to be initially filed in hard copy and e-filed thereafter. If an interim application is initially filed in hard copy, it must be accompanied by a notice of hard copy submission on the form provided by the Court.

Does the Court accept hyperlinks in briefs?

The Court accept, on a voluntary basis, briefs with hyperlinks to city primary authorities (constitutions, case law, statutes and regulations) available on Westlaw, Lexis or state or federal government websites. Citations to secondary and other sources should NOT be hyperlinked. All citations (with or without hyperlinks) shall appear in standard citation form.

May an attorney be exempt from e-filing?

An attorney who certifies in good faith, on the form provided by the Court, that he or she lacks either (1) the computer hardware and/or connection to the internet and/or scanner or other device by which documents may be converted to a digital format; or (2) the requisite knowledge in the operation of such computers and/or scanners necessary to participate, will be exempt. The certification must be served on all parties and filed with the Court in hard copy.

If I am a self-represented litigant and want to participate in e-filing in a matter, what must I do?

A self-represented litigant may voluntarily participate in e-filing by electronically recording consent on the NYSCEF site, registering as an authorized e-filer with NYSCEF, entering the case and contact information about the matter, and e-filing a copy of the notice of appeal, the judgment or order appealed from and the informational statement as required by the rules, or on an original proceeding, the notice of petition, petition and supporting documents.

What is the next step after I complete the initial entry of information?

Counsel for appellant (or petitioner in an original proceeding) or a self-represented litigant who voluntarily participates in e-filing will receive a case number from the Court. Within seven (7) days of receipt of the case number, counsel for appellant (or petitioner in an original proceeding) or a self-represented litigant who voluntarily participates in e-filing must complete and serve in hard copy the Notification of Case Number and Other Pertinent Information form on all the other parties and e-file proof of service of this notification.

Does the Court have e-filing rules?

The rules of the Appellate Division on e-filing may be found at 22 NYCRR Part 1245. The Court also provides technical requirements and guidelines for e-filing.

What type of cases are required to be electronically filed in the First Department?

E-filing is mandatory on appeals from ALL matters originating in (1) Supreme Court, Bronx and New York Counties, both Civil and Criminal Terms, (2) Family Court, (3) Surrogate’s Court and (4) Court of Claims, irrespective of whether the matter was e-filed at the trial level. Effective April 16, 2024, e-filing will be available for original special proceedings. E-filing of original special proceedings will be mandatory effective May 13, 2024.

How do I object to an effort by the support collection unit to suspend my driver's license?

Please be advised of the following procedures regarding objections to driver's license suspensions:

  1. Once you have received notification from the Erie County Support Collection Unit that an action has been commenced seeking to suspend your driver's license, a written challenge may be filed with the Erie County Support Collection Unit, 95 Franklin Street, Buffalo, New York 14202.
  2. If you receive a written denial, an objection may be filed with Family Court (within 35 days of notification of the denial). In order to file the objection, you would need the following:
    1. a copy of the denial letter;
    2. a completed "Objection to Support Collection Unit Denial of Challenge to Driver's License Suspension" (Form 4-22)
    3. a completed affidavit of service.
  3. If you are in possession of these three items, the "objection" would be: filed with the Court (One Niagara Plaza, 3rd Floor - Support Magistrates Office), held for the 10-day rebuttal period, and then forwarded to the appropriate Judge. A decision would be rendered on the papers alone (without a hearing) and the parties would be advised of the disposition.

How do I become an emancipated minor?

There is NO official court process in New York State for a youth to be declared "emancipated". Unlike some other states, New York does not issue so-called "emancipation orders." A determination of emancipation is "ancillary" to some other proceeding. That means that as part of another proceeding a finding may be made that a youth is emancipated, but only with regards to that particular proceeding. For example, the filing of a support petition in Family Court may result in an order declaring a youth to be emancipated, but only with respect to a party's obligation to support the youth.

Support Obligation:

Children are deemed "emancipated" and parents no longer have an obligation to support them if children become economically independent of parents through employment, entry into military service, or marriage, and may also be deemed constructively emancipated if, without cause, they withdraw from parental control and supervision.

Under the "withdrawal from parental control doctrine," a child who is not financially self-sufficient may nevertheless be deemed emancipated so as to relieve the parents of their support obligation if he or she abandons the parental home without sufficient cause and refuses to comply with reasonable parental demands.

Where a child leaves home for good cause or with approval of the custodial parent, a child retains his/her right to support from their parent.

School Registration:

It is NOT necessary to have a court-appointed legal guardian for an "emancipated" youth to enroll in a school district different from that of the natural parent. Often Schools or agencies request copies of "emancipation papers." What they may be asking for is an affidavit or other sworn or verified document which sets forth the reasons the youth believes she/he is an emancipated minor. Such documentation is NOT provided by a court.

Important Ages to Remember:

  1. Under 21: Parents are liable for support, subject to the child's obeying reasonable rules and regulations of the household.
  2. Under 18: Parents are subject to Family Court jurisdiction for neglecting the child's support needs or for abusing the child.
  3. Under 18: The child is subject to Family Court jurisdiction as a Person In Need of Supervision if she/he fails to obey the reasonable rules and regulations of the household, such as by running away or being otherwise incorrigible.

For answers to specific questions regarding your rights and/or obligations as an "emancipated" minor, or his/her parent, you should consult your lawyer.

Who has the authority to file an estate?

If there is a Will, the person named as Executor or Executrix.

If they are deceased or unable to act, the person named as Successor Executor/Executrix.

If there is no Will, a person who qualifies under the laws of intestacy.

What is Part 146?

Part 146 is a rule of the Chief Administrative Judge that establishes qualifications and training for mediators and neutral evaluators who serve on court rosters throughout New York State. The rule does not cover arbitrators and does not cover neutrals who serve in the NYS Unified Court System’s Community Dispute Resolution Centers Program.

Right to Counsel/Right to Assigned Counsel (where app)?

Parties have a right to have an attorney present with them during mediation. Attorneys are strongly encouraged to prepare clients for mediation sessions and assist with drafting agreements. Parties do not need to agree to anything in mediation without first speaking with an attorney.

If I cannot wear a mask during the entire time, I am in the courthouse because of my health condition, can I still appear in person? If not, what should I do?

Masks are required for entrance to the courthouse and in all public areas, but if because of a disability you cannot wear a mask you will be allowed in the building if you wear a face shield instead. Alternatively, you should contact the judge presiding over the case to request a remote appearance as a reasonable accommodation. Please provide advance notice, if at all possible, so that the necessary arrangements can be made. If a judge has not been assigned to your case, call the court’s Chief Clerk for assistance. Please use the Court Locator to find the phone number for the Chief Clerk.

I need a sign language interpreter and/or real time court reporting. How does this work if the proceeding is remote?

The court can provide sign language interpreting or CART reporting for the Deaf or hard of hearing for proceedings held remotely via video. Please contact the court as much in advance of the scheduled proceeding as possible to arrange for these accommodations. The court will then provide further information on how to attend a Microsoft Teams meeting with the assistance of 1 sign interpretation or CART reporting. Because of the technology issues involved, if you do not make this request in advance the proceeding may need to be adjourned.

I need to appear remotely -- how does Microsoft Teams work? Are there other options for me to participate?

To participate in a virtual court appearance using Teams, you need to install the Teams app (for free), test your audio and video, and join the Teams meeting scheduled by the court. To be on the safe side, please join the meeting ahead of time to make sure your audio device and webcam are working properly and get yourself familiar with the Teams interface. For more information on how to use Teams, please see our Virtual Court Appearances page. 

You also may be able to appear by telephone – ask the judge before your scheduled remote appearance.

I cannot come to the courthouse because my disability puts me at greater risk of serious consequences from Covid-19. What should I do?

If you are involved in a pending court case, contact the judge who is presiding over the case, or the judge’s staff. Explain to the judge that you need an accommodation because of your disability, and request that you be allowed to appear by video or phone instead, or that the case be adjourned until it is safe for you to appear in person. If you need assistance from the Clerk's Office or a HELP Center, use the Help Center Search or Court Locator to get contact information for the Chief Clerk.

Who is delivering the service?

Judges, Court Attorney Referees, Judicial Hearing Officers, Law Clerks, Court Attorneys, private attorneys, roster members, CDRC

When does the Pro Bono Requirement take effect for those who qualify to take the bar examination pursuant to Court of Appeals Rule 520.4 based on successful completion of one year at an ABA-approved law school and a clerkship at a New York law office?

Applicants who qualify for the bar examination under Rule 520.4 are required to satisfy the Pro Bono Requirement if they plan to be admitted to practice law in New York State after January 1, 2015. However, only qualifying pro bono work performed on or after May 1, 2012, will be eligible to satisfy the Rule.

If I have a question not addressed in these FAQs, where can I seek assistance?

You may visit Bar Admission Requirements for further information and updates. 

If you have additional questions, the best way to communicate them is by email to [email protected]. Include specific information about the pro bono project that is the subject of your inquiry. 

Please be aware that the ultimate decision about whether the Pro Bono Requirement is satisfied will be made by the Character and Fitness Committee of the Appellate Division Department to which your application for admission to the New York Bar is submitted. The FAQs and any responses to inquiries sent to the email address [email protected] represent the interpretations of the Requirement made by Advisory Committee on New York State Pro Bono Bar Admission Requirements appointed by the Chief Judge to assist in implementing the program.

Do I need to satisfy the Pro Bono Requirement if I am completing an LL.M. degree in order to qualify to take the New York bar examination?

Only applicants with exceptional circumstances will be considered for a hardship waiver under Court of Appeals Rule 520.14. Part-time law studies, full-time employment, status as an LL.M. student, family obligations or other responsibilities, out-of-state or foreign residence and other commonly experienced situations will not qualify for a hardship waiver. You will be expected to complete the 50- hour Requirement either during your course of legal education or after you have taken the bar examination and before admission. Your admission will be delayed if you have not complied with the Requirement so it is strongly recommended that you do not unnecessarily postpone completing the required pro bono hours.

Do I need to satisfy the Pro Bono Requirement if I'm enrolled in an evening course of law study and I have a full-time day job?

Only applicants with exceptional circumstances will be considered for a hardship waiver under Court of Appeals Rule 520.14. Part-time law studies, full-time employment, status as an LL.M. student, family obligations or other responsibilities, out-of-state or foreign residence and other commonly experienced situations will not qualify for a hardship waiver. You will be expected to complete the 50- hour Requirement either during your course of legal education or after you have taken the bar examination and before admission. Your admission will be delayed if you have not complied with the Requirement so it is strongly recommended that you do not unnecessarily postpone completing the required pro bono hours.

Will special hardship waivers be granted relieving persons from having to comply with the Pro Bono Requirement?

Only applicants with exceptional circumstances will be considered for a hardship waiver under Court of Appeals Rule 520.14. Part-time law studies, full-time employment, status as an LL.M. student, family obligations or other responsibilities, out-of-state or foreign residence and other commonly experienced situations will not qualify for a hardship waiver. You will be expected to complete the 50- hour Requirement either during your course of legal education or after you have taken the bar examination and before admission. Your admission will be delayed if you have not complied with the Requirement so it is strongly recommended that you do not unnecessarily postpone completing the required pro bono hours.

What kind of records should I keep and for how long?

You should retain a record of the necessary information related to your qualifying pro bono work until you submit your application packet to the Appellate Division. If you and your supervisor completed a Form Affidavit of Compliance at some earlier point, it's your responsibility to retain the form for inclusion in your application of admission packet. Also, be prepared to discuss your pro bono work during your Character and Fitness interview.

May I complete my form at the time I conclude a pro bono project, even if it is before I am applying for admission?

Yes. It is your responsibility to secure and maintain the necessary documentation that you will need for your Form Affidavit of Compliance. You may complete the Form Affidavit prior to your application for admission, but you will need to keep the form(s) until submission of your application packet. Do not rely on your pro bono supervisor or the program where you worked to retain all your necessary information.

Can a digital or electronic copy of my Affidavit of Compliance be filed with my admission application to the appropriate Appellate Division?

The First, Second, and Third Departments now require digital submission of bar admission applications. Please follow the instructions you receive when you are certified. You will have to include a confirmation in an accompanying statement that the documents are an accurate representation of the originals. The Fourth Department requires that bar admission application materials be submitted in hard copy format. All Departments currently accept electronic, digital, or scanned signatures by supervisors on the pro bono affidavits.

If I work on more than one matter at a legal services provider or firm, do I need to supply an Affidavit of Compliance for each case or matter?

No, so long as all projects were supervised by the same attorney. If your various projects involved more than one supervisor, you may need multiple Affidavits of Compliance since a certification by a supervising attorney familiar with your 50 hours of work will be required. For instance, if you work on housing court cases for six different clients of a Legal Aid Society office, and one supervisor provided oversight of your work, you need not complete six affidavits.

What is the process for getting my Form Affidavit of Compliance notarized?

Once you have completed all of the information required on the first page of the affidavit, the form should be taken to a notary public for execution. In the presence of the notary, you will affirm that you provided the information that appears on the form and you will place your signature on page 2. The notary will then sign the form and affix a seal or stamp. Do not sign your name on page 2 prior to appearing before the notary. 

If the affidavit is completed outside of the United States, its commonwealths, territories or possessions, and you are unable to use a notary public, you may have an equivalent attesting officer before whom you can affirm and acknowledge your signature and sign your affidavit. However, you must attach to your affidavit a certificate of the attesting officer's authority. If your country does not have a notary equivalent, you will need to use a notary from the American embassy or consulate. Furthermore, any Affidavit of Compliance that contains information completed in a foreign language must be accompanied by a certified English translation.

How do I demonstrate compliance with the Pro Bono Requirement?

As part of your Application for Admission, you will be required to complete a Form Affidavit of Compliance with the Pro Bono Requirement wherein you will explain your pro bono work. You will be required to identify when and where the work was performed, provide a description of your work or project and identify your supervisor. You must provide sufficient detail to permit the Character and Fitness Committee to evaluate compliance with all aspects of the Requirement. The form will also contain a certification to be completed by your supervising attorney, judge or legal officer attesting to the hours you worked. You will also be required to attest under penalty of perjury to the truth of the information that you have supplied in the Form Affidavit of Compliance.

Does community service qualify?

No, unless your work is law-related and involves the use of legal skills. For example, assisting in the provision of legal services to a homeless shelter would qualify, but assisting at a fund-raising event, serving food or doing repairs at the shelter would not qualify. As a further illustration, if you volunteer to help Habitat for Humanity build a home, that work would not qualify. On the other hand, if under the supervision of an attorney, you assist in preparing the documents necessary to obtain a building permit or zoning variance for the construction of the home, that work would count. Volunteering for community service projects is commendable, but the purpose of the Pro Bono Requirement is to provide law-related assistance so general community service projects will not qualify.

May I count qualifying work performed in a full-time salaried position with a law firm, government agency or legal services provider following law school graduation?

Work performed during full-time legal employment prior to admission to the bar will satisfy the 50-hour Requirement if such activities otherwise comply with the definition of qualifying pro bono work. For instance, if you commence employment at a law firm after taking the bar examination and you are assigned to work with an attorney at the firm who is handling a pro bono case, your work on that pro bono litigation will qualify, provided that the client is not paying for the legal services.

Cost?

That depends on the issues and on you and the other party. Mediators on the Court Roster have agreed to provide the first 90 minutes of mediation free of charge. Some mediation providers may offer additional, free mediation services to qualifying couples, others may offer a sliding fee scale. Community Dispute Resolution Centers charge a nominal (small) administrative fee.

If I act as an interpreter or provide translation services involving a person receiving pro bono services, can I count that time toward my 50-hours?

Providing interpretive or translation services does not fulfill the Pro Bono Requirement even if it is provided in the context of a fact-finding interview of a poor client receiving pro bono legal services. However, if the interpretive or translation services are ancillary to the qualifying pro bono legal work that you are engaged in with the client, then the fact that you are supplying interpretive services or translation will not disqualify the otherwise qualifying work hours. Only the legal services hours will be eligible to satisfy the Requirement.

Will participation in a mediation program qualify?

The eligibility of hours spent as a mediator requires consideration of whether the mediation services are being provided to poor or low-income clientele. Since mediation services can be performed by non-lawyers, qualifying mediation services must involve legal training and the issues involved must be law-related -- the mediation of non-legal disputes will not qualify. Qualifying mediation work also requires appropriate legal training in the subject matter of the mediation, adequate attorney supervision to assure that the services are properly performed and evaluation of the work performed.

If I participate in a program that provides assistance in completing federal or state tax forms, will those hours qualify?

If the program is designed to assist low-income individuals and there are legal taxation issues to be addressed, then it is probable that such services will quality, provided that there is adequate supervision, training and evaluation to assure that appropriate tax information is being dispensed. If the tax-related assistance is of the type that can be performed by someone with only tax training and without legal training, it will not qualify.

If I participate in a survey project involving the questioning of litigants, will those hours satisfy the 50-hour Rule?

It depends. The first eligibility factor is whether the project is law-related, meaning that the questions posed must have a purpose involving court proceedings, legal procedures or legal issues. But merely asking questions of litigants is not considered the provision of pro bono services. In order to qualify as pro bono work, a survey project should involve an educational/training component so that student participants acquire useful substantive and procedural knowledge and information. There must also be a pro bono purpose to a survey project, such as the eventual recommendation of reforms pertaining to legal issues affecting the poor or the preparation and issuance of a report with recommendations that will ameliorate particular legal issues confronting the poor or underserved populations. And adequate supervision must be provided so that the requisite supervisory certification required by the Affidavit of Compliance can be issued.

When does the Pro Bono Requirement apply to bar exam candidates under Rule 520.6, who qualify based on a foreign law degree and a U.S. LL.M. from an ABA-approved law school?

Applicants who qualify for the bar examination under Rule 520.6 are required to satisfy the Pro Bono Requirement if they plan to be admitted to practice law in New York State after January 1, 2015. You may complete your 50 hours of qualifying work in another state or country. However, for those seeking to take the bar examination based on a qualifying foreign law degree, only eligible pro bono work performed on or after May 1, 2012 (the date the Requirement was announced), will satisfy the rule. For those seeking to take the bar examination based on a foreign first degree in law with a qualifying LL.M. degree from an American Bar Association-approved law school in the United States, please see FAQ 4.

To what extent is supervision necessary?

As required by the Affidavit of Compliance that must be filed with an applicant's admission packet, the applicant's supervisor must certify that the applicant has accurately described the circumstances, timing and nature of the pro bono work described by the applicant on the form. Therefore, supervision of the applicant's work must be sufficient to supply an adequate basis for the certification.

Constant, physical presence of a supervisor during the performance of pro bono work may not be necessary, but supervision must be reasonable to the extent that adequate training, guidance, instruction and evaluation will be provided to assure that appropriate services are being performed. For instance, if law students are answering a hotline or performing in-take services for a legal services provider, a supervisor should be accessible to answer students' questions that may arise in the course of the performance of their work. Such supervisory assistance may not necessitate the physical presence of the supervisor -- supervision could be available through video or telephone accessibility, so long as the means of supervision is adequate to assure that appropriate information and services are being performed.

In large measure, the means and extent of required supervision are dependent on the nature of the pro bono services. Keep in mind that one goal of the Pro Bono Requirement is to expose law students to meaningful pro bono service, and successful outcomes require adequate training, oversight and evaluation by knowledgeable supervisors admitted to practice in a jurisdiction, provided that the supervisory work does not violate any statute, regulation or code regarding the unauthorized practice of law.

What types of projects will meet this Requirement?

In general, qualifying pro bono work should be performed in the service of low-income or disadvantaged individuals who cannot afford counsel and whose unmet legal needs prevent their access to justice; involves the use of legal skills for an organization that qualifies as tax-exempt under Internal Revenue Code § 501(c)(3); or involves the use of legal skills for the court system or federal, state or local government agencies or legislative bodies.

The following are examples of the type of work that will qualify:

  1. Law school-sponsored clinics that provide legal assistance to those who cannot afford representation, such as clinics that:
    • i. assist individuals or families in matters involving the essentials of life -- housing, access to health care or educational services or the receipt of social services or other government assistance;
    • ii. represent the victims of domestic violence or elder abuse;
    • iii. represent persons with mental illness or disabilities;
    • iv. assist low-income persons with the preparation of tax returns if legal issues are involved;
    • v. represent incarcerated persons or pursue prisoner rights litigation;
    • vi. advocate for victims of alleged human rights violations or the protection of civil liberties;
    • vii. litigate on behalf of classes of individuals who could not otherwise afford representation;
    • viii. represent applicants at public assistance hearings, such as eligibility reviews or hearings for food stamp assistance; or
    • ix. assist individuals with the drafting and completion of their petitions in Family or Housing Courts.
  2. Externships or internship placements with a
    • i. not-for-profit provider of legal services for the poor and low-income individuals;
    • ii. law firm, only if the work is performed for a pro bono matter being handled by that firm and the pro bono client is not paying a fee;
    • iii. not-for-profit organization described in FAQ 12(d) below, only if the work is related to a legal matter for which no fee is being paid;
    • iv. judge or a court system;
    • v. Legal Aid, a civil or criminal legal services organization that serves low-income clients, a Public Defender, a Conflict Defender, a U.S. Attorney, a District Attorney or a State Attorney General; or
    • vi. federal, state or local government agency or a legislative body.
  3. Law school-sponsored projects or programs that serve the poor or disadvantaged, provided the work is law-related and supervised in compliance with the Pro Bono Requirement.
  4. Law-related work for a not-for-profit organization qualifying as tax exempt under Internal Revenue Code §501(c)(3) (for religious organizations refer to FAQ 26) or for an organization
    • i. providing free civil legal services for low-income individuals;
    • ii. providing criminal legal services for the indigent; or
    • iii. serving the poor or disadvantaged or otherwise promoting access to justice.
  5. Law-related work in connection with a pro bono matter undertaken by a member of a law school faculty, including adjunct faculty, or an instructor employed by a law school.
  6. Legal services provided in accordance with the provisions of a student practice order issued by a judicial department of the Appellate Division.
  7. Law-related work or legal research for an international not-for-profit organization or foreign government in connection with economic development objectives that assist the poor.

Since I am a student not yet admitted to the bar, what types of work may I perform in furtherance of the objectives of the Pro Bono Requirement?

  1. First, your work tasks must be law-related. In other words, the work must involve the use of legal skills and law-related activities that are appropriate for lawyers-in-training not yet admitted to practice, and you must avoid the unauthorized practice of law. With adequate training and supervision, some examples of eligible activities include: helping a low-income person complete court forms; assisting an attorney with trial preparation; helping litigants prepare for court appearances; engaging in witness interviewing and investigation; drafting court or transactional documents; or engaging in legal research directly related to client representation. You may also perform law-related assignments or make court appearances that are authorized under student practice orders issued by the Appellate Division of the New York Supreme Court for the specific program in which you are performing pro bono work.

    Keep in mind that the primary purpose of the Pro Bono Requirement is to enhance the provision of legal resources available to persons who would otherwise not be able to access or afford legal assistance. Toward this objective, you should seek pro bono work with programs or entities that aim to improve access to justice, are engaged in the representation of low-income or disadvantaged individuals or provide government services in furtherance of these objectives.

  2. Second, your work must be performed under the supervision of:
    i. an attorney who is a member of the law school faculty, an adjunct faculty member or an instructor employed by a law school; or

    ii. an attorney admitted to practice and in good standing with the appropriate licensing authority in a jurisdiction, provided that the supervisory work does not violate any statute, regulation or code regarding the unauthorized practice of law; or

    iii. in the case of a clerkship or externship in a court system, by a judge or an attorney employed by the court system.

Your supervisor will need to certify the hours that you spent on pro bono work when you complete your Form Affidavit of Compliance with the Pro Bono Requirement as part of your admission application to the Appellate Division of the New York Supreme Court.

Where can my pro bono work be performed?

Your 50 hours of pro bono work may be performed anywhere that is convenient for you, so long as the work complies with all other aspects of the Pro Bono Requirement. You may satisfy all or some of the 50 hours in another state or a foreign country, provided the nature and supervision of your service complies with the Pro Bono Requirement.

When do my required hours of qualifying pro bono work need to be completed? When and where do I file the Form Affidavit of Compliance?

Your qualifying pro bono work must be completed before you submit your Application for Admission to the appropriate Appellate Division of the New York Supreme Court. Your application may be filed after you have received your bar examination results and your certification of bar passage has been issued. Be advised that the application and any further materials required by the Appellate Division and its Committee on Character and Fitness must be filed within three years from the date when the applicant sits for the second day of the Uniform Bar Examination, whether taken in New York or in another jurisdiction (see 22 NYCRR 520.12(d)). After three years, your bar examination score will be deemed stale and you must retake the bar examination. Pro bono hours and pro bono affidavits do not “expire,” as long as the affidavit is filed within the proper time frame.

Since compliance must be demonstrated as part of your application for admission, you will file the Form Affidavit of Compliance with your admission packet at the appropriate Appellate Division of the New York Supreme Court. The current Multi-Department Admission Packet can be viewed at each of the Appellate Division department websites.

When can I begin to fulfill the Requirement?

If you are currently a law student at an American Bar Association-approved law school, eligible pro bono work performed at any time after you commenced your legal education will qualify to meet the Requirement, as long as the work does not violate any of your law school's regulations or policies about student employment or volunteer activities.

Who is required to fulfill the Pro Bono Requirement?

  1. With the exception of persons covered by subsection (b) of this FAQ, all individuals who are admitted to the New York bar after January 1, 2015 must demonstrate that they have completed 50 hours of qualifying pro bono work.
  2. The Pro Bono Requirement does not apply to attorneys who seek admission to the New York bar on motion under Rule 520.10 or those who are admitted pro hac vice under Rule 520.11.

When does the Pro Bono Requirement take effect for those who qualify to take the bar examination pursuant to Court of Appeals Rule 520.5 based on graduation from a law school not approved by the American Bar Association?

Applicants who qualify for the bar examination under Rule 520.5 are required to satisfy the Pro Bono Requirement if they plan to be admitted to practice law in New York State after January 1, 2015. However, only qualifying pro bono work performed on or after May 1, 2012, will be eligible to satisfy the Rule.

If I am seeking to obtain an LL.M. degree at an American Bar Association-approved law school in the United States under Court of Appeals Rule 520.6, when can I perform my 50 hours of pro bono service?

Foreign-educated candidates planning to acquire an LL.M. degree from an American Bar Association-approved law school in the United States for the purpose of qualifying to take the New York bar examination under Court of Appeals Rule 520.6 may engage in their 50 hours of qualifying pro bono service up to one year before the commencement of the LL.M. course of study. Of course, such LL.M. candidates may perform some of all of their 50 hours of qualifying work in the United States, either during or after an LL.M. course of study. You may wish to wait until you have passed the New York bar examination before you engage in qualifying pro bono work, but the 50-hour Requirement must be completed before applying for bar admission.

Even if a foreign-educated applicant is admitted to practice in a foreign jurisdiction, the 50 hours of pro bono work must be law-related, and an attorney admitted to practice in a jurisdiction must complete the supervisor certification on the Affidavit of Compliance that must be filed with the applicant's admission application. Additionally, the supervisory work must not violate any statute, regulation or code regarding the unauthorized practice of law.

What notice will I receive?

Some courts have begun to notify parties that they are to attend an ADR session by a written order; other courts are orally directing parties to mediation or some other form of ADR and sometimes your local Community Dispute Resolution Center may reach out to you by email or phone at the request of the court. Again, this determination is made by each court based on case type and the resources available.

When will I get referred to a Presumptive ADR session?

Parties may be referred at any time to ADR but one of the goals of the Presumptive ADR Program is to refer cases earlier rather than later in order to limit financial and emotional costs and reduce backlog. This might mean that your case could be referred to some type of ADR at the preliminary conference or before extensive discovery takes place. Each court makes this determination based on the case type and the resources available.

What do I do if I win?

If the claimant wins, the court will enter a judgment for a sum of money. The court also may require the claimant to take certain action--for example, return damaged merchandise to the defendant--before entering judgment.

What is a counterclaim?

Sometimes the defendant may have a claim against the claimant and may countersue the claimant in the same case. This is known as a "counterclaim" and it can be made for up to $5,000 in money damages.

The defendant is required to file his or her counterclaim with the court within five days of receiving your notice of claim and must pay the court a fee of $5.00 plus the cost of mailing the counterclaim to you. The defendant reserves the right to file a counterclaim until the date of the hearing. The claimant may, but shall not be required to, request and obtain an adjournment of the hearing to a later date. The claimant may reply to the counterclaim but shall not be required to do so.

Where are the Small Claims Courts located?

All city courts have a Small Claims Part.

GEOGRAPHIC JURISDICTION:

You must bring the action in the County where the Defendant resides, works or has an office for the transaction of business at the time you start the action.

Dutchess County
City Court of Beacon
City Court of Poughkeepsie

Orange County
City Court of Middletown
City Court of Newburgh
City Court of Port Jervis

Westchester County
City Court of Mount Vernon
City Court of New Rochelle
City Court of Peekskill
City Court of Rye
City Court of White Plains
City Court of Yonkers

MONETARY JURISDICTION:

Up to $5,000.00 (exclusive of interest and costs) - Money damages only.

When does the Pro Bono Requirement take effect for law students attending an American Bar Association-approved law school?

If you were enrolled at an ABA-approved law school and you are seeking admission to practice in New York on examination, you will need to complete 50 hours of qualifying pro bono work before you apply for admission to the New York bar. Only eligible pro bono work performed on or after May 1, 2012 will satisfy the Rule. The Requirement need not be fulfilled before a law student applies to take the New York bar examination; rather, the 50 hours must be completed before filing an application for admission.

Who can use Small Claims?

Anyone over 18 years of age can bring an action in Small Claims Court. If you are younger than 18, your parent or guardian may file the claim for you. Corporations, partnerships, associations, or assignees cannot sue in Small Claims Court, but they can be sued. See Commercial Claims.

If you choose, you may be represented by an attorney at your own expense, but it is not necessary to have an attorney since Small Claims Court is meant to be a "people's court" where claims may be tried speedily, informally, and inexpensively.

What is the Pro Bono Requirement?

Pursuant to Rule 520.16 of the Rules of the Court of Appeals, applicants who successfully pass the bar examination in New York State must demonstrate that they have performed 50 hours of qualifying pro bono service before applying for admission to practice. The full text of Rule 520.16 is available at http://www.nycourts.gov/ctapps

Who Can attend?

When parties have lawyers, some forms of alternative dispute resolution (ADR) might involve only the lawyers. If the people involved in the case wish to participate in ADR or the court asks them to take part, they will always be allowed to bring their lawyer.

People can always ask to stop the ADR session so they have time to talk to a lawyer or have a lawyer assigned.

ADR can be very flexible and customized. So as long as everyone agrees, there are many ways that other people, who are not parties in the case or the lawyers could also be invited to join in an ADR session.

What happens if the impaired litigant I am appointed to advocate on behalf of sues me?

In general, you are entitled to defense and indemnification by the State of New York if the impaired litigant you are appointed to sues you.

The State of New York, Office of the Attorney General issued a Formal Opinion Letter providing for defense and indemnification of New York City Civil Court, Housing Part GALs who are sued by an impaired litigant whom they were appointed to advocate on behalf of and the GAL received no compensation.

Compensated GALs are also entitled to defense and indemnification by the State of New York, should an impaired litigant ever sue them, as per Public Officers Law Section 17 (1) (w).

For more details, please read Public Officers Law Section 17 in its entirety or email [email protected] or call 646-582-5090.

Under what circumstances should I expect to receive payment for my work on a GAL case?

The NYC Human Resources Administration (HRA) agrees to compensate GALs pursuant to a Court order when HRA petitions the Court for the appointment of a GAL for an APS client. Compensation is also rendered when the Court makes a sua sponte appointment for an impaired litigant who is an existing APS client or later becomes an APS client during the course of the GAL’s appointment in the Housing Court proceeding.

Cases where APS is not involved are considered pro-bono and, as such, receive no compensation. For more information on how to secure payment, see Payment Procedure and Forms.

What should I do if I no longer want to be a GAL?

If you decide that you no longer want to participate in the GAL Program, it is very important that you immediately contact the GAL Program Coordinator or the Coordinator’s Assistant. Your name will then be removed from the GAL list. It is important to note that you remain responsible for seeing any cases for which you are the appointed GAL to resolution, even if you no longer wish to be on the GAL list. If this presents a problem, you can request that the judge relieve you from the case. This request must be done in person, either via Order to Show Cause or during the next court appearance.

Should I make efforts to meet with every impaired litigant I am appointed to advocate on behalf of?

Yes. The expectation is that, upon being appointed to a case, you will arrange to meet with the impaired litigant in question. Depending on the type of case and whether there are any safety concerns, a meeting can take place either in the impaired litigant’s home or in the courthouse.

GALs have also been known to coordinate home visits with the assigned APS caseworker. Either way, you should make every effort to make contact with the impaired litigant in order to gain an understanding of their thoughts on their Housing Court case.

Once appointed, how do I initiate contact with the impaired litigant I was appointed to?

Once appointed, it is suggested that you write a letter of introduction to the impaired litigant you were appointed to. In that letter you should explain that you have been appointed by a Housing Court Judge to be their Guardian Ad Litem, what this means, and the fact that you will seeking to meet with them on a particular date in order to gain a better understanding of their case.

For a sample letter, see the sample GAL letter of introduction. Please note that this letter is just a sample.

Where can I make copies?

GALs can make copies of the file in any of the Housing Court’s Help Centers. They should introduce themselves as GALs to the Help Center Court Attorneys who work there and ask if it is a good time to make copies. Copies should be limited to relevant documents only.

What should I do once I accept a case?

Once you accept a case, you must submit a GAL Consent Form to the Court, obtain a copy of the GAL Order of Appointment, and arrange to see and copy relevant documents in the impaired litigant’s file.

Please note that you will need a copy of the GAL Order of Appointment to confirm your appointment when advocating on behalf of the impaired litigant and when submitting for payment. Some GALs choose to pick up the GAL Order of Appointment when coming to the Court to view the file. This remains entirely up to the GAL and the Court.

Do I have to take a case that I am offered?

No. It up to you whether or not to accept a GAL appointment. You should make this decision based upon your current caseload, availability, and your comfort level, given the facts of the case.

How do I get a case?

Once you are placed on the list, your name will be provided to all Supervising Judges, according to the boroughs you listed on the GAL application. At that point, your name may be selected randomly in response to a judicial request for a GAL. If your name is then chosen, the Judge’s Court Attorney will contact you to see if you are available for appointment.

What does the training entail?

The GAL training seeks to provide prospective GALs with a thorough understanding of the role of a GAL in Housing Court, common reasons why a litigant may be appointed a GAL, engagement strategies, expected advocacy efforts and resources. The course is taught by a panel of experts in the fields of legal and social work advocacy and landlord-tenant law.

Can I obtain CLE credit for attending the training?

Yes. Up to 5 CLE credits are offered, including one credit hour of ethics.
Note: Attorneys admitted to the NY State Bar for less than two years cannot receive CLE credit for watching video replays, but are welcome to participate in the GAL Program.

When is the GAL training offered?

The Program offers FREE live training to prospective GALs twice a year. One training is “live” and the other is a video replay of the former one.

What happens once the application is submitted?

Applications are saved upon receipt. As the training date approaches, the GAL Program Coordinator will contact applicants whose background and experience are relevant to the role of a GAL to schedule an interview. In order to be placed on the NYC Housing Court GAL list, all prospective GALs must successfully interview and complete the established training as well as a background and reference check.

How can I obtain an application?

To obtain an application, click on obtain an application form.

Once complete, please print and forward to the address below, along with a copy of your resume and two professional references (phone numbers are sufficient):

The Office for Justice Initiatives
111 Centre Street, Rm. 1155
New York, NY 10013
Attn: Interim Guardian Ad Litem Program Coordinator
Laurie Milder, Esq.

Is the Court of Claims "Small Claims Court"?

No.

"Small Claims" courts are actually small claims parts of local courts (city courts or town or village justice courts) located in municipalities around the state. For information on small claims courts within the City of New York, see the Uniform Court System's web page Guide to the Small Claims Court. For information on town and village courts, see the UCS's page of links to Town and Village Courts. For municipal courts not listed in either of those pages, contact the appropriate city, town or village hall and ask for the small claims part of the Justice Court.

The Court of Claims is the forum for claims against the State of New York and certain State-related authorities. It has no relationship whatsoever to small claims court.

What happens once a Claim is filed?

When a claim is filed, the claimant's attorney, or pro se (self-represented) claimant, will receive a letter from the Chief Clerk acknowledging the claim's filing, assigning a claim number and advising of the judge to whom the claim has been assigned. A Claim's venue is determined by the county where it accrued.

Directory of Courthouse Locations

Once a claim is filed, most inquiries — e.g. as to conferences, motions, trial scheduling — should be directed to the assigned judge's chambers, rather than to the Clerk's office. Nevertheless, all papers to be filed must be sent to the Clerk's office in Albany, not to chambers, although sending "courtesy" copies to chambers is encouraged.

What are the filing fees in the Court of Claims?

A filing fee of $50.00 is required for all claims, unless the fee is waived or reduced, upon application, based upon the claimant's financial circumstances. Either the filing fee or a waiver or reduction application must accompany the claim. Application for a waiver or reduction of the filing fee is made by filing an affidavit, stating the claimant's financial circumstances, with the Claim. Links to the forms for these affidavits are provided below.

What information must a Claim or a Notice of Intention contain?

Section 11(b) of the Court of Claims Act provides that a Claim "shall state the time when and place where such claim arose, the nature of same, and the items of damage or injuries claimed to have been sustained and, except in an action to recover damages for personal injury, medical, dental or podiatric malpractice or wrongful death, the total sum claimed." A Notice of Intention must contain the same information except that the items of damages or injuries and the amount claimed need not be stated.

There are a number of appellate and trial court decisions addressing the question of how much information need be provided in Claims and Notices of Intention and how specific a claimant need be in providing the location where the claim accrued and the nature of the claim. The general rule is that the Claim or Notice of Intention must be specific enough to give the State notice of what the lawsuit is about and to allow for a prompt and complete investigation by the State. In addition, a Claim must set forth sufficient allegations of fact to state a cause of action.

What if I fail to comply with the time limitations for serving and filing a Claim?

The Court of Claims Act provides two remedies. The most commonly used is a motion for permission to file a late claim (see §10(6) of the Court of Claims Act). The motion papers should include: (1) a notice of motion, (2) a supporting affidavit or affidavits, (3) copies of any relevant exhibits, (4) a copy of the proposed claim, and (5) an affidavit of service of the motion papers on the defendant(s). In deciding such a motion, the court considers the following factors:

  • whether the delay in filing the claim was excusable;
  • whether the State had notice of the essential facts constituting the claim;
  • whether the State had the opportunity to investigate the circumstances underlying the claim;
  • whether the claim appears to be meritorious;
  • whether the failure to serve the State within the statutory period resulted in substantial prejudice to the State;
  • whether the claimant has any other available remedy.

There is a substantial body of case law interpreting this statute and addressing the questions of what makes a delay excusable, how much of a showing of merit must be made, what is the meaning of "substantial prejudice," etc.

The time limit for making a motion for permission to file a late claim is the statute of limitations that would apply to a similar action against a non-governmental entity as set forth in Article 2 of the CPLR. Thus, for an intentional tort claim, the motion must be made within one year of accrual; for a medical malpractice claim, within 2 1/2 years of accrual; for a negligence claim, within three years of accrual; for a breach of contract claim, within six years of accrual. If the motion is not made before the relevant time period expires, the court cannot grant the motion.

Another option, set forth in section 10(8) of the Court of Claims Act, is a motion to treat a Notice of Intention as a Claim. The remedy is applicable where a claimant timely serves a Notice of Intention but fails to timely serve or file a Claim. The court shall may not grant such an application unless the Notice of Intention was timely served and unless the motion is made within the statute of limitations that would apply to a similar action against a non-governmental entity.

Please see our Motion Practice page.

What is a Notice of Intention to File a Claim?

A Notice of Intention to File a Claim is an optional document that a potential claimant may serve upon the defendant to extend the time period to serve and file a claim. Generally, service (by an authorized method) of a Notice of Intention within the time period provided for filing a Claim extends the deadline for serving and filing a Claim as follows:

  • wrongful death - two years from date of death.
  • negligence or other unintentional tort - two years from accrual of claim.
  • intentional tort - one year from accrual of claim.
  • breach of contract and any type of claim not specified in section 10 - two years from accrual.

Note that a Notice of Intention is not filed with the Clerk of the Court -- it is the act of service upon the Attorney General that extends the period in which to serve and file the Claim. Note also that where the defendant is an entity other than the State of New York, that entity must be served with the Notice of Intention in addition to the Attorney General.

When must a claim be served and filed?

Section 10 of the Court of Claims Act sets forth the following time periods:

  1. appropriations claims - within three years after accrual.
  2. wrongful death claims - within 90 days after the appointment of the executor or administrator and within two years of the date of death.
  3. personal injury or property damage claims based on negligence or unintentional tort - within 90 days after accrual.
    1. personal injury or property damage claims based on negligence or unintentional tort of a member of the organized militia - within 90 days after accrual.
    2. personal injury or property damage claims based upon intentional tort - within 90 days after accrual.
  4. claims for breach of contract and any other type of claim not specified in section 10 - within six months after accrual.
  5. claims by incarcerated individuals for injury to or loss of personal property within a state correctional facility - within 120 days after exhaustion of the inmate's personal property claims administrative remedy.  

Paragraph (5) of section 10 provides that if a claimant is under a legal disability when the claim accrues, the claim may be served and filed within two years after the removal of the disability.

How do I commence a claim in the Court of Claims?

A claim is commenced by completing the following steps (see Court of Claims Act §11[a]):

  1. preparing a document called a "claim",
  2. filing the original and two copies, together with a filing fee of $50.00 or an application for waiver or reduction of the fee with the Clerk of the Court, and
  3. serving a copy upon the Attorney General, either personally or by certified mail, return receipt requested.

Filing occurs on the date when a claim is received in the office of the Chief Clerk, in Albany, not when it is mailed. Claims cannot be filed with the various district offices and judges' chambers around the State. A claim can be filed by: (1) personal delivery, (2) regular mail, (3) fax (limit of 50 pages) (see Filing by Fax), or (4) NYSCEF (E-Filing) system (see Filing by Electronic Means).

Personal service upon the State is accomplished by delivering the claim to an Assistant Attorney General at an office of the Attorney General, or by delivery to the Attorney General himself or herself. Delivery to a secretary or clerk at the Attorney General's office is not good service.

Certified mail, return receipt requested does not include express mail or registered mail, even though a return receipt is requested, and it does not include certified mail without a return receipt being requested. As with filing, service is accomplished when the claim is received by the Attorney General, not when it is mailed.

Note that when the defendant is the New York State Thruway Authority, the City University of New York, or the New York State Power Authority, that defendant must be served in addition to the Attorney General.

Additionally, for actions sounding in tort or wrongful death against Roswell Park Cancer Institute Corporation, Public Authorities Law § 3567 requires that a Notice of Claim be served upon that corporation pursuant to General Municipal Law § 50-e before the action is commenced in the Court of Claims.

Who can be sued in the Court of Claims?

The Court of Claims has jurisdiction over the State of New York as well as certain authorities that are sued under their own name. The court does not have jurisdiction over any individuals, including State employees, although claims may be maintained against the State based on allegedly wrongful conduct of employees for which the State is responsible under the legal principle of respondeat superior. Generally, State agencies do not have a legal existence separate from that of the State, and thus where a claim is based on alleged improper conduct of, for example, the Department of Transportation or the Department of Correctional Services, the named defendant should be "The State of New York."

Certain public authorities, which are considered to have a distinct legal existence, are sued in the Court of Claims under their own names. These include the New York State Thruway Authority, the City University of New York, the Roswell Park Cancer Institute Corporation, the Olympic Regional Development Authority and the Power Authority of the State of New York (for appropriations claims only). Other public authorities, such as the Dormitory Authority, are sued in Supreme Court pursuant to the procedure set forth in the General Municipal Law. One must always check the legislation that establishes a particular authority, often found in Public Authorities Law, when trying to determine whether the Court of Claims or the Supreme Court is the appropriate forum. Note that the Court of Claims Act governs procedure in the Court of Claims while the General Municipal Law sets forth the steps that must be followed to sue a governmental entity in Supreme Court. With the exception of actions against Roswell Park Cancer Institute Corporation sounding in tort or wrongful death, the General Municipal Law has no application in the Court of Claims.

The Court of Claims has no jurisdiction over lawsuits involving county, town, city or village governments, agencies or employees. These governmental entities are all distinct from the State, and litigation against them is governed by the provisions of the General Municipal Law. For example, the Court of Claims typically has no jurisdiction over causes of action accruing at city or county correctional facilities, such as Rikers Island or any county jail, no jurisdiction over claims of negligent road maintenance involving county or town owned roads, and no jurisdiction over "premises liability" suits accruing in county or locally owned governmental buildings.

One common factor between suits against the State in the Court of Claims and suits against a local government in the Supreme Court is that action must be taken in both cases within a short period of time (typically 90 days, for tort claims). Thus, prompt and careful investigation to determine the appropriate defendant is essential.

If my status is “Exempt,” do I still have to file an Anonymous Report?

Yes, all attorneys registered in NYS are required to submit the new Anonymous Report.  On the Anonymous Report, exempt attorneys are required only to confirm their exempt status. If you are exempt, you may, at your option, respond to additional questions on the form and voluntarily report your pro bono service and financial contributions, but there is no requirement to do so.  Whether you choose to report such service and contributions is up to you, but you still must file an Anonymous Report.

The Administrative Board of the Courts has determined that attorneys who are "retired" from the practice of law as defined in 22 NYCRR §118.1(g) are exempt from this mandatory reporting requirement.  These attorneys may simply check the "Exempt" box and submit without further information. However, even if you check "Exempt", you may voluntarily choose to report your pro bono service and complete the remainder of the form.

Note: As of 2018, The Administrative Board of the Courts has determined that attorneys employed by an organization primarily engaged in the provision of pro bono legal services (for example, a legal services agency, legal aid society, defenders organization, or similar group), are no longer exempt from this mandatory reporting requirement.

What are some examples of the types of services and contributions that are voluntarily reportable under Sections V and VI?

Voluntary services and financial contributions can be for any public, community, or charitable service. For example, they might benefit the arts, the elderly, education, disaster assistance, religious entities, or youth programs. Voluntary legal services include, but are not limited to, unpaid volunteer work of a legal nature on not-for-profit boards and for bar associations, and voluntary mediation or arbitration.

How do I list my various pro bono services and contributions on the new Anonymous Report?

The new Anonymous Report has three separate sections—IV, V and VI—for reporting pro bono efforts. Section IV is mandatory for all attorneys, except those who are exempt; sections V and VI are voluntary for all attorneys.

(a) Section IV, Rule 6.1 Pro Bono Legal Services and Charitable Contributions
All attorneys, except those who are exempt, must, in this section, report the number of hours of unpaid legal services performed and funds contributed to legal services organizations, in accordance with Rule 6.1 of the Rules of Professional Conduct. In accordance with Rule 6.1(c), appropriate organizations for financial contributions are:

  1. organizations primarily engaged in the provision of legal services to the poor; and
  2. organizations substantially engaged in the provision of legal services to the poor, provided that the donated funds are to be used for the provision of such legal services.

Note: If you are employed by such an organization, do not report any hours of your paid employment.

This is the same information that was required to be reported prior to the May 1, 2015 revision. Rule 6.1, Voluntary Pro Bono Service, remains unchanged

(b) Section V, Other Pro Bono Services and Contributions
This new, totally voluntary section, provides the opportunity for any attorney (whether exempt or non-exempt), to report charitable and pro bono services and contributions that fall outside the scope of those required to be reported under Section IV. In voluntarily answering Section V, you should not repeat information already mandatorily reported in Section IV.

For purposes of this section, reportable charitable activities and financial contributions are not restricted to those related to providing legal services for the poor. Under Section V, attorneys may report the total number of hours of any voluntary and unpaid public, community, or charitable service performed, as well as the total amount of all charitable contributions made to any institution, person or cause.

This section also gives attorneys the opportunity to report legal services performed for the public good, at a rate substantially below their normal billing rate. While we have suggested a billing discount rate of at least 40% for this reporting purpose, this figure is only a suggestion; attorneys may report services at a smaller discount rate if they choose. (Do not include fees that were intended to be billed and collected but could not be collected).

(c) Section VI, Details of Reported Service and Contributions
Section IV (mandatory reporting) and Section V (voluntary reporting) ask for numerical responses. Section VI, a new, totally voluntary section, offers you the opportunity, should you choose to do so, to provide any additional details about the service and contributions numerically reported in Sections IV and V.

What is the term of the reporting requirement on the Anonymous Report?

Data entered on the Anonymous Report should reflect the two-year time period ending on December 31 of the year preceding registration filing.  For example, if you file during 2015, you should report information for the period January 1, 2013 through December 31, 2014. Similarly, if you file during 2016, you should report information for the period January 1, 2014 through December 31, 2015.

How do I file the required Anonymous Report of Voluntary Pro Bono Services and Contributions?

When filing your online registration, you will be linked to an electronic version of the Anonymous Report to complete as part of the online registration process, which is then submitted online and stored anonymously. Because of the anonymous nature of the filing, once submitted, your pro bono reporting filing cannot be retrieved by OCA and is not made part of your registration records.

How do the changes to the Pro Bono Reporting Requirement (22NYCRR§118.1(14)), effective as of May 1, 2015, affect my reporting of pro bono?

Effective as of May 1, 2015, the required reporting of pro bono services and financial contributions is made anonymously, separate and apart from the attorney registration form, on the new Anonymous Report of Voluntary Pro Bono Services and Contributions. In addition, the categories of pro bono services and financial contributions that may be reported have been expanded to include voluntary and unpaid public, community, or charitable service.

I paid by mail a while ago, why hasn't my check cleared?

It takes about 8 weeks for the court to process a summons payment sent by mail.  If you have sent in your Plea Form and payment but the Summons Payment Services system shows you owe a balance, you can verify that the court has received your Plea Form and payment by emailing [email protected] and asking about the status of your payment.

If I received a summons for Public Consumption of Alcohol or Public Urination, do I need to go to court on the appearance date listed on my summons?

If your summons is for A.C. 10-125 (b) – Public Consumption of Alcohol or A.C. 16-118 (6) – Public Urination, you are eligible to plead guilty and pay a fine by mail. This plea by mail program is available only to people charged with these offenses and only if no other summonses are issued to you at the same time. Thus, if you were issued a summons for public consumption of alcohol and another for public urination at the same time, you are not eligible to plea by mail for either summons. If you plead guilty by mail, you do not need to appear in court. Read the Instructions For Pleading Guilty To Summons By Mail.

What happens if I fail to pay my fine on time?

The court will order a Civil Judgment against you if you fail to pay your fine on time. A Civil Judgement is a lien against your credit and may affect your ability to obtain a credit card, cellphone, a lease, or even to rent a car.

Can I pay my fine online?

Yes. In most instances you can pay online by going to https://iapps.courts.state.ny.us/paymentservices/summons and entering your summons number or a combination of your docket number and name. If you have an outstanding judgement, warrant or conviction to a VTL offense, you will not be able to pay online. Also, you must pay in full if you pay online. Partial payments are not accepted.

What will happen at my court appearance?

  1. Check-in: you will first check in with the clerk who will inform you that a Judicial Hearing Officer will preside over your case unless you specifically request a judge.
  2. Meet with Lawyer: you will be given the opportunity to discuss your case with a court appointed lawyer and decide whether to plead guilty or not guilty.
  3. Courtroom: you will be directed to have a seat in the courtroom to wait for your case to be called. Cases are called in the order in which they are checked in. You should be prepared to wait in the event that there are many cases called ahead of yours.
  4. Plead Not Guilty – Future Trial Date: if you plead not guilty, you will be informed of your future trial date.
  5. Plead Guilty – Pay fine: if you plead guilty, the judge will inform you of your fine which must be paid at the clerk's window.

What time should I go to court?

The information window opens at 8:30 a.m. and the Court session begins at 9:30 a.m. You must appear before 3:00 p.m. to ensure that you case will be heard.

Where do I go to answer my summons?

You must appear at the court location indicated on the summons. It will be one of the locations listed below. For information on directions, use the links below for Google Maps or call the M.T.A. New York City Transit Information Line at 718-330-1234.

What happens if I miss my appearance date?

An arrest warrant* will be issued if you miss your appearance date. You must come to court as soon as possible to resolve the warrant.

*An arrest warrant is an order issued by a judge which authorizes the arrest and detention of an individual.

What if I was issued more than one summons?

A summons can contain only one charge. If you were charged with more than one offense, you will receive a summons for each offense. All summonses will be heard by the court at the same time.

What is a criminal summons?

A criminal court summons – also known as a "pink ticket" – is issued by a police officer for violating certain laws. Most people who receive a summons are not arrested and fingerprinted unless they fail to show identification. View our Annual Reports for more information.

I see that one can pay in person for tax certiorari filings. How does that work?

The attorney can file as many petitions as he/she wishes, in batches of 40 at a time, when the filer uses the template petition on the site. The filer can submit credit/debit card information with those filings, in which event the fees will be paid and index numbers issued forthwith and automatically. However, if the filer prefers, he or she may select an option to pay in person at the County Clerk’s Office. When that selection is made, the initiating papers can be submitted to the system, where they will be held in suspended status until the payment is delivered. Index numbers will not be issued at this point since the filing fees will not yet have been paid, but a confirmation of the receipt of these petitions will be transmitted to the filer. The attorney should then promptly, the same day or the next day, bring to the County Clerk a check in the total amount of the index number fees required and the numbers will be issued. The program will then transmit to the filer a confirmation that fees have been paid and index numbers have been issued.

How are index numbers issued if these cases are initiated in bulk?

If the petitions being filed are accompanied by credit or debit card information (Mastercard or Visa), the filer’s card will be charged for the amount of the petitions filed. Index numbers will then forthwith be issued by the County Clerk automatically and a confirmation of that will be sent to the filer.

If an attorney wishes to file numerous tax certiorari petitions at a time, must data entry and the attachment of a petition be done for each, one at a time?

No. An attorney may collect relevant data for each case on an office disk in a particular format that FBEM explains. The system then allows the attorney, using that office disk, to open 40 files at a time, create 40 petitions simultaneously using a template available on-line, file them, and pay for them by credit or debit card (Mastercard or Visa), all by a few clicks of the mouse. If the attorney submits petitions to his/her clients using the same language as appears in the template, then it is possible to file hundreds of petitions very quickly and easily. New York City has agreed by stipulation, in regard to cases filed in any borough, to accept petitions in substantially the form of the on-line petition and to accept the filing thereof with the FBEM system as service, so that none of the (easy) service steps otherwise required in FBEM cases would be needed.

The bulk-filing mechanism is only available in cases in which the taxing authority stipulates to allow the filing attorney to file cases in bulk. The stipulation constitutes a blanket consent for all cases filed electronically by that attorney. In such cases, which arise primarily in New York City, a special User ID and Password must be obtained to file in bulk. Absent such a stipulation, an attorney can file tax certiorari cases and obtain consent on a case-by-case basis using the regular commercial/tort/tax certiorari section of the software, described above. The regular ID and Password are sufficient.

When transmitting a document and related credit card information, I am unsure when the transaction is completed. How can I tell?

In this situation, the document will be received by the system and cause a confirming e-mail to be sent before the credit card information has been filled in. The user should not re-do the transaction upon receipt of the confirmation, but should complete and transmit the credit card information. The clerk will process the information and, if the papers initiate a case, issue an index number. A confirmation of that action will be sent by the system to the filer.

What are the official files?

In FBEM cases, documents electronically filed on the system constitute the official records. The County Clerk may choose to maintain paper files in addition.

Can documents be sealed?

Yes, the system permits this to be done. However, a court order is required. Under Part 216 of the Uniform Rules the proponent of sealing must demonstrate good cause for sealing and the court will determine the application in writing after careful weighing of the need for confidentiality against the public interest in open access to public records.

How are FBEM documents signed?

The filing of a document by a registered user with that user’s ID and Password is deemed by the FBEM regulations to be an act of “signing”, including for purposes of Part 130.1. If a filing user files a document, such as an affidavit, that was signed by someone else, such as the user’s client, the act of filing by the user is a representation that the filing user possesses the original signed affidavit and agrees to produce it upon request. A filing user can also file a PDF image of a signed document.

Is there any way to tell which documents are associated with which motion?

Yes. The FBEM system keeps track of the motions filed. Each new motion is assigned an identifying number upon filing - - a motion sequence number (e.g., Motion Sequence No. 003). The sequence number is assigned in chronological order. The system does not automatically treat cross-motions as distinct motions, separately numbered. When a party files papers dealing with a motion, such as a cross-motion, affidavit in opposition, or reply affidavit, the system will query the filer which motion it relates to. The filer then “tags” the paper with the relevant sequence number. This permits a filing user to obtain a list of filings for a particular motion sequence.

How can I consult the docket for my case?

The User can conduct a review of the docket (“List of Papers Filed”) by clicking on the “Inquiry” link along the top of the homepage. The User can search by index number, parties or attorney. A “Search Results” screen will appear. By clicking on the index number there, a docket screen opens, on which the User can click on “List Documents” to obtain the docket for the case.

Can fees be paid in person at the County Clerk’s Office?

Normally, an attorney will prefer to pay on-line and avoid a trip to the County Clerk’s Office. However, the FBEM system does allow a party to pay in person at the County Clerk’s Office. The related electronic filing is held in a suspended status until the payment is made.

Can I pay fees online in addition to the index number fee?

Yes. Fees for, for example, motions, cross-motions and stipulations of discontinuance can be paid on-line. The system automatically recognizes fee items as such and displays a credit card authorization screen. When filing such an item, the filing attorney must transmit the document along with credit or debit card authorization information (Mastercard or Visa) or other authorized form of payment. In the future, other forms of payment on-line may be introduced, such as payment by electronic check.

Will I be notified of decisions?

Yes. All filings, including decisions, generate automatic e-mail notifications. Substantive decisions will be written in hard copy format and signed by the Judge. They will then be scanned by the Clerk onto the system. When they are filed, they will generate an e-mail message to registered consenting users.

How do I serve a paper?

Service is simple. As mentioned earlier, initiating papers may be filed in eligible cases using the FBEM system, but service of those papers must be made in hard copy form in accordance with the CPLR’s procedures (unless the defendant or respondent first consents to use of FBEM and electronic service). When a document is filed to the system in a case in which consent has been given, FBEM notifies all registered and consenting filing users on the case that a filing has been made by automatically sending an E-Mail Filing Notification. This notice does not, by itself, constitute service. To effect service, the filer must send to the other parties via the system an electronic Notice of Filing, which shall contain a description of the paper filed and a statement of the date and time it was filed. The filer may also use normal paper CPLR service, including, for example, regular mail service or personal service where appropriate. The party served electronically obtains the document which has been served by the Notice of Filing by clicking on the link in the Notice, which directs the party to the FBEM web site, or by navigating directly to the web site and viewing the document by clicking on the document on the docket list. The document itself is not transmitted to the party served. Proof of service must then be prepared and filed on the FBEM system.

What happens if a filing contains errors?

When a filing is made for which a regular court fee is required (e.g., initiating papers, motion), the filer must submit credit or debit card information to cover the payment or other form of payment authorized by the FBEM Rules and the system. For example, the FBEM system does not currently allow for payment by electronic funds transfer, but it may well do so in the future. (Simultaneous payment or submission of payment information is not required when the filer uses the FBEM system’s “payment in person” option, discussed elsewhere in these FAQ’s.) The County Clerk will receive and process the payment. In the case of initial papers, an index number will be issued. The FBEM Rules provide that the paper is filed when it is received by the server, except that, if a fee is required, the papers must be accompanied by credit or debit card authorization information. If the Clerk observes some defects in initiating papers that have been filed as just explained, such as if papers for a different case are inadvertently attached, the Clerk may inform the filer and request that corrected papers be submitted.

Some subsequent papers require that a fee be paid, such as motion papers, and these papers must be accompanied by payment information as described above. Again, the Rules provide that those papers are deemed filed when received by the system with payment information or payment. If the Supreme Court Clerk detects some error in papers so filed or in papers filed that require no fee, such as omission of exhibits or a memo of law referred to in an affirmation, the Clerk may request that the filer resubmit the papers in corrected form or supplement the filing.

If the filing attorney realizes that the filing was made incorrectly, he or she may wish to consult the Clerk if uncertain about how to proceed. The court will work with the Bar to smooth out any technical difficulties that may arise. Of course, this does not mean that filers can correct papers in violation of the CPLR or the rights of the other parties. If difficulties arise, attorneys are encouraged to consult one another and to resolve differences or problems on their own.

How do I know if my filing has been received?

If the filing in question consists of papers commencing a case, after the file is uploaded, an e-mail message will be transmitted confirming receipt. The next step is for the filer to transmit credit card information covering the index number fee. After this is done, the system will process the fee and issue an index number. An e-mail message will be sent to the filer confirming that that has occurred. The same basic process (of course, without issuance of an index number) will take place if the document being filed is a subsequent document that requires the payment of a fee, such as a notice of motion. If the filing in question is an interlocutory, no-fee paper, the filer will receive an e-mail message confirming that the filing has taken place.

How do I submit exhibits?

Exhibits should be scanned and saved in PDF format. The FBEM software contains a special option on the web page for the designation of a document as an exhibit. Designating a document as an exhibit will make it clear on the docket that the document is subordinate to another filed document. The filer should click on the relevant space and attach as just explained.

Once a case is in FBEM, how do I file a paper?

The filer should click on the “File Document” tab and then click to “File to an existing case/claim.” On a document selection screen, the filer must select from a drop-down box the type of paper to be filed. The filer locates the document on his/her own computer by clicking “Browse” and navigating to the place on the computer where the document in PDF format has been saved. Or, the filer can designate a file path to attach the document.

Can I practice before actually using the FBEM system?

Yes. FBEM is divided into two parts: A “Practice System” and the actual or “Live” system.” To use the Practice System, the attorney must obtain a Practice User Identification and a Practice Password. The Practice ID and Password are required so that the practicing User will be able to receive the practice e-mail notices generated by the system, described below. To use the Live System, the user must obtain a separate ID and Password. The Practice System is otherwise a duplicate of the Live System and the user can run through all its features on a practice basis. Both practice and live ID’s and Passwords can be obtained in the same way, as explained above.

How can I begin to use the system?

If a plaintiff or petitioner wishes to initiate a matter, he/she can do so electronically if the case falls within the eligible types. The filing attorney needs to have a User Identification and Password. By those means, one can enter the system and begin a case by selecting an option to file to start a new action or proceeding or to commence a new tax certiorari matter. The filer fills out the caption and then designates a pathway where the document in PDF format (summons and complaint, petition, etc.) is located. The system will reject a document not in PDF format. The filer must then fill in the required credit card or debit card information (Mastercard or Visa) to cover the filing fee. The filer then transmits the filing via the system. The system will confirm the transmission. Unless the filer has already reached an agreement with the other side for service to be made electronically, service will have to be made in the same manner as is required of all hard copies by the CPLR. Once the other party or parties consent to use of FBEM, which must be done promptly, service of other papers can be made via the FBEM system. If a party desires to have a case become a FBEM matter after the initiation stage, the party, whether the plaintiff/petitioner or the defendant/respondent or any other party, can do so by serving upon all parties and filing a Notice Regarding Availability of Electronic Filing. Parties who wish to do so must then consent promptly.

When can documents be filed?

Any hour of any day, even when the court and County Clerk’s Office are closed. When filing a document for which a fee is required (e.g., motion, cross-motion, stipulation of discontinuance), the filer must submit credit card information (Mastercard/Visa) called for by the FBEM system so that the card may be charged for the fee. The software refers to credit cards, but it also will accept a bank debit card bearing the Mastercard/Visa logo.

What software is needed to use FBEM?

A user must have internet access and Adobe Acrobat Reader software, which is needed to read documents in Portable Document Format ( “PDF”), the format used for all documents filed in FBEM. PDF documents can be created by Adobe Acrobat Software, some versions of commercially-available word processing software, and other applications.

What training is available for use of the FBEM system?

A User’s Manual is available on the FBEM web site. For training sessions, contact the staff of the court in question. For cases in New York County Supreme Court, contact the E-Filing Office (212-374-6562). The New York County Supreme Court presents a two-hour training course which provides attorneys, at no charge, with two CLE credits.

How can an attorney/party obtain a user identification and password?

In order to obtain a User Identification and Password, an attorney for a party or self-represented party must submit a Filing User Registration form. This form must be submitted by all consenting parties/attorneys as soon as possible after designation of the case as a FBEM matter.

What does an attorney/party need to use FBEM?

In order to be able to use FBEM to file and serve documents, an attorney for a party to a case or a self-represented party must obtain a User Identification and a Password. Necessary equipment is addressed below.

Who can use the system?

As indicated above, the plaintiff/petitioner can commence a case using the FBEM system, but must serve in the normal manner under the CPLR (absent consent to serve electronically obtained in advance), and the case will not proceed as a FBEM matter until the consent of the defendant/respondent is obtained. Attorneys or parties to eligible cases can use the FBEM system to file and serve documents once all parties to a case consent to doing so. Non-parties cannot use FBEM to file papers. However, non-parties (public users) may examine papers in cases on file.

In what kinds of cases and in what courts may FBEM be used?

The Legislature and the FBEM regulations have thus far provided that FBEM can be used in commercial, tort and tax certiorari cases in Albany, Monroe, Westchester, New York, Bronx, Kings, Queens, Richmond, Nassau, Suffolk, Erie, Niagara, Essex, Onondaga and Sullivan counties; in Broome county, all cases in supreme court may be eligible for filing by electronic means treatment; cases in the Court of Claims as designated by the Court of Claims and the New York State Attorney General’s Office; and cases in the Surrogate’s Court in Erie County. The Erie County Surrogate’s Court will be using a type of automated filing function for probate cases, but it is not yet set up to receive a full FBEM case.

How do parties indicate consent?

By commencing a case using the FBEM system and/or by serving a Notice Regarding Availability of Electronic Filing, a party indicates a wish to use FBEM. (The party who invokes FBEM must also consent in the system, also recording there the party for whom he/she appears). Parties served with the Notice must respond to it promptly. Parties who wish to consent must file with the court and serve on all parties a Consent Form and must also record their consent in the FBEM system. If a party is represented by an attorney who has previously registered as a Filing User in connection with another case, the attorney may file and serve a Consent electronically by checking the designated box and following the instructions on the FBEM web site. If a party does not wish to consent, the party should promptly so indicate in writing to all other parties and forward a copy of the writing to the court. The court needs to be aware of the status of the case.

Who can initiate use of the system?

Any party may initiate use of the system. The plaintiff/petitioner may invoke FBEM by filing initiating papers electronically and serving the defendant/respondent with those papers and with a notice indicating the plaintiff/petitioner’s wish that the case proceed thereafter as a FBEM matter (the Notice Regarding Availability of Electronic Filing). (This Notice, like the other system forms and notices referred to in these FAQs, is available in the “Forms” section of the web site.) Service shall be made in accordance with the Civil Practice Law and Rules or by electronic means if the defendant/respondent agrees to such service in advance. The plaintiff or petitioner may also invoke FBEM by filing papers in hard copy with the County Clerk in the normal manner and serving the defendant/respondent with the initiating papers and the Notice in accordance with the CPLR. Any party may invoke FBEM at any other stage in the case by serving the Notice on all parties.

What are the benefits of electronic filing?

Electronic filing offers many benefits to attorneys and clients. Attorneys can file and serve papers at any time from any place. A case can be initiated at any time on any day, even when the courts are closed. Service can be made electronically and could hardly be easier. Two or more attorneys working on a case can view the file simultaneously, and do so from any location. Storage of papers is simplified. Fees can be paid on-line with a credit card. In the case of tax certiorari matters, the system can accommodate bulk filing of petitions created on-line using attorney office data. The system provides e-mail notice of all filings, including all decisions, which will be available on-line. The docket is clear and easy to work with. The system is easy to learn and simple to use. There is no fee for use of the system, though regular court fees must of course be paid.

What is the FBEM System?

The FBEM (Filing By Electronic Means) system is a means for filing legal papers with the court and the County Clerk electronically. The system is accessible through a web site. Papers can also be served via the system.

What Happens at the Hearing?

A "Support Magistrate" conducts the hearing, taking testimony from both sides concerning their income and expenses and the cost of supporting the child. The parties can present evidence and witnesses and cross-examine each other and the witnesses. The Support Magistrate calculates how much support the non-custodial parent must pay to the parent with custody, and sets a schedule for regular payments. Payments may be paid directly to the petitioner or through the Support Collections Unit ("SCU"). SCU, which is not part of the court, will then send the money to the petitioner.

There is an informative twenty minute video which, in a step by step manner, will take you through the process of a paternity or child support proceeding in the New York State Family Court. You will learn what documents are necessary and what to expect in the court room.

"What You Need to Know About Child Support Hearings and Services" (Video)

What Happens If the Child Disobeys the Dispositional Order?

If the court finds that the child is not obeying the terms of the court's order, the probation officer or placement agency may file a violation petition, and a new dispositional hearing may be held. If the violation is proven, the court may change its order to any order it could have issued at the original dispositional hearing.

What Happens at the Dispositional Hearing?

At the dispositional hearing, information is presented to the court to help the judge decide whether the child is a person in need of supervision - a PINS. Witnesses with information about the child testify and present evidence.

If the judge decides that the child does not need supervision or treatment, the judge may dismiss the case. If the child does need supervision or treatment, the judge can place the child into a foster group home or a social service facility for up to 18 months, send the child home under the supervision of a probation officer, or suspend judgment on the condition that the child abide by certain terms. If the child is at least 10 years old, the judge can order the child to pay for any damage done to someone's property or require the child to perform community service. The judge can also put the case "on hold" for up to 6 months to decide whether the case should be dismissed or may discharge the child with a warning. The judge then signs a "dispositional order".

What Happens at the Fact-finding Hearing?

In a PINS case, the trial is called a "fact-finding hearing". The parties may testify and present witnesses and evidence.

If the judge decides that the child committed the acts described in the petition, the judge sets a date for a "dispositional hearing". The court may order the Probation Department to prepare a report concerning the child's general behavior, home life and school attendance and behavior, and may order any other evaluation or report that would assist the Court in determining what would be in a child’s best interests.

If the Child is Beyond the Control of His or Her Parents can the Court Hold the Child in a Secure Facility?

If the court finds that the PINS child should not be released to the custody of his or her parent or guardian while waiting for the fact-finding hearing, the court cannot hold the child in a secure facility. If it appears that a PINS respondent might fail to appear for a scheduled court date, or is at risk of committing an act which would be a crime if committed by an adult, the court may place the child with a relative or other person willing and able to take responsibility for the child or hold the child in a non-secure facility.

Who Presents the Case Against the Child?

The complaining party presents the case at the hearing by testifying about the child's behavior. In some counties, the County Attorney’s Office will serve as the presentment agency. Depending upon the county and the circumstances, sometimes the judge assigns a lawyer to represent the complaining party at the hearing, or the complaining party may hire an attorney.

How Does a PINS Court Case Begin?

A PINS petition may be filed in Family Court by a parent or other person legally responsible for the care of the child, by a peace officer or police officer, by a person who has been injured by a child, or by a school or other authorized agency. The PINS petition contains a description of the child's behavior and asks the court to find that the child is in need of supervision. The petition and a summons must be given to the child and his or her parent, directing them to appear in Family Court on a specific date.

There are no filing fees in Family Court.

Is the Child Represented by an Attorney?

A private attorney may be hired to represent the child or the court will assign an attorney. The child's attorney is called a " law guardian" or simply the “Attorney for the Child”.

What Is the Diversion Program?

Diversion is a program run through the Probation Department to provide information and assistance to families dealing with children with PINS-like behavior. All families who request PINS services will first work with the Diversion Program and will only be referred to Family Court if all other efforts have been exhausted.

What Is a "PINS"?

A child under the age of 18 who does not attend school, or behaves in a way that is dangerous or out of control, or often disobeys his or her parents, guardians or other authorities, may be found to be a Person In Need of Supervision or "PINS". All PINS proceedings are heard in Family Court. There is a possibility that the PINS proceeding could be settled outside of court through a Diversion Program that is run by the Department of Probation.

What Happens at the Hearing?

Initially, the parties appear before a Support Magistrate. In some counties, you may appear before a Judicial Hearing Officer. If the mother was not married when the child was conceived or born, and the respondent admits that he is the father, the Support Magistrate (or Judicial Hearing Officer) enters an order of filiation. If the respondent denies that he is the father, the Support Magistrate (or Judicial Hearing Officer) will order blood or DNA tests of both parties and the child and adjourn the case to another date. The parties are given an appointment date for the laboratory tests.

When the parties return to court, the test results are explained by the court. The blood or DNA tests may exclude the man as the biological father, or may show how probable it is that he is the father. If the respondent admits paternity, an order of filiation is entered. If the parties cannot agree on paternity, the matter is then scheduled for a hearing. Both parties may testify and present witnesses and the blood or DNA test results may be offered in evidence. If the petitioner presents sufficient proof, the court will enter an order of filiation; if not, the petition will be dismissed.

After paternity has been decided, if the custodial parent seeks an order of child support, or is receiving public assistance for the child, the Magistrate will conduct a support hearing.

There is an informative twenty-minute video which, in a step-by-step manner, will take you through the process of a paternity or child support proceeding in the New York State Family Court. You will learn what documents are necessary and what to expect in the court room.

"What You Need to Know About Child Support Hearings and Services" (Video)

Do the Parties Need Lawyers?

The parties may represent themselves or may hire lawyers. A respondent who cannot afford to hire a lawyer has the right to have a lawyer assigned at no cost.

What if the Mother was Married to Someone Else? I

f the mother was married at the time the child was conceived or born, her husband is considered to be the legal father of the child, even though he might not be the biological father, unless a court decides that he is not the father. A copy of the paternity petition must be served upon the husband to notify him about the court case. After he is served, a judge may make a ruling concerning his relationship to the child. If the judge decides that the husband is not the father, the paternity case against the other alleged father may continue.

Who May File a Paternity Petition?

The petition may be filed by the child's mother, by a man who believes he is the father of the child, by the child or by the child's guardian. If the child is receiving public assistance, the Department of Social Services may file a petition against the alleged father, seeking an order of filiation and an order of support. In some cases, a paternity petition may be filed even if the alleged father has died.

The petition and a summons must be served upon (delivered to) the respondent.

There are no filing fees in Family Court.

If you are the mother or a man who believes he is the father, you can use the free and easy DIY Form program to ask the Family Court to name the child's legal father.

If you are not the child's parents, you can use the Paternity Petition form to start your Paternity case.

Why is it Necessary to Have an Order of Filiation Made?

If a man was not married to the mother of the child, he has no obligation to pay support for the child and has no legal right to custody or visitation with the child, unless he is legally named the father of the child, through an order of filiation or an acknowledgment of paternity.

What Is a Paternity Case?

When a child is born to parents who are not married to each other, the biological father is not considered the child's legal parent unless the father has signed an "Acknowledgment of Paternity" (usually done at the hospital at the time of the child's birth) declaring himself to be the child's father, or an "order of filiation" has been entered, which is a court order that declares that person to be the legal father. A petition may be filed in Family Court seeking an order of filiation.

Who Is a Juvenile Delinquent?

When a person who is under 16 years old, but is at least 7 years old, commits an act which would be a "crime" if he or she were an adult, and is then found to be in need of supervision, treatment or confinement, the person is called a "juvenile delinquent". The act committed is called a "delinquent act". All juvenile delinquency cases are heard in Family Court. Children who are 13, 14 and 15 years old who commit more serious or violent acts may be treated as adults. These cases may be heard in County Court but may sometimes be transferred to the Family Court. If found guilty, the child is called a "juvenile offender" and is subject to more serious penalties than a juvenile delinquent.

What Types of Hearings Are Held?

In a juvenile delinquency case, the trial is called a "fact-finding hearing". A fact-finding hearing is the same as a criminal trial, but without a jury. The judge decides whether the child committed the acts described in the petition. If the court decides that the child must be held in detention ("remanded") while waiting for the fact-finding hearing, a "probable cause" hearing may be held to determine whether there is good cause to hold the child in detention. There is no bail set in juvenile delinquency cases in Family Court.

Other hearings which may be scheduled concern the evidence which the presentment agency may wish to use in the fact-finding hearing. The presentment agency must give certain police reports and other documents to the respondent's lawyer so that the respondent can prepare his or her defense.

What Happens if the Respondent Disobeys the Dispositional Order?

If the respondent does not obey the conditions of his or her dispositional order, the probation officer or placement agency may file a violation petition, and a new dispositional hearing may be held. If the violation is proven, the judge can order a different disposition.

What Happens at the Dispositional Hearing?

At the dispositional hearing, the judge decides whether the respondent is a "juvenile delinquent" in need of supervision, treatment or confinement (placement). During the hearing, the judge may hear testimony from the probation officer about the respondent's previous behavior in school and at home, and any previous court cases involving the respondent. The respondent's parents or guardians and other persons with information helpful to the court may testify.

The probation officer may recommend that the respondent be permitted to live at home without court supervision, but with certain conditions set by the court (a "conditional discharge"); or that he or she be supervised by the Probation Department while living at home (an "order of probation"); or that the court place the respondent in a facility away from home, such as a group home or secure facility. The respondent may also be ordered to pay for damage to the complainant's property and/or unreimbursed medical expenses incurred by the complainant as a result of the respondent’s actions

The judge decides which disposition would meet the needs of the respondent and signs a dispositional order. Even if there is a finding that the respondent committed the acts described in the petition, if the judge finds that the respondent is not in need of supervision, treatment or confinement, the petition must be dismissed. The petition may also be dismissed after the court has ordered an adjournment in contemplation of dismissal ("ACD"). An ACD is where the case is on hold for up to 6 months to decide whether it should be dismissed.

What Happens at the Fact-finding Hearing?

At the fact-finding hearing, the presentment agency must prove its case through witnesses and other evidence. The respondent's attorney may cross-examine the witnesses and may present witnesses and evidence for the respondent. If the presentment agency proves the case beyond a reasonable doubt, the judge makes a "finding" that the respondent committed some or all of the acts described in the petition. If the case has not been proven, the judge will dismiss the petition.

If a finding is made, the judge will schedule a "dispositional hearing" and order the Probation Department to investigate the respondent's home and school behavior. The judge may also order other reports or evaluations to assist in determining the child’s best interests. The court may either "remand" the respondent to a detention facility or release the child to the custody of his or her parent or guardian until the dispositional hearing.

Does the Child Need a Lawyer?

The child must have a lawyer representing him or her. If the parent or guardian cannot afford to hire a lawyer, the court will assign a lawyer to represent the child free of cost.

How Does the Family Court Case Begin?

A prosecuting attorney from the County Attorney’s Office, called a "Deputy County Attorney", presents the juvenile delinquency case. A Deputy County Attorney prosecutes cases involving juvenile offenders. The presentment agency (prosecutor) prepares a petition against the child containing a description of the acts he or she is accused of committing. The accused child is called the "respondent". The victim in the case is called the "complainant".

A child who has been arrested and held may be brought directly to Family Court by the police, or, when court is not in session, may be held overnight in a detention center until the next court day. In the alternative, a child may be arrested and released after being given an "appearance ticket" directing him or her to appear in court on a certain date. In court, the child and his parent or guardian are given a copy of the petition.

There are no filing fees in Family Court.

What do I need to bring to the Family Court to file a Guardianship petition in the Family Court?

If available, the following documentation should be brought to Court:

  • Child(ren)’s Birth Certificate
  • If the parent(s) is/are deceased, the original Death Certificate
  • If the child(ren) is over 14 years of age and unable to come to court, Form 6-3, “Preference of a Minor over 14 years of age”. This form should be signed and notarized.
  • If the parents are alive and unable to come to court, Form 6-4 Waiver of Process, Renunciation or Consent to Guardianship should be completed by the parent(s). This form should be signed and notarized.
  • Proposed Guardian should also bring proof of identification, preferably a picture ID, and proof of residence.

What Happens at the Hearing?

In a Family Court guardianship hearing, the court takes testimony concerning the person seeking guardianship to determine whether it would be in the child’s best interests to allow that person to take responsibility for the child’s care. If the child is over 14 years of age, the court may consider the child’s own preference.
 

Where do I file a Guardianship?

The Family Court has similar jurisdiction and authority as the County and Surrogate Court regarding the guardianship of the person of a minor (a child 17 years or younger). A person may file in either Court. The Surrogate and/or the County Court has the power over the property of an infant and is authorized and empowered to appoint a guardian of the person or of the property or of the person and property.

There are no filing fees in Family Court.

Who can file a petition for Guardianship?

An adult relative or family friend, a child-protective agency or if the infant is over the age of 14 years, the infant (child), can petition the court to be appointed as the guardian or standby guardian of a child.

What is a Guardian?

A guardian is a person or an agency to whom the court gives authority to take responsibility for the care of a child. It may be planned for in the future: for example, a “standby guardian” may be appointed to take responsibility for a child’s care at a future date if a parent’s illness is worsening and he or she is not expected to be able to continue caring for the child.
 

What Happens While the Child Is in Foster Care?

The court may order the child-protective agency or child-care agency to provide services or assistance to the child and the child's family, including visitation with the child and counseling for the family, while the child is in foster care.

After a child has been in placement for the time period ordered, the parents may file a petition asking the court to review the child's placement. After a court hearing, the court may return the child to his or her home or extend the placement period.

If the child remains in foster care for a year, the agency must file a petition asking the court to review the child's situation, and extend the placement if appropriate.

What Happens When Parents Do Not Wish to Have Their Children Return Home, or Cannot Provide Proper Care for Their Children?

Parents may voluntarily agree to have their children adopted by signing a document called a "Surrender", giving up their rights as parents. Or the agency may file a petition asking the court to hold a hearing to determine if the court should "terminate" (end) the parents' rights. If the court finds that the child has been abandoned, permanently neglected, or severely or repeatedly abused, or that the parents are unable to properly care for the child because of mental illness or retardation, the court may permanently end the parents' rights to the child and give custody and guardianship of the child to the Child Protective Agency. A child may then be adopted by the foster parents, or the agency may seek another suitable permanent home for the child.

Do the Parents Need to Have a Lawyer Represent Them?

The parents or guardian of the child may represent themselves without a lawyer, or may hire a lawyer to represent them. If the parents or guardian cannot afford to hire lawyers, they have the right to have the court appoint lawyers for them at no cost.

How Long Does the Child Stay in Foster Care?

Placement may be temporary, with the child eventually returning to his or her parents or legal guardian, or may result in the child being adopted by another family.

When a child is voluntarily placed into foster care by a parent or guardian, that person signs a "Voluntary Placement Agreement" transferring the care and custody of the child to an agency. If the child is expected to remain in foster care for more than 30 days, the Child Protective Agency must file a petition asking the court to approve the placement and the agency's plan for the child's future. The agreement may specify how long the child is to remain in foster care, or the period of time may be left open. The court then hears testimony from the persons who signed the agreement and from the agency, and decides whether the agreement is valid, whether foster care is appropriate for the child, and how long the child should remain in foster care.

Where is the Child Placed?

The child may be placed with foster parents in their home, in a group home, or in an institution, depending upon the child's needs and the available foster care settings. Instead of foster care, a child may be placed in the care of a relative or another suitable person.

How Does a Child Enter Foster Care?

A child may be placed in foster care voluntarily, at the request of his or her parents or legal guardian. A child may also enter foster care by order of the court. The court may order that the child be placed in the care of an agency if it finds that the child has been abused or neglected or is at risk of such harm, or when a child's behavior is beyond the control of those responsible for his or her care. A child may also be removed from his or her home by a child-protective agency because of an emergency in the home.

What is Foster Care?

A "foster child" is a child who has been placed in the care and custody of the Child Protective Agency, or an authorized child-care agency for either short-term or long-term care. This care is often with a "foster family", or with a group home or other facility to meet other needs of the child. The agency has physical custody of the child, but the parent continues to have legal rights to the child.

What if the respondent violates the order of protection?

It is a crime to violate a temporary or final order of protection. If the respondent does not obey the order, then you can call the police. The police will probably arrest the respondent for violating the order of protection. The respondent does not have to hit you to violate the order. If the respondent comes to your home and the order says he can't, then you can call the police. You also have the right to file a violation of the order in Family Court. Filing a violation petition in Family Court usually will not result in arrest of the respondent. You can choose to go to Family or Criminal Court, or both.

Am I entitled to an attorney?

Both petitioners and respondents in family offense cases are entitled to court-appointed attorneys if they are "indigent" (cannot afford to retain an attorney). Only the Court can decide if you qualify for an attorney. You can ask for one at any time. You can also try to find an attorney on your own.

What happens when I come back to court on the next court date?

You will have to return to court to ask for your final order of protection. The respondent has the right to a hearing.

If the respondent does not come to court: You will be asked to show the Judge that the respondent was properly served. You will need to give the Judge an affidavit of service from a relative or friend, or a statement of service from the police. If the court does not conclude that the respondent was properly served, your petition may be dismissed or you may be given more time to serve. If there are serious allegations, the court might also issue a warrant to bring the respondent back to court immediately.

If the court finds the respondent was properly served, the court will swear you in (place you under oath) and ask you to explain the incidents that you allege in the petition. This is called an Inquest. Be specific: speak clearly and organize your thoughts. Don't forget to tell the Judge if a weapon was used or you were injured. If the Judge finds that a family offense has occurred, the Judge will issue a final order of protection. You will receive a copy of the order the same day. The court will arrange to have the Respondent served with the final order of protection, or you may arrange for service. The order is not enforceable unless it is properly served on the respondent.

If the respondent comes to court:

  • If the respondent agrees to an order of protection: When respondents agree to an order of protection, they usually consent to the order without admitting that they have done anything wrong. This means the court has not made a finding against them. An order without a finding ("on consent") has the same effect and will protect you the same way that an order after a trial would. If the order is violated, the respondent can be arrested. However, an order on consent does not establish that the respondent did anything wrong for use in other proceedings, such as custody or visitation.
  • If the respondent does not agree to the order of protection: If the respondent does not agree to an order of protection and all of the terms you asked for, your case will go to trial. If there is a trial in your case, there may be several court dates before it is resolved. You will have the opportunity to tell the Judge your story and present evidence in support of your case and the respondent will have the opportunity to defend himself.

What if I am afraid to see the respondent in court?

When you arrive at court, notify a court officer in the part (room) where your case is being heard that you are afraid to see the respondent. The officer can arrange for you to stay in a place away from the respondent until the Judge calls your case. Make sure that a court officer knows you are there and where you are waiting. You can ask a court officer to escort you from one location to another or to help keep the respondent away from you. You may also bring a friend, relative or an advocate to court with you who can come with you into the courtroom

What happens if I don't come back to court?

It is very important for you to come to court on your adjourn date. In case of a serious emergency, send someone in your place to explain your absence or notify the court by phone or in writing. It is up to the Judge to decide whether to grant you an adjournment. If you do not appear, your case may be dismissed and you will no longer have a temporary order of protection.
 

What if I decide not to pursue a order of protection?

You may change your mind once you have started the case. If you decide not to pursue the order of protection, you may wish to come back to court or send a letter asking that your petition be withdrawn "without prejudice." This means that if you change your mind again, and wish to re-file at a later date, you can raise the same allegations again in a new petition. You can always come back to court if a new incident occurs. If you withdraw your petition, it will be dismissed, and the temporary order of protection will be vacated (no longer in effect).
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What if I decide not to pursue a order of protection?

You may change your mind once you have started the case. If you decide not to pursue the order of protection, you may wish to come back to court or send a letter asking that your petition be withdrawn "without prejudice." This means that if you change your mind again, and wish to re-file at a later date, you can raise the same allegations again in a new petition. You can always come back to court if a new incident occurs. If you withdraw your petition, it will be dismissed and the temporary order of protection will be vacated (no longer in effect).
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What if the respondent has not been served?

You should come back to court even if you have not been able to serve the respondent. Tell the Judge the efforts you made to serve the respondent. If the police attempted service, note the date and times, precinct number, and officers' names who attempted service. Try to get a statement from the police showing their attempts to serve the Respondent. If someone other than police attempted service, write down the dates, times, and places that service was attempted. When you return to court, the Judge may give you more time to try to serve the papers on the Respondent. You can ask the Judge for other ways to serve the respondent, such as service by certified mail. You can also ask the court to issue a warrant if you cannot find the respondent or if he is avoiding service.

What if I don't know where the respondent lives?

The respondent may be served anywhere. As long as you can arrange for the respondent to be personally served with the court papers, it will not matter if you don't know where the respondent lives.

How do I serve the petition and temporary of protection?

The summons with notice, petition for an order of protection and temporary order of protection must be personally served (handed to) the respondent. Any person over eighteen years old, except you, may serve these papers. The police, a friend or relative can serve the papers. You can also hire a process server. You (the petitioner) may never serve the papers yourself. Papers for an order of protection may be served any day of the week at any time of the day or night. If the temporary order of protection is not properly served, it is not enforceable.

Service by police:
There are two ways to have the police serve the papers. You can take the papers to the police yourself, or the Court can send them to the police.

Service by relative, friend, or process server:
If a friend or relative gives the papers to the respondent, this person must complete an "Affidavit of Service" and have it notarized. You must bring this with you when you return to court, or the case will be postponed or dismissed. You may also bring the person who served the papers with you to court.

Where do I get a temporary order of protection?

After you have seen the Judge or Court Attorney Referee, you must wait to pick up your papers in a designated waiting area. You will receive your copies of the temporary order of protection, if one has been issued. You will also receive a summons and copy of the petition for the respondent, if you are arranging service on the respondent.

What do I say to the judge?

The Judge may ask you questions about what you said in the petition. The Judge will decide whether to issue a temporary order based on your petition and answers to the questions. Even if the Judge does not issue the temporary order of protection, you may get one later. If you can't afford a lawyer, you can ask the Judge to appoint one for you.

The Judge will ask you how you want to serve the papers. (The different options are listed below.) The court may issue a warrant directing that the respondent be brought immediately before the Family Court. Warrants are issued under special circumstances, such as when your safety or the safety of your child is at risk.
 

When will I see the judge?

After you file your petition with the Family Court Clerk’s office and your petition is processed, you will be seen by a Judge or, in some counties, by a Court Attorney Referee.

Can I ask for custody or visitation with my children?

Custody: You can ask the court to order that the respondent not interfere with custody of your children as part of the order of protection. However, you must also file a separate petition for custody in Family Court.

Visitation: The court may order visitation for either parent as part of the order of protection. The court can specify times for the visits and safe places to exchange the child, such as a police precinct or friend's home. If necessary, the court can order supervised visits. You must also file a custody petition to secure permanent visitation rights.

What's the difference between a temporary and a final order of protection?

A temporary order of protection is issued on the day you file for an order of protection before the respondent is served with the papers. If a final order of protection is issued, this occurs at the end of the case after the Judge finds that a family offense was committed or the respondent agrees. A final order lasts for two or five years. A final order of protection can also include:

  • Restitution: If the respondent damaged any of your property (e.g. car, windows, furniture), the court can order the respondent to pay damages ("restitution") up to $10,000. You will have to prove the value of what was damaged.
  • Medical expenses: The court can order the respondent to pay for any medical expenses arising from the abuse.
  • Participation in a Program: The court can order the respondent to participate in services, such as a batterer's education program, or make referrals for drug or alcohol counseling.

What can I ask for in my petition?

Most temporary orders of protection say that the respondent must not assault, menace, or harass you, but you can ask for additional terms. You must tell the petition clerk specifically what you would like the Judge to order. Some of these things may be in the temporary order and some may be in the final order. You can ask for:

  • Stay away: The court can order the respondent to stay away from you, your home, your job, your children, your children's school or any other place or person the court finds necessary.
  • Refrain from certain acts: The court can order the respondent to stop abusing or threatening to abuse you or your children. The order can be specific, such as, ordering the respondent to stop calling you at work.
  • Collect your belongings: If you do not want to return home, you can ask the court to allow you to enter your home with the police to collect your personal belongings at a certain date and time.
  • Exclude the respondent from the home: If the respondent is dangerous to you or your children, you can ask the court to order the respondent out of the home ("excluded") while the order of protection is in effect. It does not matter that the home is not in your name.
  • Temporary child support and/or child custody: The court can award temporary child custody and or temporary child support. However, you must also file a separate petition for custody and/or child support. The child support case would then be heard by a Support Magistrate.
  • Revoke or suspend firearms: The court can revoke or suspend respondent's license to carry firearms or order surrender of any or all firearms owned or possessed by respondent.
  • Five year order: Most Family Court orders of protection are for two years. You can get a five year order of protection if there are "aggravating circumstances", or if the court finds there was a violation of an order of protection. Aggravating circumstances exist where there is physical injury, the respondent used a weapon or other dangerous instrument against you, there is a history of repeated violations of prior orders of protection, the respondent has been convicted of crimes committed against you in the past, there is exposure of any family or household member to physical injury, or other behaviors that pose a danger to you, your family or other household members.

What should I put on my petition?

Write down as many details as possible. In order to obtain an order of protection you must state that a “family offense” occurred. Many actions are family offenses, such as when a person verbally, physically, emotionally, or sexually abuses you, or threatens to hurt you. Describe when each incident occurred, where it occurred, what happened, whether you were injured (bruises, cuts), and whether weapons were used. It is best to include the most recent incident, the first incident and the worst incident. If there was verbal abuse, tell the clerk the exact words the respondent used. Tell the clerk if there is criminal court involvement and if there were earlier orders of protection. Before you sign the petition, read it carefully and tell the petition clerk if anything important has been left out. Make sure the petition is accurate and fully states what you want to tell the Judge.

Who can file a petition in Family Court?

You can file a petition in Family Court for an order of protection if

  • you are related to the respondent by blood or marriage;
  • you are or were legally married to the respondent;
  • you have a child with the respondent; or
  • you are or were in an intimate relationship with the respondent.

You may file for yourself or on behalf of your child, if appropriate.

If you need an order of protection against someone other than those listed above, you can only get one through Criminal Court. To get a criminal court order of protection, the police must arrest the person.

Factors the court may consider in determining whether a relationship is an "intimate relationship" include but are not limited to: the nature or type of relationship, regardless of whether the relationship is sexual in nature; the frequency of interaction between the persons; and the duration of the relationship. Neither a casual acquaintance nor ordinary fraternization between two individuals in business or social contexts shall be deemed to constitute an "intimate relationship".

You may proceed for orders of protection in Family or Criminal Court or both. There are no filing fees in Family Court.

What is Mediation?

Contact the Family Court in your county to find out if your county provides a free, voluntary service where the parties meet with a trained mediator to discuss and resolve custody and visitation issues. If the parties reach an agreement, they sign a memorandum of understanding which is filed with the Court with a petition. The Court will then issue a custody/visitation order based on the parties’ agreement without the need to appear in Court.

Can a Custody or Visitation Order Be Changed?

Either party may file a petition to have a custody or visitation order modified (changed). The party seeking to have the order modified must prove that there has been a change of circumstances such that there is a “real need” to change the order since the original order was issued. The court holds a hearing to determine if a change is in the child's best interests.

Must the Parties Have Lawyers to Represent Them?

The parties to custody and visitation matters may represent themselves or hire lawyers. In some cases, when a party cannot afford to hire a lawyer, the judge may appoint a lawyer at no cost. The judge may also appoint a lawyer to represent the child; this lawyer is called the "law guardian".

What Is an Order of Visitation?

A parent seeking to visit with a child may file a petition in Family Court against the person or persons who have custody of the child. Custody and visitation matters are often heard together within the same hearing, but a visitation petition may also be filed as a separate matter. Other family members, such as grandparents or siblings, may also file a petition seeking an order of visitation. The court will order visitation if it is in the child's best interests and if there is an existing relationship with the child.

What Happens at the Hearing?

If the opposing party is properly served with the petition and does not appear in court, the Judge will conduct a special kind of trial called an inquest, in which only the petitioner testifies.

If the parties agree about custody of the child, the judge will allow the parties to place the terms of an agreement on the record in open court and enter an order of custody on consent, without the need for a formal hearing. If the parties cannot reach an agreement about custody, the court will hold a hearing, taking testimony from both sides, and may appoint a lawyer to represent the child. The court may order an investigation and report from a social services agency or mental health professional. In some cases, the Judge may conduct a confidential interview with the child. After considering the evidence presented, the court will award custody based upon what is in the child's best interests.

A custody or visitation case may be heard by a Family Court "court attorney-referee", who may hear and decide the case and issue orders.
 

What is a Records Check?

State law requires that the Court conduct a review of data bases containing child protective records, orders of protection, the sex offender registry, and arrest warrants for any person seeking custody. The review is performed by court staff and the Judge will inform the parties and attorneys of the results. The Judge will also determine whether the results of the records search will impact any custody order.
 

Who May File a Petition for an Order of Custody?

A parent, grandparent or a person with a substantial connection or relationship with the child may file a petition in Family Court requesting that the court place the child in his or her custody. A copy of the petition and a summons must be served upon (delivered personally to) each of the opposing parties and an affidavit of service must be filed with the Court. If the child's parents are separated and one parent seeks a custody order, that parent must have the papers served upon the other parent. If a non-parent is seeking custody of the child, then both of the child's parents must be served. In general, the child must have resided in New York State for 6 months or more before a custody petition may be filed.

Forms are available at www.nycourts.gov or at the Family Court Clerk’s office. If you believe the child is in imminent danger, there is a place on the petition to request immediate, temporary relief. In such cases, a Judge reviews the petition and makes a determination of how best to protect the child.

There are no filing fees in Family Court.

What Is an Order of Custody?

An order of custody gives responsibility for the care, control and maintenance of a child to one or both of the child's parents or to another party. The Court may issue an order of custody up until a child’s 18th birthday.

Is a copier available?

Yes, A coin-operated photocopier is available. Copies cost 25 cents a page. The machine accepts nickels, dimes, quarters and one dollar bills.

What is NYCRR?

NYCRR stands for New York Official Compilation of Codes, Rules and Regulations of the State of New York. A multi volume set which the library maintains.

Are court decisions available?

Yes, See: New York Reporters (New York Reports, Appellate Division Reports NY Miscellaneous Reports and the New York Supplement) and Lexis on-line.

Can I borrow materials from the Law Library?

No, the Law Library does not loan materials to individuals, they are only available on site. Photocopier is available in the Law Library. Copies cost 25 cents a page. The machine accepts nickels, dimes, quarters and one dollar bills.

What materials are in the Law Library collection?

The Law Library's holdings number approximately 54,000 items, in a variety of formats including books, journals, microforms, and CD-ROMs. The Law Library collection includes statutes, codes, administrative materials and case law for federal and New York State jurisdictions. The collection also includes legal periodicals, loose-leaf services, digests, treatises, legal reference materials and other sources and finding aids. Records and Briefs from New York State Appellate Courts are available on microfiche. The Law Library provides on-line access to Lexis.

Where is the Law Library located and what are the hours?

Bronx Supreme Court
851 Grand Concourse, RM 214
Bronx, NY 10451
Phone: 718-618-3710
Fax: 212-952-7275
Open to the public 9:30 - 1:00

-and-

Bronx Hall of Justice
265 East 161 Street
Bronx, NY 10461
Phone: 718-618-3192
Fax: 718-618- 3589

6. What are some of the limitations in a judicial race that do not apply to other elective offices?

Key limitations include:

  • Judicial candidates may not personally solicit or accept campaign contributions. All fund-raising must take place through a committee whom the judicial candidate selects.
  • Judicial candidates may not make pledges or promises of how they would decide matters that come before them.
  • Judicial candidates may not endorse any other candidate for elective office, and may not make political contributions.

The Rules and Handbook discuss these and other limitations. You may also wish to check for updates as new campaign ethics opinions are issued from time to time. Candidates may also contact us for an advisory opinion throughout their campaign.

5. Why are judicial campaigns different from campaigns for other elective offices?

As a general matter, judges are not permitted to be involved in political activities. However, for a designated period of time (known as the "window period"), a judge who is running for office may become involved in political activities in a limited way to advance his or her own candidacy.

To help maintain public confidence in the integrity, independence and impartiality of the judiciary, both judges and non-judges who are running for elective judicial office must follow the Rules pertaining to judicial elections (22 NYCRR 100.5).

4. Which judges are elected in New York, and what do they do?

Pursuant to Article VI of the New York State Constitution and applicable law, the judiciary is made up of both elected and appointed judges. Elective judicial offices include: Civil Court; some City Courts (outside of New York City); County Court; District Court; Family Court (outside of New York City); Supreme Court; Surrogate's Court; and the Town and Village Courts.

Download the latest version of The New York State Courts: An Introductory Guide for additional information.

3. Where else might I go to learn more about ethics and/or elections in New York State?

Here are a few additional New York State government resources that may be helpful on matters of ethics and/or elections in the State of New York. Please note that the following entities and websites are entirely independent of the Unified Court System, the Advisory Committee on Judicial Ethics, and the Judicial Campaign Ethics Center.

2. Where should I go with an ethics concern or complaint about someone else's conduct?

The Judicial Campaign Ethics Center's role is educational and advisory in nature; we cannot address or respond to complaints, and are not authorized to respond to hypothetical questions, or to questions about a third party's conduct (i.e., the conduct of any person other than the inquiring candidate him/herself).

You may, however, get a sense of the rules and opinions that govern the conduct of judicial candidates using tools available on our website. The Judicial Campaign Ethics Handbook provides a general overview and introduction to judicial campaign ethics and provides links to many of the opinions cited, and the Advisory Committee's online search engine allows you to search the website directly for additional opinions that may be of interest.

If you would like to file a complaint about a judicial candidate who is currently an attorney, a court employee, or a judge, please visit Bias & Misconduct Complaints for more information.

1. What is the Judicial Campaign Ethics Center?

We provide ethics advice to judicial candidates about their own prospective campaign conduct; provide ethics training for judicial candidates; and inform the public about judicial elections through this website and our annual judicial candidate voter guide for the general election.

We help candidates for judicial office in fulfilling their obligations under the Rules Governing Judicial Conduct (22 NYCRR part 100) and the Opinions of the Advisory Committee on Judicial Ethics, which interpret the Rules.

Through all of these activities, we seek to promote public confidence in judicial elections in the State of New York. For more information, please visit the "Contact Us" page.

What is the benefit of filing electronically instead of by paper?

Filing electronically will ensure the security and confidentiality of the information reported in your statement, because it will not have to be mailed. CourtNet uses a private wide area network protected by sophisticated firewalls, intrusion detection devices and anti-virus software to protect your financial disclosure statements. In addition, once you file electronically once, filing in subsequent years becomes easier, since you have the option of copying previous reporting year information, to save or to amend, without repeating the same information each year.

Can I file my statement electronically on my home computer or laptop?

You must use your CourtNet username and password on your work computer or work-issued laptop to file online. CourtNet is the name of the Unified Court System's computer network and data centers. Your work computer/ or work-issued laptop must be connected to CourtNet through the court's VPN connection (either SSLVPN or Pulse VPN) and it must have the current version of FileMaker. You cannot file online using the Internet. If you need assistance accessing these, please contact your local IT staff for assistance.

24. Where can I find out more information?

  • Visit Supreme Court Web Sites: Even if you do not live in these counties, the web sites in Bronx, Kings, and Queens Counties have helpful answers to Frequently Asked Questions.
  • Check out LawHelpNY.org for information on a wide range of topics tailored to your geographical area.
  • Find a lawyer for a consultation on how the law affects your individual circumstances and to get legal representation.

21. What is the Equitable Distribution Law?

New York's Equitable Distribution Law recognizes marriage as an economic as well as a social partnership. The law requires that a judge divide property as fairly as possible.

The Equitable Distribution Law talks about two types of property for purposes of divorce: marital property and separate property. Marital property will be divided between the two spouses.

Marital Property: all property either spouse bought during the marriage, regardless of whose name is on the property. Pension plans and other retirement plans are considered marital property. The portion of marital property earned during the marriage will be divided by the court.

Separate Property: property a spouse owned before the marriage, or any inheritance or personal injury payments or gifts from someone other than the spouse during the marriage.

To see the factors a court should consider in making an equitable distribution award, see Domestic Relations Law § 236(B)(5)(d).

20. What happens to property after a divorce?

During the divorce both spouses have to tell the judge about their income and any debts they owe. When the court grants a divorce, property will be divided equitably (though not always equally) between the spouses.

13. The UCS ADR Office has approved my course, but another trainer will be presenting it next time. Do I have to reapply for course approval?

Yes. The UCS ADR Office approves courses conducted by trainers who have specifically applied for approval in connection with the course.  If your course has been approved but another trainer will present it in an upcoming training, you must resubmit the agenda and the application with the new trainer’s information and include the new trainer’s resume. If a non-approved trainer presents the course, the course will not qualify as Part 146-approved.

19. How does a court calculate child support?

First, the court determines each parent's net income. Net income is gross income minus certain deductions, such as FICA, NYC income tax, Yonkers income tax, spousal support and child support paid for other child(ren). Second, the court adds the parents' net income together and multiplies that number by a percentage, depending on how many children they have:

  • 17% for one child
  • 25% for two children
  • 29% for three children
  • 31% for four children
  • no less than 35% for five or more children

That amount is then divided based on the proportion of each parent's net income to the combined parental net income.

In addition to the basic child support obligation, a spouse may also be required to pay for child care expenses, educational expenses and medical expenses.

How to Calculate Child Support

12. My course has been approved, what’s next?

The UCS ADR Office asks that all trainers offering Part 146 Approved Courses during their five-year approval period notify us of upcoming trainings. If the UCS ADR Office has approved your course in the last five years and it will be taught by the same trainer(s) simply send an email to [email protected] listing the name of the course and the location and date(s) of the upcoming training and include any updates we may have requested in the initial approval letter. Upon receiving notification, the UCS ADR Office will post your Part 146 approved training on our Upcoming Trainings page.

18. What is child support?

New York law says that children are entitled to share in the income and standard of living of both parents. Child support is the money that the non-custodial parent pays to the custodial parent if the child is under 21. Child support is based on a strict formula. See the Child Support Standards Chart.

Child support may be awarded by the Supreme Court as part of a divorce, or in Family Court as part of a child support proceeding.

17. How will a judge decide custody?

When determining custody and visitation, a judge will consider what is in the best interests of the child(ren). Some factors a judge may consider include:

  • who has been the child's primary caretaker
  • the quality of each parent's home environment
  • how "fit" the judge thinks each parent is (stable home and lifestyle, good judgment, has a job, good mental and physical health)
  • which parent the child is living with now, and for how long
  • each parent's ability to provide emotional and intellectual support for the child
  • which parent allows the other parent into the child's life (does not try to cut out the other parent)
  • if the child is old enough, which parent the child wants to live with
  • whether your child would be separated from any siblings
  • whether either parent has been abusive

A judge must consider whether there has been domestic violence.

For more detailed answers to frequently asked questions on custody, visit CourtHelp.

16. What is the difference between legal custody and physical custody?

Custody has two parts: legal and physical.

Legal custody: the right to make major decisions about your child. This includes where your child goes to school, what kind of religious training a child receives, whether your child gets surgery.

Physical custody: who the child lives with on a day-to-day basis. A parent with primary physical custody is sometimes called the "custodial parent" or the child's "primary caretaker."

15. What is custody?

Custody is a parent's legal right to control his or her child's upbringing. It may also be referred to as parenting. A parent who does not have custody will still likely be entitled to visitation, also known as spending time with the child(ren). Both parents have a legal right to ask for custody and visitation in a divorce proceeding.

09. The course I am offering is to take place in less than 60 days. May I still apply to have my course approved?

Yes. Please submit your application and all required materials as soon as possible. Once the UCS ADR Office has received a complete application package, we will work with you to review and process applications as quickly and efficiently as possible.

If you have completed an application and received email notification that your application is being considered for approval, you may advertise that your training course is pending approval under Part 146 by the New York State Unified Court System's Office of ADR Programs.

Attendees may still apply to serve on local court rosters while course approval is pending. Please see the Part 146 FAQ's for mediators above.

14. What types of cases that are related to divorce can be heard in Family Court?

Although you cannot get a divorce in Family Court, Family Court judges hear cases involving child abuse and neglect (child protection), adoption, child custody and visitation, support, domestic violence, guardianship, juvenile delinquency, paternity, and persons in need of supervision (PINS).

In New York State, a married person may file a petition in the Family Court seeking spousal support from their husband or wife. A divorced person cannot seek a new order of spousal support in Family Court — that would need to be done in Supreme Court. However, a divorced person can ask the Family Court to modify (change) an already existing order of support.

If parents are already involved in a divorce case in Supreme Court, a request for child support should be made in the Supreme Court so that all the issues can be heard together.

13. How do I get certified copies of my divorce papers?

Copies of divorce judgments or other written orders in divorce cases can be obtained from the County Clerk, however, there is a fee for a "certified" copy. Copies of documents (other than the Judgment of Divorce itself) can only be obtained by one of the parties or an attorney who is representing one of the parties. Divorce records are not open to public inspection.

If you know you were divorced in New York some time ago, but cannot remember in which county, contact the County Clerk of the county where you were living at the time of the divorce, or try the County Clerks of neighboring counties. If you are unsuccessful, you can also try getting a divorce certificate from the New York State Department of Health, however, the Department of Health charges a fee for this service.

07. When can I advertise my training program as approved under Part 146?

If you have reviewed the Mediation Training Curriculum Guidelines, completed an application and submitted accompanying materials, and received a written approval from the UCS ADR Office, you may advertise your training program as approved under Part 146.  It is important to clarify to course registrants that this does not guarantee their acceptance on a court roster. 

If you have completed an application and received email notification that your application is being considered for approval, you may advertise that your training course is pending approval under Part 146 by the New York State Unified Court System’s Office of ADR Programs.

03. Does Part 146 approve mediation courses offered online?

Yes. The NYS UCS ADR Office is extending through December 31, 2021, or until further notice, temporary approval of mediation trainings offered online to all 24-Hour Initial and 16-Hour Additional Part 146 approved mediation courses, and to courses that as of May 1, 2020, received a "pending approval" email with some additional requirements. Please see the Part 146 Online Mediation Training Guidelines for more details on what’s required for approved course providers.

The ADR Office will also accept new applications for initial and additional mediation trainings offered online, please see the guidelines for new applicants, section B of the online mediation training guidelines for more information.

02. How can I get my mediation course approved under Part 146?

If you are a mediation trainer or an organization that sponsors mediation training programs, please consult the Mediation Training Curriculum Guidelines. Next, review the steps for mediation trainers and sponsoring organizations to follow to have their courses approved under Part 146. These steps include the online application.

Note: This section covers approval under Part 146, but does not cover approval for CLE purposes. For CLE provider information, visit the Unified Court System's Continuing Legal Education web pages.

01. How does Part 146 affect mediation training providers?

Part 146 requires that the NYS Unified Court System’s ADR Office develop appropriate criteria for the approval of training programs. If you are a mediation trainer or sponsoring organization, and you apply for and receive written approval from the UCS ADR Office, you may advertise that your course is approved under Part 146 of the Rules of the Chief Administrative Judge.

7. I took a course prior to the Part 146 Training Course Application launch date (10-15-2010). May I apply to serve on a local court roster even though the course was not yet approved?

Yes, you may apply to serve on a local court roster provided that the training you took otherwise meets the requirements of Part 146. Please review the local court program's rules to determine your eligibility for placement. Applicants will be evaluated on a case-by-case basis. Final placement on any court roster is in the discretion of the local Administrative Judge.

10. How can I get a divorce using a separation agreement?

A separation agreement is a written contract between a husband and wife that divides all the important aspects of the couple's lives: care and custody of children, money and property, and more. The husband and wife must be living separate and apart for a period of at least one year after signing a separation agreement to use it for a divorce. Because these and many other technical requirements for the contract to be considered a legal separation agreement, it is difficult to get divorced using a separation agreement unless you have a lawyer.

Collaborative lawyers or divorce mediators may also be able to help.

6. What type of mediation experience do I need to serve on a court roster?

To serve on court rosters, mediators must have recent experience mediating actual cases in the subject area of the types of cases referred to them. See §146.4. It is up to the local Administrative Judge to decide what constitutes recent experience mediating actual cases in his or her particular program or district. Local Administrative Judges may be guided by the UCS ADR Office's Guidelines for Recent Experience Mediating Actual Cases. Please note that a mixture of observation, co-mediation, and participation in an apprenticeship program is often preferred.

09. What is a Statement of Net Worth?

A Statement of Net Worth is a form required by the court where you list all of your financial information in detail — income, expenses, assets, property and debts. It is a sworn statement that must be signed in front of a notary public before it is submitted.

5. How do I join a court roster as a mediator?

Court-based mediation rosters generally require a combination of mediation training and experience. Some court rosters may also require subject matter expertise.  Please note that acceptance on certain rosters may also depend on the court’s need for mediators at any given time.  Final placement on any court roster is in the discretion of the local Administrative Judge. 

You may use the Application to Mediate for New York State Trial Courts to apply.

08. What is the difference between a Contested and an Uncontested Divorce?

UNCONTESTED: Your divorce will be uncontested if both you and your spouse:

  • Want to get a divorce
  • Agree about what will happen with your children, your finances, your property after the divorce

If your divorce is uncontested, and you and your spouse have reached agreement on all financial and parenting issues, you may use the Court's free Uncontested Divorce Forms. You can also use the DIY (Do-It-Yourself) Uncontested Divorce Program if you are filing for an uncontested divorce, your marriage has been over for at least six months, there are no children under 21, and all marital property issues, including debt, have been settled.

If you have not reached agreement, and you think you and your spouse could come to an agreement with some help, you might want to consider divorce mediation or collaborative family law.

CONTESTED: Your divorce will be contested if either you or your spouse:

  • Do not want to get a divorce
  • Disagree about the grounds (legal reasons) for the divorce
  • Disagree about what will happen with your children, your finances, your property after the divorce

Because the judge will require detailed information to decide the issues you disagree about, your contested divorce will require you and your spouse to go to the Supreme Court numerous times. If your divorce will be contested, you should seriously consider finding a lawyer to represent you.

You might want to consider divorce mediation or collaborative family law.

07. To start a divorce case, what legal requirements do I need to meet?

(1) Residency: see page 2 of the Uncontested Divorce Forms Packet Instructions.

(2) Grounds: You need to have grounds – a legally acceptable reason – to get divorced in New York. That means that you need to prove one of the grounds listed below:

  • Cruel and Inhuman treatment
  • Abandonment
  • Confinement in prison for 3 or more consecutive years
  • Adultery
  • Living separate and apart pursuant to a separation judgment or decree
  • Living separate and apart pursuant to a separation agreement
  • Irretrievable breakdown in the relationship for a period of at least 6 months (for divorce proceedings started on/after October 12, 2010)

For more details on grounds, see pages 3-5 of the Uncontested Divorce Forms Packet Instructions.

3. How can I check if a course is approved under Part 146?

Once courses have been approved, the ADR Office posts the names of approved courses and sponsoring organizations/trainers with relevant contact information. Please see the approved course list.

Please Note: The ADR Office approves courses conducted by trainers who have specifically applied for approval in connection with the course. If a non-approved trainer presents the course, the course will not qualify as Part 146-approved. Please be sure to check the approved course list to find out if the trainer is approved in connection with the course.

2. What is an Approved Training?

An approved training is a mediation course that

  1. a mediation course provider has submitted to the New York State Unified Court System's ADR Office for approval pursuant to Part 146;
  2. meets the Mediation Training Curriculum Guidelines;
  3. has been reviewed and approved by the ADR Office as meeting the requirements of Part 146.

*Please note: the ADR Office does not approve courses submitted by course attendees.

05. Do I need a lawyer to get divorced?

Because divorce law can be complicated, you should meet with a lawyer — even if you think your divorce will be uncontested. If you and your spouse have resolved all financial and parenting issues, and you do not have a lawyer, you can use the free Uncontested Divorce Forms. You must first read the Uncontested Divorce Forms Packet Instructions before trying to complete the process on your own. You can also use the DIY (Do-It-Yourself) Uncontested Divorce Program if you are filing for an uncontested divorce, your marriage has been over for at least six months, there are no children under 21, and all marital property issues, including debt, have been settled.

If you have parenting or financial issues to work out, you may want to consider alternative dispute resolution (ADR) processes like divorce mediation or collaborative family law. These out-of-court processes often save time and money, reduce stress, and even improve relationships between parents and their children after divorce. ADR may not be appropriate in cases involving domestic violence, child abuse, or where one spouse cannot locate the other.

06. What if I cannot locate my spouse?

New York state law requires that the defendant in a divorce action be personally served with the Summons with Notice or Summons and Verified Complaint. To have your spouse served in any other way, you must get permission from the court. You can apply for such permission by filing an application for alternate service with the Supreme Court Clerk's Office in the county where you filed your divorce case.

1. What are the qualifications for mediators under Part 146?

To apply to serve on court rosters, mediators must have successfully completed at least 40 hours of approved training as follows: (Note: The 40 hours may be offered together as one complete program, e.g. 40 hour divorce mediation training.)

  1. At least 24 hours of training in basic mediation skills and techniques; and
  2. At least 16 hours of additional training in the specific mediation techniques pertaining to the subject area of the types of cases referred to them

* Mediators must also have recent experience mediating actual cases in the subject area of the types of cases referred to them.

04. How do I start a divorce case?

You will need to buy an Index Number at the County Clerk's Office and file a Summons with Notice or a Summons and Verified Complaint (which has the reasons for the divorce). Next, you will need to have another person over the age of 18 who is not a party to the action serve your spouse with the papers. For more information on filing fees, completing and serving papers, placing your case on the court's calendar, and other procedures, please carefully follow the Uncontested Divorce Forms Packet Instructions. You can also use the DIY (Do-It-Yourself) Uncontested Divorce Program if you are filing for an uncontested divorce, your marriage has been over for at least six months, there are no children under 21, and all marital property issues, including debt, have been settled.

03. What is an annulment?

Unlike a divorce that ends a valid marriage, an annulment establishes that the marriage is not legally valid, and the grounds for annulment are different from a divorce. To get an annulment, you will need to prove ONE of the following:

  • Bigamy: one of the parties was still married to someone else at the time of the second marriage.
  • Either spouse was incurably unable to have sexual intercourse at the time of the marriage.
  • After marriage, either spouse becomes incurably insane for five (5) years or more. The Court may require the sane spouse to support the Marriage between persons under 18, if the spouse under 18 wants the annulment. The annulment will not be granted if the person under 18 freely cohabited (had sexual relations) with the other spouse after turning 18.
  • Spouse is unable to understand the nature, effect and consequences of marriage because of mental incapacity.
  • Spouse agreed to marry as a result of force or duress by the other.
  • Fraud (most common ground): the consent to marry was obtained by fraud that would have deceived an ordinarily prudent person and was material to obtaining the other party's consent. The fraud must go to the essence of the marriage contract. Concealment of a material fact may constitute fraud. Sexual intercourse evidencing forgiveness is an absolute defense.

To learn about religious annulment, you should consult the religious faith that performed the marriage.

Annulment is defined in Domestic Relations Law §140. If you would like an annulment, you should seriously consider speaking to a lawyer. The court does not provide forms for annulment.

02. Where do I go for a divorce?

The Supreme Court of the State of New York is the only court that handles divorce cases, and a Supreme Court judge is the only person who can legally grant a divorce (Use our Court Locator). You should go to the Supreme Court in the county where you or your spouse now live. You cannot get a divorce in Family Court.

Although Family Court cannot give you a divorce, you can go to your local Family Court for help with child support, child custody, child visitation, spousal support (also known as spousal maintenance), and paternity. Visit CourtHelp for more information on choosing the right court for your particular issue.

01. What is a divorce?

Divorce is the final, legal ending of a marriage by court order. If you have a divorce case in court, you may hear lawyers and court staff call it a matrimonial action. The person who starts the divorce is called the plaintiff, and the other spouse is called the defendant.

10. What are the videoconferencing capabilities in the courtroom?

Teams videoconferencing is a built-in feature of the evidence presentation system that is integrated within the courtroom audio/ video system. The courtroom is fixed with multiple cameras that can be customized as needed for the virtual appearance. Typical usage includes, but is not limited to, remote witness testimony, court appearances of inmates, and remote interpreting options for language access. It is standard procedure to always obtain advanced permission from the judge for a video appearance from a remote location.

08. Is a document camera available for use in the courtroom?

Yes. A document camera is provided on the attorney’s lectern. You may capture and display any page as large as 11” X 17”, as well as any physical objects, onto the courtroom monitors using this document camera. You can easily zoom in or zoom out of the viewing area.

The captured images from the touch screen can be annotated on screen, thus enhancing the effectiveness of your presentation.

05. What are attorneys required to bring to the courtroom for evidence presentation?

The court provides an HDMI interface for attorneys to connect their personal devices to the court AV system in order to present digital evidence. HDMI inputs are available at attorneys' tables for transmitting media from external devices such as Windows laptops, MacBooks, tablets, and smartphones to the courtroom monitors. To use the HDMI interface, your device must support HDMI. If your device has an HDMI-compatible video port, you will be able to project your device’s display to the courtroom monitors, regardless of manufacturer or operating system in use.

It is strongly recommended that you verify your device’s compatibility and bring your own HDMI adapter cable if your device has USB-C or Lightning outputs. The courtroom may have a courtesy adapter, but that is not guaranteed.

Please note that the use of USB flash drives or DVDs to display evidence on a court PC is discouraged due to security and privacy concerns. It’s preferred to connect your personal device(s) to the court AV system.

03. What are the audio enhancements in the courtroom?

An updated sound reinforcement system has been installed in the courtroom. It consists of microphones, an audio mixer, an amplifier, and loudspeakers. One of the most common audio problems is that people speak away from the microphones. Therefore, we ask you and your clients to speak directly into the gooseneck microphones.

02. What are the charging options available for attorneys?

For your convenience, there is a power-charging station which provides standard 110AC outlets and USB charging ports on the podium and counsel tables. You may charge your laptops, tablets or smartphones. However, you should bring your own charging cable.

01. Is internet access available within the courtroom?

A dedicated Wi-Fi Access Point has been installed in the courtrooms. Attorneys and members of the public can access free Internet service from their laptops, tablets or smartphones. However, please follow court rules on the usage of electronic devices during court proceedings.

Look for the SSID “Public_Access“ in your Wi-Fi settings to connect.

What happens after I successfully complete the Court Officers Academy?

Upon successful completion of the 4 months basic law enforcement training, recruits are certified by the New York State Division of Criminal Justice Services, Office of Public Safety, as Peace Officers of the State of New York. Recruits deploy to their assigned court locations after graduating. After successful completion of a two-year traineeship, court officers automatically promote to Judicial Grade 19 (JG-19).

Court officers have an opportunity to be assigned to specialized units such as the Special Response Team (SRT), Mobile Security Patrol (MSP) and Command Center Operations.

In addition to the opportunity to participate in specialized assignments, court officers can advance their careers through promotion to higher ranked positions within the Court Officer Title Series:

  • Court Officer-Sergeant (promotional exam)
  • Court Officer-Lieutenant (promotional exam)
  • Court Officer-Captain
  • Court Officer-Major
  • Assistant Chief Court Officer
  • Deputy Chief Court Officer
  • Chief Court Officer

Promotional opportunities are also available in the Court Officers Academy, Applicant Verification & Compliance Unit and the Department of Public Safety.

Visit Career in Court Security for more information.

Court Officers also have the opportunity to take additional NYS Courts promotional exams such as the Court Clerk/Senior Court Clerk exams. Visit Careers in the Courts: Court/Senior Court Clerk Title Series for more information.

What will I be expected to do in the Court Officers Academy?

Please refer to the screening Process and Standards for Phase IV

Court Officers Academy

Recruits will participate in daily physical fitness routines and are regularly assessed and tested. Upon graduation, recruits are certified as peace officers of the State of New York. Court Officers are required to return to the Academy for additional in-service training including firearms training which is conducted at NYS Court System firing ranges located throughout the state.

Training includes but is not limited to:

  • Criminal and Civil Procedure Law
  • Basic firearms
  • Physical training and defensive tactics
  • Arrest procedures
  • Use of deadly force
  • Prisoner escort
  • Baton and pepper spray use
  • Communication skills
  • Conflict resolution
  • Gang/terrorist intelligence
  • Emergency evacuation procedures
  • Fire safety
  • Field training
  • CPS and basic first aid
  • Magnetometer/x-ray procedures
  • Other specialized training

Where is the Court Officers Academy?

Academy Locations - Court Officer Training | NYCOURTS.GOV

Downstate Location
Court Officers Academy
541 St. Johns Place
Brooklyn, NY 11238
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Upstate Location
Court Officers Academy
2500 Pond View
Castleton-On-Hudson, NY 12033
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101 State Farm Place, Suite 100
Malta, NY 12020
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I am currently on active duty in the U.S. Military. Should I accept a conditional appointment?

If you are canvassed for the NYS Court Officer-Trainee position and are currently serving on active duty, you can accept the conditional appointment and defer the screening process. Once you are given a conditional appointment and scheduled for a physical ability test, you can defer the screening process by providing a copy of your military orders along with your deferral request.

I am employed with New York State or New York City. Are my retirement benefits transferrable if I am appointed a NYS Court Officer-Trainee? Are my leave days transferrable?

There are numerous reciprocity agreements in existence. Please contact your agency’s HR specialist. You may transfer your current membership in a Public Retirement System in New York State to the New York State Employee's Retirement System (NYSLRS). Certain eligibility requirements apply. Contact NYSLRS at (866) 805-0990 for more information.

How long will new eligible list be active?

Eligible lists are in existence for four years and may be extended. Consistent with civil service rules, passing candidates will be canvassed in rank order when there is a vacancy to be filled.

What is a conditional appointment?

Conditional appointment, or conditional job offer, is an offer to hire the candidate contingent on successfully passing the additional screening steps (i.e., physical ability, psychological, background evaluation, medical including drug screening).

What work locations are available? How will I find out where I will be assigned to work as a NYS Court Officer-Trainee?

You may select ONE of four regions in New York State where you would be willing to accept an appointment as a NYS Court Officer-Trainee. You may change the selection anytime before your pre-appointment medical exam. Refer to the Judicial District Map for detailed Judicial District/county location information.

The regions are:

  • New York City (All Boroughs)
  • Nassau & Suffolk (10th Judicial District - Long Island)
  • 9th Judicial District (Dutchess, Orange, Putnam, Rockland, and Westchester counties)
  • 3rd to 8th Judicial Districts (All remaining NYS counties except those comprising the 7th Judicial District: NYS Court Officer-Trainees are NOT appointed in Monroe, Wayne, Ontario, Livingston, Yates, Seneca, Cayuga or Steuben counties)

The court system does not pay relocation costs.

How is rank assigned?

Candidates who have identical scores are placed on the eligible list in rank number order. Rank number assignment is system-generated for candidates with identical scores. Note that candidates for NYS Court Officer-Trainee are canvassed in score order. Therefore, candidates having identical scores will be canvassed together regardless of rank number.

What information is considered in the background investigation?

Automatic Disqualifications
Candidates with the following background history are automatically disqualified based on the Federal firearms possession prohibition laws [18 U.S.C. 922(g) and (n), 27 CFR 478.32].

  • Have been convicted in any court of a crime punishable by imprisonment for a term exceeding 1 year;
  • Are fugitives from justice;
  • Are unlawful users of or addicted to any controlled substance (as defined by section 102 of the Controlled Substance Act (21 U.S.C. 802));
  • Have been adjudicated as a mental defective or have been committed to a mental institution;
  • Have been discharged from the Armed Forces under dishonorable conditions;
  • Having been a citizen of the United States, have renounced their citizenship;
  • Are subject to a court order that restrains the persons from harassing, stalking, or threatening an intimate partner or child of such intimate partner; or
  • Have been convicted of a misdemeanor crime of domestic violence

For more information please refer to Phase II of Candidate Screening Process and Standards.

What are the minimum qualifications to be hired?

New York State Court Officer-Trainees, at time of appointment to the position, must be:

  • There is no age limit, however you must be at least 20.5 years old.
  • A high school graduate or equivalent
  • A United States Citizen
  • A resident of New York State
  • Valid New York State Driver’s License
  • Legally eligible to purchase and carry firearms

What should I consider when selecting my location preference?

Applicable to Exam 45-815 and 45-843

  1. Consider where you would like to work
  2. Consider which location(s) your score may be reached. Compare your current written test score to scores reached on previous NYS Court Officer-Trainee lists to assist you in determining which location to choose. Refer to the Judicial District Map for detailed Judicial District/county location information.
  3. Exams 45-834 and 45-841 are for Judicial Districts 3-8 however, there are currently no NYS Court Officer-Trainee positions in JD7.

How long will it take to be hired?

The eligible list (passers) is canvassed based upon the needs of the courts. The list is canvassed in score/rank order within the work location/region selected by the candidate. Top scores/lowest ranks are reached first. Candidates reachable on the eligible list are offered a conditional appointment and are invited to the first phase of the screening process. Candidates must meet the minimum qualifications and pass the physical, medical, background and psychological screening process to be appointed to the Court Officers Academy. It may take about six to nine months to complete all phases of the screening process after accepting a conditional appointment. Visit Screening Process & Standards to learn more about each step of the screening process.

Candidates are advised to consider their location preference selection carefully.  Previous NYS Court Officer-Trainee exams, candidates with the following scores in each work location/region were reached for processing over the life of the list.  This information is for informational purposes only and does not reflect future hiring practices. Refer to the Judicial District Map for detailed Judicial District/county location information.

NYC (All Boroughs)
Scores 80 and above

9th JUDICIAL DISTRICT
Scores of 80 and above

NASSAU & SUFFOLK (10th Judicial District)
Scores 80 or above

JUDICIAL DISTRICTS 3 - 8 (All Counties in JD3-JD8 - Judicial District Map)
Scores 70 and above

What is canvassing? Location Preference and Availability Inquiry?

Candidates select a location preference to identify locations where they would be willing to work. Refer to the Judicial District Map for detailed Judicial District/county location information.

Candidates are contacted via email (canvassed from the eligible list) in rank/score order when positions in their preferred locations become available.

Candidates will be emailed an Availability Inquiry form when reachable on the eligible list in their location preference and will be asked to commit to working in the selected location.

The court system does not pay relocation costs.

I passed the NYS Court Officer-Trainee Exam. What is the next step? What do I do?

  1. MAKE SURE THAT YOUR CONTACT INFORMATION AND WORK LOCATION PREFERENCE IS UP TO DATE. All communication from NYS Courts will be via email. Make sure to add NYS Courts email ([email protected]; [email protected]) to your address book. Check your spam email regularly. Candidates are contacted in rank/score order (top scores/lowest ranks reached first) within a work location region based on the operational needs of the courts.
  2. NYS Courts will email you for additional information (e.g., canvassing email for interest in employment; conditional employment offer before screening; location preference update; discrepancies in records).
  3. If your score/rank is reached during the life of the eligible list, you will be contacted via email to begin the screening process, the Physical Ability Test.
  4. Visit Screening Process & Standards to learn more about each step of the screening process.
  • Phase I: Physical Ability Test, Fingerprints
  • Phase II: Written Psychological Tests, Background Investigation
  • Phase III: Psychological Interview, Evaluation Board
  • Phase IV: Pre-Appointment Medical Exam
  • Hired: Appointment to the Court Officers Academy

I am a veteran or currently serving on active duty in the U.S. Military and wish to add Veteran Credits to my examination score. What should I do?

If you wish to be considered for Veteran Credits, you should select “yes” for the application question “If you have served in the Armed Forces, do you claim veteran’s credit.” Print and complete the Veteran Credits Form and follow all instructions on the form carefully. Please note that the Veteran Credits Form and all supporting documentation must be scanned to [email protected] prior to eligible list establishment. Also note that veteran credits can only be applied to passing scores. A summary of who is eligible for veteran credits is available.

I require reasonable accommodations to take the examination. What is the procedure to request them?

You must select “yes” to the application question “Do you require reasonable testing accommodations?”. After you submit your application, you should immediately e-mail us at [email protected] to advise us of the kind of accommodation(s) you are requesting. You must also scan documentation, from a qualified medical or psychological professional, indicating the need for the accommodation(s) with your e-mail. We will review your request and underlying documentation. If approved, you will be notified by e-mail how to enter the accommodation(s) request with Talogy when self-scheduling.

If I pass the examination am I guaranteed a job?

The eligible list is canvassed based upon the needs of the courts. The list is canvassed in score/rank order. There is no guarantee your rank will be reached. Physical, medical, and psychological examinations and evaluations are held to ensure that candidates can satisfactorily perform the duties of this position. Substance abuse screening and an extensive background investigation are conducted as well. For detailed information and requirements, see Candidate Screening Process.

How long will it take to receive my examination results and what is the passing score?

Results are typically e-mailed about six months after the examination period has concluded.

Examination Ratings
Examination final ratings are reported on a scale of 100 with the passing mark set at 70. The passing raw score (number of questions answered correctly) for the examination will be determined at a date following the administration of the examination.

I am experiencing a problem while testing. What should I do?

The vast majority of test takers do not encounter any irregularities at the test site. If you experience a problem during the examination, it is important that you notify site personnel immediately so the issue can be addressed at the site test. You will not be permitted to retest if you notify site or court personnel of an irregularity after taking the examination.

Are non-applicants permitted at the test site?

Non-applicants are prohibited at any test site, except for a parent or legal guardian accompanying an applicant under the age of 18. Non-applicants include children, parents of applicants who are not minors, friends, and pets. No child care or adult care is provided at any test site. Applicants who bring minors or adults requiring supervision will not be allowed to test and will not be rescheduled.

Are there special test site requirements if I will be under 18 years-old on the day of my examination appointment?

Yes. If you will be under 18 years old on the day of your examination appointment, your parent or legal guardian will be required to accompany you to the test site and remain at the test site until you have completed the examination. Only one parent/legal guardian should accompany you. As your parent/legal guardian will need to sign the Minor's Release Form in front of a proctor, your parent/legal guardian will be required to bring government issued photo ID to the test site. While you take the examination, your parent/legal guardian will need to wait outside of the testing room, remain quiet, and will not be permitted to communicate with you.

What should I not bring with me to the test site?

Personal belongings are not permitted in the testing area. This includes, but are not limited to: outerwear, jackets, hoodies, hats, scarves, wallets, bags, purses, Google glasses, watches, smart watches, cell phones, sun glasses, some types of jewelry, pencils, pens, erasers, notebooks, pagers, and umbrellas. Food and drinks, including chewing gum, are not allowed in the testing room. While you may be able to store your belongings at the center, it is recommended that you do not bring valuables to the center. Any testing supplies or material will be provided at the test site. No outside materials, including calculators, are permitted. Use of any test supplies or material without approval from the test center may be considered as cheating and may result in immediate dismissal and disqualification.

Non-applicants are prohibited at any test site, except for a parent or legal guardian accompanying an applicant under the age of 18. Non-applicants include children, parents of applicants who are not minors, friends, and pets. No child care or adult care is provided at any test site. Applicants who bring minors or adults requiring supervision will not be allowed to test and will not be rescheduled.

What should I bring with me to the test site?

You must bring an original NON-EXPIRED U.S. or state government issued photo ID to the test site. It is advisable to bring a copy of your Talogy test center examination scheduling confirmation.

You may, if you wish, wear a face mask. You will be asked to remove your mask for identification purposes prior to entering the test room.

If you will be under 18 years old on the day of your examination, you must bring a parent or guardian to the test site. Print and complete the Minor's Release Form. Your parent or guardian must sign the form in front of a proctor.

What kinds of photo IDs are acceptable to present at the test site?

You must present an original NON-EXPIRED U.S. or state government issued photo ID at the test site. You will not be admitted to a test site without an original NON-EXPIRED U. S. or state government issued photo ID, and you will not be rescheduled. Acceptable photo IDs include a US driver’s license, US passport, US government issued visa, US Military ID, and valid current year high school identification card. Photocopies, photographs, or faxes of the ID are not acceptable. Electronic IDs are not acceptable.

How much time should I plan on being at the test site?

The examination time is three hours and 15 minutes which includes the memory portion of the examination. However, to allot time for check-in and to complete administrative tasks, the test site appointment time shown on your self-scheduling confirmation will be four or more hours.

What conduct is expected of me while at the test site?

You are expected to act professionally and be respectful of other test takers and site personnel. Applicants must abide by all site rules, including being photographed at check-in. Site personnel are empowered to deny admittance to or to remove from the site any applicant who refuses follow site rules and whose behavior, in the opinion of site personnel, is disruptive or disturbing to others. Applicants suspected of cheating or of attempting to steal examination information will also be removed from the site. Applicants removed from the site will be disqualified from the examination and may be prohibited from taking examinations in the future. Criminal and/or civil penalties may also be imposed for applicants who are removed from a site.

How much time is permitted during the examination?

The examination time is three hours and 15 minutes which includes the memory portion of the examination. However, to allot time for check-in and to complete administrative tasks, the test site appointment time shown on your self-scheduling confirmation will be four or more hours.

I no longer want to take the examination. What should I do?

If you no longer want to compete in the examination, e-mail the following statement to [email protected]: “I wish to withdraw from NYS Court Officer-Trainee examination 45-843." Include your complete name and 6-digit Application ID Number with your e-mail. Remember that the application processing fees are non-refundable and non-transferable.

Can I reschedule my examination?

Applicants are responsible for rescheduling their test own test appointments. Applicants are permitted, for any reason, to reschedule their examination appointment up to 24 hours before their examination time if seating is available. Applicants cannot reschedule for the same day. Applicants may only reschedule by selecting the “Reschedule” box found on their Talogy appointment confirmation/reminder. If an applicant is within the 24-hour window, self-rescheduling is not permitted.

APPLICANTS CANNOT BE RESCHEDULED WITHIN 24 HOURS OF THEIR EXAMINATION TIME EXCEPT DUE TO A VERIFIABLE TRUE EMERGENCY OR DOCUMENTED HEALTH EVENT OCCURING WITHIN 24 HOURS OF THEIR EXAMINATION TIME.

Applicants who experience an unexpected true emergency (i.e. incapacitating medical emergency, death in the immediate family) within 24 hours of their examination and are unable to attend their examination appointment, must report and scan verifiable documentation for review to [email protected] within three business days of the original examination date. Issues such as routine medical/dental appointments, expired or unacceptable IDs, work/school conflicts, child/adult care difficulties, vacation travel, graduations, weddings, and transportation problems/delays are not grounds for rescheduling.

An applicant who has tested positive for COVID-19 or has met CDC isolation recommendations within 24 hours of the examination appointment, must scan verifiable documentation to [email protected] for review within three business days of the original examination date. An applicant who has tested positive for COVID-19 must also scan verifiable documentation from a medical professional within 3 days of the original examination appointment regarding his or her medical status to take the examination. Routine COVID-19 testing, including testing for travel or event admission, and COVID-19 vaccination appointments are not grounds for rescheduling.

I am experiencing technical issues when I attempt to self-schedule. Is there help available?

Please refer to the Talogy Appointment Scheduling Guide and How to Select Test Center/Date Range for detailed answers about how to schedule your appointment.

Due to heavy scheduling volume, the system may experience slow periods or delays loading the scheduling page. Before contacting Technical Support, please wait 1 to 2 hours and attempt to schedule again. In the event an error message is provided, please email technical support for assistance at: [email protected].

My preferred date/test site is booked? What can I do?

All applicants are responsible for scheduling their own appointments. Self-scheduling is first come, first served; specific dates, times and sites are not guaranteed. However, Talogy continually monitors seating capacity and adjusts seating capacity accordingly during the self-scheduling period. In addition, applicants cancel and/or change sessions throughout the administration of the examination. Therefore, it is recommended that applicants book the best available session and return to the scheduling calendar at a later date for a preferred opening. They may do so by selecting the blue “Reschedule” box found on their Talogy appointment confirmation/reminder. Note that if an applicant accidentally cancels an appointment by selecting "Reschedule," the applicant is responsible for scheduling a new appointment.

Please refer to the Talogy Appointment Scheduling Guide and How to Select Test Center/Date Range for detailed answers about how to schedule your appointment.

Keep in mind that applicants must self-schedule at least 24 hours in advance of the examination time. Applicants are not permitted to cancel their appointments or reschedule within 24 hours of the examination time.

When is the deadline to self-schedule for the examination?

All applicants are responsible for scheduling their own test appointments. Applicants may self-schedule upon receipt of the self-scheduling link throughout the examination testing period, provided seats are available. Self-scheduling is first come, first served; specific dates, times and sites are not guaranteed. It is recommended that applicants self-schedule as soon as possible. All examination appointments must be self-scheduled at least 24 hours in advance of the examination time. Applicants are not permitted to cancel their appointments or reschedule within 24 hours of the examination time.

I did not receive the e-mail containing the examination self-scheduling link during the week of August 18, 2025. What should I do?

Self-scheduling link e-mails will be sent throughout the week of August 18, 2025, so check your inbox regularly for the e-mail. If you have not received the self-scheduling link e-mail by Monday, August 25, 2025, please e-mail Talogy at [email protected] to request a duplicate. Please check your spam/junk mail before making any inquiries regarding receipt of your self-scheduling link. Keep in mind that it is your responsibility to contact Talogy prior to the examination period if you have not received a self-scheduling link.

When will I receive the e-mail with the Talogy self-scheduling link?

Beginning Monday, August 18, 2025 and continuing throughout the week, Talogy e-mails containing the self-scheduling links will be e-mailed to applicants. The e-mails will be sent from [email protected]. Be sure to add [email protected] to your address book to ensure receipt of the self-scheduling link e-mail. If you have not received your self-scheduling link by August 25, 2025, please e-mail Talogy directly at [email protected] to request a duplicate. Please check your spam/junk mail before making any inquiries regarding receipt of your self-scheduling link. Keep in mind that it is your responsibility to contact Talogy prior to the examination period if you have not received a self-scheduling link.

What are the COVID-19 safety protocols and procedures at the test site?

Protocols are SUBJECT TO CHANGE. Applicants will be advised of up to date protocols during self-scheduling. Current COVID-19 safety protocols include, but are not limited to, the following:

There are currently no protocols in effect.

Note that any applicant who refuses to comply with any test site COVID-19 safety protocol will be required to leave the test site and will be disqualified from the examination. The examination application fee remains non-refundable for applicants disqualified from the examination.

Under what conditions due to COVID-19 will I need to reschedule my test date?

An applicant who has tested positive for COVID-19 or has met CDC isolation recommendations within 24 hours of the examination appointment, must scan verifiable documentation to [email protected] for review within three business days of the original examination date. An applicant who has tested positive for COVID-19 must also scan verifiable documentation from a medical professional within 3 days of the original examination appointment regarding his or her medical status to take the examination. Routine COVID-19 testing, including testing for travel or event admission, and COVID-19 vaccination appointments within 24 hours of the examination appointment are not grounds for rescheduling.

The above conditions are subject to change based on CDC advisories.

I did not receive a confirmation e-mail after I filed the on-line application. What should I do?

IF YOU DID NOT RECEIVE AN APPLICATION ID NUMBER AND YOU DID NOT RECEIVE A CONFIRMATION E-MAIL, YOU DID NOT FILE THE APPLICATION. Complete a new application and be sure to select the “Submit Application” tab located at the end of the application.

If you received an Application ID Number at time of filing, indicating that you filed the application, but failed to receive a confirmation e-mail within one hour, there is a problem with sending or receiving e-mails. Please check your junk/spam mail before contacting us about correcting or changing your e-mail address. Be sure to add [email protected] to your address book to ensure receipt of correspondence regarding this examination. Please note that there may be a delay in e-mailing your confirmation e-mail during peak server or browser times.

What are the most common online application filing problems and solutions?

Common application filing problems and simple solutions include: 

Application lost or "goes blank" after clicking submit tab: The application times out after 45 minutes. You will need to begin and file a new application. 

Obsolete or non-compatible computer software: If you are having difficulty filing from your computer, you may wish to try from another computer. 

Filing the application using a mobile device instead of a computer: Not all application fields may be visible and there is a greater chance for typing errors.

Missing required field: All required fields must be completed in the required format including the “Verification” acknowledgment tab located on the final page of the application above the “Submit Application” tab. A red error message at the top of the application will indicate which required field is missing information. Common error messages include "violations" and "dismissals" which refer to the Legal Questions section questions. 

SSN Not Valid message: This message will sometimes appear if you go back to page one of the application to change or correct an item. You must go back to the SSN fields and replace the ********* characters with your SSN before using the "continue" tab.
 
Credit/Debit Card issues: Be sure to input the correct billing address/zip code of the credit/debit card holder. Debit cards requiring a PIN are not accepted. Acceptable cards are Visa, Mastercard and Discover. International cards are not accepted. 

reCaptcha field not functioning: reCaptcha outages are infrequent and typically short-term. You may attempt to re-submit filing before the application times out (45 minutes) or complete a new application at a later time. 

Application ID Number not received: The Application ID Number is your confirmation that the application has been filed. IF YOU DID NOT RECEIVE AN APPLICATION ID NUMBER, YOU DID NOT FILE THE APPLICATION. Complete a new application and be sure to file the application using the “Submit Application” tab located at the end of the application. 

Confirmation E-mail not received: IF YOU DID NOT RECEIVE AN APPLICATION ID NUMBER AND YOU DID NOT RECEIVE A CONFIRMATION E-MAIL, YOU DID NOT FILE THE APPLICATION. Complete a new application and be sure to file the application using the “Submit Application” tab located at the end of the application. If you received a 6-digit Application ID Number at time of filing, but did not a confirmation e-mail within one hour, please check your junk/spam mail before contacting us about correcting or changing your e-mail address. The Application ID Number confirms that you filed the application, but failure to receive a confirmation e-mail indicates a problem with receiving e-mail. Be sure to add [email protected] to your address book to ensure receipt of correspondence regarding this examination. 

Your Application Has Not Been Processed confirmation message: You selected an incorrect option in the Application Fee field. You have likely selected the Unified Court System Employee fee waiver option, and you are not a Unified Court System employee. YOU MUST COMPLETE A NEW APPLICATION and either pay the application fee or select and complete the Public Assistance fee waiver option. Please note that Town and Village Court employees are not eligible for the Unified Court System fee waiver and must pay the application fee. 

Online Application offline: There are times when the application system may be off-line due to temporary maintenance or other technical issue. These outages are generally short-term. Simply try again later. 

Remember to file your application early during the open-filing period and to wait for an Application ID number (confirmation) when you submit the online application.

I am having technical trouble filing the online application. What should I do?

Due to the very large number of applications filed, technical support is limited and confined during regular weekday business hours via e-mail. The on-line application is user-friendly; read the instructions and complete all required fields, including the verification box, before you submit the application. We strongly recommend that you file the application early during the open-filing period so that any technical issues you may encounter can be resolved before filing closes. IF YOU DID NOT RECEIVE AN APPLICATION ID NUMBER (CONFIRMATION), YOUR APPLICATION HAS NOT BEEN FILED.

Are all the examination site locations listed on the application?

No. The drop-down box “Exam Site Preferences” is designed to simply collect applicants’ testing area preferences so we can better plan for and accommodate the very large number of applicants who will apply for the examination. Available testing locations offered when self-scheduling may therefore differ than those included on the drop-down box. Applicants will be permitted to self-schedule their examinations at any available test site, including at test sites outside of the "Exam Site Preference" area selected on the application. Available test sites and test site addresses will be confirmed only when applicants self-schedule.

I am on public assistance or unemployed. Can I have my application fee waived?

If you receive public assistance or are unemployed and head of your household, select the public assistance fee waived option in the Application Fee portion of the application. You must complete the appropriate fields to qualify. Note that persons who are not head of a household, or persons who have sufficient financial means to support a household without employment (i.e. pension, savings, rental income, inheritance, etc.) are not eligible for an application fee waiver. Please note that we are unable to refund application fees to applicants who have paid the application fee but would have otherwise qualify for a fee waiver. (Please note the Governor's 2023 fee waiver does not apply to Judicial Branch examinations).

I missed the application filing period. Can I still submit an application?

No, you cannot submit an application after the filing period has closed. Late applications are strictly prohibited.

If you missed the filing period because you are currently on, or were on, active duty in the U.S. Military, please scan your active duty orders to [email protected] for review. In your e-mail, please let us know when you will be available for testing. Note that once you are separated from active duty, you must advise us within 30 days that you are available for testing.

How much is the non-refundable and non-transferable application filing fee and how do I pay?

A $30.00 non-refundable, non-transferrable application filing fee and 2.99% non-refundable, non-transferable credit/debit card service fee are required using a credit card (Mastercard, Visa or Discover) or reloadable debit card. Debit cards requiring a PIN are not accepted. Foreign (international) credit cards are not accepted. (Please note the Governor's 2023 fee waiver does not apply to Judicial Branch examinations).

How do I file the online application?

Applications must be filed using the online examination application. Paper applications, resumes, cover letters, and UC-5 applications are not accepted. Please read the examination announcement before you file an application. Go to NYS Court Officer-Trainee 45-843 to access the online application. Note that the $30.00 application fee and 2.99% credit/debit card service fee are non-refundable and non-transferrable. IF YOU DID NOT RECEIVE AN APPLICATION ID NUMBER (CONFIRMATION), YOU DID NOT FILE THE APPLICATION.

When must I file the online application?

Applications must be filed on-line during the open-filing period. The open-filing period will begin at 10 A.M. on Wednesday, March 12, 2025 and end on Wednesday, June 11, 2025. Applications can be found at the webpage for the exam: NYS Court Officer-Trainee 45-843. You are encouraged to apply early during the open-filing period.

What benefits do NYS Court Officer-Trainees receive?

NYS Court Officer-Trainees are eligible to participate in the New York State Health Insurance Plan and the New York State Employee’s Retirement System. In addition, NYS Court Officer-Trainees annually earn 20 paid vacation days and 13 paid holidays. By the 7th year, NYS Court Officers earn 27 paid vacation days. In addition, NYS Court Officer-Trainees and NYS Court Officers usually work a regular weekday schedule. Other benefits include paid parental leave, union membership, and pre-tour prep leave time.

What is COCAP?

COCAP (Court Officers Community Affairs Program) is a voluntary program with a goal of providing comfort, safety and support to every child navigating the court experience.

For more information, see our: Brochure | Video

Do I need to take the examination if I passed the NYS Court Officer-Trainee Examination 45-834 administered in Upstate New York from April 2024 to May 2024, but have not been appointed from the eligible list?

It depends. If you are interested in working in Downstate New York, you should take the NYS Court Officer-Trainee 45-843 examination in Fall 2025. However, if you are only interested in working in Upstate New York, you do not have to take examination 45-843 as the eligible list emanating from NYS Court Officer-Trainee 45-834 (Upstate NY Only) will remain active until the eligible list emanating from NYS Court Officer-Trainee 45-841 (Upstate NY Only) is established on or after July 16, 2025.

Do I need to take the examination if I passed the NYS Court Officer-Trainee Examination 45-841 administered in Upstate New York from October 2024 to April 2025, but have not been appointed from the eligible list?

Yes, you need to take the examination again if you passed the NYS Court Officer-Trainee Examination 45-841 administered in 2024-2025 and have not been appointed from the eligible list. The eligible list for NYS Court Officer-Trainee 45-841 will expire and become inactive when the eligible list emanating from the NYS Court Officer-Trainee 45-857 is established in the first half of 2027.

Do I need to take the examination if I passed the NYS Court Officer-Trainee Examination 45-843 administered in Downstate New York in 2025, but have not been appointed from the eligible list?

Yes, you need to take the examination again if you passed the NYS Court Officer-Trainee Examination 45-843 administered in 2025 and have not been appointed from the eligible list. The eligible list for NYS Court Officer-Trainee 45-843 will expire and become inactive when the eligible list emanating from the NYS Court Officer-Trainee 45-857 is established in the first half of 2027.

When do I select locations where I would be willing to accept an appointment as a NYS Court Officer-Trainee?

When self-scheduling, you will complete an Availability Inquiry for appointment. Please note that the Inquiry is not a job offer. You may select ONE of following regions in New York State where you would be willing to accept an appointment as a NYS Court Officer-Trainee. You may change the selection anytime while the resulting eligible is active. The regions are:

  • New York City (All 5 boroughs)
  • 10th Judicial District (Long Island – Nassau and Suffolk counties)
  • 9th Judicial District (Dutchess, Orange, Putnam, Rockland, and Westchester counties)

Can I still take the examination if I currently do not meet the minimum qualifications for appointment to the position?

If you do not meet all the minimum qualifications for appointment to the position, you may still take the examination. It typically takes about six months after the conclusion of the examination period to establish an eligible list, and an eligible list may remain active an additional four or more years. Therefore, some applicants may meet all the minimum qualifications for appointment prior to the eligible list expiring.

What is COCAP?

COCAP (Court Officers Community Affairs Program) is a voluntary program with a goal of providing comfort, safety and support to every child navigating the court experience.

For more information, see our: Brochure | Video

Is there an age restriction to take the examination?

While there is no age restriction to take the examination, keep in mind that a candidate must be at least 20.5 years old at time of appointment to the position. It typically takes about six months after the conclusion of the examination period to establish an eligible list, and an eligible list may remain active an additional four or more years.

What are the minimum qualifications for appointment to the position?

New York State Court Officer-Trainees, at time of appointment (hiring) to the position, must be:

  • At least 20.5 years old
  • A high school graduate or equivalent
  • A United States Citizen
  • A resident of New York State
  • Valid New York State Driver’s License
  • Legally eligible to purchase and carry firearms

The COVID-19 vaccination requirement has been removed as a minimum qualification for appointment.

All of the above minimum qualifications must be met by the time of hiring to the position, not at the time of examination. The Office of Court Administration reserves the right to change the minimum qualifications for appointment at any time.

Where will the NYS Court Officer-Trainee examination be held?

The examination will be held at sites throughout Downstate New York State (and in some neighboring states) at Talogy Test Centers. Information regarding specific test sites (e.g., names and addresses of test centers) will be available to applicants when they schedule their exam appointments.


Remote and on-line testing will not be offered. This examination will not be held in Upstate New York (Judicial Districts 3rd to 8th).

What is the starting salary of a NYS Court Officer-Trainee?

New York State Court Officer-Trainees enter the academy at Judicial Grade 16. Effective April 1, 2025, the Judicial Grade 16 starting salary will be $58,100. There will be an additional $4,920 in location pay for those working in NYC, Nassau, Suffolk, Westchester & Rockland, and an additional $2,460 in location pay for those working in Orange, Dutchess & Putnam. New York State Court Officer-Trainees are eligible for an annual Uniform & Equipment Allowance of $1,660 and an annual Security and Law Enforcement Differential (SLED) of $875.

Upon successful completion of a two-year traineeship, New York State Court Officer-Trainees are promoted to New York State Court Officer at Judicial Grade 19. Effective April 1, 2025, the Judicial Grade 19 starting salary will be $68,593.

Is this examination just for "Downstate" NYS Court Officer-Trainee positions?

Yes. You should apply for this examination only if you are interested in working in Downstate New York, which includes New York City, the 9th Judicial District (Dutchess, Orange, Putnam, Rockland, and Westchester Counties), and Long Island (Nassau and Suffolk Counties). Hiring from the resulting eligible list will be for these Downstate New York regions only.

What is the 1 in 3 Rule?

To be reachable, candidate must be in the top three (based on exam score) of those willing to accept the appointment to a position in a specific work location.

What is the hiring process for competitive titles? If I take a civil service exam, will I also have to be interviewed?

Step 1: Candidates who pass a competitive exam and meet the minimum qualifications of the position are placed on an eligible list based on their final test performance score in rank order. Final test performance scores are adjusted by applicable veterans and/or seniority credits.

Step 2: Eligible candidates are contacted for an interview (or further processing for the Court Officer-Trainee title) in rank order when their preferred work locations become available.

Step 3: Interview selection process for competitive examinations follows Rules of the Chief Judge Part 25 allowing a panel of court managers to appoint one of the top three scoring candidates form the Eligible List.

How are candidates rated during the interview?

Interview panel members use standardized rating scales to rate candidates' responses to the interview questions on multiple job-related dimensions and candidates' overall qualifications for the position. Panel members then review individual ratings and provide a consensus rating for each candidate. The panel ratings are reviewed by the appointing authority.

What questions will I be asked during the interview?

Resume/Job Experience: Interviewees are asked to review their education and job experience as it relates to the position.

Behavioral Interview Questions: Behavioral interview questions require interviewees to discuss past experiences and how they behaved and reacted to those experiences.

Example: Describe a time you had to make a critical decision at work. What was the issue? How did you arrive at your decision?

Example: Describe a time when you disagreed with your supervisor's decision? Why? How did you react?

Situational Interview Questions: Situational interview questions require interviewees to explain and provide examples of how they would handle or react to job-related situations or issues.

Example: A court user complained about the quality of service provided by your team. What would you tell the court user? How would you resolve the situation?

Example: You have competing deadlines to complete two important projects for work. You are not able to meet the two deadlines. How would you handle the situation?

What are interview panels?

Interviews are conducted by a panel of interviewers from the courts. The interview panel consists of 3 to 5 diverse members of the court community with expertise in the field and in-depth knowledge of the position and job role. The interview panels are reviewed and approved by the appointing authority.

5-Member Formal Panels - Formal panels are used to interview for titles JG-25 or above or for positions with significant supervisory responsibilities.

3-Member Informal Panels - Informal panels are used to interview for title JG-24 or below.

What to expect at an interview?

Interviews are conducted by an interview panel. During the interview, panel members ask the interviewee to review his/her resume and to respond to a series of job-related behavioral and situational interview questions using standardized structured interview forms and ratings. Panel members rate candidates on their responses to the questions and then agree on a consensus rating for each candidate.

How do I get selected for an interview?

Minimum qualifications, specific job requirements and application deadlines are listed on the job postings (see Current Opportunities for job openings). A panel reviews resumes and selects candidates with job-related experience to interview. Candidates selected to be interviewed will be notified via email or telephone. (For tips on creating effective resumes and cover letters see Resume Tips and Best Practices).

What is the process for hiring and promotions?

  1. Hiring is approved for a vacated position or newly created job.
  2. Job description, responsibilities and minimum requirements are developed for the job posting (see Sample Job Posting).
  3. Job is posted on Careers website (Current Opportunities) with application information including application deadline.
  4. Resumes are collected.
  5. Interview panel is assembled.
  6. Resumes are reviewed for minimum qualifications.
  7. Best qualified candidates are selected by the interview panel for a job interview.
  8. Candidates are scheduled for interviews.
  9. Candidates are interviewed by the interview panel using structured interview questions and ratings.
  10. Interview panel selects top rated candidate for the position.
  11. Candidates are notified.

Which positions require interviews?

Non-Competitive Positions: Hiring for non-competitive positions is based on job qualifications assessed through the interview process.

Competitive Positions: Hiring for competitive positions is through the civil service examination process. Eligible candidates who pass the examination are interviewed for the competitive position (see Competitive Positions – Hiring, 1 in 3 Rule).

I am a veteran or currently serving on active duty in the U.S. Military and wish to add Veteran Credits to my examination score. What should I do?

If you wish to be considered for Veteran Credits, you should select “yes” for the application question “If you have served in the Armed Forces, do you claim veteran’s credit.” Print and complete the Veteran Credits Form and follow all instructions on the form carefully. Please note that the Veteran Credits Form and all supporting documentation must be scanned to [email protected] prior to eligible list establishment. Also note that veteran credits can only be applied to passing scores. A summary of who is eligible for veteran credits is available.

 

I am currently on active duty in the U.S. Military and cannot attend any session. What should I do?

Submit the online examination application during the open-filing period if you can. Scan your active duty orders to [email protected]. In your e-mail, please let us know when you believe you will be available for testing. Note that once you are separated from active duty, please advise us within 30 days that you are available for testing. You will be required to submit your DD-214 with your test availability notification.

I require reasonable accommodations to take the examination. What is the procedure to request them?

You must select “yes” to the application question “Do you require reasonable testing accommodations?”. After you submit your application, you should immediately e-mail us at [email protected] to advise us of the kind of accommodation(s) you are requesting. You must also scan documentation, from a qualified medical or psychological professional, indicating the need for the accommodation(s) with your e-mail. We will review your request and underlying documentation. If approved, you will be notified by e-mail how to enter the accommodation(s) request with Talogy when self-scheduling.


 

If I pass the examination am I guaranteed a job?

The eligible list is canvassed based upon the needs of the courts. The list is canvassed in score/rank order. There is no guarantee your rank will be reached. Physical, medical and psychological examinations and evaluations are held to ensure that candidates can satisfactorily perform the duties of this position.  Substance abuse screening and an extensive background investigation are conducted as well. For detailed information and requirements, see Candidate Screening Process.

How long will it take to receive my examination results and what is the passing score?

Results are typically e-mailed about six months after the examination period has concluded.

Examination Ratings
Examination final ratings are reported on a scale of 100 with the passing mark set at 70. The passing raw score (number of questions answered correctly) for the examination will be determined at a date following the administration of the examination.

I am experiencing a problem while testing. What should I do?

The vast majority of test takers do not encounter any irregularities at the test site. If you experience a problem during the examination, it is important that you notify site personnel immediately so the issue can be addressed at the site test. You will not be permitted to retest if you notify site or court personnel of an irregularity after taking the examination.

Are non-applicants permitted at the test site?

Non-applicants are prohibited at any test site, except for a parent or legal guardian accompanying an applicant under the age of 18. Non-applicants include children, parents of applicants who are not minors, friends, and pets. No child care or adult care is provided at any test site. Applicants who bring minors or adults requiring supervision will not be allowed to test and will not be rescheduled.

Are there special test site requirements if I will be under 18 years-old on the day of my examination appointment?

Yes. If you will be under 18 years old on the day of your examination appointment, your parent or legal guardian will be required to accompany you to the test site and remain at the test site until you have completed the examination. Only one parent/legal guardian should accompany you. As your parent/legal guardian will need to sign the Minor's Release Form in front of a proctor, your parent/legal guardian will be required to bring government issued photo ID to the test site. While you take the examination, your parent/legal guardian will need to wait outside of the testing room, remain quiet, and will not be permitted to communicate with you.

What should I not bring with me to the test site?

Personal belongings are not permitted in the testing area. This includes, but are not limited to: outerwear, jackets, hoodies, hats, scarves, wallets, bags, purses, Google glasses, watches, smart watches, cell phones, sun glasses, some types of jewelry, pencils, pens, erasers, notebooks, pagers, and umbrellas. Food and drinks, including chewing gum, are not allowed in the testing room. While you may be able to store your belongings at the center, it is recommended that you do not bring valuables to the center. Any testing supplies or material will be provided at the test site. No outside materials, including calculators, are permitted. Use of any test supplies or material without approval from the test center may be considered as cheating and may result in immediate dismissal and disqualification. 

Non-applicants are prohibited at any test site, except for a parent or legal guardian accompanying an applicant under the age of 18. Non-applicants include children, parents of applicants who are not minors, friends, and pets. No child care or adult care is provided at any test site. Applicants who bring minors or adults requiring supervision will not be allowed to test and will not be rescheduled.

What should I bring with me to the test site?

You must bring an original NON-EXPIRED U.S. or state government issued photo ID to the test site. It is advisable to bring a copy of your Talogy test center examination scheduling confirmation. 

You may, if you wish, wear a face mask. You will be asked to remove your mask for identification purposes prior to entering the test room.

If you will be under 18 years old on the day of your examination, you must bring a parent or guardian to the test site. Print and complete the Minor's Release Form. Your parent or guardian must sign the form in front of a proctor.

What kinds of photo IDs are acceptable to present at the test site?

You must present an original NON-EXPIRED U.S. or state government issued photo ID at the test site. You will not be admitted to a test site without an original NON-EXPIRED U.S. or state government issued photo ID, and you will not be rescheduled. Acceptable photo IDs include a US driver’s license, US passport, US government issued visa, US Military ID, and valid current year high school identification card. Electronic IDs are not acceptable.

How much time should I plan on being at the test site?

The examination time is three hours and 15 minutes which includes the memory portion of the examination. However, to allot time for check-in and to complete administrative tasks, the test site appointment time shown on your self-scheduling confirmation will be four or more hours.

What conduct is expected of me while at the test site?

You are expected to act professionally and be respectful of other test takers and site personnel. Applicants must abide by all site rules, including being photographed at check-in. Site personnel are empowered to deny admittance to or to remove from the site any applicant who refuses follow site rules and whose behavior, in the opinion of site personnel, is disruptive or disturbing to others. Applicants suspected of cheating or of attempting to steal examination information will also be removed from the site. Applicants removed from the site will be disqualified from the examination and may be prohibited from taking examinations in the future. Criminal and/or civil penalties may also be imposed for applicants who are removed from a site.

How much time is permitted during the examination?

The examination time is three hours and 15 minutes which includes the memory portion of the examination. However, to allot time for check-in and to complete administrative tasks, the test site appointment time shown on your self-scheduling confirmation will be four or more hours.

I no longer want to take the examination. What should I do?

If you no longer want to compete in the examination, e-mail the following statement to [email protected]: “I wish to withdraw from NYS Court Officer-Trainee examination 45-857." Include your complete name and 6-digit Application ID Number with your e-mail. 

Remember that the application processing fees are non-refundable and non-transferable.

Can I reschedule my examination?

Applicants are responsible for rescheduling their test own test appointments. Applicants are permitted, for any reason, to reschedule their examination appointment up to 24 hours before their examination time if seating is available. Applicants cannot reschedule for the same day. Applicants may only reschedule by selecting the “Reschedule” box found on their Talogy appointment confirmation/reminder. If an applicant is within the 24-hour window, self-rescheduling is not permitted. 

APPLICANTS CANNOT BE RESCHEDULED WITHIN 24 HOURS OF THEIR EXAMINATION TIME EXCEPT DUE TO A VERIFIABLE TRUE EMERGENCY OR DOCUMENTED HEALTH EVENT OCCURING WITHIN 24 HOURS OF THEIR EXAMINATION TIME. 

Applicants who experience an unexpected true emergency (i.e. incapacitating medical emergency, death in the immediate family) within 24 hours of their examination and are unable to attend their examination appointment, must report and scan verifiable documentation for review to [email protected] within three business days of the original examination date. Issues such as routine medical/dental appointments, expired or unacceptable IDs, work/school conflicts, child/adult care difficulties, vacation travel, graduations, weddings, and transportation problems/delays are not grounds for rescheduling. 

An applicant who has tested positive for COVID-19 or has met CDC isolation recommendations within 24 hours of the examination appointment, must scan verifiable documentation to [email protected] for review within three business days of the original examination date. An applicant who has tested positive for COVID-19 must also scan verifiable documentation from a medical professional within 3 days of the original examination appointment regarding his or her medical status to take the examination. Routine COVID-19 testing, including testing for travel or event admission, and COVID-19 vaccination appointments are not grounds for rescheduling.

I am experiencing technical issues when I attempt to self-schedule. Is there help available?

Please refer to the Talogy Appointment Scheduling Guide and How to Select Test Center/Date Range for detailed answers about how to schedule your appointment. 

Due to heavy scheduling volume, the system may experience slow periods or delays loading the scheduling page. Before contacting Technical Support, please wait 1 to 2 hours and attempt to schedule again. In the event an error message is provided, please email technical support for assistance at: [email protected].

My preferred date/test site is booked? What can I do?

All applicants are responsible for scheduling their own appointments. Self-scheduling is first come, first served; specific dates, times and sites are not guaranteed. However, Talogy continually monitors seating capacity and adjusts seating capacity accordingly during the self-scheduling period. In addition, applicants cancel and/or change sessions throughout the administration of the examination. Therefore, it is recommended that applicants book the best available session and return to the scheduling calendar at a later date for a preferred opening. They may do so by selecting the blue “Reschedule” box found on their Talogy appointment confirmation/reminder. Note that if an applicant accidently cancels an appointment by selecting "Reschedule," the applicant is responsible for scheduling a new appointment. 

Please refer to the Talogy Appointment Scheduling Guide and How to Select Test Center/Date Range for detailed answers about how to schedule your appointment. 

Keep in mind that applicants must self-schedule at least 24 hours in advance of the examination time. Applicants are not permitted to cancel their appointments or reschedule within 24 hours of the examination time.

When is the deadline to self-schedule for the examination?

All applicants are responsible for scheduling their own test appointments. Applicants may self-schedule upon receipt of the self-scheduling link throughout the examination testing period, provided seats are available. Self-scheduling is first come, first served; specific dates, times and sites are not guaranteed. It is recommended that applicants self-schedule as soon as possible. All examination appointments must be self-scheduled at least 24 hours in advance of the examination time. Applicants are not permitted to cancel their appointments or reschedule within 24 hours of the examination time.

I did not receive the e-mail containing the examination self-scheduling link during the week of August 3, 2026. What should I do?

Self-scheduling link e-mails will be sent throughout the week of August 3, 2026, so check your inbox regularly for the e-mail. 

If you have not received the self-scheduling link e-mail by Monday, August 10, 2026, please e-mail Talogy at [email protected] to request a duplicate. Please check your spam/junk mail before making any inquiries regarding receipt of your self-scheduling link. Keep in mind that it is your responsibility to contact Talogy prior to the examination period if you have not received a self-scheduling link.  

When will I receive the e-mail with the Talogy self-scheduling link?

Beginning Monday, August 3, 2026 and continuing throughout the week, Talogy e-mails containing the self-scheduling links will be e-mailed to applicants. The e-mails will be sent from [email protected]. Be sure to add [email protected] to your address book to ensure receipt of the self-scheduling link e-mail. If you have not received your self-scheduling link by Monday, August 10, 2026, please e-mail Talogy directly at [email protected] to request a duplicate. Please check your spam/junk mail before making any inquiries regarding receipt of your self-scheduling link. Keep in mind that it is your responsibility to contact Talogy prior to the examination period if you have not received a self-scheduling link.

What are the COVID-19 safety protocols and procedures at the test site?

Protocols are SUBJECT TO CHANGE. Applicants will be advised of up-to-date protocols during self-scheduling. 

There are currently no protocols in effect. 

Note that any applicant who refuses to comply with any test site COVID-19 safety protocol will be required to leave the test site and will be disqualified from the examination. The examination application fee remains non-refundable for applicants disqualified from the examination.

Under what conditions due to COVID-19 will I need to reschedule my test date?

An applicant who has tested positive for COVID-19 or has met CDC isolation recommendations within 24 hours of the examination appointment, must scan verifiable documentation to [email protected] for review within three business days of the original examination date. An applicant who has tested positive for COVID-19 must also scan verifiable documentation from a medical professional within 3 days of the original examination appointment regarding his or her medical status to take the examination. Routine COVID-19 testing, including testing for travel or event admission, and COVID-19 vaccination appointments within 24 hours of the examination appointment are not grounds for rescheduling. 

The above conditions are subject to change based on CDC advisories.

I did not receive a confirmation e-mail after I filed the online application. What should I do?

IF YOU DID NOT RECEIVE AN APPLICATION ID NUMBER AND YOU DID NOT RECEIVE A CONFIRMATION E-MAIL, YOU DID NOT FILE THE APPLICATION. Complete a new application and be sure to select the “Submit Application” tab located at the end of the application.

If you received an Application ID Number at time of filing, indicating that you filed the application, but failed to receive a confirmation e-mail within one hour, there is a problem with sending or receiving e-mails. Please check your junk/spam mail before contacting us about correcting or changing your e-mail address. Be sure to add [email protected] to your address book to ensure receipt of correspondence regarding this examination. Please note that there may be a delay in e-mailing your confirmation e-mail during peak server or browser times.

What are the most common online application filing problems and solutions?

Common application filing problems and simple solutions include:

Application lost or "goes blank" after clicking submit tab: The application times out after 45 minutes. You will need to begin and file a new application.

Obsolete or non-compatible computer software: If you are having difficulty filing from your computer, you may wish to try from another computer.

Filing the application using a mobile device instead of a computer: Not all application fields may be visible and there is a greater chance for typing errors.

Missing required field: All required fields must be completed in the required format including the “Verification” acknowledgment tab located on the final page of the application above the “Submit Application” tab. A red error message at the top of the application will indicate which required field is missing information. Common error messages include "violations" and "dismissals" which refer to the Legal Questions section questions.

SSN Not Valid message: This message will sometimes appear if you go back to page one of the application to change or correct an item. You must go back to the SSN fields and replace the ********* characters with your SSN before using the "continue" tab.

Credit/Debit Card issues: Be sure to input the correct billing address/zip code of the credit/debit card holder. Debit cards requiring a PIN are not accepted. Acceptable cards are Visa, Mastercard and Discover. International cards are not accepted.

reCaptcha field not functioning: reCaptcha outages are infrequent and typically short-term. You may attempt to re-submit filing before the application times out (45 minutes) or complete a new application at a later time.

Application ID Number not received: The Application ID Number is your confirmation that the application has been filed. IF YOU DID NOT RECEIVE AN APPLICATION ID NUMBER, YOU DID NOT FILE THE APPLICATION. Complete a new application and be sure to file the application using the “Submit Application” tab located at the end of the application.

Confirmation E-mail not received: IF YOU DID NOT RECEIVE AN APPLICATION ID NUMBER AND YOU DID NOT RECEIVE A CONFIRMATION E-MAIL, YOU DID NOT FILE THE APPLICATION. Complete a new application and be sure to file the application using the “Submit Application” tab located at the end of the application. If you received an Application ID Number at time of filing, but did not a confirmation e-mail within one hour, please check your junk/spam mail before contacting us about correcting or changing your e-mail address. The Application ID Number confirms that you filed the application, but failure to receive a confirmation e-mail indicates a problem with receiving e-mail. Be sure to add [email protected] to your address book to ensure receipt of correspondence regarding this examination.

Your Application Has Not Been Processed confirmation message: You selected an incorrect option in the Application Fee field. You have likely selected the Unified Court System Employee fee waiver option, and you are not a Unified Court System employee. YOU MUST COMPLETE A NEW APPLICATION and either pay the application fee or select and complete the Public Assistance fee waiver option. Please note that Town and Village Court employees are not eligible for the Unified Court System fee waiver and must pay the application fee.

On-Line Application off-line: There are times when the application system may be off-line due to temporary maintenance or other technical issue. These outages are generally short-term. Simply try again later.

Remember to file your application early during the open-filing period and to wait for an Application ID number (confirmation) when you submit the on-line application.

I am having technical trouble filing the online application. What should I do?

Due to the very large number of applications filed, technical support is limited and confined during regular weekday business hours via e-mail. The on-line application is user-friendly; read the instructions and complete all required fields, including the verification box, before you submit the application. We strongly recommend that you file the application early during the open-filing period so that any technical issues you may encounter can be resolved before filing closes. IF YOU DID NOT RECEIVE AN APPLICATION ID NUMBER (CONFIRMATION), YOUR APPLICATION HAS NOT BEEN FILED.

Are all the examination site locations listed on the application?

No. The drop-down box “Exam Site Preferences” is designed to simply collect applicants’ testing area preferences so we can better plan for and accommodate the very large number of applicants who will apply for the examination. Available testing locations offered when self-scheduling may therefore differ than those included on the drop-down box. Applicants will be permitted to self-schedule their examinations at any available test site, including at test sites outside of the "Exam Site Preference" area selected on the application. Available test sites and test site addresses will be confirmed only when applicants self-schedule.

If I am currently a college student, receiving public assistance, or am unemployed, am I eligible to have my application fee waived?

If you are currently a college student, please select the college student fee waiver in the Application Fee portion of the application. If you receive public assistance or are unemployed and head of your household, select the public assistance fee waived option in the Application Fee portion of the application. You must complete the appropriate fields to qualify. Note that persons who are not head of a household, or persons who have sufficient financial means to support a household without employment (i.e. pension, savings, rental income, inheritance, etc.) are not eligible for an application fee waiver. 

Please note that we are unable to refund application fees to applicants who have paid the application fee but would have otherwise qualify for a fee waiver. (Please note the Governor's 2023 fee waiver does not apply to Judicial Branch examinations.)

How do I file the online application?

Applications must be filed using the online examination application. Paper applications, resumes, cover letters, and UC-5 applications are not accepted. Please read the examination announcement before you file an application. Go to NYS Court Officer-Trainee 45-857 to access the online application. Note that the $30.00 application fee and 2.99% credit/debit card service fee are non-refundable and non-transferrable. IF YOU DID NOT RECEIVE AN APPLICATION ID NUMBER (CONFIRMATION), YOU DID NOT FILE THE APPLICATION.

When must I file the online application?

Applications must be filed on-line during the open-filing period. The open-filing period will begin at 10 A.M. on Wednesday, April 1st, 2026 and end on Thursday, May 14th, 2026

Applications can be found at the webpage for the exam: NYS Court Officer-Trainee 45-857. You are encouraged to apply early during the open-filing period.

What benefits do NYS Court Officer-Trainees receive?

NYS Court Officer-Trainees are eligible to participate in the New York State Health Insurance Plan and the New York State Employee’s Retirement System. In addition, NYS Court Officer-Trainees annually earn 20 paid vacation days and 12 paid holidays.

When do I select locations where I would be willing to accept an appointment as a NYS Court Officer-Trainee?

When self-scheduling, you will complete an Availability Inquiry for appointment. Please note that the Inquiry is not a job offer. You may select ONE of two regions in New York State where you would be willing to accept an appointment as a NYS Court Officer-Trainee. You may update your selection at any time while your eligible list remains active. The regions are:

  • New York City, 9th, and 10th Judicial Districts (all five boroughs, Nassau, Suffolk, Dutchess, Orange, Putnam, Rockland, and Westchester Counties)
  • 3rd to 8th Judicial Districts

You may refer to the Judicial District Map for detailed Judicial District/county location information.

Can I still take the examination if I currently do not meet the minimum qualifications for appointment to the position?

If you do not meet all the minimum qualifications for appointment to the position, you may still take the examination. It typically takes about six months after the conclusion of the examination period to establish an eligible list, and an eligible list remains active an additional four or more years. Therefore, some applicants may meet all the minimum qualifications for appointment prior to the eligible list expiring.

Is there an age restriction to take the examination?

While there is no age restriction to take the examination, keep in mind that a candidate must be at least 20.5 years old at time of appointment to the position. It typically takes about six months after the conclusion of the examination period to establish an eligible list, and an eligible list remains active an additional four or more years.

What are the minimum qualifications for appointment to the position?

New York State Court Officer-Trainees, at time of appointment to the position, must be:

  • At least 20.5 years old
  • A high school graduate or equivalent
  • A United States Citizen
  • A resident of New York State
  • Valid New York State Driver’s License 
  • Legally eligible to purchase and carry firearms
  • Fully vaccinated against COVID-19  (Note: Vaccine mandate lifted 2/17/23)

All of the above minimum qualifications must be met by the time of hiring to the position, not at the time of examination.

Where will the NYS Court Officer-Trainee 45-857 examination be held?

The examination will be held at sites throughout New York State (and in some neighboring states) at Talogy Test Centers. Information regarding specific test sites (e.g., names and addresses of test centers) will be available to applicants when they schedule their exam appointments. 


Remote and on-line testing will not be offered. 

What is the starting salary of a NYS Court Officer-Trainee?

New York State Court Officer-Trainees enter the academy at Judicial Grade 16. Effective April 1, 2025, the Judicial Grade 16 starting salary will be $58,100. There will be an additional $4,920 in location pay for those working in NYC, Nassau, Suffolk, Westchester & Rockland, and an additional $2,460 in location pay for those working in Orange, Dutchess & Putnam. New York State Court Officer-Trainees are eligible for an annual Uniform & Equipment Allowance of $1,660 and an annual Security and Law Enforcement Differential (SLED) of $875. 

Upon successful completion of a two-year traineeship, New York State Court Officer-Trainees are promoted to New York State Court Officer at Judicial Grade 19. Effective April 1, 2025, the Judicial Grade 19 starting salary will be $68,593.

Can I appeal?

You may appeal a court order or judgment as long as it is not a default judgment.

If an arbitrator makes a decision or award, that arbitrator’s decision cannot be appealed. However, you may ask for a new trial, called a “trial de novo,” before a judge. This gives you another opportunity to have your case heard and considered.

A default judgment cannot be appealed. If you are in default, you may ask the court to reopen your case by filing an Order to Show Cause. This is a request asking the court to restore the case.

How to Start an Appeal

To start an appeal, you may follow these steps:

  1. Prepare the Notice of Appeal and Request for Appellate Term Action forms.
  2. Serve the Notice of Appeal on the other party. This means you must formally deliver a copy to the other party.
  3. File the same Notice of Appeal and Request for Appellate Term Action with the Court Clerk in the court where the order or judgment was made.
  4. Include proof that the Notice of Appeal was served on the other party.

A filing fee is required for Civil, Landlord-Tenant, Small Claim, or Commercial Small Claim cases.

What to Expect After Filing an Appeal

After you file an appeal, there are several steps and important deadlines before your case is sent to the Appellate Term. You will need to follow each step carefully and submit all required documents on time so your appeal can move forward.

In some cases, the judges of the Appellate Term may schedule an oral argument. At oral argument, you or your attorney would explain your position in person to the judges.

To help protect your rights and better understand the appeal process, the Court Clerk encourages you to consult with or hire an attorney. Court staff may share information but cannot give legal advice. An attorney may give you legal advice so you feel informed, supported, and more confident about your next steps.

What is an Order to Show Cause?

An Order to Show Cause is a faster way to ask the court for something. It is a type of motion. You can use it to ask the court to reopen your case after a default judgment has been entered. A default judgment can happen if you do not answer a summons or if you miss a trial or hearing.

If the judge signs your Order to Show Cause to vacate (cancel) the default judgment, this may temporarily stop the judgment from being enforced. The judge’s order will also set a date for the other side (the plaintiff) to respond and explain whether your case should be reopened.

To start an Order to Show Cause, you must put your request in writing. The papers you receive will tell you if you must come to court in person and whether the judge will hear testimony. If the court schedules a new trial, both sides will get a notice in the mail.

You can get the forms you need at the clerk's office where the judgment was entered. You can also use the Tenant Vacate Default Judgment Program or Vacate Default Judgment in a Consumer Debt Case to help you complete and file your forms.

I just found out that I have a judgment against me. I did not know that I was being sued. What do I do?

If you believe that you do not owe all or part of the judgment, contact the court that issued the judgment. To ask the Judge to put your case back on the court’s calendar so you can challenge the judgment, use one of the following options:

These programs help you prepare an Order to Show Cause. This is the document you use to ask the Judge to review your judgment.

If you believe that you owe the amount of the judgment, contact the plaintiff’s attorney to make a plan to pay the judgment in a way that works for you.

How do I enforce a money judgment?

You can ask the Court Clerk for a document called a Transcript of Judgment. There is a fee for this document. Once you receive it, file the sealed Transcript of Judgment with the Suffolk County Clerk's Office. The Suffolk County Clerk's Office will also charge a filing fee.

You have two main options to help enforce your judgment through the Sheriff’s Office: Property Execution and Income Execution. You can choose to start either one or both of these options when you file your Transcript of Judgment with the County Clerk.

If you want to start a Property Execution or an Income Execution, contact the Suffolk County Clerk's Office at (631) 852-2000 ext. 800. Staff can explain how to get an Income Execution Form or a Property Execution Form.

After you get the form with the County Clerk, file the Execution Form with the Suffolk County Sheriff. To do this, contact the Civil Bureau, Enforcement Division, Office of the Sheriff at (631) 852-5600, or visit the office at 360 Yaphank Ave, Yaphank, NY 11980. The Sheriff will use the information and documents you provide to try to enforce your judgment.

Other enforcement options may be available to you. If you want to explore additional choices or need legal advice, consider contacting an attorney for guidance. 

I won a judgment! How do I collect it?

After the court awards a judgment in your favor, you (the Judgment Creditor) may contact the person or party who owes you money (the Judgment Debtor) to request payment.

If the Judgment Debtor does not pay you voluntarily, you may take steps to enforce the judgment. 

The Court Clerk cannot collect the money for you or satisfy your judgment. However, court staff can provide information about available forms and general procedures to help you move forward.

What is a default judgment?

If the defendant does not come to court for the trial, the court may order a default judgment against the defendant.

If the defendant does not file an answer after being served with a summons, the clerk may also enter a default judgment.

A default judgment is fully enforceable and has the same effect as a judgment made after a trial. This means you have the same rights to collect or enforce what the judgment orders.

What is a judgment?

A judgment is the determination by a judge or arbitrator after a hearing or trial.

A judgment is generally for an amount of money. However, a judgment may also include a warrant of eviction, an order to perform a specific task, or it may be a judgment dismissing the matter.

Usually "having a judgment against you" means a money judgment from a court has been filed with the County Clerk.

3. How do I enter the ADR program?

Parties are encouraged to participate in ADR at the earliest practicable time in the litigation. Parties are welcome to participate in ADR at any stage of the litigation and return to ADR at any time. Entry into ADR is easy. 

Commercial cases:

General Civil cases:

Matrimonial cases:

9. May I opt out of Alternative Dispute Resolution (ADR)?

Mediation is a voluntary, party-driven dispute resolution process. Parties may participate in the Court's ADR program or opt-out to go to private mediation. Parties are encouraged to participate in mediation at the earliest practicable time and may return to mediation at any point in the litigation. Parties who opt out of mediation may return to ADR at a later time. Some cases may be ineligible for ADR or a court may remove a dispute from an ADR process to which it has been referred (§160.2. Court Referral of Civil Disputes to ADR). Parties may enter the Court's ADR program in various ways. If a party objects to a referral to ADR made by the Court, the party shall make their application to the referring justice according to the part rules of that justice. Parties engaged in court-sponsored mediation who wish to terminate their participation shall communicate such to their assigned mediator or the ADR Coordinator. 

8. What is pre-mediation discovery?

Pre-mediation discovery is limited to discovery that is necessary for a meaningful mediation. Such discovery is exchanged by stipulation of the parties on an expedited schedule that comports with the ADR timeframes. The exchange of pre-mediation discovery is without prejudice to further discovery if the case is not resolved in mediation.

5. I received a Notice of Referral to Alternative Dispute Resolution (ADR), What's next?

If a Notice of Referral to ADR has been uploaded to NYSCEF, please make sure to read the notice carefully.  If your case qualifies for a Presumptive Mediation Part Conference, a court date will be scheduled to discuss the case and explore suitable dispute resolution options.  Please check e-Courts, eTrack, or SCROLL for the time and date of the conference. The ADR office will provide links to virtual conferences.

2. Why Mediate?

Mediation offers several benefits:

  • Saves time and money.
  • Ensures confidentiality.
  • Provides a fair and neutral environment.
  • Empowers parties to mutually resolve the problem.
  • Encourages cooperation and better communication.
  • Helps clarify the issues.
  • Addresses all important issues, not just those alleged in the complaint.
  • Avoids the uncertainty of a judicial outcome.
  • Provides high satisfaction for parties, regardless of settlement.
  • Gives parties nothing to lose by trying mediation.

1. What is Mediation?

Mediation is a dispute resolution process in which a neutral third party (referred to as a mediator) helps parties communicate, identify issues, clarify perceptions, and explore options for a mutually acceptable outcome. Mediation is confidential, voluntary, and party driven. Mediators do not make decisions about the outcome of the case. Mediation gives parties control over the outcome of their case.

Are there other ways to make a judgment debtor pay?

Yes. In certain kinds of cases, you may be able to get the judgment debtor's driver's license or professional or business license suspended until the judgment is paid.

Here are some examples:

  • If your claim had to do with the judgment debtor's car or how s/he drove a car, New York State Department of Motor Vehicles may suspend the judgment debtor's driver's license and car registration until your judgment is paid. Your judgment must be for $1000 or more, and it must be unpaid for more than 15 days. Contact the Department of Motor Vehicles for the Supporting Affirmation (SR-60) form .
  • If your claim was about the judgment debtor's licensed or certified business, notify the state or local licensing agency if the judgment debtor has not paid you. The agency may decide to revoke, suspend, or refuse to grant or renew a business license. It must be at least 35 days since the judgment debtor received notice of the judgment. See below for a list of some agencies that may be able to help you.
  • If a judgment debtor has 3 or more unpaid recorded judgments including yours, but s/he has the ability to pay them, you may be able to sue the judgment debtor for 3 times more than your original judgment. This is called treble damages. Ask the Small Claims Court Clerk if the judgment debtor is listed in the Small Claims Court's index of unsatisfied judgments.
  • If the Court finds the judgment debtor's business is fraudulent or illegal, you can notify the the Attorney General and, if the business is licensed, the appropriate licensing authority as well.

Will the clerk deliver the information subpoena for me?

No. The clerk will sign the information subpoena, but will not deliver it for you. Send the signed information subpoena to the judgment debtor along with:

  • Two copies of the questions, and
  • A self-addressed stamped envelope. Make sure you put enough postage! You can use regular or certified mail, return receipt requested.

Where can I get an information subpoena form?

You can request the Small Claims Clerk to issue an information subpoena if you do not have an attorney. The Small Claims Clerk will collect a fee. Tell the Small Claims Clerk if you need proposed questions to ask about assets.

Information subpoena forms are also available with preprinted questions from :

  • a legal stationery store,
  • a legal forms book from any law library

You can write your own questions based on what you know about the judgment debtor, if you prefer.

How do I find out about the judgment debtor's money and property?

Try to find the judgment debtor's bank.

You or someone you know may have paid the judgment debtor with a check. If so, look on the back of the canceled check for the bank's information.

If you can find the name and address of the judgment debtor's bank, the enforcement officer can seize (take) money from the account to pay your judgment.

Find out if the judgment debtor has a car.

Contact the New York State Department of Motor Vehicles to find out if the judgment debtor owns a car. If s/he does, the enforcement officer might be able to seize (take) it, then sell it to pay your judgment.

Ask DMV for this information:

Vehicle year, make & model,
License plate number, and
Address where the vehicle is registered.
Caution! If the judgment debtor still owes money on the car, that loan must be paid before you can get any money. You will also have to pay the enforcement officer towing and storage fees in advance (about $150 or more).

Find out if the judgment debtor owns real estate.

Real property can be sold to pay your judgment. Go to the County Clerk in the county where you believe the judgment debtor owns property. If the judgment debtor does own property, ask the Small Claims Court Clerk for a transcript of judgment, pay the fee for the transcript of judgment, and then file it with the County Clerk.

Then you can ask the Suffolk Sheriff (or enforcement officer where the property is located) to sell the property to pay your judgment. You will have to fill out papers to sell the property. Then after it is sold, the officer's fees and expenses, as well as any mortgage, tax liens, and previous judgments owed by the judgment debtor will be deducted from the proceeds of the sale. If there is money left over, it can be used to pay your judgment.

Do I have to pay the Sheriff's Office?

Yes. If the judgment will be taken from the judgment debtor's income, you may have to pay a fee in advance. If the Sheriff's Office is taking property to pay the judgment, you must also pay the Sheriff's Office's mileage fees in advance. Sometimes these fees can be added to the judgment so the judgment debtor would have to pay you back.

If you and the judgment debtor agree to settle after you hire the Sheriff's Office, you must pay the Sheriff's Office 5% of the settlement amount, whether the Sheriff's Office helped you settle the case or not. In a settled case, you will not be able to recover any fees already paid.

What do I say to the Sheriff's Office?

Say that you are the judgment creditor in a Small Claims case, give the Sheriff's Office a copy of the transcript of judgment filed with the County Clerk, and say that you want to an execution. An execution is a court order that allows the Sheriff's Office to take property or money to get your judgment paid.

Property Execution

When you file the original Transcript of Judgment with the Suffolk County Clerk, you may request the County Clerk sign and seal a Property Execution (Form 199). The Property Execution (Form 199) is available from the County Clerk’s office. The County Clerk collects a fee to sign and seal the form.

The Property Execution directs the Sheriff’s Office to enforce the judgment by demand and through levy (seizure) of assets (such as a motor vehicle or bank account). You must provide information regarding assets subject to levy and prepay the statutory fees to the Sheriff’s Office. File a copy of the Transcript of Judgment, the original and multiple copies of the Property Execution form, and the appropriate filing fees with the Sheriff’s Office - call the Sheriff at (631) 852-5627 for details.

Income Execution

When you file the original Transcript of Judgment with the County Clerk, you may request the County Clerk sign and seal an Income Execution form, like the Blumberg T439. You can buy the Income Execution form online or from a legal stationery store. The County Clerk collects a fee to sign and seal each Income Execution form.

The Income Execution directs the Sheriff’s Office to enforce the judgment through the attachment and garnishment of wages, salary, and commissions of the Debtor. You must fully complete the Income Execution form including Debtor’s estimated salary and complete address for the Debtor and Debtor’s employer. A separate Income Execution form is needed for each Debtor and each Debtor’s place of employment. File a copy of the Transcript of Judgment, the sealed original and 7 copies (front and back) of the Income Execution form, and the Sheriff’s Office fees with the Sheriff’s Office. The minimum filing fee is $72.50, but additional fees and paperwork may be required – call the Sheriff’s Office at (631) 852-5623 for details.

How do I collect my judgment?

You can call or write the judgment debtor and ask for payment.

You can request a transcript of judgment from the Court Clerk. The Court charges a fee for the transcript. You must file the original transcript of judgment with the Suffolk County Clerk.

You can read below for collection suggestions.

You may file a copy of the transcript of judgment with the Sheriff's Office. The Sheriff is an "enforcement officer" authorized to take money or property from the judgment debtor to pay your judgment. Sheriff's Office personnel work for the county.

Will the Court collect (enforce) the judgment?

No. The Court will not collect the money for you. You must collect the judgment yourself. But the judgment is valid for 20 years. Even if you won your case, there is no guarantee that you can collect your money. If the defendant does not pay willingly, there are legal steps that you can take to "enforce" the judgment..

How do I get my money if I win?

After the trial, the Court will mail you and the other side the Arbitrator's Case Report. Read it and the other instructions in the envelope carefully. It says:

  • The Court's decision about how much money the other side has to pay you,
  • The County Clerk & Sheriff's office address and phone number, and
  • Ways to collect your judgment.

If you win, you are the judgment creditor. The side that owes the money is the judgment debtor.

Do I still have to pay the judgment if I ask for an appeal?

Unless you deposit a sum of money equal to the amount of the judgment or file a bond with the Small Claims Court Clerk, you must pay the judgment. The bond or money deposited guarantees payment of the judgment if you lose the appeal.

If you receive a notice of appeal, call the Small Claims Court to ask if a bond or the judgment amount has been paid to the Court. If it hasn't, you can start collecting your judgment right away.

Do I have to pay for an appeal?

Yes. You will have to pay for a fee for a Notice of Appeal. You will also have to pay for a typed trial transcript for the higher court.

Do I need a lawyer to ask for an appeal?

You are not required to have an attorney to file an appeal, but you should consult with one. Keep in mind that it may cost you more to appeal your Small Claims case than what you could win.

Is it hard to win an appeal?

Yes. Very few Small Claims decisions are appealed, and very few appeals are successful. The higher Court will only decide if there was substantial justice between the parties. That means deciding if the trial was basically fair. The higher Court will not change a Small Claims decision because of a technical mistake made at the trial.

What happens after my trial?

You should receive a written decision, called an Arbitrators Report, in the mail within 2 weeks. Some instructions will be included - read them carefully.

If the defendant did not come to court and the court orders a default judgment …
The defendant may ask the Court to open the case again if s/he has

  • a valid defense and
  • a good reason for not going to the trial.

If the Court agrees to open the case again, the clerk will schedule another trial. The Court may take your case on that date or postpone it to a later date. Defendants in default judgment can ask the Small Claims Court Clerk how to re-open a case (by order to show cause and a supporting affidavit).

TRIAL DE NOVO


If an Arbitrator decided your case and you do not agree with the decision…

You can ask for a new trial in front of a Judge:

Any party who is not in default has 35 days from the date of the mailing of the Arbitrator's Award to ask the court for a new trial before a Judge. This is called a trial de novo. If you ask for a trial de novo you will have to pay a demand for trial de novo filing fee.

More information about trials de novo

A trial de novo is a new trial. The Arbitrator's award is vacated and a Judge has a trial as if arbitration never happened.

At a trial de novo, the Judge does not read the Arbitrator's Award. All evidence and witnesses are heard for the first time by the Judge. The Judge's decision is based on the evidence and testimony heard by the Judge, not the Arbitrator.

The Judge's decision may be the same as the Arbitrator's decision, or may award more or less money than the Arbitrator, or may decide for the other party.

If a Judge decided your case in a trial de novo…

You can ask a higher court to review your case. This is called an "appeal."

What happens during my trial?

The trial starts…

You, the claimant, go first. You will take an oath to tell the truth, and then you will tell your side of the story and show the Court your papers and other evidence. It's up to you to prove your claim.

Next, the Court and the defendant may ask you questions about the case.

If you have witnesses, they will take an oath and testify next. The Court and defendant may ask them questions, too.

Then the defendant takes an oath and tells his/her side of the story. The defendant can show papers and other evidence, and witnesses can testify on his/her behalf. Before they testify they must also take an oath to tell the truth.

You (the claimant) and the Court can ask the defendant and the defendant's witnesses questions.

You may ask the Court to question the defendant about his/her assets, such as a car, house, or bank accounts. This information may help you collect your judgment if you win your case.

Important! If you did not have the defendant's correct name when you started the case, you may ask the Court to correct it now. If you do not do this now, it will be very hard for you to collect your money judgment if you win.

The Court will decide.

When the trial is over, the Court does not usually make a decision right away. In most cases, the Court needs some time to consider your case. The Court will mail its decision to both sides within a few days.

Will there be a jury?

No. Small claims cases decided by an Arbitrator do not have juries.

Small claims cases decided by a Judge do not have juries unless the defendant demands it. SEE BELOW FOR TRIAL DE NOVO. The defendant would have to pay a demand for jury trial fee and an additional $50 fee (The $50 fee is an "undertaking" will be given to the side that wins the case). The defendant must also file a sworn notarized statement, called an "affidavit," saying:

  • S/he is asking for a jury trial in good faith, and
  • The claim has at least one question of fact that must be decided by a jury.

The clerk can provide more information about how to ask for a jury trial.

Who will decide my case?

In Suffolk County District Court, an Arbitrator will decide your case. An Arbitrator is an experienced lawyer with special training in Small Claims cases.

Arbitrators and Judges apply the same law to your case, but a trial with an Arbitrator is less formal.

How will I know when my case starts?

The Court follows these steps:

  1. The clerk will call your case and your name.
  2. Stand up and say your name.
  3. Unless you are asking for a postponement, say, "Ready."
  4. If you want to postpone your trial or make another request say, "Application."

The Court may tell you to discuss your case with a mediator in the courthouse to see if you can settle the case.

If you and the defendant are both ready, the trial will start.

What happens if one side does not go to the trial?

If you, the claimant, are not in Court when the Small Claims Clerk calls the case, the Court will dismiss your case.

If the defendant is not in Court when the Small Claims Clerk calls the case, the Court will hear your case without the defendant. (This is called an inquest.) If you show enough evidence, you may win your case. If this happens the Court will enter a default judgment against the defendant.

Defendants in default judgment cases can ask the Small Claims Court Clerk how to re-open a case.

What should I do on the day of my trial?

Get to the courthouse at least 15 minutes early. (It takes time to go through security and find your courtroom.)

Find your Small Claims Courtroom, then look for the Small Claims Court calendar. The calendar is a list of the day's cases. It is usually posted outside the courtroom.

Look for your last name and the defendant's last name on the calendar. If your case is not listed on the calendar, or if there is no calendar posted, ask the Court Clerk for help.

Can the defendant and I agree to settle our case before the trial?

Yes. A mediator from a community dispute resolution center may help you settle your case.

It is almost always better if you and the defendant can make an agreement either before or during the trial. You may feel certain that you will win your case, but the Court may not agree with you.

If you make an agreement before your trial date, and the claim has been paid in full, notify the Small Claims Court Clerk in writing. The clerk will mark the case settled, and neither side will have to go to Court.

If you agree to settle, but the defendant has not paid you in full by the trial date, or you need more time to finish your agreement, go to Court on your trial date. Ask for a postponement so you can finish your agreement and get your claim paid. (This is called an Adjournment Pending Settlement.) The Court will give you a new trial date. If the claim is still not settled by the new trial date, go to court on the new date.

Is there a deadline to serve a subpoena?

The subpoena must be served before the trial date. You should give the witness a "reasonable" amount of time to prepare for the trial and/or to produce the items listed on the subpoena. Reasonable usually means 5 or more days before the trial.

Do I have to pay the witness?

The subpoenaed witness has the right to receive a witness fee, which must be paid when the subpoena is served. You must pay the witness fees, and in some cases, you may have to pay travel expenses, too.

Who gives (serves) the witness the subpoena?

You must arrange for the witness to be served the subpoena. The server can be a friend or relative who is 18 or older. Neither you nor anyone else involved in this case can be the server.

What if a witness does not want to give me records?

You can submit a subpoena duces tecum to the Small Claims Court Clerk and ask for the Clerk to issue it if you do not have an attorney. You can get the subpoena duces tecum at a legal stationery store or from a legal forms book from any law library.

What if a witness does not want to testify?

You can ask the Small Claims Court Clerk for a witness subpoena if you do not have an attorney. A witness subpoena is a court order that can order your witness to go to your trial to testify.

Do I need an expert witness to testify at my trial?

If the reason for your claim requires expert knowledge to understand, it's a good idea to have an expert witness. For example, if your claim is about medical care, you will need a doctor with expert knowledge of your type of claim. That doctor must be willing to testify at your trial. In most cases, you must pay an expert witness to testify. You cannot use a subpoena to make an expert witness testify.

How do I request a stay of eviction or vacate a default L&T judgment?

Go to Court and submit a request for the Judge to sign an Order to Show Cause to Vacate a Landlord Tenant Judgment.

You can get these forms from

You must explain to the Judge in your papers that you have

  • a good reason for not appearing in Court, AND
  • a good defense to the lawsuit

Bring photocopies of documents that help you prove your arguments.

If you appeared in Court, but need more time before the eviction or circumstances have changed that warrant vacating the judgment or warrant, you may submit an Order to Show Cause for the Court’s consideration.

Please also see: 

Can I have witnesses at my trial?

Yes. You can have witnesses at your trial. A witness can be:

  • You,
  • Someone who knows something about your claim, or
  • Someone with a lot of knowledge or experience with the reason for your claim. (This is called an expert witness.)

Before speaking to the Court (testifying), all witnesses must first swear to tell the truth.

How do I ask a Judge to vacate a default judgment and stay my eviction?

Go to Court and submit a request for the Judge to sign an Order to Show Cause to Vacate a Landlord Tenant Judgment.

You can get these forms from

You must explain to the Judge in your papers that you have

  • a good reason for not appearing in Court, AND
  • a good defense to the lawsuit

Bring photocopies of documents that help you prove your arguments.

In addition, even if you appeared in Court, but seek additional time prior to the eviction or circumstances have changed that warrant vacating the judgment and/or warrant, you may submit an Order to Show Cause for the Court’s consideration.

How do I prepare for my trial?

Before your trial, organize all your evidence that supports your claim, including:

  • Photos, written agreements, letters, or other documents,
  • Itemized bills, canceled checks, receipts or invoices marked PAID, damaged items, etc.


If you are asking for money for repairs or service, you must get two different itemized written estimates.

What happens if the tenant does not appear in Court after receiving a NOTICE OF PETITION?

If the landlord or the landlord’s attorney tells the court that the tenant was properly given a Notice of Petition and other required papers, and the tenant does not go to court, the judge may decide the case without the tenant. This is called a default judgment.

If a default judgment is entered, the court may:

  • Issue a Warrant of Eviction
  • Decide that the tenant owes unpaid rent or other fees

After the Warrant of Eviction is given to the Sheriff:

  • A Deputy Sheriff will post a 14-day notice at the home
  • The notice will give a date by which the tenant must move out

If the tenant does not move out by that date:

  • The Sheriff may return to carry out the eviction
  • The tenant and their belongings may be removed from the property
  • The belongings may be placed at the curb

If the tenant receives any of these papers or notices, they should appear in court as directed and contact a legal services provider as soon as possible to understand their options and next steps.

If the tenant missed the court date and the landlord got a default judgment in a nonpayment or holdover case, the tenant may be able to ask the court to reopen the case. The tenant can use a free  DIY (Do-It-Yourself) Tenant Vacate Default Judgment Program  program to complete an Order to Show Cause and an Affidavit in Support. These forms explain why the judgment should be vacated.

What do I do after I notify the agency?

The agency may:

  • Make you an offer to settle your claim,
  • Deny (refuse to pay) your claim, or
  • May not respond.


After 30 days, you may file start your case in Small Claims Court.

Deadline! You have 1 year + 90 days to file (or 1 year + 30 days if you are suing the MTA). Start counting from the date you were injured or your items were damaged.

I have been served with eviction papers. What do I do?

You must appear in court on the date and time stated in the Notice of Petition.

In non-payment cases, the tenant may pay the landlord the full amount demanded in the petition before the hearing. If paid, the case will end (RPAPL § 731(4)). See Tenant Questions & Answers: Nonpayment Eviction Cases in New York State.

If you were served with a holdover petition, please see Tenant Questions & Answers: Holdover Eviction Cases in New York State

Seek legal advice. You might contact Legal Services of Long Island and Long Island Housing Services, Inc for assistance. The Suffolk County Bar Association provides free or low-cost consultations but you must pay the attorneys. 

Can a tenant bring a landlord to Court?

In some situations, a tenant may take legal action against a landlord. Below are a few examples:

Illegal lockout – If a landlord forces a tenant out of the home without a court order or prevents the tenant from returning without a court order, the tenant may file a case in Landlord & Tenant Court to ask the court to allow the tenant to return (RPAPL §721(4)).

Serious building problems (Article 7A case) – If a tenant lives in a multi-unit building in Suffolk County and serious conditions (such as unsafe or unhealthy conditions) are not being fixed, tenants may take action together. If at least one-third of the tenants agree, they may ask the court to appoint an administrator to manage the building and address the conditions. These cases can be complex, and tenants are encouraged to seek help from an attorney RPAPL Article 7-A (§§769 - 783)

Tenants may contact Legal Services of Long Island and Long Island Housing Services, Inc for assistance. They can contact the Suffolk County Bar Association for a free or low-fee consult to find an attorney. 

The NYS Attorney General's Tenants' Rights Guide provides information about tenant rights.

Recovering money – If a landlord owes a tenant money after the tenant moves out (for example, a security deposit), the tenant may file a claim in Small Claims Court.

How do I notify the agency?

Get the notice form from the agency you are suing. Fill it out. The agency will give you a claim number. In New York City, the Small Claims Clerk can give you addresses for all New York City agencies.

Can I evict my son / girlfriend / roommate?

It depends on the specific facts of the situation. A person is encouraged to contact an attorney for advice and assistance.

The forms referenced in “What forms are needed to start a Landlord & Tenant case?” are intended for use by a landlord to evict a tenant. If the person someone wants to remove is not a tenant, or if the person seeking to remove them is not the landlord, it may still be possible to start a case—but not with those forms.

Some property relationships may still allow for eviction. Examples are listed in RPAPL §713 and RPAPL §715.

In some situations, a different type of case—or a different court—may be required.

If a landlord needs to evict someone who was a guest of a former tenant, see the Small Property Owner Licensee Holdover Petition Program.

How do I request a Judgment and Warrant?

If the judge directed the clerk to “enter judgment,” the clerk will issue the judgment and warrant. Providing a stamped, self-addressed envelope to the clerk will reduce mailing time.

If the judge did not direct the clerk to enter judgment:

Submit a written request to the clerk's office.The attorney (or landlord if there is no attorney) must request in writing that the court issue a Judgment of Possession, Warrant of Eviction, and Transcript of Judgment. The DC-437 request form linked below may be used.

Include required documents (if applicable)

  • If any tenant/respondent is in default, include a non-military affidavit.
  • If the case was settled, include a copy of the stipulation of settlement.
  • If the respondent failed to follow a settlement, include an affirmation of non-compliance.

Pay required fees if requesting a Transcript of Judgment. The transcript fee must be paid when filing the request.

Include a stamped, self-addressed envelope so the clerk can mail the documents back.

For Attorneys: If you must submit or settle a judgment, legal stationery stores sell Judgment of Possession forms (such as Blumberg T-1412, T-1413, or T-1414) and Warrant of Eviction forms (such as Blumberg T-1408 or T-1409). Attorneys may submit a proposed Money Judgment and pay the Transcript of Judgment fee when the warrant and judgment are submitted. The clerk will issue the Transcript of Judgment for use in enforcing any money judgment.

Include a stamped, self-addressed envelope with the proposed papers or written request. The clerk will mail the documents to the attorney of record, or to the self-represented landlord if there is no attorney.

Can I sue a public agency in Small Claims Court?

You can use the Small Claims courts to sue a

  • town,
  • village,
  • city, or
  • county agency


You cannot sue the federal government or a state agency in Small Claims Court. Sue a state agency in the NYS Court of Claims.

How do I postpone my case?

Ask the judge in court on your scheduled court date. This is the best way. 

If you cannot appear in court on your scheduled date, send a written request to the court before the court date. In an emergency, many judges may accept your request by email or fax. You must send a copy of your request to all other parties.

The judge will decide whether to grant your request and reschedule your case. You can check your new court date on the WebCivil Local portal at nycourts.gov/e-Courts.

What happens at the conclusion of my L&T case?

If the landlord wins the case, the Court will grant the landlord possession of the property.

After that, the landlord can request a Judgment of Possession and a Warrant of Eviction. See  Q. How do I request a Judgment and Warrant? if you need to do anything to enter the judgment and receive the warrant.  The judgment  and warrant will be mailed to the landlord's attorney.

Once the Court issues the Warrant of Eviction you must file it with the Suffolk County Sheriff.

The Suffolk County Sheriff must then give the tenant (also called the respondent) at least 14 days’ notice (a 14 Day Notice) before carrying out an eviction. 

Which Small Claims Court do I use?

You must file your Small Claims complaint or Commercial Small Claims complaint where the person you are suing lives, works, or has a place of business.

If the defendant lives, works, or has a place of business in Babylon, Brookhaven, Huntington, Islip, or Smithtown in Western Suffolk County, you must use the Suffolk District Court. You may use any of the five Suffolk District Court locations most convenient to you.

If the defendant lives, works, or has a place of business in Suffolk County but is located in one of the five eastern towns of Riverhead, Southold, East Hampton, Shelter Island, or Southampton, file your claim in the Justice court within that town (see page 34 of Your Guide to Small Claims & Commercial Small Claims in New York City, Nassau County, Suffolk County (2010). There are special rules for Small Claims cases in Eastern Suffolk County.

If the defendant lives, works, or has a place of business in Nassau County, you must use the Small Claims Court listed on page 32 of the Your Guide to Small Claims & Commercial Small Claims in New York City, Nassau County, Suffolk County (2010) to know which court you must use.

If the defendant lives, works, or has a place of business in New York City, you can use the Small Claims Court in:

  • The New York City County where you live,
  • The New York City County where the defendant lives or works, or has a place of business.


If the defendant lives in New York City, but you do not, contact the Small Claims Clerk (see page 31 of the Your Guide to Small Claims & Commercial Small Claims in New York City, Nassau County, Suffolk County) in the county where the defendant lives , works or has a place of business. Ask the clerk how to file by mail.

What happens in Court on the court date?

Your Case Will Be Called
Check to make sure your case is on the calendar, posted in the courthouse. You will need your index number to find the case on the calendar.

Opportunity to Settle the Case Without a Trial or Hearing
At the call of the calendar in the courtroom, identify yourself by announcing “Here” when the Clerk calls your case. If all parties are present, the Judge will probably request that you try to settle the case - a voluntary, binding agreement that resolves the differences between the parties to a lawsuit. As part of that process, the Judge will also offer the parties the opportunity to participate in the Alternate Dispute Resolution (ADR) program. For more information about Landlord Tenant ADR click here. In a settlement you can help determine the outcome of your case. However, no one can force you to settle a case.

If you settle the case, the agreement will be put in writing in a document called a stipulation. You must also be sure to understand the terms of the stipulation which will become a legally binding agreement after reviewed and accepted by the Judge. No settlement is final until the stipulation is reviewed by a Judge.

If you cannot settle the case, the Judge will have a hearing.

Hearing
Generally, the landlord presents his or her case first. After being sworn as a witness, the landlord or the landlord’s managing agent will tell his or her version of the claims in the case. The landlord may offer certain documents into evidence. This is called direct examination. When the landlord or the person on the landlord’s behalf has finished testifying, the tenant has the right to ask questions. This is called cross-examination. Sometimes a Judge may ask questions to clarify matters and/or to conduct the hearing in an expeditious manner. Additional witnesses may be called to testify in support of the landlord’s claims, and they, too can be cross-examined by the tenant or may be asked questions by the Judge.

The tenant will then be sworn as a witness to give his or her side of the story and present evidence. When the tenant has finished testifying, the landlord has the right to cross-examine the tenant. The Judge may again ask questions. Sometimes a Judge may ask some questions to clarify matters. Additional testimony and forms of evidence may be elicited from other witnesses called by the tenant. Cross-examination and perhaps additional questioning by the Judge may follow suit for each witness called.

Parties to a lawsuit have a right to object to the introduction of evidence or the way a question is being asked or answered. The appropriate way to object is to say “objection.” The Judge may then ask the basis for the objection. If the Judge agrees with the objection, the Judge will say “sustained” and the evidence will not be admitted. If the Judge disagrees with the objection, the Judge will say “overruled” and the evidence will be admitted and considered by the Court, or jury, if the hearing is proceeding by jury trial.

What should I bring to Court on the court date?

Bring all the evidence needed to support your claim or your defense. Any information that helps explain or prove the facts in dispute should be brought to Court.

This can include written agreements, leases, receipts, and photographs. If possible, bring the original documents rather than photocopies, because the Court may require originals.

Landlords should bring:

  • the original or certified copy of the deed to the building
  • the lease or written agreement for the party you are suing, if there is one
  • certified copies of registration statements (like the town's rent registration, or a multiple dwelling registration statement)
  • your record keeping book
  • any other documents that are relevant to the claims you are making
  • witnesses (like a superintendent, manager, or mechanic who can testify as to attempts to gain access and/or attempts to repair conditions, if conditions are an issue)
  • process server if service is disputed

Tenants should bring:

  • rent receipts, checks or other proof of rent payments
  • the lease or written agreement for the apartment, if you have one
  • photographs of any conditions you are claiming
  • heat charts, if heat is an issue and you kept a record
  • receipts or bills for any money you claim you spent
  • any other documents that are relevant to your defense or to the claims you are making
  • witnesses (like a friend or neighbor who has seen a condition complained of, if conditions are an issue)

How do I ask to postpone my trial?

Send a letter to the Court and the other side asking to postpone (adjourn) your trial. You cannot ask for a postponement by phone. You (or someone who can speak for you) should go to the Small Claims Court on the date of your trial and explain to the Court why you need a postponement.

If you or someone else on your behalf can not come to Court on the trial date, the Court will read your letter, but may not postpone the case and your case may be dismissed. If you are the defendant, the Court may hear your case even if you are not there. You should contact the Court the day after your trial date to find out what the new trial date will be. Have your case number or index number when you contact the court.

Can I postpone my trial?

You can ask the Court to postpone your trial, but unless you have a good reason, the Court may not agree.

How do I have the defendant served?

You can also hire a process server. Or you can have someone who is 18 or older – not you or anyone else involved in this case – serve the notice. The Clerk will give you instructions.

If 4 months go by after you first file your claim, and you have not been able to personally serve the defendant, the Court will dismiss your case. Later, if you find out about the defendant's location, you can file your claim again.

You cannot have a trial if the defendant was not served.

How do I know if the defendant was served?

The clerk will mail the defendant two copies of the notice:

  • by regular, first-class mail, and
  • by certified mail.

If the Post Office does not return the notice that was sent by regular mail to the clerk's office within 21 days (30 days for Commercial consumer transaction cases), the Court considers the defendant to have been served – even if the notice sent by certified mail was not delivered.

If both regular, first-class mail

Who tells the defendant about my claim?

After you file your claim, the Small Claims Court Clerk will serve the defendant a notice by mail. If the defendant cannot be served by mail, the clerk will tell you what to do.


Service of the notice lets the defendant know about your claim. It tells the defendant:

  • What the claim is about
  • How much money you are asking for, and
  • The date of your Small Claims Court trial

If the defendant sues me, will my case be postponed?

If the defendant files the counterclaim on the day of the trial, you may ask the Judge to postpone the case so you can have time to prepare. Sometimes Judges will postpone the trial even if you do not ask for it.

But if you received notice of the counterclaim before the date of your trial, you must be ready to present your claim and defend against the counterclaim on the date of your trial.

How does the Tenant find out about the court date?

Tenants will receive a Notice of Petition. This document directs when and where to go to court. It includes the date, time, and location of your hearing so you know exactly when to appear.

The landlord, or the landlord’s attorney, will arrange to have the court papers delivered to the tenant by a process server. A process server is an adult who is not involved in the case.

Sometimes landlords hire a professional process server. However, any adult who is not part of the case can serve the papers, as long as they follow the law and the required steps.

After the papers are delivered, the person who served them must fill out and sign an Affidavit of Service or Affirmation of Service. This is a sworn written statement that explains how and when the papers were given. In most cases, this form must be filed with the court clerk within three days, so the court has a record of who was properly notified.

The Notice of Petition and Petition must be delivered within a specific time frame. They must be served no more than 17 days and no fewer than 10 days before the court date. This timing is meant to give enough time to review the papers and prepare.

It is important that papers are served the correct way. Mistakes in service can cause delays, or sometimes even lead to the case being dismissed. If you are unsure whether your papers were served properly, or if you have questions about the process, talk to an attorney or a legal help organization for guidance.

Can the person I am suing sue me?

Yes! If the person you are suing (the defendant) wants to sue you, s/he may file a Small Claims counterclaim against you.

In Small Claims and Commercial Small Claims Court, a counterclaim can only be for money, and the limit is $5000. The defendant will have to pay a $5 filing fee plus the cost of mailing to file a counterclaim.

Does a landlord need to do anything before filing papers with the Court?

Yes. Most cases require that a notice be given before filing.

In nonpayment cases, a landlord must usually serve a written notice such as a 5-day late rent reminder and a 14-day rent demand. In holdover cases, a landlord must serve a notice such as a 10-day notice to cure, or another required notice, which may allow more time depending on the situation.

If the notice is incorrect or not served properly, the case may be dismissed.

A person is encouraged to consult an attorney or review the Real Property Law or Real Property Actions & Proceedings Law to make sure all legal requirements are met before filing.

How do I fill out these forms?

If a person chooses to proceed without an attorney, that person is responsible for preparing court papers in accordance with the law. Court staff cannot provide legal advice or assist with completing the forms.

Forms must be completed using black ink and submitted in duplicate to the Court Clerk. A filing fee must be paid, and an index number will be assigned. The Court Clerk will help set a court date when the Court will be in session.

A Notice of Petition must be issued by an attorney or the Court Clerk to require the tenant to appear in court. If a person does not have an attorney, the Court Clerk will review the papers and will sign the Notice of Petition only if the papers are completed correctly.

What forms do I need to start an L&T case?

A Landlord–Tenant case is a special proceeding under the RPAPL. This type of case usually starts with filing a Notice of Petition and a Petition.

Starting September 3, 2024, these Notices of Petition forms are required for all residential eviction cases filed in District, Justice, or City Courts outside New York City:

For more help, see the Resources section of this page. There, access Forms, Guides, and DIY (Do‑It‑Yourself) Interviews to help complete the paperwork.

If the case involves a different kind of eviction, or if the available forms do not fit the situation, it may be necessary for an attorney to draft a Notice of Petition and Petition for the case.

Do I have to pay to file my claim?

Yes. You must pay a Small Claims filing fee or Commercial Small Claims filing fee by cash or money order, credit cards, or personal checks. Have photo ID available. Checks and money orders should be made payable to "The Clerk of the Court." The fees to sue in Small Claims Court are listed on our Fees webpage.

Do I need an attorney for an L&T case?

Protect your rights - consult with an attorney. Proceedings to recover real property require knowledge of the law and familiarity with local rules and practices.

Corporations must have an attorney appear for them in Court. (CPLR § 321(a)).

Individuals should read this page and see DIY forms on CourtHelp.

What do I do with my completed form?

File it in person (or ask someone to file it for you) at the Small Claims Court Clerk's Office. If you are filing the Small Claims Complaint form by mail or filing the Commercial Claims Complaint form by mail you must sign it in front of a notary first.

What is a Landlord-Tenant (L&T) court case?

In most Landlord Tenant cases, a landlord asks a judge for an order to evict a tenant if the tenant has not moved out by a certain date. They are started under Article 7 of the Real Property Actions and Proceedings Law (RPAPL), Summary Proceedings to Recover Possession of Real Property.

The two most common types of eviction cases are:

Non-payment proceedings – These cases are started when rent has not been paid. Before starting the case, the landlord must first demand that the tenant either:

  • Pay the rent, or
  • Move out of the property

Holdover proceedings – These cases are started when a tenant stays in the property after the tenancy has ended. This may happen when:

  • A lease ends on a set date, or
  • The tenant receives a notice ending the tenancy
  • The landlord believes the tenant no longer has the right to stay in the home or business space.

There are other types of landlord-tenant (L&T) cases, some of which are described in RPAPL §713 and RPAPL §715. Because these laws can be complex, you are encouraged to speak with an attorney for help preparing and filing your court papers.

Tenants can also bring landlord-tenant cases in court. A tenant may file a case if:

  • The tenant was illegally removed from the home (a “self-help eviction” or "forcible eviction"), or
  • The tenant needs a court order requiring the landlord to make repairs to fix a dangerous or serious condition in the home, brought under RPAPL Article 7A.

What if I do not have the defendant's correct, legal name?

You should find the defendant's true legal name before you file.

If the defendant is a business:

  • contact Suffolk County Consumer Affairs (631) 853-4600
  • search the County Clerk's records for Business Certificates or Corporation names.
  • search the Corporation & Business Entity Database - NYS Department of State


You can use any name that the business or person operating the business uses. If you do not provide the defendant's true legal, it will be very hard for you to collect your money judgment, if you win.

How do I start my Small Claims or Commercial Small Claims case?

You or someone else may start your case by filling out a Complaint Form (DC-283). The Complaint Form describes your claim to the Court. You may file by mail or you may file in person at one of the District Court courthouses.

You will be required to pay a filing fee.

How to fill out the Small Claims Complaint Form

How to fill out the Commercial Claims Complaint Form

Can a Petition Be Filed Against a Husband or Wife for Spousal Support?

In New York State, a married person may file a petition in Family Court seeking spousal support from a current husband or wife. While a divorced person may not seek a new order of support from an ex-spouse in Family Court (that would be done in the state Supreme Court), a petition may be filed seeking to modify an already existing order for an ex-spouse.

The petition and summons must be served upon (delivered to) the respondent. A hearing is then held before a Support Magistrate, where the parties must present evidence of their income and expenses, and may present witnesses to testify. The Support Magistrate decides whether to order the respondent to pay spousal support for the petitioner and, if so, how much and for how long a period of time.

What If a Custodial Parent Is Seeking Support from a Parent Who Lives Outside of New York State, or in a County in New York State That Is Far from the Child's Home County?

If the custodial parent lives in one state and seeks support from the other parent who lives outside of that state, an inter-state case may be filed in the Family Court, under the Uniform Interstate Family Support Act (UIFSA). A UIFSA case may also be filed in Family Court when the parents reside in two different counties within New York State which are not located next to one another. A petitioner may file the case in the Family Court in his or her home county, and the petition will be sent to the court in the respondent's state or county. The respondent is then served with the petition and appears in court in his or her home state or county. The petitioner is not required to appear in the other court where the respondent lives. A local city or county attorney may appear there to represent the petitioner at the support hearing.

The hearing is held in the same manner as a support case filed within the local county, but documents and evidence are exchanged through the mail or by fax.

Can the Order Be Changed?

If there is a change in circumstances, either party has the right to file a petition to modify the order. The party seeking a change in the order must file a modification petition containing a statement explaining the change. The petition and a summons must be served upon (delivered to) the other party. The court then holds a hearing to consider the request to change the order.

Orders paid through the Support Collections Unit will be reviewed automatically every three years for possible "adjustment" (change), upon request of either party, and in all cases where the person with custody of the child receives public assistance for the child. The parties are notified of their right to request that SCU review the order, and, following the review, are each notified of the possible change in the order. If they disagree with the proposed new order, they may request a hearing before a Support Magistrate, and a new Support order will be established.

What Happens If the Respondent Does Not Pay the Order?

The petitioner may file a "violation petition" asking the court to take action against a respondent who fails to pay a support order. The petition must be served upon (delivered to) the respondent. The Court will advise the Respondent of his right to counsel and may assign counsel if financially eligible. A hearing is then held to decide whether the respondent has violated the court's order. The Support Magistrate may enforce the order by directing SCU to take the payments directly from the respondent's paycheck, order the respondent to pay a lump sum toward back monies owed, or take other steps to collect the money owed, including granting a judgment.

A respondent who falls behind in payments also risks having his or her driver's license or professional and business licenses suspended, bank accounts seized, passport revoked, and tax refunds intercepted.

If the respondent is found to have willfully and voluntarily failed to pay a child support order, he or she may be jailed for up to six months, for contempt of court, placed on probation, or ordered to participate in programs to assist in finding employment.

What If the Parties Disagree with the Support Magistrate's Order?

Both parties have the right to appeal the order by filing an "objection" within 30 days of the date the order is sent to them. The objection must be filed with the court clerk's office, with a copy sent to the other party. The other party may send a reply to the court. After reviewing the case file, a judge then rules on the objection. The judge may leave the order as it is, change it, or send the case back to the Support Magistrate for further proceedings. If either party disagrees with the judge's decision, the case may be appealed to a higher court.

What will happen if I fail to notify the Court of my change in address?

If you fail to advise the court, in writing, of any change in your address, the court will be unable to notify you of any court dates. This will not relieve you of the responsibility of resolving the ticket. The court can and will proceed to notify the dept. Of motor vehicles to suspend your driver's license if you fail to appear or pay any fines as directed.

Will the Court keep me informed as to the status of my ticket?

It is your responsibility to ensure that all tickets have been resolved. Generally, you will receive only one notification of your court date (either verbal if appearing in person or by mail if you respond by mail).
If you have retained the services of an attorney, you should stay in contact with your attorney and you should contact the court to determine the status of your ticket if you have not been advised of any future court dates.
 

Can my driver's license be suspended if I am licensed in another state?

If you are a licensed driver of another state, be advised that the state of new york has reciprocity with most other states and can notify the state where you are licensed that you have an unresolved ticket in new york state. Your state will then proceed to suspend your driver's license. Your privilege to drive in new york state can be suspended, even if you have an out-of-state license, or no valid license.

What happens if I fail to resolve a ticket or pay a fine as directed?

If you fail to respond to the traffic ticket within 60 days of the issuance, fail to appear for any scheduled trial or fail to pay the fine imposed by the due date set by the court, the court will notify the dept. Of motor vehicles to suspend your driver's license and/or registration.

What Documents must Be Brought to Court?

The parties must provide copies of their most recently filed tax returns, some recent pay stubs, and a completed financial disclosure statement showing their earnings and expenses. The parties may also bring to court proof of their expenses, such as rent, food, clothing, medical costs, child care, education and the cost of supporting other children.

Do the Parties Need to Be Represented by Lawyers?

The parties may hire lawyers to represent them or may speak for themselves without a lawyer.

Where a party cannot afford to hire one, the court will assign a lawyer at no cost, only when it is alleged that there has been a violation of the order and a party is in danger of going to jail.

Who May File a Petition for Child Support?

A parent, or other person, with whom a child resides may file a petition in Family Court asking the court to enter an order for the "non-custodial parent" to pay child support.

A child who is not emancipated and is living away from both parents may file a petition against his or her parents asking for an order of support to be paid to the child.

When a child is receiving public assistance benefits or is living in a foster home and receiving foster care benefits, the Department of Social Services may file a petition against the non-custodial parent or parents asking that the court enter an order for child support to be paid to the government agency while it continues to pay benefits for the child.

The party filing the petition is called the "petitioner" and the party from whom support is sought is the "respondent". The petition must be served upon (delivered to) the respondent, together with a summons indicating the date of the court hearing.

There are no filing fees in Family Court.

Until What Age Is a Parent Obligated to Support a Child?

In New York State, a child is entitled to be supported by his or her parents until the age of 21. However, if the child is under 21 years of age, and is married, or self-supporting, or in the military, the child may be considered to be "emancipated" and the parents' support obligation may end.

A child may also be considered "emancipated" if he or she is under 21, leaves the parents' home and refuses to obey the parents' reasonable commands.

What Is the Legal Effect of an Adoption?

Once an adoption is approved by the court, the adoptive parent or parents are considered to be the child's legal parents, with all of the rights and obligations of natural parents.

What Is an "Agency Adoption"?

When a court has already given responsibility for a child's care and custody to an agency, and the child is residing with foster parents, the agency may file a petition to terminate (end) the parents' rights to the child. A child whose parents' rights have been terminated is then ready for adoption. Persons who are interested in adopting a child may apply to adopt through an agency. The agency conducts an investigation of the adoptive parent or parents' home and background to see if it is a suitable home for the child.

A petition and other documents are then submitted to the court for its approval. If the court finds that the adoptive parent or parents are able to provide proper care and support for the child, the court approves the adoption. (Sometimes, money may be available through the agency to help support the child, called an "adoption subsidy".)

The court may approve of a post adoption contact agreement at the time of a conditional judicial surrender. This agreement allows parent to visit with child after adoption.

What Is a "Private Placement Adoption"?

In a private placement adoption, in most cases, an agreement is reached between the child's natural parents and the person(s) who wishes to adopt the child. The adoptive parent or parents may be required to be "pre-certified" (approved) to take temporary custody of the child while the court decides if he or she is a suitable parent(s). A home study will be ordered by the Court after the filing of all required documents.

The court requires the adoptive parent(s) to submit a number of documents, including an adoption petition, marriage records, if any, and a report following an investigation of the adoptive parents' home. The court requires proof that the natural parents are voluntarily giving up their rights to the child. The court may require that adoptive parent(s) submit fingerprints.

If the court finds that the adoptive parent or parents are able to provide for the child's proper care and support, the court approves the adoption.

What Is an Adoption?

When a child's parents have died, when the parents cannot continue to provide for the care or custody of their child, or when the parents' right to continue having responsibility for the care and custody of their child has been terminated (ended) by the court, the child may be "adopted". In an adoption, the natural parents' rights are ended, and the court gives permanent legal responsibility for the child to other persons who then become the child's parents. A child fourteen years of age or older must approve of his or her own adoption.

What happens at the Permanency Hearing?

The first permanency hearing must be held 8 months after the child is placed and every 6 months thereafter. The Child Protective Agency is required by law to send notice and a “sworn permanency hearing report”, 14 days prior to the hearing, to the parties and their attorneys , law guardian/attorney for the child, agency, relatives caring for the child and pre-adoptive parents.

The court must determine whether the child should continue to be placed outside the home, and the appropriateness of the agency’s permanency plan. Also, the court must determine if the agency is making reasonable efforts to effectuate the plan.

Can the defendant have a lawyer?

Yes. The other side may have a lawyer. If both sides have a lawyer, your case may be transferred to Civil Court. You (the claimant/plaintiff) must pay any additional court fees.

What Happens at the Dispositional Hearing?

At the dispositional hearing, the court hears testimony and reviews reports recommending what should be done for the child. Possible dispositions include:

dismissing the action if the aid and assistance of the Court is not needed; or

releasing the child to the parents or guardian, with supervision and services provided by child-protective agencies; or

placing the child in foster care or with a suitable person or relative for a period of time, while services are provided to the parents to allow for a possible return of the child at a future date; or

final order of protection (may be until child’s 18th birthday); or

suspended judgement ( 12 months).

A child may be placed in foster care for a period of up to one year. The court has continuing jurisdiction, the child remains legally placed until each permanency hearing is complete and permanency is achieved. All cases of children placed out of their homes must remain on the family court’s calendar until permanency has been achieved. The court must pre-schedule all permanency hearings.

What Happens after the Fact-finding Hearing?

If the court finds that the allegations have not been proven:

the court will dismiss the petition and return the child to his or her home.

If the court decides that the child has been abused or neglected:

A dispositional hearing will be scheduled so that the court may consider what to do in the best interests of the child.

Before the dispositional hearing, if the child has not already been removed from the home and the court finds that removal would be best for the child, the child will be removed and "remanded" to the agency's custody. The child may be placed in foster care or with other suitable persons until the court makes its final disposition.

The court may then order an investigation of the child's home and family or other reports. These reports are prepared to help the judge decide how best to protect the child.

Who can file a Commercial Small Claims case?

Any corporation, partnership, or association that has its principal office in New York State, or an assignee of any commercial claim, may file a Commercial Small Claim* for up to $5,000. "Corporation" includes municipal corporations and public benefit corporations.

What are Commercial Small Claims and Consumer Transactions?

For Commercial Small Claims, you must:

  • Be a corporation, association, partnership, or assignee that has its principal office in New York State
  • Pay a court fee ($25 per claim, plus postage costs)
  • Send a demand letter first for consumer transactions
  • Limit: You cannot file more than 5 Commercial Small Claims statewide per calendar month.


What are Commercial Small Claims?
A Small Claim filed by a corporation, partnership, or association for up to $5,000 is a Commercial Small Claim. You cannot sue to make someone do something or for pain and suffering.

Here are some examples of Commercial Small Claims:

  • You are a corporation and you have a contract to sell bananas to Joe's grocery store. You deliver the bananas, but Joe does not pay. You can sue for the money you are owed.
  • You are a homeowner's association and you hire Ernie's lawn company for landscaping. You pay half the money owed up front. The landscaping is done poorly. You can sue for your money back.

If your Commercial Small Claim is against an individual, not a business, and the claim is about goods or services that were mainly for personal, family or household use, the Commercial Small Claim is a "consumer transaction." You must follow special rules for a consumer transaction.


Here is an example of a consumer transaction claim:

  • You are a corporation and you sell a dining room set to Rochelle. She does not pay you for the furniture. Your claim can ask for the money you are owed.

What Happens at the Fact-finding Hearing?

If the court finds that the allegations have not been proven:

the court will dismiss the petition and return the child to his or her home.

If the court decides that the child has been abused or neglected:

A dispositional hearing will be scheduled so that the court may consider what to do in the best interests of the child.

Before the dispositional hearing, if the child has not already been removed from the home and the court finds that removal would be best for the child, the child will be removed and "remanded" to the agency's custody. The child may be placed in foster care or with other suitable persons until the court makes its final disposition.

The court may then order an investigation of the child's home and family or other reports. These reports are prepared to help the judge decide how best to protect the child.

How Does the Court Case Begin?

The petition and a summons must be served upon (delivered to) the parents or other persons legally responsible for the child's care to allow them to come to court and hear the case against them, and to present a defense. If the persons named in the petition are not the child's parents, but some other persons who are legally responsible for the child, then the parents must also be served with court papers so that they may appear in court if they wish to request temporary or permanent custody of their child. In some cases, other close relatives of the child may also appear in court.

There are no filing fees in Family Court.

Do the Parents Need Lawyers to Represent Them?

The parents or guardians against whom the petition is filed, called the "respondents", may hire attorneys to represent them in court, or ask the court to assign attorneys at no cost if they cannot afford to hire their own. Each respondent must have a separate attorney.

An attorney is also assigned to represent the child; this attorney is either called the "law guardian" or the “Attorney for the Child

Can I sue on behalf of someone else?

Unless you are the parent or guardian suing on behalf of your child, probably not. For example, if you had an accident in a borrowed car, the registered owner of the car can sue, but you cannot sue for damages to the car.

What if I don't speak English well?

If you need an interpreter, tell the Small Claims Court Clerk when you file your claim. The clerk will assign an "official" interpreter to your trial if a party or witness needs one.

What is Small Claims Court?

Small Claims Court is a special court where you can sue for up to $5000. You can only sue for money. You cannot sue to make someone do something or for pain and suffering.

Small Claims Court is sometimes called the People's Court because:

  • It is inexpensive and easy to use,
  • You do not have to have a lawyer,
  • The Court will notify the defendant for you,
  • It has convenient hours of operation, and
  • The Court can get you an interpreter, if you need one.

If the Court is not able to notify the defendant by mail, the clerk will tell you what to do.

Before you start your case, read these important facts:

For Small Claims you must:

  • Be an individual who is 18 or older
  • Fill out a court form that explains your claim
  • Pay a court fee ($15 – $20)

Corporations, associations, partnerships, and assignees must start a Commercial Small Claim. Partnerships may start a Small Claims case or a Commercial Small Claims case in Suffolk County District Court.

For Commercial Small Claims, you must:

  • Be a corporation, association, partnership, or assignee
  • Pay a court fee ($25 per claim, plus postage costs)
  • Send a demand letter first for consumer transactions
  • Limit: You cannot file more than 5 Commercial Small Claims statewide per calendar month.

You must file your Small Claims complaint or Commercial Small Claims complaint where the person you are suing lives, works, or has a place of business. If the defendant lives, works, or has a place of business in Babylon, Brookhaven, Huntington, Islip, or Smithtown in Western Suffolk County, you must use the Suffolk District Court. You may use the District Court location most convenient to you.

Deadline! There are strict deadlines for claims against a municipality, city, or county agency.

What If the Child Has Been Removed from Home by the Police or by an Agency?

At the time the petition is filed in Family Court, the child may already be in foster care after an emergency removal from his or her home by Child Protective Services or the police. (This removal may be done with or without a court order.) Regardless of whether the child has been removed from home with or without the parents' consent, the parents may ask that a court hearing be held within a short period of time to see if the child may return home until a full hearing on the allegations is completed.

What Is a Child-protective Proceeding?

When it appears that a child less than eighteen (18) years of age has been abused or neglected or is in danger of being abused or neglected, a petition may be filed by a child-protective agency asking the Family Court to assist in protecting the child.

The court then holds hearings to decide if the allegations are true and if so, what action the court should take to protect the child.

What to expect during a family court hearing

The Family Court of the State of New York was established to take action in the lives of children, parents and spouses. The court has a wide range of powers to fit the particular needs of the people who come before it.

The Family Court Act gives the Family Court power to hear certain types of cases. As each case is filed in the court, it is assigned its own identifying number, called a docket number. The docket number begins with a letter which tells the type of case filed. For example, a paternity case is given a docket number beginning with the letter "P".

Most Family Court hearings (trials) are heard by judges. Support magistrates hear support and paternity cases. There are no juries in Family Court: the judge or support magistrate conducts a hearing and decides the case.

The Family Court is generally open to the public, in addition to those persons who are directly involved with a particular case. However, the judge or support magistrate presiding over each case has the authority to exclude the public from the courtroom depending upon the nature of the case or the privacy interests of the parties.

Persons who have been scheduled to appear in court are expected to arrive at the courthouse on time. If a party (a person who has a direct involvement with a case) is not present when the case is called into the courtroom, the judge or support magistrate may proceed and decide the case in that person's absence or may dismiss it. Parties should understand that although they arrive early, they may be required to spend a lengthy period of time at the courthouse.

After a case has been completed and a final decision has been made, each party has the right to appeal the judge's decision, asking a higher court to review the evidence and any testimony presented at the Family Court hearing. (Decisions made by support magistrates are appealed first by filing an objection to the decision; a Family Court judge reviews the support magistrates' decision and order.) An appeal may result in a decision being affirmed (left as it is), or modified (changed somewhat), or reversed (changed entirely).

The court records of Family Court proceedings are not open to public inspection. However, the court may permit access to records where appropriate. Persons directly involved with a case who wish to obtain a copy of a court order may request a copy at the Record Room of the courthouse where the case was heard; proof of the person's identity is required.

Each Family Court is open all day from Monday through Friday, except on holidays. At lunchtime, the parts (hearing rooms) within each courthouse close for a lunch recess, but certain areas of each building remain open to the public. Specific information on hours may be obtained by calling the courthouse.

Family Legal Care

How do I get a verbatim transcript of a court proceeding?

A verbatim transcript is a printed version of everything said at a court proceeding. 

When requesting a verbatim transcript, you should have the following:

  • name of the case,
  • case number,
  • location of the proceeding, and
  • date of the proceeding,
  • and time stamp or meter reading of the proceeding (if a digital recording machine was used).

Most court proceedings are recorded either by a Court Reporter sitting in the courtroom writing down what is said in the courtroom or by a digital recording machine.

To have a transcript produced of a District Court proceeding which was recorded by a Court Reporter:

To have a transcript produced of an electronically recorded court proceeding, you may contact one of the transcription services listed on the list of Electronic Recording Transcription Services. This list of transcription services may also be found at courthouse public information windows.

The services are independent contractors. They are not court employees. They establish their own rates - price per page varies. They will either take the required information and contact the Court, or ask you to contact the court and arrange to have the recording sent to the service.

(A clerk's transcript of judgment is a different court form. The transcript of judgment is an official paper filed with a county clerk to collect money).

What happens after I answer a summons?

  • If all parties are represented by an attorney, a Notice of Trial with the proper fee must be received before a case can proceed to trial or to compulsory arbitration.
  • If any party is self represented,
    • if any Cause of Action is greater than $6,000 the matter will be scheduled for a pre-trial conference
    • If no Cause of Action is greater than $6,000 the matter will be referred to arbitration.

Can I answer a summons by mail?

  • Yes, you may file an answer by mail.
  • Your answer should be notarized and served on the plaintiff's attorney.  The court rules say if you are a person without a lawyer, the clerk will serve your answer for you. Your attorney is required to serve and file your answer with proof of service.
  • If you do not answer, the plaintiff may file a default judgment against you.
  • If you are a corporation, your attorney must answer.

I have received a civil summons from the District Court. What do I do?

You are being sued! Talk to an attorney and get legal advice.

You must file an answer to the civil complaint. You may go to the District Court Clerk's office or mail your answer to the District Court Clerk's office where the case is pending to file your answer.

The court rules say if you are a person without a lawyer, the clerk will serve your answer for you. Your attorney is required to serve and file your answer with proof of service.

You should do this as soon as possible, since the maximum amount of time that you have to answer is either twenty or thirty days depending on how you were served with the summons. You should seek out legal advice from an attorney.

How do I serve someone with court papers?

  • Service may be made by someone over the age of eighteen who is not a party to the action.
  • A professional process server may be used. A plaintiff or defendant cannot serve papers.
  • The law specifies how papers must be served, and the methods vary depending on the type of paper being served.
  • The method of service may be directed in an order of the court.
  • The court clerk may be contacted to determine how papers may be served, but your attorney is the best person to ask and is the only person who can legally advise you.

What is required on a verified complaint?

The purpose of the Complaint is to give the defendant information concerning the claims or causes of action. It contains allegations and material facts on which the plaintiff relies to support the demand (CPLR Article 30). Include: 

  • Plain and concise statements in consecutively numbered paragraphs, detailing transactions and/or occurrences intended to be proved, and separately stating each cause of action.
  • "Wherefore clause" demanding relief on at least one cause of action.
  • Verification by the plaintiff that the contents of the complaint are true.

Remember:

  • $15,000 monetary jurisdiction limit for each cause of action in the complaint. You may not split your cause of action to exceed the $15,000 limit.
  • Geographic jurisdiction is limited to the five western towns of Suffolk County: Babylon, Huntington, Smithtown, Islip, and Brookhaven.

How can I commence a civil suit?

  • Civil actions are generally commenced by an attorney filing a Summons and Verified Complaint with the correct filing fee.
  • You must file a District Court civil summons form. The summons is different than the one used in Supreme Court. The requirements for the summons are listed in paragraph (d) of the District Court Rules Section 212.6(d) 28 NYCRR. An example of an acceptable summons is Blumberg form T1464 or T1480 from www.blumberglegalforms.com.
  • The summons must be issued (signed) by an attorney, a Judge, or a Court Clerk.
  • An individual without an attorney may request that the Court Clerk issue the summons.
  • You will need an original (retained by the court clerk) and a copy (returned to you) of all papers (summons, complaint, exhibits, affidavits) when you file your papers.
  • There is a filing fee.
  • After the summons is filed, you must arrange to have the summons and complaint served on the defendant.

Do I need an attorney in the civil court?

  • An individual may represent themself.
  • It is strongly recommended that an individual seek the advice of an attorney.
  • Any party without an attorney must be fully versed in court procedure, trial, and evidentiary rules.
  • Corporations are required to have an attorney in all proceedings (except Small Claims or Commercial Small Claims). An attorney must represent the corporation at all stages of an action, including answering the summons and complaint.
  • The court staff is not allowed to give legal advice.

Can I call to get an adjournment on my civil case?

No.

  • Adjournment requests must be in writing.
  • In an emergency, you may fax a request to the clerk’s office.
  • Adjournment requests will not be considered by phone.
  • All other parties should be notified of all adjournment requests.

What time are the Civil Courthouses open for business?

  • All courthouses are open Monday through Friday from 9:15 a.m. to 5:00 p.m.
  • “Night Small Claims” Court is held on Wednesdays at 5:30 p.m. in the Ronkonkoma Courthouse.
  • All business must be commenced by 4:30 p.m.
  • Most calendars are called at 9:30 a.m. (except Small Claims night court at 5:30 p.m.)
  • Civil courthouses are closed and locked from 1:00 p.m. to 2:00 p.m.

Other questions?

Use our automated telephone answering system: 631-208-5775
Court personnel will answer questions during normal business hours.

How can I get a Criminal History Report?

The New York State Office of Court Administration provides a statewide criminal history record search, based on exact match of name and date of birth. The search includes data from all 62 counties pertaining to convictions and open or pending cases in the City, District, County and Supreme criminal courts. Town & Village criminal information is limited.

If you are a defendant, you or your attorney may apply for a NYS Record Review from the NYS Division of Criminal Justice Services (518 485-7675).

You may request a Suffolk County Criminal Records Search for yourself or someone else through the Suffolk Police Department's Central Records (631 852-6015).

How do I appeal?

You or your lawyer must file a Notice of Appeal within 30 days after your sentence. Send one copy to the Suffolk County District Attorney’s Office, Appeals Bureau, 200 Center Drive, Riverhead, NY 11901. File two copies with the Appeals Clerk at Suffolk County District Court, 400 Carleton Avenue, Central Islip, NY 11722.

If you did not have a lawyer, you can write to the Court Clerk to say you want to appeal. If you do this on time, the Clerk will prepare, serve, and file the Notice of Appeal for you.

If you cannot afford a lawyer or the cost of an appeal, you can ask the Appellate Term of the Supreme Court for a lawyer and to waive some costs.

You can get written instructions from the Appellate Term Clerk's Office. You must complete your appeal within 120 days after your sentence.

How do I get an official record of what happened to my court case?

You may need a Certificate of Disposition or a certified transcript. You can get one from the court in person. Bring:

You can also ask by mail. Mail to the Clerk’s Office:

If you had a court-appointed lawyer (like Legal Aid) or get public benefits, you may not have to pay. Write that you think you are fee-exempt on the form, and include proof if you have it.

The court does not accept personal checks.

What happens if I do not pay the fine or fees?

Generally, if you do not pay the fine or fee, the Court (on behalf of the People of the State of New York) enters a judgment against you in the County Clerk's office and suspends your drivers license.

The court may also issue a warrant for your arrest.

If you do not pay a fine imposed by the court, within the time ordered, you may be imprisoned.

If you are unable to pay a fine, you may ask the court, to be resentenced.

The Court may not waive certain surcharges or fees. You may tell the court that payment of the surcharges or fees will be an unreasonable hardship on you or your immediate family, and the court may defer payment and enter a civil judgment.

You may be imprisoned for up to fifteen days for your failure to pay certain surcharges and fees.

If you do not pay what you owe, or if you do not appear in court to request more time to pay, a civil judgment against you will be entered and docketed with the Suffolk County Clerk (or the Clerk of the County in which you reside), and your drivers license may be suspended, and a warrant may be issued for your arrest.

How do I pay a fine?

Pay online with a credit card. You will need your docket number, name, and date of birth.

Pay by mail using a money order or certified/teller’s check made out to the Clerk of the District Court. Include a stamped, self-addressed envelope so your receipt can be sent back to you. Do not mail cash.

Pay in person at the Clerk’s Office in the courthouse. You may use cash, money order, certified/teller’s check, debit card, or credit card. You must show a photo ID. Debit and credit card payments also require a signed card.

If you use a credit or debit card, a 2.99% fee will be added. This fee applies to both online and in-person payments and is charged by the card company. The court cannot refund it.

If your payment is not accepted by the bank, you will be charged an extra $20 fee, and the court may enter a default judgment against you.

Partial payments are only allowed if the judge approves them. If approved, you must pay in person.

How do I get bail money back?

When a case ends (for example, it is dismissed or the person is sentenced), bail may be returned if the defendant attended all required court dates. The money is returned to the person who paid it, but a 3% fee is usually taken out. This usually takes about 8 weeks. The refund comes from the Suffolk County Treasurer.

If the defendant missed a court date and a warrant was issued, the bail is lost. In some cases, the court may still return the money, but only if it approves a request called a CPL§540.30 motion.

How can I post bail?

You can post bail at the jail.

You can also post bail at the courthouse right after the judge sets the bail amount. If the person in custody has already left the courthouse or is already at the jail, you will need to post bail at the jail.

You can search for approved bail bond agents using the NY State Department of Financial Services Bail Bond Agent Search.

If the judge allows it, you may use a credit card to post bail. Please note that the credit card company charges a 2.99% processing fee.

The Sheriff’s Office may be able to help use money that was with the person at the time of arrest to post bail.

How can I change the conditions of my Order of Protection?

If you are the defendant (the enjoined party on an Order of Protection), and your case is still pending, and you want to change the conditions of an Order of Protection, consult with your attorney.

If you are a witness or victim (a protected party on an Order of Protection), and the case is still pending, and you want to modify the conditions on an Order of Protection, contact the District Attorney's Office.

If the defendant was convicted, pled guilty, or otherwise has an order of protection and no future court date, and you want to modify the terms of the order of protection, you may submit a written request to the court - appear at window #2 in room D220 in the Cohalan Court Complex during normal business hours. Based on your written request, the case will be restored to the calendar for a future date, when the judge will decide if the Order of Protection should be modified.

How do I get an Order of Protection?

An Order of Protection is a court order that tells someone to stay away from you or not do certain things.

If you are a victim or a witness, contact the District Attorney's Office.

In District Court, a case must be filed before a judge can issue an Order of Protection. This usually means the person was arrested or given a ticket to come to court. You can ask for an Order of Protection at the first court date (called an arraignment). Tell the District Attorney before the arraignment that you want one.

If the person was given a ticket instead of being arrested, get a copy of the police report and complaint from the police. Tell the police you want an Order of Protection. The police must file the case with the court before the judge can issue the order.

If the person was not arrested or charged, call the police to make a report.

 If you are related to or live with the person, you might be a victim of Domestic Violence.

Domestic Violence Order of Protection Basics from CourtHelp

Can I view a Court Calendar online?

Anyone can view today's calendared cases and any future calendars on the WebCrims site. Log in as Guest. 

Choose search by “Court Calendar.” 

Sealed cases will not appear on eCourts. 

How do I postpone a case?

You may request a postponement (adjournment) of a matter in writing, upon notice to the opposing party. Your request must be submitted before the date of the scheduled appearance, and will be considered by the support magistrate or judge in the assigned part on the scheduled date. A request is not a guarantee of adjournment, you have not been excused from appearing - you are at risk.

How can I vacate a warrant?

You can ask the court to cancel (vacate) your warrant by filling out an Application to Vacate District Court Warrant (DC-320-A). Get the form and return it at the Clerk’s Office public information window #2 during normal business hours.

After you turn it in, your case will be scheduled to be heard. Check the criminal case calendar screen in the 2nd-floor lobby. When your name appears, go to the courtroom listed so a judge can review your request and decide what to do.

If your warrant is from a different court (like a town or village court, County Court, or a town ordinance case in another District Court), you must go to that specific courthouse and ask a judge there to cancel your warrant.

How do I file a petition in the Family Court (or modification, order of protection, motion, etc)?

Generally, the Probation Department will prepare petitions for most Family Court cases. Appointments may be scheduled by calling 631-853-4246, or 631-853-4256. It is not mandatory to utilize the services of the Probation Department, although it is recommended - attorneys or individuals may file petitions.
Petitioners seeking support may wish to contact the Child Support Enforcement Bureau at 1-888-208-4485 to file a petition, or you may go in person to the Child Support Enforcement Bureau, Department of Social Services, 3455 Veterans Memorial Highway, Ronkonkoma, NY 11779, 8:00AM - 3:45PM.

Adoption processes/questions should be directed to the Adoption Bureau of the Family Court at 631-740-3640.

You can start many petitions yourself using our online Do-It-Yourself (DIY) Forms for Family Court. You may use this Program from any Internet accessible computer (for example: home, local library, courthouse lobby and library resource offices). Once the petition is printed, you may follow the instructions for either mailing the petition or bringing the petition yourself to court to be filed. This process may save you a trip to court and save you time from handwriting a petition.

Is the Family Court the proper place to file?

The Family Court has exclusive and concurrent jurisdiction over many issues as detailed in the Family Court Act. If you are unsure if a matter is under the jurisdiction of the Family Court, you may call the General Clerks Office (631-740-3800).

What should I do if I cannot afford to pay for stenographic minutes?

If you have been directed to provide stenographic minutes in connection to an objection, or an appeal, and cannot afford the cost, a “Poor Person Motion” may be filed. Although a prescribed form is not required, sample forms are available in the General Clerks Office. A decision will be issued by a Family Court Judge, or for matters on appeal, by a Justice of the Supreme Court Appellate Division.

How may I obtain a transcript of a proceeding?

A party to an action may obtain a transcript (stenographer and/or electronically recorded proceedings) by filing a request in the General Clerks Office, and in:

  1. Proceedings utilizing a court reporter (stenographer) - you will be contacted by a court reporter, who will provide a cost estimate and an approximate delivery date.
  2. Proceedings utilizing electronic recording - the General Clerks Office will provide you with a list of authorized transcription firms, and instructions for obtaining transcripts. Cost estimates, and a delivery date, will be provided by the transcription firm.

Note: Transcripts may be ordered up to five years after a court appearance.

How do I withdraw a petition?

A petitioner may withdraw a petition by appearing in person on the scheduled court date, or in writing prior to the scheduled court date. A form is available in the General Clerks Office, and photo identification must be presented. If a withdrawal request is made in letter form, the reason for withdrawing the petition must be stated, and the petitioner’s signature must be notarized.

I don't think I can afford an attorney. How can I get a lawyer appointed (like Legal Aid or an 18-b attorney)?

Contact the Assigned Counsel Defender Plan of Suffolk County SCACP

  • Call the SCACP office at (631) 439-0539 to speak to a financial screener.
  • Schedule an appointment by calling (631) 439-0539.
  • Email or fax the completed application from the Suffolk18B – Assigned Counsel Defender Plan – Suffolk County NY website to [email protected] or fax to (631) 761-6517.
  • APPLY IN PERSON at the Cohalan Court Complex, District Court, 4th Floor, Room 421, 9:30 a.m. to 1:00 p.m. Sign in on the clipboard, request an application form, and fill it out while you wait. Applicants coming from courtrooms for a same-day appearance have priority—indicate this on the sign-in sheet.

Be prepared with:

  • Court paperwork which should contain your case number and the date of your next court appearance.
  • Identification (Driver’s License, DMV ID, Medicaid Card)
  • Verification of employment (current pay stub, unemployment)
  • Proof of public assistance (food stamps, medical benefits, SSI information, VA Benefits)
  • Proof of expenses (medical and dental payments, rent or mortgage, utilities, vehicle payments)

What must I do to have my case reassigned to another judge or support magistrate?

An application must be made to the presently assigned judge or support magistrate to "recuse" himself (or herself) from the matter. If the application is not granted, for judicial orders a party may file an application with the Appellate Division of the Supreme Court - Second Department (718-875-1300).

If the recusal application involves a Support Magistrate, a party may file an "objection."

How do I object to (or appeal) an order?

Either party to an action may “object” to an order issued by a support magistrate. An objection may be filed in letter form, on notice to the opposing party. Instructions and sample forms are available in the General Clerks Office.

An appeal may be taken as a matter of right only from an order issued by a judge. (Please note that an appeal may not be taken from an order issued after inquest.) Appeal instructions/forms are available from the General Clerks Office.

I really cannot get to court on my court date. What can I do?

You must go to every court date unless the judge says you do not have to. If you do not show up, the judge may issue a warrant for your arrest.

If there is an emergency and you cannot go to court, tell your lawyer. If you do not have a lawyer, write to the judge explaining why you cannot come. Send a copy of the letter to the District Attorney's Office. The judge may accept your reason, move your court date to another day, and not issue a warrant.

You will be told about court dates by mail, email, text, or phone call.

When is my next court date?

Your next court date is written on a blue “Notice to Appear” form you received at your last court date.

If you know the defendant’s name or the docket number, you can look up the case using WebCrims. This system does not show warrants, finished cases, or sealed cases, 

To search by name, you need at least:

  • The first 3 letters of the last name
  • The first 2 letters of the first name

If you search by “calendar,” choose “Criminal Court” for the court field. Use the courtroom number (like D31 or D44), not the judge’s name.

If you search by case number use the full docket number (CR-######-YYSU)

If you think your case is still open but you cannot find the next court date online, call the court at 631-208-5800 during normal business hours.

How do I obtain a copy of an order?

The General Clerks Office may provide copies of orders. Litigants may appear personally, provide photo identification, and submit a written request for an order. Copies are generally not provided instantly, and are usually mailed to the requesting party. Not all files are kept on premises, and it may take time to retrieve a file from off-site archives.

Requests submitted via U.S. Mail will be honored if you are eligible to receive a copy (you are a party to the action), and must include a properly notarized signature. Please supply a self-addressed envelope with sufficient postage affixed.

How do I confirm my court date, is it accurate?

You may call the Family Court General Clerks Office 631-740-8000, and provide the docket number to confirm a court date. Please be advised that only the date, court part, and scheduled time will be provided. Family Court employees will not discuss a matter or offer legal advice.

Is there anything else I should know about Mediation?

Yes, you should know that, with a few exceptions, all conversations and written and oral communication between the mediator and the parties during the mediation sessions are kept confidential. All information obtained or generated in connection with the mediation process, including notes, memoranda, work product or a case file maintained by the mediator, shall remain confidential and not subject to review or disclosure in any present or future judicial proceeding.

Nothing of substance the the occurs during the mediation process will be revealed to the referring Judge by the mediator. However, at the conclusion of the mediation process, the Mediator shall issue a limited report of the outcome and the time spent mediating to the referring Judge. Further, unless there is a mutual agreement to disclose the outcome of the mediation, neither party nor their attorneys shall reveal the outcome to the referring Judge.

Notwithstanding the foregoing, certain communications and information are subject to disclosure, such as attendance of the parties and their respective attorneys at the initial mediation session; any partial or complete settlement agreements signed by the parties submitted for the court's review; threats of imminent and serious harm and allegations of child abuse or neglect.

What if after exploring the Mediation Program I determine it's not for me?

That's easy, your only obligation, once referred to the mediation program is to attend the initial session with your spouse and the mediator. At any time thereafter, the mediation can be terminated by either party or the mediator and the matter would be referred back to your assigned Justice to continue the litigation.

What happens to my court case while I attempt Mediation?

Unless otherwise agreed between the parties and the Court,  your case will proceed without delay before the assigned Judge. The litigation process shall continue, that means, among other things, any submitted motions will be decided, all discovery shall be exchanged and completed, and from time to time, conferences will be held with the Court.

How do I have my case referred to the Suffolk County Matrimonial Mediation Program?

Initially, you must have an active matrimonial action pending in the Supreme Court. Most matrimonial cases filed in Suffolk County qualify for referral to the Suffolk County Matrimonial Mediation Program. Your assigned Justice may make a referral of your matrimonial matter to the program. However, cases involving child abuse or neglect, domestic violence or a severe power imbalance between the parties may not be appropriate for the program. Your case will be initially screened by the Court and thereafter continually screened by the assigned mediator to prevent inappropriate referrals.

Who will be assigned to Mediate my case?

All our mediators have been appointed by the District Administrative Judge, in consultation with the Supervising Judge of the Matrimonial Parts. All Mediators in our program have completed at least forty (40) hours of Family Mediation training from a training program recognized by the New York State Office of Court Administration. In addition, each mediator has at least two (2) years of family mediation or other equivalent training or experience.

What is my attorney's role in the Mediation process?

Unlike traditional matrimonial litigation, in mediation, the parties actively participate and contribute to the process. Active participation of the parties increases the likeihood of long lasting agreements. It has also been found that the parties feel more satisfied at the end of the mediation process.

Notwithstanding the foregoing, your attorney plays a crucial role in this process in informing you of your legal rights and responsibilities as well as the potential consequences of the proposed solutions you reach. Whether you choose to have your attorney by your side during each session or as a legal advisor outside the mediation process is up to the individual party. You are completely in control of how you would like to proceed in the mediation process.

Is it recommended that I retain an attorney if I choose Mediation?

Yes, the presence of attorneys for each party during the mediation sessions are strongly encouraged. Without legal representation, parties risk the potential of entering into agreements with insufficient knowledge about financial, legal or other issues pertaining to their case.

What is the Mediator's role?

The Mediator works with the parties as a non-coercive neutral to help the parties negotiate a settlement agreement. Throughout the mediation process, the Mediator serves as a facilitator of the communication between the parties helping the parties reach future-oriented solutions to meet the particular and unique needs of their individual family.

What is Mediation?

Mediation is a voluntary and confidential process in which the parties to a dispute make decisions together based upon their understanding of their own views, the views of their spouse, and the reality they face. This process is facilitated by a Mediator, who helps the parties make their own decisions with a focus on the future.

When are IDV Court sessions held?

IDV Court sessions are held on the 2nd and 4th Thursdays of the month with additional dates as needed. If your case is transferred to IDV court, you will receive a copy of the order along with the date and time of your first appearance.

Why is my case in IDV court?

Probably because you have an open case in a criminal court which constitutes a "domestic violence offense" and there is also a pending family court case (i.e., a request for an order of protection, emergency custody/visitation) with the same party. IDV court staff refer cases to the IDV Court Judge, who makes a decision whether or not to accept the case into the IDV court based on a variety of factors.

What is the Integrated Domestic Violence Court (or "IDV Court")?

In an effort to better serve families facing issues of domestic violence, Chief Judge Judith Kaye, in her 2003 State of the Judiciary address, announced the statewide expansion of IDV Courts. IDV Courts respond to a historic problem in the court system, which requires domestic violence victims and their families to appear in different courts before multiple judges, often located in different parts of a county, to address their legal issues.

Dedicated to the “one family - one judge” model, IDV Courts allow a single judge to hear multiple case types - criminal, family and matrimonial - which relate to one family where the underlying issue is domestic violence. By the end of 2005, three quarters of the residents of New York State live in counties served by these courts.

7. What will happen if I fail to notify the Court of my change in address?

If you fail to advise the Court, in writing, of any change in your address, the Court will be unable to notify you of any court dates. This will not relieve you of the responsibility of resolving the ticket. The Court can and will proceed to notify the Department of Motor Vehicles to suspend your driver's license if you fail to appear or pay any fines as directed.

6. Will the Court keep me informed as to the status of my ticket?

It is your responsibility to ensure that all tickets have been resolved. Generally, you will receive only one notification of your court date (either verbal if appearing in person or by mail if you respond by mail).

If you have retained the services of an attorney, you should stay in contact with your attorney and you should contact the court to determine the status of your ticket if you have not been advised of any future court dates.

Be advised that contacting the prosecutor is not sufficient to resolve the ticket. You must have entered a plea (guilty or not guilty) with the Court and appear or pay any fines as directed by the Court.

3. What happens if I fail to resolve a ticket or pay a fine as directed?

If you fail to respond to the traffic ticket within 60 days of the issuance, fail to appear for any scheduled trial or fail to pay the fine imposed by the due date set by the court, the court will notify the Dept. of Motor Vehicles to suspend your driver's license and/or registration.

If your license is suspended and the suspension date was on or after July 6, 2009, you will be required to pay a $70 fee to the court for each ticket on which your license is suspended.

Why am I in the computer so many times?

In order to establish a jury pool which reflects the diversity of our community, every county Commissioner of Jurors utilizes lists such as motor vehicle records and voter registration records, so it is possible that you may receive more than one questionnaire. Compounding the problem is that fact that many people list their names differently on various lists. For example, it is quite common to see the names "A. Robert Jones" and "Andrew Jones", and we cannot determine that these two names are the same person.

How come I always get called and my neighbors do not?

Jurors are summoned to serve in a completely random manner similar to a lottery. Rest assured that every eligible citizen in Nassau County will be summoned. If you know of anyone who would like to serve, they can obtain a questionnaire by calling our office at 516-493-3750 or at www.nyjuror.gov.

I'm over 70, why am I still being called for jury duty?

There is no maximum age limit for jury service. It is illegal to automatically exclude any age group including seniors. However, if your doctor feels that you are physically unable to serve in a reasonable manner, you may submit a doctor's letter with your summons and you may be granted a medical excuse.

Are jurors with disabilities accommodated?

If you have a disability and need a reasonable accommodation to allow you to serve, various auxiliary aids are available to meet your needs. The kinds of auxiliary aids that are generally available include assistive listening devices, sign language interpreters and "real-time" captioning of court proceedings. In some situations, the court may be able to provide a reader for visually impaired jurors or have forms, such as a jury questionnaire, reproduced in large print or put on audiotape. If you have mobility impairment and are sent to a courtroom which has access problems, you may be reassigned to a different location that has better access.

If you are a TDD user and need to communicate with the court while you are on jury duty, you can call the relay service at 1-800-662-1220 and they will be able to place the call. Some courts also may have a TDD or TTY in the clerks' office.

Any access questions or requests for assistance can be conveyed to the central jury staff, court clerk or judge in the courtroom where you are assigned.

What about the juror's job?

New York State law prohibits an employer from subjecting an employee to penalties or termination of employment due to jury service - so long as the employee notifies the employer upon receipt of the jury summons.

In order to verify to an employer that jury service was performed, all jurors are provided an attendance certificate.

Jurors who believe that they have lost wages or forced to charge their absence to vacations or sick leave should contact our office or the regional office of the New York State Attorney General.

Will I be compensated for jury service?

Pursuant to law, the state will pay jurors a fee of $40.00 for each day of physical attendance with the following exceptions:

  • Exception #1: Jurors who are employed CANNOT be paid a jury fee for any day(s) on which they receive regular wages unless their regular wage is less than $40.00. In that case, the state will pay the difference between the jurors' wage and the $40.00 fee.
  • Exception #2: Jurors who work for an employer with more than 10 employees MUST be paid, by their employer, at least $40.00 or their regular daily wage - whichever is less - for each of the first three days* of service. If a juror's daily wage is less than $40.00, the state will pay the difference between the juror's wage and the $40.00 fee for the first three days of service.

*Note: The obligation of the employer to pay only applies if the juror is serving on jury duty on a regular scheduled work day. If not, the state pays the daily fee of $40.00 .

In rare instances, when service extends for more than 10 days, the court may authorize an additional allowance of $6.00 per day to be paid to a juror.

A juror may waive his or her right to the per diem allowance, in which case the allowance will go into a special account that is used to improve juror facilities.

How long will I serve as a juror?

The Unified Court System has implemented a policy to reduce the length of service to the shortest possible term wherever practicable.

In Nassau County, jurors who are not involved in a voir dire or trial are excused after one or two days.

Those who are selected on a jury are required to serve on only one trial. On average, the length of a civil trial ranges from one or two days. Criminal trials average slightly longer.

If a trial is expected to last for an extended period, you will be informed of that fact by the judge and you may request to be excused from that case only.

How are people chosen to be called for jury service?

The New York State court system obtains each year the names of state residents who are included on certain lists: registered voters, state taxpayers, licensed drivers, recipients of public assistance benefits and recipients of state unemployment compensation.

It is also possible to volunteer for jury duty. Your may do so by contacting our office at 493-3750 or by calling 1-800-NYJUROR.

Throughout the year, prospective jurors are selected randomly from the source lists and sent a juror qualification questionnaire. This questionnaire must be completed by the prospective juror and returned to our office. Those individuals who "qualify" for service - a U.S. citizen and county resident; at least 18 years of age; with no felony convictions; and able to understand and communicate in English - may eventually be summoned to report for service.

Why must I serve on Jury Duty?

The Constitutions of the United States and the State of New York guarantee defendants in criminal cases and litigants in civil cases the right to a trial by jury. New York State Judiciary Law states that all litigants have the right to juries selected from a fair cross-section of the community, and that all eligible citizens shall have both the opportunity and obligation to serve.

03. Where should I make my motion returnable?

The answer to this question depends upon several factors. Regardless of where the motion is returnable, the motion must be filed in E-file/Motion Support (Room 227), along with a copy of the face page of the motion. Motions with Requests for Judicial Intervention (RJI) on unassigned cases must be filed within 5 calendar days of service (see Uniform Rules 202.8b). Notices of motion on assigned cases must be filed in E-file/Motion Support at least 5 business days before the return date, and Cross Motions must be filed in E-file/Motion Support at least 2 business days before the return date.

Make the motion returnable to the specific courtroom (part), if known, otherwise insert "an IAS part"; 360 Adams Street, Brooklyn, NY 11201, at 9:30 a.m. The return date may be any day of the week except a weekend or a holiday. Be certain that your service of the motion is timely in accordance with the CPLR (see How many days' notice must I give when serving a motion and cross motion?). E-file/Motion Support personnel may subsequently schedule the matter according to court rules and judicial schedules.

01. What is the procedure for filing a motion in person?

The answer to this question depends upon whether or not the case is assigned to a judge.

 

If the case is NOT ASSIGNED to a judge, purchase the Request for Judicial Intervention (RJI) in the County Clerk's Office, located at:

360 Adams Street, Room 189
Window #5
Brooklyn, NY 11201

The County Clerk will require the original plus three (3) copies of the RJI along with either exact cash or a money order for $95.00 payable to the Kings County Clerk. After paying for the RJI (or receiving a "NO FEE" or "FEE EXEMPT" stamp from the County Clerk, if applicable), take documents to E-file/Motion Support located at:

360 Adams Street, Room 227
Brooklyn, NY 11201

You will need an RJI stamped by the County Clerk, the motion papers, and an Affidavit of Service that states that the RJI and the Notice of Motion were served. If one of the "Commercial" boxes is checked off under "Nature of Action or Proceeding" on the RJI, a copy of the pleadings must also be attached to the motion and served upon all parties. If the papers are acceptable, the clerk in E-file/Motion Support will stamp the papers with the approval stamp. The County Clerk will require a copy of the face page of the Notice of Motion with the E-file/Motion Support approval stamp. If you bring an extra copy of the Notice of Motion or face page, the clerk in E-file/Motion Support will stamp it for you. Otherwise, make a copy of the Notice of Motion after the clerk in E-file/Motion Support approves it. Then pay for the motion in the County Clerk's Office located at:

360 Adams Street, Room 189
Window #4
Brooklyn, NY 11201

After paying for the motion, do not detach the RJI from the motion. The RJI is necessary in order for E-file/Motion Support to process the motion. Return to E-file/Motion Support (Room 227) and deposit the RJI and motion in the blue drop box at the short end of the counter. You do not have to wait on line again. Note that filing is not complete until the RJI and motion are deposited in the blue drop box. If you desire a date and time clocked copy of the motion, wait on line in E-file/Motion Support. Then present the original paid RJI and motion to the clerk along with a copy of the Notice of Motion. The clerk will return the clocked copy to you and will deposit the paid RJI and motion in the blue drop box. This date and time-clocked copy of the motion also serves as proof that E-file/Motion Support ultimately received the motion.

The above procedures also apply to Notices of Petition with Petitions. In those cases, you will need an Affidavit of Service of the RJI, Notice of Petition and Petition. You will also need an extra copy of the Notice of Petition (instead of the Notice of Motion) for the County Clerk.

 

If the case IS ASSIGNED to a judge, an RJI is not necessary. Go to E-file/Motion Support with the motion papers and an affidavit of service of the Notice of Motion. Follow the procedure as previously stated.

Note: The above procedures also apply to Notices of Cross Motion, although Cross Motions will only be accepted if an underlying "main" motion is pending. Protruding EXHIBIT TABS are to be used when submitting motions with exhibits.

If I serve as a juror in federal court, do I still have to serve in state court?

A person who serves in a State or Federal court in New York—either by reporting in person or by being available to serve via a telephone call-in system—normally is not eligible to serve again in the New York State courts for at least six years. A juror who serves for more than ten days normally is not eligible to serve again in the New York State courts for at least eight years. Jurors who physically report to serve in Town and Village courts are eligible to serve again in six years. Just because a person is eligible to serve does not mean they will be called.

How do I appeal?

A Notice of Appeal must be filed. Talk to the court clerk about time limits and who must get the notice.

I've been arrested. What will happen to me in court?

It is important to appear on the date you have been given. On the first court date, the judge will explain the charges and you will be given a copy of them. If you do not have a lawyer, the judge will decide if you can have a lawyer free of charge. The issue of bail will be discussed.

Please see Arraignments for more information.

How do I post bail, and when do I get it back?

The court clerk will tell you the type and amount of bail to be posted and how to do it. Bail is a way to be sure you show up in court.

Bail can't be returned until the case is finished or bail is lowered or you are released in your own recognizance or returned to jail. There is a surcharge on cash bail (3% of the amount) which is not returned if there is a conviction.

Please see Bail for more information.

Is the application filed pursuant to § 36.3 (a) also a public record?

No, the application and the information it contains is confidential and is only made available to the court. The purpose of the application is to give the court needed information on an appointee's qualification and eligibility for appointment and apprise the court of his/her background to determine the appropriateness of the appointment.

Are Part 36 appointment and compensation forms part of the record of an action or proceeding and filed in the court's file?

No, Part 36 appointment and compensation forms (§ 36.4) are administrative forms for recording, tracking and reporting the appointment activity of courts. They are similar to other administrative forms used by clerks to record, track and report case activity. These forms are not part of the record of a case, nor are they kept in the case file. These forms are filed with, and maintained by, the Office of Court Administration.

What does Part 36 require a compensated appointee to do at the conclusion of service in order to receive an order awarding compensation?

Part 36, in conjunction with Part 26 of the Rules of the Chief Judge, does not require the appointee to do anything. The court, however, must complete and file with the fiduciary clerk UCS-875 (a statement of approval of compensation) (§ 36.4 [b]). This statement will include all of the information from UCS-872 and the fiduciary clerk's certification that UCS-872 was filed. Also included will be all information required by Judiciary Law § 35-a, particularly the amount of compensation awarded, the basis for the award and reasons for any award of $5,000 or more.

What must an appointee do when appointed?

Within thirty (30) days of appointment, an appointee must complete and file online the UCS-872 (notice of appointment/certification of compliance) (§ 36.4 [a]). An automated system is in place to record and track appointments and compensation awards. An appointee will receive by email the UCS-872 completed with information from the court's database. This information will include data about the appointee (name, address, phone number, etc.), the case, the appointment, the appointing judge, and prior appointment and compensation history.

The UCS-872 will instruct the appointee to check the form for accuracy, make corrections, including additions and deletions, and sign it in one of two places: sign at the end of Part A, if it is an uncompensated appointment; or, the end of Part B, if compensated. Part B is the certification of compliance and must be carefully reviewed for prior appointments in the current calendar year and compensation awards in the prior calendar year. By signing Part B, the appointee certifies qualification for appointment (§ 36.2 [c]) and compliance with the $15,000 and $75,000 Rules (§ 36.2 [d]). If an appointee cannot certify compliance or must decline appointment for any other reason, the fiduciary clerk should be notified immediately.

Does Part 36 require a law firm to file any reports? Where may this report be found?

Yes, a law firm must report aggregate approved compensation of $50,000 or more for all members, associates or employees of the law firm. The report is for informational purposes (§ 36.4 [c]). The form, known as the Report of Compensation Received by Law Firms (form UCS-876) is available at Guardian & Fiduciary Services. The form is in PDF fillable format.

Are there any exceptions to the $15,000 and $125,000 Rules?

Yes, there is one exception for "continuity of representation or service." (§ 36.2 [d] [4]) If the same appointee must be reappointed to ensure a continuity of representation or service for the same benefited person in the same, or a related, action/proceeding, the reappointment will not be prohibited, notwithstanding that the appointment would otherwise violate the $15,000 or $125,000 Rule.

For example, a court evaluator in a guardianship matter or a attorney for the child in a divorce action may be reappointed as court evaluator or attorney for the child for the same individual in a post-judgment proceeding. The exception, however, would not extend, to a attorney for the child in a divorce action or court evaluator in a guardianship action being appointed guardian ad litem in a probate proceeding of a will. Familiarity is not enough. There must be consonance of appointment category and relationship between appointee and the person for whom he or she was appointed.

How does Part 36 define compensation for the $15,000 and $125,000 Rules?

Part 36 defines compensation as an award by a court of "fees, commissions, allowances and other compensation, excluding costs and disbursements." (§ 36.2 [d] [3]). The date of an order approving compensation is deemed the date of compensation. Actual receipt is neither defined as compensation nor does it serve as the date of compensation.

For example, when an attorney for the child is appointed and authorized in the order of appointment to bill every 60 days and pay himself/herself upon collection, the actual receipt of those moneys is neither compensation nor the date of compensation pursuant to Part 36. There is only compensation and a date of compensation when there is a court order approving the amount to which the attorney for the child is entitled, which is usually at the conclusion of the attorney for the child's service.

(Go to Guardian & Fiduciary Services and click on Attorney for the Child for a complete explanation of the Attorney for the Child Appointment and Compensation Process and to access PDF fillable forms.)

How does the $125,000 Rule work?

This Rule looks back at the aggregate of Part 36 compensation awarded during the prior calendar year. Appointees must keep track of their totals of all Part 36 compensation awarded by all courts during each calendar year. Once the aggregate of compensation exceeds $125,000, the appointee will be ineligible for new compensated appointments in the next calendar year (uncompensated, i.e., pro bono, appointments may be accepted).

Remember, it is the next calendar year that is affected by the $125,000 Rule and not the current year nor the prior year. If an appointee already has compensation awards of more than $125,000 in a calendar year, he/she is not prohibited from receiving further appointments or awards of compensation in the remainder of that year. Only compensated appointments in the next year are prohibited.

How does the $15,000 Rule work?

Apply the $15,000 Rule, by asking:

  1. Does the new appointment have anticipated compensation of more than $15,000 in any calendar year?
    • If no, the appointment may be accepted.
    • If yes, then ask question #2:
  2. In the same calendar year as the new appointment, was there a prior appointment with compensation, or anticipated compensation in any calendar year, of more than $15,000?
    • If no, then the new appointment may be accepted.
    • If yes, then the new appointment may not be accepted.

[Remember this formula: Yes to question 1 + Yes to question 2 = No to new appointment.] 

What does the $15,000 Rule do?

The $15,000 Rule prohibits acceptance of a new Part 36 appointment if:

  1. the award of compensation in any calendar year for this new appointment is anticipated to be more than $15,000, and
  2. during the same calendar year (January 1 to December 31) in which the new appointment is made, the appointee received a prior appointment for which compensation of more than $15,000 was awarded or is anticipated to be awarded in any calendar year.

"Any calendar year": An appointment may begin and end within a single calendar year. Often, however, because of the long-term nature of an appointment (e.g., a guardian or receiver) or protracted litigation (e.g., a attorney for the child in a contested matrimonial action), an appointment may span multiple years. It is possible that for an appointment made today there may be awards of compensation on an annual basis for many years; or, there may be only one award of compensation when the appointment concludes years later. Consequently, in determining compensation anticipated to be awarded for today’s appointment, consideration must be given to a potential award in the year of appointment or in a future year—both of which constitute "any calendar year."

What about activity on judicial election campaigns?

Not all political activity on behalf of a judicial candidate creates a disqualification from appointment. Disqualification is limited to a campaign chair, coordinator, manager, treasurer or financial chair for a candidate for judicial office, and only to the extent that the judge for whom that official served may not appoint the official during the course of the campaign and for a period of two years following the judicial election. This prohibition also applies to the campaign official's spouse, sibling, parent or child and anyone associated with the official's law firm (§ 36.2 [c] [4] [ii]).

Does Part 36 provide for disqualification from appointment for all political activities?

No, disqualification from appointment is limited to the chair or executive director, or their equivalent, of a state or county political party and the spouse, sibling, parent or child of such official while in office and for two years after leaving office. Also disqualified are the members, associates, counsel and employees of any law firms or entities for the period during which the official is associated with the firm or entity (§ 36.2 [c] [4] [i]).

Does Part 36 establish certain disqualifications from appointment?

Yes, § 36.2 (c) sets forth a long list of disqualifications, many of which were new to Part 36. Some of these disqualifications are based on position, e.g., judges, judicial hearing officers, court employees, political party officials, judicial campaign officials, former judges. Others are based on relationship, i.e., certain relatives of those disqualified by position. Still others are based on circumstances, e.g., disbarred or suspended attorneys or convicted criminals. Read § 36.2 (c) carefully. Some disqualifications are absolute. Others are limited by time, geography or the degree of relationship.

Is an enrollee subject to removal from a Part 36 list?

Yes, the Chief Administrative Judge may remove for unsatisfactory performance or any conduct incompatible with appointment. An enrollee subject to removal is entitled to a written statement of reasons for removal and an opportunity to provide an explanation and facts in opposition (§ 36.3 [e]). Appointment after removal is prohibited (§ 36.2 [b] [2]).

What are the exemptions from Part 36 applicability?

Exemptions from Part 36 applicability found in § 36.1 (b) (1):

  1. attorney for the child, appointed pursuant to the section 243 of the Family Court Act (contract agencies),
  2. guardians ad litem in termination of parental rights proceedings, who are paid from public funds, and
  3. the Mental Hygiene Legal Service;

Exemptions from Part 36 applicability found in § 36.1 (b) (2):

  1. the guardian or supplemental needs trustee who is:
    1. a family member of the incapacitated person / beneficiary, or
    2. a person nominated by the incapacitated person / beneficiary, or
    3. a person proposed by a party to the guardianship proceeding or a party to the supplemental needs trust proceeding.
    4. Essentially, this exception is for family and friends of the incapacitated person / beneficiary; 1
  2. a guardian who is a person or entity having a legally recognized duty or interest with regard to an incapacitated person;
  3. a guardian ad litem
    1. nominated by an infant of 14 years of age or older or
    2. appointed pursuant to CPLR Article 12, who is the uncompensated friend or relative of a party incapable of adequately prosecuting or defending the party's rights;
  4. a not-for-profit agency performing property management or personal needs services or acting as court evaluator;
  5. a bank or trust company as a depository for funds or as a supplemental needs trustee;
  6. a public official vested with the powers of an administrator, such as, the chief financial officer of a county;
  7. a person or institution whose appointment is required by law;
  8. a physician whose appointment as a guardian ad litem is necessary where emergency medical or surgical procedures are required.

Exemptions from Part 36 applicability found in § 36.1 (b) (3):

  1. appointees who serve without compensation. 2

1 Usually referred to as "lay" guardians, these are relatives, friends, neighbors, etc., of the incapacitated person/beneficiary, including professionals such as family attorneys, accountants, physicians, clergy, etc., who may be on the Part 36 list because of their profession but who are nominated or proposed in the particular case because of their relationship to the incapacitated person/beneficiary, not because of their selection by the court from a list.

2 Nevertheless, a Notice of Appointment (UCS-872) must still be filed; however, the appointee who serves without compensation is not required to file a Certification of Compliance. The purpose of filing the Notice of Appointment is to record the pro bono service provided by fiduciaries. No Certification of Compliance is necessary because it is only used to show compliance with qualification and eligibility standards that do not apply to uncompensated appointees. 

May a court ever select an appointee not enrolled on an appropriate list?

Yes, a court may select an appointee not enrolled on an applicable list (a "non-list" appointment), but only upon a written finding of good cause, filed with the fiduciary clerk and sent to the Chief Administrative Judge (§ 36.2 [b] [2]); such a non-list appointee must otherwise be qualified and eligible for appointment and comply with all the provisions of Part 36, including the filing requirements of § 36.4 (§ 36.2 [b] [3]). The court, however, may waive any education and training requirements if considered impractical (§ 36.2 [b] [3]).

Does Part 36 regulate who may be appointed by a court?

Yes, to the extent that Part 36 provides for the establishment of a list of qualified applicants for each category of appointment (§ 36.3 [c]), and requires the court to make all appointments from the appropriate list (§ 36.2 [b] [1]). Judges, however, always maintain complete discretion in the selection of appropriate appointees. There is no requirement, for example, that judges make appointments according to the order in which eligible appointees’ names appear on a list.

Guardians, guardians ad litem and law guardians all sound alike; are these different kinds of appointments?

Yes, these three categories of appointment are very different and have very different functions and responsibilities. Typically, guardians are appointed to assist persons with limitations (e.g. elderly or infirm persons) in making day-to-day decisions. "Guardians ad litem" (most often utilized in Surrogate's Court) are appointed in a single case to report to the court and represent the interests of children or incapacitated persons while the case is ongoing. "Law Guardians," also known as "Attorneys for the Child," represent children as advocates in family court matters or in custody and visitation disputes.

Do not confuse these three categories with the appointment of "attorneys for alleged incapacitated persons" which are found only in Mental Hygiene Law Article 81 guardianship proceedings.

What appointments does Part 36 of the Rules of the Chief Judge (22 NYCRR Part 36) govern?

Part 36 governs the following judicial appointments made by judges or justices (including town and village justices) of the Unified Court System (UCS) (§ 36.1 [a]):

  1. guardians;
  2. guardians ad litem, including their counsel and assistants;
  3. privately paid attorneys for the child where authorized (First, Second and Fourth Judicial Departments);
  4. court evaluators;
  5. attorneys for alleged incapacitated persons;
  6. court examiners;
  7. supplemental needs trustees;
  8. receivers;
  9. referees, e.g., a referee to sell property. Referees performing judicial functions in a quasi-judicial capacity are exempt from Part 36. Those exemptions include: a referee to hear and report (CPLR 4201) or hear and determine (CPLR 4301), or a referee to supervise discovery (CPLR 3104);
  10. secondary appointees of guardians and receivers. Whenever a Part 36 guardian or receiver seeks to retain an attorney, accountant, appraiser, auctioneer, property manager or real estate broker, that professional is a Part 36 appointee subject to all of its provisions (§§ 36.1 [a] [10]; § 36.2 [a]);
  11. public administrators and counsel to the public administrator (within the City of New York and the counties of Westchester, Onondaga, Erie, Monroe, Suffolk and Nassau) are subject to the certain sections of the rules, including the disqualifications of § 36.2 (c) and special compensation reporting requirements in § 36.4 (e).

If I complete an application for an extension, waiver, or modification, does that mean I should delay submitting my Attorney Registration Form until I hear back from the CLE Board (or until I complete my remaining requirement)?

No. Filing an application for an extension, waiver, or modification with the CLE Board does not exempt you from the responsibility of filing your Attorney Registration Form and paying the required fee in a timely manner. You will have the opportunity to update your CLE record by completing an Attorney Registration CLE Update Form.

8. What happens at the permanency hearing?

The first permanency hearing must be be held 8 months after child is placed and every 6 months thereafter. ACS is required by law to send notice and a "sworn permanency hearing report", 14 days prior to the hearing, to the parties and their attorneys, Attorney for Child, agency, relatives caring for the child and pre-adoptive parents.

The court must determine the appropriateness of the agency's permanency plan. Also, the court must determine if the agency is making reasonable efforts to effectuate the plan.

7. What happens at the dispositional hearing?

At the dispositional hearing, the court hears testimony and reviews reports recommending what should be done for the child. Possible dispositions include:

  • releasing the child to the parents or guardian, on the condition that they not commit further neglectful or abusive acts; or
  • releasing the child to the parents or guardian, with supervision and services provided by child-protective agencies; or
  • placing the child in foster care for a period of time, while services are provided to the parents to allow for a possible return of the child at a future date; or
  • final order of protection (may be until child's 18th birthday); or
  • suspended judgment (12 months).

A child may be placed in foster care for a period of up to one year. The court has continuing jurisdiction, the child remains legally placed until each permanency hearing is complete and permanency is achieved. All cases of children placed out of their homes must remain on the family court's calendar until permanency has been achieved. The court must pre-schedule all permanency hearings.

6. What happens after the fact-finding hearing?

If the court finds that the allegations have not been proven:

  • The court will dismiss the petition and return the child to his or her home.

If the court decides that the child has been abused or neglected:

  • A dispositional hearing will be scheduled so that the court may consider what to do in the best interests of the child.

Before the dispositional hearing, if the child has not already been removed from the home and the court finds that removal would be best for the child, the child will be removed and "remanded" to the agency's custody. The child may be placed in foster care or with other suitable persons until the court makes its final disposition.

The court then orders an investigation of the child's home and family by the Administration for Children's Services or the Probation Department. In some cases, the court orders an evaluation by the Mental Health Services. Reports are prepared to help the judge decide how best to protect the child.

5. What happens at the fact-finding hearing?

The court holds a "fact-finding hearing" to decide whether the child has been neglected or abused and a "dispositional hearing" to decide what should be done if the court finds that the child has been neglected or abused.

At the fact-finding hearing, the child-protective agency may present hospital and agency records, photographs and other evidence of neglect or abuse, and may produce witnesses. If appropriate, the child may be called as a witness. Sometimes young children may be seen by the judge in "chambers" (the judge's office) instead of in the courtroom. The respondents have the right to cross-examine the witnesses and challenge the evidence produced in court, and to present their own witnesses and evidence.

4. How does the court case begin?

The petition and a summons must be served upon (delivered to) the parents or other persons legally responsible for the child's care to allow them to come to court and hear the case against them, and to present a defense. If the persons named in the petition are not the child's parents, but some other persons who are legally responsible for the child, then the parents must also be served with court papers so that they may appear in court if they wish to request temporary or permanent custody of their child. In some cases, other close relatives of the child may also appear in court.

There are no filing fees in Family Court.

What should I do after I get an order of protection?

Safety planning is very important after you get an order of protection:

  • Decide whether it is safe to return home or whether you should go to a shelter or other safe place.
  • Have important phone numbers available to yourself and your children, including police, 911, 24-hour Domestic Violence Hotline (800) 621-4673, and friends or relatives.
  • Keep a copy of your TOP with you at all times. File a copy with the police precinct, children's school, babysitter, and neighbor.
  • Tell child care providers and school officials the names of the people who have permission to pick up your children. Instruct them not to release the children to anyone else.
  • If the abuser violates the TOP, call the police immediately.
  • Ask neighbors to call the police if they see the abuser near your home or if they hear any suspicious activity coming from your apartment.
  • Plan an escape route out of your home in case of an emergency and teach it to your children.
  • Pack a bag with important things you would need if you had to leave in a hurry and put it in a safe place. Include:
    • cash
    • ATM card
    • check book
    • car and house keys
    • important documents, such as social security cards, birth certificates, driver's license, passport or green card, work permit, and welfare ID
    • medication
    • police reports
    • a change of clothing
    • a favorite toy for each child
  • Consider changing the locks to your home or apartment and getting locks for the windows. Safe Horizon, Project Safe will change your locks for free.
  • You should consider getting an unlisted telephone number. Use an answering machine or caller ID to screen your calls.
  • Change your regular travel habits and shop and bank at different places.

May I check "Certification 2 – Exempt from the CLE credit requirement" if I was exempt for only part of my CLE reporting cycle?

No. To check Certification 2 – Exempt from the CLE credit requirement, you must have been exempt for your entire CLE reporting cycle. If you were not exempt for your entire cycle you may have to complete the normal requirement or a prorated requirement, depending on your specific activities. You should complete either Certification 1 – Completed CLE Credit Requirement or Certification 3 – Applied for Extension, Waiver, or Modification.

Example: An experienced attorney practices law in New York for only the first month of his/her reporting cycle and then "retires" from the practice of law. The attorney has a prorated requirement of 1 credit and completes the prorated requirement. The attorney completes Certification 1 – Completed CLE credit requirement and enters "1" credit.

For more information on prorated credits, see the Attorney Info section of Continuing Legal Education (CLE), including the page titled Not Practicing Law in New York.

Who is exempt from the CLE requirement?

An attorney who, for the entire cycle:

  1. was "retired" from the practice of law (see section 118.1[g] of the Rules of the Chief Administrator of the Courts and section 468-a of the Judiciary Law),
  2. was a full-time member of the military on active duty, or
  3. did not practice law in New York.

Keep in mind that all members of the New York Bar are presumed to be practicing law in New York unless otherwise shown. (Please note: CLE staff is not permitted to advise attorneys on whether their specific activities constitute the practice of law in New York. An attorney may need to research whether a particular activity constitutes the practice of law in New York.)

An exemption from the CLE requirement does not affect an attorney's good standing with the New York Bar, nor the attorney's ability to resume the practice of law in New York at a later date.

Who should check "Certification 2 – Exempt from CLE credit requirement"?

Attorneys who are able to certify to both parts "A" and "B" of Certification 2 – Exempt from CLE credit requirement. To certify to part "A," an attorney must have been exempt for the entire CLE reporting cycle. (See "Who is exempt from the CLE requirement?" for details.)

To certify to part "B," the attorney must have complied with the CLE requirement to which they are subject in any other jurisdiction in which admitted (or must not be subject to a CLE requirement in any other jurisdiction). Again, to check Certification 2 – Exempt from CLE credit requirement, an attorney must certify to both parts "A" and "B."

I am a newly admitted attorney, my registration is due, and it is more than two years since I was admitted to the New York Bar. How should I complete the Attorney Registration Form?

It depends on whether you completed the CLE requirement for newly admitted attorneys on time. No matter when you register, you must earn 16 credits (in specific categories) during your first year of admission, and another 16 credits (in specific categories) during your second year of admission.

If your registration is due after the second anniversary of your admission to the Bar, you may certify you are in full compliance (and may report the total number of credits completed for the newly admitted cycle) if you completed the proper credits, in the proper categories, in each of your first two years of admission to the Bar. If you did not complete your newly admitted attorney requirement on time, you should submit an application for an extension of time. See the Certification 3 – Applied for Extension, Waiver, or Modification FAQs.

Who should check "Certification 3 – Applied for Extension, Waiver, or Modification"?

Attorneys who have requested an extension, waiver, or modification of the CLE requirement from the CLE Board and whose application is either pending or approved must check Certification 3 – Applied for Extension, Waiver, or Modification.

An attorney may not request an extension, waiver, or modification on the Attorney Registration Form. The attorney must first submit an application requesting an extension, waiver, or modification to the CLE Board and then complete Certification 3 – Applied for Extension, Waiver, or Modification on the Attorney Registration Form.

I am a newly admitted attorney, my registration is due, but I haven't yet reached my second anniversary of admission. How should I complete the Attorney Registration Form?

It depends on whether you completed the first-year requirement for newly admitted attorneys on time. No matter when you register, you must earn 16 credits (in specific categories) during your first year of admission, and another 16 credits (in specific categories) during your second year of admission. If your registration is due before the second anniversary of your admission to the Bar and you completed at least 16 credits in the proper categories during your first year of admission, you may certify you are in full compliance (and may report the total number of credits completed).

You must complete the remaining credits during the remainder of your second year of admission. You do not notify the CLE Board when you complete your remaining credits; however, you must retain your certificates of attendance. If you did not complete your first-year requirement on time, you should submit an application for an extension of time. See the Certification 3 – Applied for Extension, Waiver, or Modification FAQs.

What should I include in the designated space for carry-over credits?

In general:

  • if you are an experienced attorney, you may include up to six credits earned during your last reporting cycle that were in excess of your requirement for that cycle, or
  • if you are a newly admitted attorney, you should leave this space blank, as you do not have a prior cycle from which to carry over credit.
    • If you are a newly admitted attorney, you should include credits carried over from year 1 to year 2 within your newly admitted cycle in the total of all credits completed. The next time you complete an Attorney Registration Form you will be able to report carry-over credit, if any.

Do I indicate the number of credits I completed in each particular category of credit?

No. Even though you are required to complete a certain number of credits in a particular category (or categories) of credit (Skills, Law Practice Management, Areas or Professional Practice, Ethics and Professionalism, Diversity, Inclusion and Elimination of Bias, or Cybersecurity, Privacy and Data Protection), add up all of the credits you are reporting regardless of the category of credit. Retain your certificates of attendance in case of audit; the certificates should indicate the categories of credit.

Must I send the CLE Board my CLE certificates? Who tracks my compliance?

Please do not send your CLE certificates to the CLE Board. The New York State CLE program is a self-reporting system. You must retain certificates of attendance, and/or other documentation of compliance with, or exemption from, the CLE requirement, for a period of at least four years from the date of the course or program. You are responsible for tracking your compliance with the CLE requirement.

May I carry over CLE credits from one biennial reporting cycle to the next?

As an experienced attorney, once you have completed the 24 CLE credit requirement, a maximum of 6 additional credits earned may be applied toward the next reporting cycle. You may carry over credits in any category, including Ethics and Professionalism, and Diversity, Inclusion and Elimination of Bias, and Cybersecurity, Privacy and Data Protection (General/Ethics). For more information, see Carry-Over Credit FAQs.

Is the CLE biennial reporting cycle the same as the attorney registration cycle?

No. When you file your registration form, you will certify your CLE compliance for the prior two-year period, and register for the following two years. For example, if you were admitted to the New York Bar in 1986 (and thus register in even-numbered years) and your birthday is in June, then in June 2006 you will file your "2006-2007" registration form, and you will certify your CLE compliance for your June 2004 - June 2006 biennial reporting cycle.

How and when do I report compliance with my CLE requirement?

You will report compliance on an attorney registration form, which you will receive by mail or email. You must file your attorney registration form and complete your CLE requirement within 30 days after your birthday on alternate years.

  • If you were admitted before January 1, 1982 or in an even-numbered year (e.g., 1998), then you will register in even-numbered years.
  • If you were admitted in an odd-numbered year after 1982, then you will register in odd-numbered years.

At the time of their biennial registration, all attorneys must certify that they:

  1. have satisfactorily completed their CLE requirement for that reporting cycle and have retained the proper documentation,
  2. are exempt from the CLE requirement, or
  3. have applied for an extension, waiver, or modification of the CLE requirement.

What is my CLE requirement if I only practiced law in New York for part of my cycle?

You may have a pro rata requirement if you were practicing law in New York:

  • at the beginning of your cycle but not at the end; or
  • at the end of your cycle but not at the beginning.

If you have a pro rata requirement, you must complete 1 CLE credit hour for each month of your reporting cycle during any part of which you practice law in New York. The credit(s) may be in any category.

If you practiced law at the beginning and also at the end of your cycle, you are not eligible for a prorated requirement and must complete the full CLE requirement.

What are my CLE obligations if I practice law outside of New York?

  1. If you do not practice law in New York but practice in another jurisdiction (including a foreign country) that requires you to fulfill a CLE requirement, you must certify compliance with that other jurisdiction's requirement on your New York biennial registration form.
  2. If you do not practice law in New York but practice in another jurisdiction (including a foreign country) that does not require you to fulfill a CLE requirement, you must certify to this on your New York biennial registration form.
  3. If you practice law both in New York and in another jurisdiction (including a foreign country), you will be required to fulfill New York's CLE requirement. Keep in mind that you may obtain credit for out-of-state courses accredited by New York Approved Jurisdictions.

Do I need to complete my NY CLE requirement if I am not practicing law in NY?

If you do not practice law in New York at all during the relevant reporting cycle, you are exempt from New York's CLE requirement. Neither the CLE Board nor its staff may advise attorneys on the issue of whether their specific activities constitute the practice of law in New York. You must determine for yourself whether your specific activities are considered practicing law in New York. All members of the New York Bar are presumed to be practicing law in New York unless otherwise shown. The burden of proof is on the individual attorney.

You should be guided by case law and the Restatement of Law, Third, The Law Governing Lawyers, Chapter 1, § 3. Attorneys "practice law in New York" if they give legal advice or counsel to, or provide legal representation for, a particular body or individual in a particular situation in either the public or private sector. The practice of law does not include the performance of judicial or quasi-judicial (e.g., administrative law judge, hearing officer) functions. Neither the CLE Board nor its staff may advise attorneys on the issue of whether their specific activities constitute the practice of law in New York. See also Completing the CLE section of the Attorney Registration Form.

Are there any exemptions from the CLE requirement?

Yes. The following persons are exempt from New York's CLE requirement:

  1. Attorneys who do not practice law in New York at all during the relevant reporting cycle,
  2. Full time active members of the U.S. Armed Forces,
  3. Attorneys with offices outside of New York who are temporarily admitted to practice in a court within New York for a case or proceeding, and
  4. Attorneys who certify that they are retired from the practice of law pursuant to § 468-a of the Judiciary Law.

How much credit may I earn for preparing students for, or judging law competitions?

You may earn 1 credit for each 50 minutes of your participation in a law competition. For participation in a high school or college level law competition, your credit is limited to 3 CLE credit hours during a two-year reporting cycle. You may earn a maximum of 6 CLE credit hours, in one reporting cycle, for participation in a law school competition.

How much credit may I earn for teaching law courses at an ABA-accredited law school?

You may earn 1 CLE credit hour for each 50 minutes of instruction at an ABA-accredited law school. No additional credit may be earned for preparation time. Please note that the ABA-accredited law school is responsible for issuing appropriate certification to the instructor documenting:

  1. the name of the attorney,
  2. name, date, and location of course,
  3. breakdown of categories of credit, and
  4. the number of NY CLE credit hours earned.

Do I get credit if I teach the same CLE course more than once?

You may earn 1 CLE credit hour for each 50 minutes of a repeat presentation as a speaker, teacher or panel member at an accredited CLE activity within any one reporting cycle. No additional credit may be earned for moderating repeat presentations of the same CLE program within a reporting cycle.

Besides attending courses, may I earn CLE credit in other ways?

As an experienced attorney, you may receive credit for:

  • speaking or teaching at an accredited CLE program;
  • moderating or participating in a panel presentation at an accredited CLE program;
  • teaching law courses at an ABA-accredited law school;
  • preparing students for and judging law competitions, mock trials and moot court arguments, including those at the high school or college level;
  • published legal researched-based writing; and
  • providing pro bono legal services.

May I earn credit for repeating a course?

You may not get credit for repeating the same course, even if the course is in a different format and even if the course is repeated in a different reporting cycle. So if you had earned CLE credit for attending the live presentation of a program on cross examination, for example, you would not be able to earn credit for watching the video of that course, even if you watched it three years later.

If, on the other hand, the program you "repeat" has significant new content, such as revised or updated materials reflecting recent changes in the law, you may be eligible for CLE credit, even if the title of the course has not changed.

Can I get credit for attending a course when a sponsor did not apply for CLE accreditation?

You may submit an Application for Accreditation of an Individual Course Activity to the CLE Board. If the application is emailed more than 30 days after the conclusion of the course, you must include a detailed explanation of the circumstances that prevented you from submitting the application within 30 days of the conclusion of the course. If the Board accepts your application and if the course is approved, you will be awarded the appropriate CLE credit.

What is New York's "Approved Jurisdiction" policy?

You may earn credit for attendance at an out-of-state course if the course is accredited by the CLE agency of another state or foreign jurisdiction that has been approved by the New York State CLE Board as meeting New York's accreditation standards. An out-of-state course accredited by a New York Approved Jurisdiction is eligible for New York CLE credit based on a 50-minute credit hour, and in accordance with the Program Rules and the Regulations and Guidelines.

You must obtain, among other things, documentation of course accreditation by a New York Approved Jurisdiction, a proper certificate of attendance and for nontraditional formats, proof of the provider's independent verification of the attorney's completion of the course. Please see section 6 of the Regulations and Guidelines for details.

Do out-of-state courses count towards my CLE requirement?

A course is considered "out-of-state" if:

  • participants and faculty are all physically seated together in a live course with faculty (traditional live classroom format) and the course occurs outside of the State of New York, or
  • in any other format (e.g., web conference, prerecorded, etc.) and the sponsor is headquartered outside of the State of New York.

Some out-of-state courses are accredited by the New York State CLE Board. Other out-of-state courses may be accredited by another jurisdiction, and you may be eligible for New York CLE credit under New York's Approved Jurisdiction policy.

If your course is not accredited by the New York State CLE Board or if your course does not fall under New York's Approved Jurisdiction policy, you may submit an Application for Accreditation of an Individual Course Activity to the New York State CLE Board.

Can I use CLE certificates from other states toward my NY CLE requirement?

You may use a CLE certificate from another state towards your NY CLE requirement if:

If you are unable to use the out-of-state CLE certificate towards your NY CLE requirement, then you must submit an Application for Accreditation of an Individual Course Activity.

When must I begin to comply with the new Cybersecurity, Privacy and Data Protection CLE requirement?

The new requirement becomes effective July 1, 2023.  

If you are due to re-register on or after July 1, 2023 (birthday is on or after July 1st), you must complete 1 CLE credit hour in Cybersecurity, Privacy and Data Protection as part of your biennial CLE requirement.

If you are due to re-register in 2023 but your birthday is before July 1st, you need not comply with the new requirement in 2023, but must comply in future biennial periods.

Example: If your birthday is on June 30th and you are due to re-register in 2023, then you do not need to comply with the new requirement in 2023, even if you file your registration form on or after July 1, 2023.

If you are due to re-register in 2024, or later, you must comply with the new requirement.

We issued CLE credit for a course on cybersecurity in 2022 and we recorded the training. Can we issue CLE credit in the Cybersecurity, Privacy and Data Protection category to participants who complete the prerecorded program on or after January 1, 2023?

Yes, assuming the content of the prerecorded program is timely and falls within the definition of Cybersecurity, Privacy and Data Protection, you can issue credit in Cybersecurity, Privacy and Data Protection to attorneys who complete the prerecorded program on or after January 1, 2023.

Please note: For newly admitted attorneys, the prerecorded format is permissible for credit in Cybersecurity, Privacy and Data Protection-General but not for credit in Cybersecurity, Privacy and Data Protection-Ethics.

What are the permissible formats for Cybersecurity, Privacy and Data Protection courses?

Experienced Attorneys: for Cybersecurity, Privacy and Data Protection (Ethics and General) courses, experienced attorneys may earn CLE credit in any approved format, including on-demand audio/video or web conference.

Newly Admitted Attorneys:

  • For Cybersecurity General courses, newly admitted attorneys may earn CLE credit in any approved format, including on-demand audio/video or web conference.
  • For Cybersecurity Ethics courses, newly admitted attorneys may earn CLE credit only in traditional live classroom, fully interactive video conference, or in other live formats (e.g., web conferences, teleconferences) where questions are permitted during the course.

As a newly admitted attorney, in what formats can I take Cybersecurity, Privacy and Data Protection courses?

For Cybersecurity, Privacy and Data Protection-General courses, you may earn CLE credit in any approved format, including on-demand audio/video or web conference. For Cybersecurity, Privacy and Data Protection-Ethics courses, you may earn CLE credit only in traditional live classroom, fully interactive video conference, or in other live formats (e.g., web conferences, teleconferences) where questions are permitted during the course.

When must I begin to comply with the new Cybersecurity, Privacy and Data Protection CLE requirement?

The new requirement becomes effective July 1, 2023 for attorneys admitted to the NY Bar on or after July 1, 2023.

  • If you were admitted to the NY Bar prior to July 1, 2023, you need not comply with the Cybersecurity, Privacy and Data Protection requirement in your newly admitted cycle, but must comply in future reporting cycles.
  • Attorneys admitted to the NY Bar on or after July 1, 2023, must complete 1 CLE credit hour in Cybersecurity, Privacy and Data Protection as part of their newly admitted attorney CLE requirement.

Does the new Cybersecurity, Privacy and Data Protection requirement increase the total number of CLE credit hours that newly admitted attorneys must complete during the newly admitted cycle?

No, newly admitted attorneys must still earn a total of 32 CLE credit hours (with 16 credit hours each year) in the newly admitted cycle as follows:

Newly Admitted Attorney Required CLE Categories
(For attorneys admitted on or after July 1, 2023)
Year 1
CLE Credit Hours
Year 2
CLE Credit Hours
Law Practice Management, Areas of Professional Practice,
and/or Cybersecurity, Privacy and Data Protection-General

7

see below

7

see below

Skills66
Ethics and Professionalism33
Cybersecurity, Privacy and Data Protection-Ethicssee belowsee below
Total number of CLE credit hours1616

Cybersecurity, Privacy and Data Protection ("Cybersecurity") Category:

  • You must complete at least 1 credit in Cybersecurity as part of the 32-credit requirement.
  • You may choose to complete the Cybersecurity credit:
    • in Year 1 or Year 2 (as part of the 16 credit-requirement for that year)
    • in Cybersecurity General or Cybersecurity Ethics (or a combination of the two)
  • You may apply a maximum of 3 credit hours of Cybersecurity Ethics -- but not Cybersecurity General -- toward your 6-credit Ethics and Professionalism requirement
    • Example: If you complete 1 credit in Cybersecurity Ethics in Year 1, you satisfy your Cybersecurity requirement, and then need to complete only 2 credits in Ethics and Professionalism for that year.
    • Example: If you complete 1 credit in Cybersecurity General in Year 1, you satisfy your Cybersecurity requirement and must complete an additional 6 credits in Law Practice Management, Areas of Professional Practice, and/or Cybersecurity, Privacy and Data Protection-General for that year.

What is the new Cybersecurity, Privacy and Data Protection CLE requirement?

Newly admitted attorneys (admitted to the New York Bar for two years or less) must complete at least 1 CLE credit hour in the Cybersecurity, Privacy and Data Protection CLE category of credit as part of their newly admitted cycle requirement.

Attorneys may complete the requirement by taking Cybersecurity, Privacy and Data Protection-General or Cybersecurity, Privacy and Data Protection-Ethics programs, or a combination of the two: ½ credit in Cybersecurity General and ½ credit in Cybersecurity Ethics.

When must I begin to comply with the new Cybersecurity, Privacy and Data Protection CLE requirement?

The new requirement becomes effective July 1, 2023.

  • If you are due to re-register on or after July 1, 2023 (birthday is on or after July 1st), you must complete 1 CLE credit hour in Cybersecurity, Privacy and Data Protection as part of your biennial CLE requirement.
  • If you are due to re-register in 2023 but your birthday is before July 1st, you need not comply with the new requirement in 2023, but must comply in future biennial periods.
    • Example: If your birthday is on June 30th and you are due to re-register in 2023, then you do not need to comply with the new requirement in 2023, even if you file your registration form on or after July 1, 2023.
  • If you are due to re-register in 2024, or later, you must comply with the new requirement.

Does the new Cybersecurity, Privacy and Data Protection requirement increase the total number of CLE credit hours that experienced attorneys must complete during each biennial reporting cycle?

No, experienced attorneys must still earn at least 24 CLE credit hours each biennial reporting cycle as follows:

Experienced Attorney Required CLE Categories
(For attorneys due to re-register on or after July 1, 2023)
Required CLE
Credit Hours
Ethics and Professionalism4
Diversity, Inclusion and Elimination of Bias1
Cybersecurity, Privacy and Data Protection (General or Ethics)1*
Any CLE category of credit18
Total number of CLE credit hours24

*You may choose to complete the Cybersecurity credit in Cybersecurity General or Cybersecurity Ethics (or a combination of the two: ½ credit in Cybersecurity General and ½ credit in Cybersecurity Ethics).

You may count a maximum of 3 credit hours of Cybersecurity Ethics -- but not Cybersecurity General -- toward your 4-credit Ethics and Professionalism requirement.

  • Example: If you earn 3 credits in Cybersecurity Ethics, then you still need to earn 1 credit in Ethics and Professionalism, 1 credit in Diversity, Inclusion and Elimination of Bias and 19 credits in any category of credit -- total of 24 credits.

What is the new Cybersecurity, Privacy and Data Protection CLE requirement?

Experienced attorneys (admitted to the New York Bar for more than two years) must complete at least 1 CLE credit hour in the Cybersecurity, Privacy and Data Protection CLE category of credit as part of their biennial CLE requirement. Attorneys may complete the requirement by taking Cybersecurity, Privacy and Data Protection-General or Cybersecurity, Privacy and Data Protection-Ethics programs, or a combination of the two: ½ credit in Cybersecurity General and ½ credit in Cybersecurity Ethics.

What is the new Cybersecurity, Privacy and Data Protection CLE requirement?

Experienced attorneys (admitted to the New York Bar for more than two years) must complete at least 1 CLE credit hour in the Cybersecurity, Privacy and Data Protection CLE category of credit as part of their biennial CLE requirement.

Attorneys may complete the requirement by taking Cybersecurity, Privacy and Data Protection-General or Cybersecurity, Privacy and Data Protection-Ethics programs, or a combination of the two: ½ credit in Cybersecurity General and ½ credit in Cybersecurity Ethics.

Does the Diversity, Inclusion and Elimination of Bias requirement increase the total number of CLE credit hours that experienced attorneys must complete during each biennial reporting period?

No, you will continue to be required to earn a total of twenty-four (24) CLE credit hours in each biennial reporting period, with at least four (4) CLE credit hours in Ethics and Professionalism; and, effective July 1, 2018, with at least one (1) CLE credit hour in Diversity, Inclusion and Elimination of Bias.

What kinds of courses count toward my CLE requirement?

As an experienced attorney, you may earn CLE credit by attending CLE courses offered in the traditional live classroom format, or in nontraditional formats such as webinars, teleconferences, prerecorded videos, etc., so long as the CLE Board has accredited the provider to offer the course in the particular format, or the course is eligible for credit under New York's Approved Jurisdiction policy.

Must I send the CLE Board my CLE certificates? Who tracks my compliance?

Please do not send your CLE certificates to the CLE Board. The New York State CLE program is a self-reporting system. You must retain certificates of attendance, and/or other documentation of compliance with, or exemption from the CLE requirement, for a period of at least four years from the date of the course or program. You are responsible for tracking your compliance with the CLE requirement.

If I carry over 6 pro bono credits from my newly admitted cycle, may I also earn an additional 10 pro bono credits during my first experienced attorney cycle?

Yes, you may:

  • carry over a maximum of 6 pro bono credits earned during your newly admitted
    cycle into your experienced attorney cycle; and
  • earn a maximum of 10 pro bono credits during each subsequent reporting cycle.
    • Therefore, 16 of the 24 credits required in the first experienced attorney cycle may be pro bono credits (6 carried over from the newly admitted cycle and another 10 earned during the first experienced attorney cycle).

My birthday falls before my admission date. If I satisfy my CLE requirement for my newly admitted cycle before the second anniversary of my admission date and then earn more credits, may I carry over the excess credit hours?

Yes, if you have satisfied your newly admitted attorney CLE requirement, you may:

  • carry over a maximum of 6 excess credit hours into your experienced attorney reporting cycle (except for Ethics & Professionalism and Cybersecurity, Privacy & Data Protection credits); and
  • apply a maximum of 12 credits earned during your second year of admission to your experienced attorney cycle CLE requirement.

If I apply post-graduation/pre-admission credits to my first-year CLE requirement and then earn more credit hours during my first year, may I carry over the excess credit hours to my second-year CLE requirement?

Yes, if you satisfied your first-year CLE requirement and earned the excess credits during your first year of admission, you may carry over a maximum of 8 excess credits to your second-year CLE requirement (except for Ethics & Professionalism and Cybersecurity, Privacy & Data Protection-Ethics credits). 

If I earn more credits than I need, may I carry over excess credits into another year or another reporting cycle?

As newly admitted attorney, if you earn more than 16 transitional CLE credit hours before the first anniversary of admission to the Bar, you may carry over and apply up to 8 of your additional credits earned during the first year of admission toward your second-year requirement.

Once the second-year requirement is complete, you may apply up to 6 additional credits earned only in your second year toward the next reporting cycle. Ethics and Professionalism and Cybersecurity, Privacy and Data Protection-Ethics credits may not be carried over. For more information, see Carry-Over Credit FAQs for Experienced Attorneys and Newly Admitted Attorneys.

What if my birthday comes after the second anniversary of my admission? (I was admitted in March, and my birthday is in June.)

You must complete your newly admitted CLE requirement by the second anniversary of your admission to the Bar even though you will not register until your birthday. If you have completed the required 32 CLE credit hours during your first two years of admission, credits that you complete between your second anniversary of admission and your birthday may be applied towards your next reporting cycle.

What if my birthday comes before the second anniversary of my admission? (My birthday is in March; I was admitted in June.)

You will certify the number of CLE credits you have actually completed when you file your registration form. You will be considered in compliance even if you have not completed the full second-year requirement, so long as you have completed the first-year requirement. However, you remain responsible for completing your second-year credit hours by your second anniversary of admission to the Bar.

Additionally, 12 of the 16 required CLE credit hours for the second year may be applied towards fulfilling your CLE requirement for experienced attorneys in your next reporting cycle. Ethics and professionalism credit hours may not be applied to the next reporting cycle.

What is my CLE requirement as an experienced attorney?

Experienced attorneys must earn at least 24 CLE credit hours each biennial reporting cycle as follows:

Experienced Attorney Required CLE CategoriesRequired CLE Credit Hours
Ethics and Professionalism4
Diversity, Inclusion and Elimination of Bias1
Cybersecurity, Privacy and Data Protection (General or Ethics)1*
Any CLE category of credit18
Total number of CLE credit hours24

*You may choose to complete the Cybersecurity credit in Cybersecurity General or Cybersecurity Ethics (or a combination of the two: ½ credit in Cybersecurity General and ½ credit in Cybersecurity Ethics).

You may count a maximum of 3 credit hours of Cybersecurity Ethics - but not Cybersecurity General - toward your 4-credit Ethics and Professionalism requirement.  

Example: If you earn 3 credits in Cybersecurity Ethics, then you still need to earn 1 credit in Ethics and Professionalism, 1 credit in Diversity, Inclusion and Elimination of Bias and 19 credits in any category of credit - total of 24 credits.

How and when do I report compliance with my CLE requirement?

You will report compliance on an attorney registration form, which you will receive via either mail or email. You must file your attorney registration form within 30 days after your birthday in the second calendar year following your admission to the New York Bar. That is, if you were admitted to the New York Bar in 2021, you will file your registration form within 30 days of your birthday in 2023.

You must certify, at the time of your registration, that you:

  1. have satisfactorily completed New York's CLE requirement and have retained proper documentation,
  2. are exempt from the CLE requirement, or
  3. have applied for an extension, waiver or modification of the CLE requirement.

Newly admitted attorneys must complete their CLE requirement within two years of their date of admission to the New York Bar, no matter when they register.

What if I stop practicing law during my first two years of admission to the New York Bar?

If you are not practicing law in New York at the end of the two-year period, you are subject to a pro rata CLE requirement. You must complete, by the second anniversary of your admission to the New York Bar, 1.5 transitional CLE credit hours, in any combination of categories, for each month of the two-year period during any part of which you practice law in New York. These credits must be completed in a format permissible for the category of credit.

However, if you take a break from the practice of law in New York in the middle of your two-year period, you are not eligible for a prorated CLE requirement, and must complete the entire first- and second-year CLE requirements for newly admitted attorneys.

I started practicing law a few months after my admission to the Bar. Do I need to complete all 16 credits for the first year?

No. Newly admitted attorneys who are not practicing law in New York when they are admitted and begin to practice law in New York during their first two years of admission to the New York Bar are subject to a pro rata CLE requirement. They must complete, by their second anniversary of admission to the New York Bar, 1.5 transitional CLE credit hours, in any combination of categories, for each month of the two-year period during any part of which they practice law in New York. These credits must be completed in a format permissible for the category of credit.

What are my CLE obligations if I practice law outside of New York?

  1. If you do not practice law in New York but practice in another jurisdiction (including a foreign country) that requires you to fulfill a CLE requirement, you must certify compliance with that other jurisdiction's requirement on your New York biennial attorney registration form.
  2. If you do not practice law in New York but practice in another jurisdiction (including a foreign country) that does not require you to fulfill a CLE requirement, you must certify to this on your New York biennial attorney registration form.
  3. If you practice law both in New York and in another jurisdiction (including a foreign country), you will be required to fulfill New York's CLE requirement. Keep in mind that you may obtain credit for out-of-state transitional courses accredited by New York Approved Jurisdictions.

Do I need to complete my NY CLE requirement if I am not practicing law in NY?

If you do not practice law in New York at all during the relevant reporting cycle, you are exempt from New York's CLE requirement. Neither the CLE Board nor its staff may advise attorneys on the issue of whether their specific activities constitute the practice of law in New York. You must determine for yourself whether your specific activities are considered practicing law in New York. All members of the New York Bar are presumed to be practicing law in New York unless otherwise shown. The burden of proof is on the individual attorney.

You should be guided by case law and the Restatement of Law, Third, The Law Governing Lawyers, Chapter 1, § 3. Attorneys "practice law in New York" if they give legal advice or counsel to, or provide legal representation for, a particular body or individual in a particular situation in either the public or private sector. The practice of law does not include the performance of judicial or quasi-judicial (e.g., administrative law judge, hearing officer) functions. Neither the CLE Board nor its staff may advise attorneys on the issue of whether their specific activities constitute the practice of law in New York. See also Completing the CLE section of the Attorney Registration Form.

Are there any exemptions from the CLE requirement?

Yes. The following persons are exempt from New York's CLE requirement:

  1. Attorneys who do not practice law in New York at all during the relevant reporting cycle,
  2. Full-time active members of the U.S. Armed Forces,
  3. Attorneys with offices outside of New York who are temporarily admitted to practice in a court within New York for a case or proceeding, but who do not otherwise practice law in New York during the relevant reporting cycle, and
  4. Attorneys who certify that they are retired from the practice of law pursuant to § 468-a of the Judiciary Law.

May I earn credit for repeating a course?

No. You may not get credit for repeating the same course, even if the course is in a different format and even if the course is repeated in a different reporting cycle. So if you had earned CLE credit for attending the live presentation of a program on cross examination, for example, you would not be able to earn credit for watching the video of that course, even if you watched it three years later.

If, on the other hand, the program you "repeat" has significant new content, such as revised or updated materials reflecting recent changes in the law, you may be eligible for CLE credit, even if the title of the course has not changed.

May I earn CLE credits before I am admitted to the New York Bar?

You may earn a maximum of 16 CLE credits only for attendance at accredited transitional CLE courses from the date of law school graduation, up through the date of admission to the New York Bar. These credits must be completed in a format permissible for the category of credit, and may be applied towards your first-year requirement.

Credit hours in excess of 16 may not be carried over and applied to your second-year requirement. No credit may be awarded for attendance at courses occurring more than two years before the date of admission to the New York Bar. You may not earn credit for any other CLE activities completed before you were admitted to the Bar.

May I earn CLE credit for providing pro bono legal services?

Newly admitted attorneys may earn pro bono CLE credit solely for the purpose of carrying over the pro bono credit to the following biennial reporting cycle. A maximum of 6 CLE credit hours, including pro bono CLE credit, may be carried over to the following reporting cycle.

Can I get credit for attending a course when a sponsor did not apply for CLE accreditation?

Yes. You may submit an Application for Accreditation of an Individual Course Activity to the CLE Board. If the application is emailed more than 30 days after the conclusion of the course, you must include a detailed explanation of the circumstances that prevented you from submitting the application within 30 days of the conclusion of the course. If the Board accepts your application and if the course is approved, you will be awarded the appropriate CLE credit.

What is New York's "Approved Jurisdiction" policy?

You may earn credit for attendance at an out-of-state course if the course is accredited by the CLE agency of another state or foreign jurisdiction that has been approved by the New York State CLE Board as meeting New York's accreditation standards. An out-of-state course accredited by a New York Approved Jurisdiction is eligible for New York CLE credit based on a 50-minute credit hour, and in accordance with the Program Rules and the Regulations and Guidelines.

You must obtain, among other things, documentation of course accreditation by a New York Approved Jurisdiction, a proper certificate of attendance and for nontraditional formats, proof of the provider's independent verification of the attorney's completion of the course. Please see section 6 of the Regulations and Guidelines for details.

Do out-of-state courses count towards my CLE requirement?

A course is considered "out-of-state" if:

  • participants and faculty are all physically seated together in a live course with faculty (traditional live classroom format) and the course occurs outside of the State of New York, or
  • in any other format (e.g., web conference, prerecorded, etc.) and the sponsor is headquartered outside of the State of New York.

Some out-of-state courses are accredited by the New York State CLE Board. Other out-of-state courses may be accredited by another jurisdiction, and you may be eligible for New York CLE credit under New York's Approved Jurisdiction policy.

If your course is not accredited by the New York State CLE Board, or if your course does not fall under New York's Approved Jurisdiction policy, you may submit an Application for Accreditation of an Individual Course Activity to the New York State CLE Board.

Can I use CLE certificates from other states toward my NY CLE requirement?

You may use a CLE certificate from another state towards your NY CLE requirement if:

If you are unable to use the out-of-state CLE certificate towards your NY CLE requirement, then you must submit an Application for Accreditation of an Individual Course Activity.

What formats are permissible for Cybersecurity, Privacy and Data Protection credit?

For Cybersecurity, Privacy and Data Protection-General courses, you may earn CLE credit in any approved format, including on-demand audio/video or webconference. For Cybersecurity, Privacy and Data Protection-Ethics courses, you may earn CLE credit only in traditional live classroom, fully interactive videoconference, or in other live formats (e.g., webconferences, teleconferences) where questions are permitted during the course. See Formats for Newly Admitted Attorneys.

What formats are permissible for Ethics and Professionalism credit?

Ethics and Professionalism credit may be completed in the traditional live classroom setting, by attendance at a fully interactive videoconference that has been approved by the CLE Board for use by newly admitted attorneys, or by participation in the live simultaneous transmission of a live program, such as a webinar or teleconference, where audience questions are allowed during the program (synchronous interactivity). See Formats for Newly Admitted Attorneys.

What formats are permissible for Skills credit?

Skills credit must be earned in the traditional live classroom setting or by attendance at a fully interactive videoconference (participants are physically seated together in a group setting and all participants and faculty can see and hear anyone who asks or answers a question during the program) that has been approved by the CLE Board for use by newly admitted attorneys. See Formats for Newly Admitted Attorneys.

What are "transitional" CLE courses?

Transitional courses are designed to help newly admitted attorneys develop a foundation in the practical skills, techniques and procedures that are essential to the practice of law. The sponsoring organization will be able to tell you which of its courses are transitional.

When must I begin to comply with the new Cybersecurity, Privacy and Data Protection CLE requirement?

The new requirement becomes effective July 1, 2023 for attorneys admitted to the NY Bar on or after July 1, 2023.

If you were admitted to the NY Bar prior to July 1, 2023, you need not comply with the Cybersecurity, Privacy and Data Protection requirement in your newly admitted cycle, but must comply in future reporting cycles.

Attorneys admitted to the NY Bar on or after July 1, 2023, must complete 1 CLE credit hour in Cybersecurity, Privacy and Data Protection as part of their newly admitted attorney CLE requirement.

What is the new Cybersecurity, Privacy and Data Protection CLE requirement?

Newly admitted attorneys (admitted to the New York Bar for two years or less) must complete at least 1 CLE credit hour in the Cybersecurity, Privacy and Data Protection CLE category of credit as part of their newly admitted cycle requirement.

Attorneys may complete the requirement by taking Cybersecurity, Privacy and Data Protection-General or Cybersecurity, Privacy and Data Protection-Ethics programs, or a combination of the two: ½ credit in Cybersecurity General and ½ credit in Cybersecurity Ethics.

What is my CLE requirement as a newly admitted attorney?

Newly admitted attorneys must earn a total of 32 CLE credit hours (with 16 credit hours each year) in the newly admitted cycle as follows:

Newly Admitted Attorney Required CLE CategoriesYear 1
CLE Credit Hours
Year 2
CLE Credit Hours
Law Practice Management, Areas of Professional Practice, and/or Cybersecurity, Privacy and Data Protection-General

7

see below

7

see below

Skills66
Ethics and Professionalism33
Cybersecurity, Privacy and Data Protection-Ethicssee belowsee below
Total1616

Cybersecurity, Privacy and Data Protection ("Cybersecurity") Category

You must complete at least 1 credit in Cybersecurity as part of the 32-credit requirement.

You may choose to complete the Cybersecurity credit:

  • in Year 1 or Year 2 (as part of the 16 credit-requirement for that year)
  • in Cybersecurity General or Cybersecurity Ethics (or a combination of the two)

You may apply a maximum of 3 credit hours of Cybersecurity Ethics - but not Cybersecurity General - toward your 6-credit Ethics and Professionalism requirement.

Example: If you complete 1 credit in Cybersecurity Ethics in Year 1, you satisfy your Cybersecurity requirement, and then need to complete only 2 credits in Ethics and Professionalism for that year.

Example: If you complete 1 credit in Cybersecurity General in Year 1, you satisfy your Cybersecurity requirement and must complete an additional 6 credits in Law Practice Management, Areas of Professional Practice, and/or Cybersecurity, Privacy, and Data Protection-General for that year.

Are there any courses where the faculty need not include at least one attorney in good standing?

Yes:

  • Any course taught by a faculty member of an ABA-accredited law school, who is a law school graduate but not admitted to practice in any jurisdiction
  • Legal research courses taught by a law school graduate who is not admitted to practice in any jurisdiction (for example, legal research courses for Lexis, Westlaw or other CLE sponsors)
  • Court operations-related courses (for example, e-filing) taught by a nonattorney employee of a state or federal court system or court supported entity, who is authorized by his/her employer to teach such courses

May we continue to offer CLE credit for programs recorded prior to January 1, 2008 (available on CD, DVD, online, etc.) that feature nonattorney speakers?

Yes, in fact you may offer programs recorded up to June 1, 2008, but only after an attorney has reviewed the entire course and the accompanying written materials. The attorney who serves in this capacity may be awarded the same credit as attorney-attendees who complete the course for CLE credit.

Keep in mind that providers have an ongoing responsibility to review their programs from time to time to make sure that the content remains relevant and appropriate.

What if our nonattorney instructor records a CLE course in a studio setting, without a live audience?

In this case, an attorney must, at a minimum, review the written materials, set the framework for the presentation, be present for the entire length of the program and tie the presentation to the law.

Depending on the extent of the participation of the attorney who serves in this capacity, the attorney may be awarded credit as either a moderator or a speaker under section 3[D] of the Regulations.

We sometimes use as instructors nonattorneys with expertise in subject areas relevant to the practice of our attorneys. May we offer such training for CLE credit?

The Board recognizes that training by experts in nonlegal fields may be a valuable component of an attorney's continuing legal education, but requires that there be involvement by an attorney who can provide a nexus to the law.

Where a course sponsor wishes to offer a course presented to a live audience by a nonattorney (accountant, economist, doctor, etc.), the sponsor must also have on the faculty an attorney who will ensure that the course is tailored to the needs of a legal audience, which includes being available to tie the presentation to the law and/or field questions from the audience. The attorney should also review the written materials.

Depending on the extent of the participation of the attorney who serves in this capacity, the attorney may be awarded credit as either a moderator or a speaker under section 3[D] of the Regulations. Single topic programs presented in several parts might satisfy the Board's requirement without having the attorney physically present throughout every segment.

How do I request a Certificate of Conduct?

A Certificate of Conduct can be requested at Police Headquarters, 1 Police Plaza, New York, N.Y.  

You must report to the above address with a passport or other form of photo identification, and a money order for $50.00 to cover the processing fee. 

For more information, visit NYPD Record Requests.

How is my bail money refunded?

 Generally, bail money is returned to the owner once the case is concluded. A notice to release bail should be issued from the court room on the same day the court case is finished. There are no checks issued from the court. If you haven't received your bail money within four to six weeks from the last court date, contact NYC Finance Dept., 1 Centre Street Room 2200, New York, NY or call (212) 504-4321.   66 John Street, 2nd floor, New York, NY or call (212) 908-7619.  

Courts Bail Refund Inquiry

Where do I go to pay a fine, a mandatory surcharge and a crime victim assistance fee?

Fines, Mandatory Surcharges and the Crime Victim Assistance Fee are paid according to the status of your case.

If you have an adjourned date to pay your fine or surcharge or crime victim assistance fee and you want to pay before the scheduled date, you can do so by going to the clerk's office of the part where your case is pending.

If you have an adjourned date to pay your fine or surcharge or crime victim assistance fee, you must return to court on that date even if you do not have the money.

If you have not been assigned a court date on which to pay your fine, surcharge, crime victim assistance fee or you failed to report on your assigned date, report to the central clerk's office.

If you paid the monies before your scheduled adjourned date, you do not have to return on that day.

Payments.nycourts.gov

How do I clear/vacate a warrant?

A warrant can only be cleared/vacated by a defendant's appearance before a judge. The defendant must go to the central clerk's office in the county where his/her case is being heard. The defendant must have the following information: full name and date of birth, or date of arrest, or docket number. 

How do I register an Out-of-State Order of Protection?

An order is enforceable, in any state, even if it has not been entered onto the New York State Family Protection Registry. The federal Violence Against Women Act (18USC §2265) requires that each state give full faith and credit to orders of protection issued by courts of any state. If you have an order of protection from a state other than New York and wish to have it entered into the New York State Family Protection Registry, you may do so by bringing a copy of the order to any of the following New York City Criminal Court locations: 

  • New York County 
    100 Centre Street, New York, NY 10013 
    Room 134 - Monday - Friday, 9 a.m. - 5 p.m. 
    Arraignment Office - evenings, holidays and weekends 
  • Bronx County 
    215 East 161st Street, Bronx, NY 10451 
    Arraignment Office - Monday - Friday, 9 a.m. - 5 p.m. as well as evenings, holidays and weekends 
  • Kings County 
    120 Schermerhorn Street, Brooklyn , NY 11210 
    Room 510 - Monday - Friday, 9 a.m. - 5 p.m. 
    Arraignment Office - evenings, holidays and weekends 
  • Queens County 
    125-01 Queens Boulevard, Kew Gardens, NY 11415 
    Room G-78 - Monday - Friday, 9 a.m. - 5 p.m. 
    Arraignment Office - evenings, holidays and weekends 
  • Richmond County 
    26 Central Avenue Staten Island, New York 10304 Central Clerk's Office (1st Floor) - Monday - Friday, 9 a.m. - 5 p.m. 

15. How are dual or hyphenated surnames processed through the CHRS program?

Names searched with a dual (e.g., Garcia Rivera, James) or hyphenated (e.g., Garcia-Rivera, James) surname will generate the following variations: with a hyphen (e.g., Garcia-Rivera), with a space (e.g., Garcia Rivera), and dual names together (e.g., Garcia Rivera). Dual surnames are not automatically reconfigured and searched in their single format (e.g., Garcia-Rivera, James searched as Garcia, James and Rivera, James).

09. Can courts request additional fees from customers who are pursuing incomplete case information reported via the CHRS program?

The New York (OCA) Statewide CHRS program provides an "electronic" search of the NYS Court's criminal disposition database reporting the latest information supplied by the courts. If the CHRS report is incomplete and the customer decides to contact the court for additional information, the court, observing their individual operating guidelines, may legitimately request additional fees and instruct you to submit your inquiry by mail.

08. Why does OCA not provide information on violations and infractions?

As a result of a recent case filed in a New York court, the Unified Court System has reviewed its policy regarding the contents of criminal history summaries that it provides to individuals and businesses upon their request and for a fee. The review has resulted in a change of policy to the extent that the summaries provided will report only convictions on charges that New York State law regards as crimes. Crimes are defined by New York State law as including misdemeanors and felonies only.

Convictions on offenses classified as violations and infractions which are not crimes as defined by New York State law will no longer be reported unless the criminal history summary includes a misdemeanor or felony conviction for the same event.

07. What kind of information is included in the statewide search?

Conviction and pending records as they relate to felony and misdemeanor cases originating in Town and Village Courts, City, and County/Supreme Courts. Sealed records are not reported.

As of July 20, 2007, data relating to noncriminal offenses (e.g., violations, infractions) will no longer appear as part of the CHRS Report. Cases processed in Town/Village Courts from 1991 to 2002 are not part of the NYS Office of Court Administration's criminal disposition database.

CHRS report may not report cases where there is no final disposition in the case and there has been no activity on the case for the prior 5 years from the date the report is run, unless there is an open warrant for that person's arrest. This is part of a phased-in reporting change as the Unified Court System conforms its records to meet NYS law. The changes will be fully effective as of April 1, 2020.

04. Typically, the CHRS - Direct Access results are returned in a timely fashion. If I don't get results in a few hours, should I just resubmit?

Do not resubmit previously sent requests without checking the "RECEIPTS" link in Direct Access. This link displays the status of previous search requests during the last six months, including your current request. If the status of your current request reflects it's in the "PROCESSING" stage, this means the outcome of the search needs to be reviewed and upon completion will be e-mailed to you. If, however, you don't see any activity, contact the CHRS Unit.

08. What happens if one side interferes with the custody or visitation that was ordered by the court?

If a court order gives certain custody or visitation rights to a party and the other party fails to obey the order, the complaining party may file a petition alleging a violation of the order. After the court holds a hearing, the judge may change the order and/or impose sanctions on the party who has failed to comply with the order.

You can use the free and easy DIY Form program to make your petition to ask the Family Court to take action against the other parent who fails to follow the custody/visitation order.

07. Can a custody or visitation order be changed?

Either party may file a petition to have a custody or visitation order modified (changed). The party seeking to have the order modified must prove that there has been a substantial change of circumstances since the original order was issued. The court holds a hearing to determine if a change is in the child's best interests.

You can use the free and easy DIY Form program to make your petition to ask the Family Court to change the custody/visitation order.

06. What is custody/visitation mediation?

  • Mediation is a voluntary and confidential process to resolve conflicts.
  • A trained, neutral person (the mediator) can help you develop a parenting plan that will work for your particular family.
  • The mediator will not make any decisions; you will speak and decide for yourself.
  • Mediation helps you learn how to communicate with the other parent about issues concerning your child.
  • Mediation can help you understand your situation in new ways so you can resolve your conflicts.
  • Mediation gives you the chance to discuss all the issues affecting your child, not just the legal ones.
  • If you reach an agreement, it is sent back to court on your adjourn date. If the judge or referee agrees, it can become a court order.

04. What is an order of visitation?

A parent seeking to visit with a child may file a petition in Family Court against the person or persons who have custody of the child. Custody and visitation matters are often heard together within the same hearing, but a visitation petition may also be filed as a separate matter. Other family members, such as grandparents or siblings, may also file a petition seeking an order of visitation. The court will order visitation if it is in the child's best interests.

03. What happens at the hearing?

If the parties agree about custody of the child, the judge may take testimony from both parties and enter an order of custody on consent, without the need for a formal hearing.

If the parties cannot reach an agreement about custody, the court will hold a hearing, taking testimony from both sides, and may appoint a lawyer to represent the child. The court may order an investigation and report from a social services agency or mental health professional. After considering the evidence presented, the court will award custody based on what is in the child's best interests.

In some counties in New York City, a custody or visitation case may be heard by a Family Court "court attorney-referee", who may hear and decide the case and issue orders.

Judges or referees may also refer parties to mediation.

02. Who may file a petition for an order of custody?

A parent, grandparent or a person with a substantial connection or relationship with the child may file a petition in Family Court requesting that the court place the child in his or her custody. A copy of the petition and a summons must be served upon (delivered personally to) the person or parties who presently have custody of the child.

If the child's parents are separated and one parent seeks a custody order, that parent must have the papers served upon the other parent. If a non-parent is seeking custody of the child, then both of the child's parents must be served.

There are no filing fees in Family Court.

01. What is an order of custody?

An order of custody gives responsibility for the care, control and maintenance of a child to one or both of the child's parents or to another party.

What is the cost to attend Parent Education?

The cost depends on the parent education program that you attend. Each program sets its fee. The fee cannot be more than $100.00 per person. Depending on your income, you may qualify for a scholarship to attend with no fee or a reduced fee.

When and how can I be excused from attending Parent Education?

When safety is an issue due to domestic violence, the choice whether to attend is yours. You must contact the administrator of a certified parent education program in order to opt out.

If you have other special circumstances that make attendance inappropriate or difficult, you should tell the court prior to being ordered to attend. The court will determine if it is a legitimate reason not to attend.

Can a judge order me to attend Parent Education?

You can be ordered to attend parent education if you are the parent of a child under the age of eighteen and you are involved in a custody, visitation, divorce, separation, annulment or child support court action or proceeding. However, you cannot be ordered to attend parent education if there is an indication that domestic violence is present. 

What is Parent Education?

Parent Education is offered to help parents who separate from a spouse or partner or divorce to better understand the effects of their "breakup" on their children. Parents are given information and ideas about how to make the new family situation easier and more livable for themselves and their children.

20. What should I do after I get an order of protection?

Safety planning is very important after you get an order of protection:

  • Decide whether it is safe to return home or whether you should go to a shelter or other safe place.
  • Have important phone numbers available to yourself and your children, including police, 911, 24-hour Domestic Violence Hotline (800) 621-4673, and friends or relatives.
  • Keep a copy of your TOP with you at all times. File a copy with the police precinct, children's school, babysitter, and neighbor.
  • Tell child care providers and school officials the names of the people who have permission to pick up your children. Instruct them not to release the children to anyone else.
  • If the abuser violates the TOP, call the police immediately.
  • Ask neighbors to call the police if they see the abuser near your home or if they hear any suspicious activity coming from your apartment.
  • Plan an escape route out of your home in case of an emergency and teach it to your children.
  • Pack a bag with important things you would need if you had to leave in a hurry and put it in a safe place. Include:
    • cash
    • ATM card
    • check book
    • car and house keys
    • important documents, such as social security cards, birth certificates, driver's license, passport or green card, work permit, and welfare ID
    • medication
    • police reports
    • a change of clothing
    • a favorite toy for each child
  • Consider changing the locks to your home or apartment and getting locks for the windows. Safe Horizon, Project Safe will change your locks for free.
  • You should consider getting an unlisted telephone number. Use an answering machine or caller ID to screen your calls.
  • Change your regular travel habits and shop and bank at different places.

19. What if the respondent violates the order of protection?

It is a crime to violate a temporary or final order of protection. If the respondent does not obey the order, then you can call the police. The police will probably arrest the respondent for violating the order of protection. The respondent does not have to hit you to violate the order. If the respondent comes to your home and the order says he can't, then you can call the police.

You also have the right to file a violation of the order in Family Court. Filing a violation in Family Court usually will not result in arrest of the respondent. You can choose to go to Family or Criminal Court, or both.

18. Am I entitled to an attorney?

Both petitioners and respondents in family offense cases are entitled to court-appointed ("18-B") attorneys if they are indigent (cannot afford to retain an attorney). Only the judge can decide if you qualify for an attorney. The judge may not appoint an attorney unless you ask for one. You can ask for one at any time. You can also try to find an attorney on your own. A list of legal services offices is available at CourtHelp - Lawyers & Legal Help. If your case goes to trial, you may need an attorney.

17. What happens when I come back to court on the next court date?

You will have to return to court to ask for your final order of protection. The respondent has the right to a hearing. You may see a different judge from the one you saw the first time. The judge you see on the next court date is the judge likely to decide your case.

If the respondent does not come to court: You will be asked to show the judge that the respondent was properly served. You will need to give the Judge an affirmation of service from a relative or friend, or if the police served the respondent, a statement of service from the police. If the Sheriff served the respondent, the court would receive the proof of service directly from the Sheriff. If the court does not conclude that the respondent was properly served, your petition may be dismissed, or you may be given more time to serve. If there are serious allegations, the court might also issue a warrant to bring the respondent back to court immediately.

If the court finds the respondent was properly served, the court will ask you to explain the incidents that you allege in the petition. This is called an inquest. Be specific: speak clearly and organize your thoughts. Don't forget to tell the judge if a weapon was used or you were injured. If the judge finds that a family offense has occurred, the judge will issue a final order of protection. You will receive a copy of the order the same day. The respondent must be served with the final order of protection for it to be in effect. This is important in case the respondent violates the order.

The judge may order the Sheriff to serve the final order on the respondent, but ultimately it is the responsibility of the petitioner to make sure the respondent was served.

If the respondent comes to court: Typically, you will see a court attorney (the judge's law assistant) before you see the judge. You can ask to speak to the court attorney separately from the respondent. The court attorney will ask the respondent if he or she will agree to the final order of protection. Two things can happen:

  • If the respondent agrees to an order of protection: When respondents agree to an order of protection, they usually consent to the order without admitting that they have done anything wrong. This means the court has not made a finding against them. An order without a finding (on consent) has the same effect and will protect you the same way that an order after a trial would. If the order is violated, the respondent can be arrested. However, an order on consent does not establish that the respondent did anything wrong for use in other proceedings, such as custody or visitation.
  • If the respondent does not agree to the order of protection: If the respondent does not agree to an order of protection and all of the terms you asked for, your case will go to trial. If there is a trial in your case, there may be several court dates before it is resolved. You will have the opportunity to tell the judge your story and present evidence in support of your case.

16. What if I am afraid to see the respondent in court?

When you arrive at court, notify a court officer in the part (room) where your case is being heard that you are afraid to see the respondent. The officer can arrange for you to stay in a place away from the respondent until the judge calls your case. One possibility is the Safe Horizon Reception area in the courthouse; ask the court officer where that can be located.

Make sure that a court officer knows you are there and where you are waiting. You can ask a court officer to escort you from one location to another or to help keep the respondent away from you. You may also bring a friend, relative or an advocate to court with you who can come with you into the courtroom.

15. What happens if I don't come back to court?

It is very important for you to come to court on your adjourn date. In case of a serious emergency, send someone in your place to explain your absence or notify the court by phone or in writing. It is up to the judge to decide whether to grant you an adjournment. If you do not appear, your case may be dismissed, and you will no longer have a temporary order of protection.

14. What if I decide not to pursue the order of protection?

You may change your mind once you have started the case. If you decide not to pursue the order of protection, you may wish to come back to court or send a letter asking that your petition be withdrawn without prejudice. This means that if you change your mind again, and wish to re-file at a later date, you can raise the same allegations again in a new petition. You can always come back to court if a new incident occurs.

13. What if the respondent has not been served?

You should come back to court even if you have not been able to serve the respondent. Tell the judge the efforts you made to serve the respondent.

  • If the Sheriff attempted service: The Sheriff will have sent the court the proof of attempted service. When you return to court, the judge may give you more time to try to serve the papers on the respondent. You can ask the judge for other ways to serve the respondent, such as service by certified mail. You can also ask the court to issue a warrant if you cannot find the respondent or if he is avoiding service.
  • If the police attempted service: If the police attempted service, note the date and times, precinct number, and officers' names who attempted service. Try to get a statement from the police showing their attempts to serve the respondent.
    • If someone other than police attempted service, write down the dates, times, and places that service was attempted. When you return to court, the judge may give you more time to try to serve the papers on the respondent. You can ask the judge for other ways to serve the respondent, such as service by certified mail. You can also ask the court to issue a warrant if you cannot find the respondent or if he is avoiding service.

11. How do I serve the petition and temporary order of protection?

The summons with notice, petition for an order of protection and temporary order of protection must be personally served (handed to) the respondent. Any person over eighteen years old, except you, may serve these papers. The police, the NYC sheriff, a friend or relative can serve the papers. You can also hire a process server. You (the petitioner) may never serve the papers yourself. Papers for an order of protection may be served any day of the week at any time of the day or night.

  1. Service by the NYC Sheriff: There are two ways to have the Sheriff serve the papers. You can take the papers to the Sheriff's office in the county that you filed your petition in, or the Court can direct the Sheriff to serve the papers. If the court directs the Sheriff to serve, the Court will forward the papers to the Sheriff's office.
    • If the Sheriff does the service of the papers, they will send the Court the proof of service or if they are unable to locate the respondent the proof of attempted service. The order of protection is not in effect until it has been served.
    • You can sign up to be notified by the Sheriff when the papers are served at alert.ny.gov.
  2. Service by police: The police will serve the papers when the NYC Sheriff's office is closed.
    • You can take the papers to the precinct yourself and go with the police to serve the papers.
    • If you want the police to serve your papers, go to the precinct where the respondent lives, works, or is to be served. The police may ask you to go with them. (You will remain in the police car.) Sometimes the police will let you give them a picture of the respondent instead of asking you to go with them. The police are required to make six attempts to deliver the papers.
    • Once the respondent has been served, the police must give you a Statement of Personal Service, which does not need to be notarized. If the police have been unable to deliver the petition after six attempts, they must give you a statement showing the date and times of the attempts. Ask the police officer for the statement of personal or attempted service and make sure it is signed. Bring this statement with you on the next court date.
  3. Service by relative, friend, or process server: If a friend or relative gives the papers to the respondent, this person must complete an Affirmation of Service. You must bring this with you when you return to court, or the case will be postponed or dismissed. You may also bring the person who served the papers with you to court.

09. Where do I get the temporary order?

After you have seen the judge, you must wait to pick up your papers in a designated waiting area. You will receive your copies of the temporary order of protection, if one has been issued. You will also receive a summons and copy of the petition for the respondent, if you are arranging service on the respondent.

08. What do I say to the judge?

The judge may ask you questions about what you said in the petition. The judge will decide whether to issue a temporary order based on your petition and answers to the questions. Tell the judge if you want the respondent excluded or need temporary child support. Even if the judge does not issue the temporary order of protection, you may get one later. If you can't afford a lawyer, you can ask the judge to appoint one for you.

The judge will ask you how you want to serve the papers. (See FAQ item #11 below for the different options.) The court may issue a warrant directing that the respondent be brought immediately before the Family Court. Warrants are issued under special circumstances, such as when your safety or the safety of your child is at risk.

07. When will I see the judge?

After the clerk drafts the petition, you will wait to see a judge. The judge will review the petition and determine whether there is good cause to issue you a temporary order of protection. The judge will order a summons to serve on the respondent and a date to come back.

06. Can I ask for custody of or visitation with my children?

Custody: You can ask the court to order that the respondent not interfere with custody of your children as part of the order of protection. This order will last for as long as the order of protection does. You may also file a separate petition for custody. The clerk will help you file a petition for custody. Either parent can file a petition for final custody at any time.

Visitation: The court may order visitation for either parent as part of the order of protection. The court can specify times for the visits and safe places to exchange the child, such as a police precinct or friend's home. If necessary, the court can order supervised visits. The visitation order will last only as long as the order of protection. Either parent may file a separate petition for visitation at any time. However, the court may direct that a separate petition be filed to determine this issue.

05. What's the difference between a temporary and a final order of protection?

A temporary order of protection is issued on the day you file for an order of protection before the respondent is served with the papers. It only lasts until the next time that you are in court. The court usually will extend the temporary order at each court date until the case is over.

If a final order of protection is issued, this occurs at the end of the case after the judge finds that a family offense was committed or the respondent agrees. A final order lasts for two or five years. A final order of protection can also include:

  1. Restitution: If the respondent damaged any of your property (e.g., car, windows, furniture), the court can order the respondent to pay damages ("restitution") up to $10,000. You will have to prove the value of what was damaged.
  2. Medical expenses: The court can order the respondent to pay for any medical expenses arising from the abuse.
  3. Participation in a program: The court can order the respondent to participate in services, such as a batterer's education program, or make referrals for drug or alcohol counseling.

04. What can I ask for in my petition?

Most temporary orders of protection say that the respondent must not assault, menace, or harass you, but you can ask for additional terms. You must tell the petition clerk specifically what you would like the judge to order. Some of these things may be in the temporary order and some may be in the final order. You can ask for:

  1. Stay away: The court can order the respondent to stay away from you, your home, your job, your children, your children's school or any other place or person the court finds necessary.
  2. Refrain from certain acts: The court can order the respondent to stop abusing or threatening to abuse you or your children. The order can be specific, such as ordering the respondent to stop calling you at work.
  3. Collect your belongings: If you do not want to return home, you can ask the court to allow you to enter your home with the police to collect your personal belongings at a certain date and time.
  4. Exclude the respondent from the home: If the respondent is dangerous to you or your children, you can ask the court to order the respondent out of the home ("excluded") while the order of protection is in effect. It does not matter that the home is not in your name.
  5. Temporary child support: The court can order temporary child support based on the needs of the child. You do not have to show how much money the respondent has or earns. Since the child support is only temporary, you will still have to file a separate petition for child support. You can do this on the 1st floor of the Family Court. The case will be heard by a Support Magistrate in about two or three months, but you can get support back to the date you filed the petition.
  6. Revoke or suspend firearms: The court can revoke or suspend respondent's license to carry firearms or order surrender of any or all firearms owned or possessed by respondent.
  7. Five year order: Most Family Court orders of protection are for two years. You can get a five year order of protection if there are "aggravating circumstances", or if the court finds there was a violation of an order of protection.
    • Aggravating circumstances exist where there is physical injury, the respondent used a weapon or other dangerous instrument against you, there is a history of repeated violations of prior orders of protection, the respondent has been convicted of crimes committed against you in the past, there is exposure of any family or household member to physical injury, or other behaviors that pose a danger to you, your family or other household members.

03. What should I put on my petition?

Write down as many details as possible. In order to obtain an order of protection, you must state that a "family offense" occurred. Many actions are family offenses, such as when a person verbally, physically, emotionally, or sexually abuses you, or threatens to hurt you. Describe when each incident occurred, where it occurred, what happened, whether you were injured (bruises, cuts), and whether weapons were used. It is best to include the most recent incident, the first incident and the worst incident. If there was verbal abuse, tell the clerk the exact words the respondent used.

Tell the clerk if there is criminal court involvement and if there were earlier orders of protection. Before you sign the petition, read it carefully and tell the petition clerk if anything important has been left out. Make sure the petition is accurate and fully states what you want to tell the judge.

02. How do I file a petition in Family Court?

You must go to the Help Center ("Petition Room") between 8:30-5:00 Mon. - Fri. After you tell the clerk at the front desk you are there, you will be given forms to fill out, including one to write down the incidents of violence. When your name is called, you will see a clerk who will write the petition based on the information you gave on the form.

There are no filing fees in Family Court.

01. Who can file a petition in Family Court?

You can file a petition in Family Court for an order of protection if:

  1. You are related to the respondent by blood or marriage;
  2. You are or were legally married to the respondent;
  3. You have a child with the respondent; or
  4. You are or were in an intimate relationship with the respondent.
  5. You are related by blood or marriage to someone who is or was in an intimate relationship with the respondent.

Factors the court may consider in determining whether a relationship is an "intimate relationship" include but are not limited to: the nature or type of relationship, regardless of whether the relationship is sexual in nature; the frequency of interaction between the persons; and the duration of the relationship. Neither a casual acquaintance nor ordinary fraternization between two individuals in business or social contexts shall be deemed to constitute an "intimate relationship".

You may proceed for orders of protection in Family or Criminal Court or both.

If you need an order of protection but your relationship with the person does not meet the Family Court criteria, you can request one through Criminal Court instead. In New York City, this process begins by filing a police report with the NYPD against the person who harmed you. This report starts a criminal case. The District Attorney’s Office will then ask the court to issue an order of protection on your behalf. If a criminal case is already underway, you can contact the DA’s office directly for assistance.

5. What do I need to bring to the Family Court to file a guardianship petition?

If available, the following documentation should be brought to court:

  • Child(ren)'s Birth Certificate
  • If the parent(s) is/are deceased, the original Death Certificate.
  • If the child(ren) is over 14 years of age and unable to come to court, Form 6-3 Preference of a Minor Over 14 Years of Age. This form should be signed and notarized.
  • If the parents are alive and unable to come to court, Form 6-4 Waiver of Process, Renunciation or Consent to Guardianship should be completed by the parent(s). This form should be signed and notarized.
  • Proposed Guardian should also bring proof of identification, preferably a picture ID, and proof of residence.

4. What happens at the hearing?

In a Family Court guardianship hearing, the court takes testimony concerning the person seeking guardianship to determine whether it would be in the child's best interest to allow that person to take responsibility for the child's care. If the child is over 14 years of age, the court may consider the child's own preference.

3. Where do I file a guardianship?

The Family Court has similar jurisdiction and authority as the County and Surrogate's Court regarding the guardianship of the person of a minor. In New York State, a person is considered a child if they are 20 years old or younger, not married and not in the military service. Normally, guardianship of the person of a minor is filed in the Family Court. The Surrogate's and/or the County Court has the power over the property of an infant and is authorized and empowered to appoint a guardian of the person, or of the property, or of the person and property.

There are no filing fees in Family Court.

2. Who can file a petition for guardianship?

An adult family member, a family friend, or a child-protective agency can ask the court to appoint a guardian or standby guardian for a child. If the child is 14 years old or older, the child can also ask the court to appoint an adult to be their guardian or standby guardian.

1. What is a guardian?

A guardian is a person or an agency to whom the court gives authority to take responsibility for the care of a child. It may be planned for in the future: for example, a standby guardian may be appointed to take responsibility for a child's care at a future date if a parent's illness is worsening and he or she is not expected to be able to continue caring for the child.

What is the Integrated Domestic Violence Court?

Integrated Domestic Violence (IDV) Courts help families by bringing different case types—criminal, family and matrimonial (divorce)—together to be heard by one judge. This court uses the "one family - one judge" approach for cases that involve domestic violence within a family. The judge decides which cases are appropriate for the IDV Court.

For more information regarding this court type, go to the IDV Court website.

Where can I get more help?

A person in a dangerous emergency situation requiring immediate intervention should call 911 for assistance.

For additional court information, consult CourtHelp or the Court Help Centers.

You can call any of these numbers – day or night. The hotline operators can answer your specific questions and direct you to further resources:

  • NYC Gay and Lesbian Anti-Violence Project
    • 212-714-1141 (24-hour English and Spanish Hotline)
  • NYS Domestic and Sexual Violence Hotline Numbers:
    • English: 1-800-942-6906
    • TTY: 1-800-818-0656
    • Spanish: 1-800-942-6908
    • TTY: 1-800-780-7660
    • In NYC: 1-800-621-HOPE (4673) or dial 311
    • TTY: 1-866-604-5350

For further help and information regarding what to do in a situation of domestic violence:

What can I do if someone violates an order of protection?

It is a crime to violate a temporary or final order of protection. If the subject of the order of protection does not obey the order, then you can call the police. The police will probably arrest the individual for violating the order of protection. The individual does not have to hit you to violate the order. If the individual comes to your home and the order says he/she can't, then you can call the police.

You also have the right to file a violation of the order in Family Court. Filing a violation in Family Court usually will not result in arrest of the individual who has violated the order. You can choose to go to Family or criminal court, or both.

How do Family Court, Criminal Court, and Supreme Court orders of protection differ?

Jump to:  Family Court  |  Criminal Court  |  Supreme Court
 

Family Court Orders of Protection

A Family Court order of protection is issued as part of a civil proceeding. Its purpose is to stop violence within a family, or within an intimate relationship, and provide protection for those individuals affected. All Family Court proceedings are confidential.

To obtain an order of protection in the Family Court, your relationship to the other person must fall into one of the following categories:

  • current or former spouse
  • someone with whom you have a child in common
  • a family member to whom you are related by blood or marriage
  • someone with whom you have or have had an "intimate relationship"
    • Note: An intimate relationship does not have to be a sexual relationship. A relationship may be considered intimate depending on factors such as how often you see each other, or how long you have known each other. After a petition is filed, the court will decide if it is an intimate relationship.

To start a proceeding in Family Court, you need to file a form called a Family Offense Petition. The person filing the petition is called the petitioner, and the person the petition is filed against is called the respondent. You can contact the Family Court in your county for help completing and filing the petition. You may also wish to speak with an attorney or domestic violence advocate before filing.

For information specific to filing an order of protection in New York City visit the Family Court website. This page also includes helpful information about what to expect in court no matter where in New York State you live.

Criminal Court Orders of Protection

A criminal court order of protection is issued as a condition of a defendant's release and/or bail in a criminal case. A criminal court order of protection may only be issued against a person who has been charged with a crime.

Criminal cases are prosecuted for the State of New York by the district attorney. Although the district attorney may start a criminal case before a person is arrested, a criminal case usually begins with a person's arrest. The person charged with abuse is called a defendant. The victim of abuse is called the complaining witness. There does not need to be a relationship between the complaining witness and the defendant.

In a criminal case, the district attorney requests an order of protection for the victim or complaining witness. The judge decides whether to issue the order of protection and what terms and conditions will be included in the order.

Supreme Court Orders of Protection

A Supreme Court order of protection can be issued as part of an ongoing divorce proceeding.

If you have an ongoing divorce case and would like to request an order of protection, you may do so by making a written request by Motion or Order to Show Cause; or you may make an oral request at a court appearance. If you are represented by an attorney, your attorney may make the written or oral request for you. The judge decides whether to issue the order of protection and what terms and conditions will be included in the order.

What is an order of protection?

An order of protection is issued by the court to limit the behavior of someone who harms or threatens to harm another person. It is used to address various types of safety issues, including, but not limited to, situations involving domestic violence. Family Courts, criminal courts, and Supreme Courts can all issue orders of protection. For information and hotline numbers for addressing situations involving domestic violence, see "Where can I get more help?"

An order of protection may direct the offending person not to injure, threaten or harass you, your family, or any other person(s) listed in the order. It may include, but is not limited to, directing him/her to:

  • stay away from you and your children
  • move out of your home
  • follow custody orders
  • pay child support
  • not have a gun

7. What happens at the hearing?

Initially, the parties appear before a Support Magistrate. If the mother was not married when the child was conceived or born, and the respondent admits that he is the father, the hearing examiner enters an order of filiation. If the respondent denies that he is the father, the Support Magistrate will order blood or DNA tests of both parties and the child and adjourn the case to another date. The parties are given an appointment date for the laboratory tests.

When the parties return to court, the test results are explained by the court. The blood or DNA tests may exclude the man as the biological father or may show how probable it is that he is the father. If the respondent admits paternity, an order of filiation is entered. If the parties cannot agree on paternity, the matter is then scheduled for a hearing. Both parties may testify and present witnesses and the blood or DNA test results may be offered in evidence. If the petitioner presents sufficient proof, the court will enter an order of filiation; if not, the petition will be dismissed.

After paternity has been decided, if the custodial parent seeks an order of child support, or is receiving public assistance for the child, the Magistrate will conduct a support hearing.

4. What if the mother was married to someone else?

If the mother was married at the time the child was conceived or born, her husband is considered to be the legal father of the child, even though he might not be the biological father, unless a court decides that he is not the father. A copy of the paternity petition must be served upon the husband to notify him about the court case. After he is served, a judge may make a ruling concerning his relationship to the child.

If the judge decides that the husband is not the father, the paternity case against the other alleged father may continue.

3. Who may file a paternity petition?

The petition may be filed by the child's mother, by a man who believes he is the father of the child, by the child or by the child's guardian. If the child is receiving public assistance, the Department of Social Services may file a petition against the alleged father, seeking an order of filiation and an order of support. In some cases, a paternity petition may be filed even if the alleged father has died.

The petition and a summons must be served upon (delivered to) the respondent.

There are no filing fees in Family Court.

If you are the mother or a man who believes he is the father, you can use the free and easy DIY (Do-It-Yourself) Forms program to ask the Family Court to name the child's legal father.

If you are not the child's parents, you can use this paternity petition form to start your Paternity case.

2. Why is it necessary to have an Order of Filiation made?

If a man was not married to the mother of the child, he has no obligation to pay support for the child and has no legal right to custody or visitation with the child, unless he is legally named the father of the child, through an Order of Filiation or an Acknowledgment of Parentage.

1. What is a paternity case?

When a child is born to parents who are not married to each other, the biological father is not considered the child's legal parent unless the father has signed an "Acknowledgment of Parentage" (usually done at the hospital at the time of the child's birth) declaring himself to be the child's father, or an "Order of Filiation" has been entered, which is a court order that declares that person to be the legal father. A petition may be filed in Family Court seeking an Order of Filiation.

10. Can a petition be filed against a husband or wife for spousal support?

In New York State, a married person may file a petition in Family Court seeking spousal support from a current husband or wife. While a divorced person may not seek a new order of support from an ex-spouse in Family Court (that would be done in the state Supreme Court), a petition may be filed seeking to modify an already existing order for an ex-spouse.

The petition and summons must be served upon (delivered to) the respondent. A hearing is then held before a Support Magistrate, where the parties must present evidence of their income and expenses, and may present witnesses to testify. The Support Magistrate decides whether to order the respondent to pay spousal support for the petitioner and, if so, how much.

09. What if a custodial parent is seeking support from a parent who lives outside of New York State, or in a county in New York State that is far from the child's home county?

If the custodial parent lives in one state and seeks support from the other parent who lives outside of that state, an inter-state case may be filed in the Family Court, under the Uniform Interstate Family Support Act (UIFSA). A UIFSA case may also be filed in Family Court when the parents reside in two different counties within New York State that are not located next to one another.

A New York City petitioner may file the case in the Family Court in his or her home county, and the petition will be sent to the court in the respondent's state or county. The respondent is then served with the petition and appears in court in his or her home state or county. The petitioner is not required to appear in the other court where the respondent lives. A local city or county attorney will appear there to represent the petitioner at the support hearing.

If the child resides outside of New York State, or in a county far from New York City, and the respondent lives in New York City, the custodial parent may file a petition in his or her home state or home county. The respondent will be served and be required to appear in the Family Court in his home county, while a lawyer from the New York City Law Department represents the out-of-state or out-of-county petitioner.

The hearing is held in the same manner as a support case filed within New York City, but documents and evidence are exchanged through the mail or by fax.

08. Can the order be changed?

If there is a change in circumstances, either party has the right to file a petition to modify the order. The party seeking a change in the order must file a modification petition containing a statement explaining the change. The petition and a summons must be served upon (delivered to) the other party. The court then holds a hearing to consider changing the order.

Orders paid through the Support Collections Unit will be reviewed automatically every three years for possible "adjustment" (change), upon request of either party, and in all cases where the person with custody of the child receives public assistance for the child. The parties are notified of their right to request that SCU review the order, and, following the review, are each notified of the possible change in the order. If they disagree with the proposed new order, they may request a hearing before a Support Magistrate, and a new support order will be established.

You can use the free and easy DIY Form program to make your petition to ask the Family Court to change your support order.

*DIY (Do-It-Yourself)

07. What happens if the respondent does not pay the order?

The petitioner may file a "violation petition" asking the court to take action against a respondent who fails to pay a support order. The petition must be served upon (delivered to) the respondent. A hearing is then held to decide whether the respondent has violated the court's order. The Support Magistrate may enforce the order by directing SCU to take the payments directly from the respondent's paycheck, order the respondent to pay a lump sum toward back monies owed, or take other steps to collect the money owed.

A respondent who falls behind in payments also risks having his or her driver's license or professional and business licenses suspended, bank accounts seized, passport revoked, and tax refunds intercepted.

If the respondent is found to have willfully and voluntarily failed to pay a child support order, he or she may be jailed for up to six months, for contempt of court.

You can use the free and easy DIY Form program to make your petition to ask the Family Court to take action against a respondent who fails to pay a support order.

*DIY (Do-It-Yourself)

06. What if the parties disagree with the Support Magistrate's order?

Both parties have the right to appeal the order by filing an "objection" within 30 days of the date the order is sent to them. The objection must be filed with the court clerk's office, with a copy sent to the other party. The other party may send a reply to the court. After reviewing the case file, a judge then rules on the objection. The judge may leave the order as it is, change it, or send the case back to the Support Magistrate for further proceedings. If either party disagrees with the judge's decision, the case may be appealed to a higher court.

05. What happens at the hearing?

A "Support Magistrate" conducts the hearing, taking testimony from both sides concerning their income and expenses and the cost of supporting the child. The parties can present evidence and witnesses and cross-examine each other and the witnesses. The Support Magistrate calculates how much support the non-custodial parent must pay to the parent with custody and sets a schedule for regular payments. Payments may be paid directly to the petitioner or through the Support Collections Unit (SCU). SCU, which is not part of the court, will then send the money to the petitioner.

04. What documents must be brought to court?

The parties must provide copies of their most recently filed tax returns, some recent pay stubs, and a completed financial disclosure statement showing their earnings and expenses. The parties should also bring to court proof of their expenses, such as rent, food, clothing, medical costs, child care, education and the cost of supporting other children.

02. Who may file a petition for child support?

When parents live separately and one parent has custody of the child, that parent, called the "custodial parent", may file a petition in Family Court asking the court to enter an order for the "non-custodial parent" to pay child support.

A child who is not emancipated and is living away from both parents may file a petition against his or her parents asking for an order of support to be paid to the child.

When a child is receiving public assistance benefits, or is living in a foster home and receiving foster care benefits, the Department of Social Services may file a petition against the non-custodial parent or parents asking that the court enter an order for child support to be paid to the government agency while it continues to pay benefits for the child.

The party filing the petition is called the "petitioner", and the party from whom support is sought is the "respondent". The petition must be served upon (delivered to) the respondent, together with a summons indicating the date of the court hearing.

There are no filing fees in Family Court.

01. Until what age is a parent obligated to support a child?

In New York State, a child is entitled to be supported by his or her parents until the age of 21. However, if the child is under 21 years of age, and is married, or self-supporting, or in the military, the child is considered to be "emancipated" and the parents' support obligation ends.

A child may also be considered "emancipated" if he or she is between 17 and 21, leaves the parents' home and refuses to obey the parents' reasonable commands.

Parents must financially support their adult child with a developmental disability from age 21 to 25 if the child depends on them. Parents must also provide health insurance coverage until the child turns 26.

How can I obtain information about an adoption?

The records of all adoptions in New York State are sealed and cannot be obtained, except by court order. Inquire with the Surrogate's Court (or Family Court, if the adoption was approved there) in the county where you believe the adoption took place. Please be aware that advice and other assistance from an attorney may be needed for success.

The Adoption Registry, which is in Albany, allows the adoptive child to receive non-identifying information. It also allows the birth parents the opportunity to register for the opportunity to be matched with the child, and, with consent from each side, be in contact. The telephone number for the Adoption Registry is (518) 474-9600.

How do I obtain guardianship (control) over a child and a child's property?

The Surrogate's Court can provide forms and assistance on how to fill them out. You will need to file the child's birth certificate and other required information and pay a $20.00 filing fee. Then, an investigation will begin and other procedures will be necessary. Most commonly, these proceedings are processed on the papers submitted to the court, without the necessity of a formal hearing. However, in some circumstances, the court may require a hearing.

How do I get a copy of a death certificate?

The funeral director usually purchases several originals for your use. You may also obtain them from the Vital Statistics/Death Records Department in the municipality in which the person died. In New York City, contact the Department of Health.

I am a surviving spouse who does not receive anything under the terms of my deceased husband's/wife's will. What can I do?

Generally, a surviving spouse may file a "Right of Election" that would entitle him/her to take a share of the deceased spouse's estate. Generally, this "election" must be made within six months from the date letters testamentary issue to the executor, but in no event later than two years after the decedent's death; and may entitle her/him to the greater of $50,000.00 or one-third of the net estate, if the decedent died on or after September 1, 1992.

My spouse died in a car accident. I have hired a lawyer to sue the driver of the other car. There are no assets other than the lawsuit. Does a proceeding need to be filed in Surrogate's Court?

Yes. A probate proceeding or administration proceeding will be necessary. The Executor or Administrator can bring the action in the appropriate court. When a settlement is reached or a trial has been concluded, a proceeding should be brought in Surrogate's Court to allocate and distribute the proceeds to the proper persons.

My mother died in a nursing home. I was told that I must file a proceeding in Surrogate's Court to obtain the money in her personal account. What proceeding do I file?

If that is the only asset or the value of the total assets are under $50,000 ($20,000.00 for a person dying before January 1, 2009), (exclusive of certain types of property; the clerk of court can provide more information as to whether you qualify), you may file a small estate proceeding. If over the relevant monetary amount, you must file a full administration or probate proceeding.

My father died and the only asset is his house. Do I have to file a proceeding in Surrogate's Court to have it turned over to my siblings and to me?

Not necessarily. By operation of law, real property vests in the estate's distributees at time of death. (Distributees are the persons entitled to share in an estate if there is no valid will.) If your father died intestate (without a will) and was not survived by a spouse, the property is owned by you and your siblings (as well as the children of any predeceased siblings) as of the time of his death.

You should contact the appropriate tax office to see what the requirements are to list you as owners. You may also wish to consult a real estate attorney to prepare a deed to make the title to the property "cleaner." If your father died testate (with a will), the property would be passed on in accordance with the terms of the will and a probate proceeding may be necessary.

My mother left a very small estate. Is there an easy way for me to proceed?

If the value of the estate is under $50,000 (exclusive of certain types of property, the clerk of court can provide more information as to whether you qualify), for a person dying on or after January 1, 2009, and the decedent owned no real estate, a small estate proceeding may be filed. (The amount is $20,000 for persons dying before January 1, 2009.) The filing fee is only $1.00. This proceeding is available for persons who died with or without a will.

You can use the free and easy DIY Forms Small Estate Affidavit program to let you keep or give away the property of a relative that passed away.

*DIY (Do-It-Yourself)

I am the Executor of a will. How do I get the will admitted to probate?

The original will and a certified copy of the death certificate need to be filed with the probate petition and other supporting documents in the Surrogate's Court located in the county in which the decedent was domiciled (had their primary residence). There will be a filing fee based on the size of the estate.

Who may be appointed to handle an estate proceeding?

If there is a will, the person named as Executor or, if that person is deceased or unable to act, the person named as Successor Executor. If there is no will, a person who qualifies under the laws of intestacy to serve as the Administrator. An Executor or Administrator serves as a fiduciary.

What happens if my loved one dies without a will?

A person who dies without a will is said to have died "intestate". Because the deceased person left no direction on how to dispose of their assets, New York law provides for how those assets will be distributed among the surviving members of the decedent's family.

A certified copy of the death certificate needs to be filed with the administration petition and other supporting documents in the Surrogate's Court located in the county in which the decedent was domiciled (had their primary residence). There will be a filing fee based on the size of the estate. It may be advisable to seek the assistance of counsel.

3. Do the parents need lawyers to represent them?

The parents or guardians against whom the petition is filed, called the "respondents", may hire attorneys to represent them in court, or ask the court to assign attorneys at no cost if they cannot afford to hire their own. Each respondent must have a separate attorney.

An attorney is also assigned to represent the child; this attorney is called the "Attorney for Child".

See CourtHelp - Lawyers & Legal Help for more information.

2. What if the child has been removed from home by the police or by an agency?

At the time the petition is filed in Family Court, the child may already be in foster care after an emergency removal from his or her home by the agency or the police. (This removal may be done with or without a court order.) Regardless of whether the child has been removed from home with or without the parents' consent, the parents may ask that a court hearing be held within a short period of time to see if the child may return home until a full hearing on the allegations is completed.

1. What is a child-protective proceeding?

When it appears that a child less than eighteen (18) years of age has been abused or neglected or is in danger of being abused or neglected, a petition may be filed by a child-protective agency asking the Family Court to assist in protecting the child. In New York City, this agency is the Administration for Children's Services.

The court then holds hearings to decide if the allegations are true and if so, what action the court should take to protect the child.

Where may I direct questions concerning language access and court interpreting services?

Any question, comment or complaint concerning court interpreting services may be directed to the Office of Language Access for response or referral to the appropriate court personnel.

For further information, you may contact the office in writing, by e-mail or by telephone:

Division of Professional and Court Services
Office of Language Access
25 Beaver Street, 8th Floor
New York, NY 10004
(646) 386-5670
[email protected]

How do court interpreters know there are standards of professional conduct?

All court interpreters, staff or per diem, receive a copy of the UCS Court Interpreter Manual and the Court Interpreter Canons of Professional Responsibility. The standards of professional conduct and ethical behavior are found and reinforced in this manual.

Court Interpreters are also expected to participate in training programs provided by the court system on topics such as ethics, domestic violence and sensitivity to cultural diversity.

What are a court interpreter's responsibilities?

Interpreters must provide an accurate, impartial interpretation of court proceedings. To ensure that per diem interpreters meet the high standard set by the UCS, the court system has established rigorous written and oral testing and screening measures, first in English and, then, in one of 22 foreign languages. Where a foreign language exam does not exist, the interpreter must provide academic and professional credentials to support a proficiency in that language.

All per diem interpreters who successfully complete this eligibility process must undergo a background check and officially swear to discharge the duties of the position of court interpreter to the best of their ability. Once this process has been completed, the interpreter will be added to the UCS Registry of Per Diem Interpreters which is maintained by the Office of Language Access (OLA).

Court Interpreters are required to observe a Code of Professional Conduct that states they are expected to provide interpreting services in an impartial, accurate and proficient manner. Failure to comply with the code may result in removal from the UCS Registry of Per Diem Interpreters eligible to work in the courts.

What foreign language interpreters are available in the court system?

The court system provides interpreters in over 100 different languages each year, including but not limited to: Albanian, Arabic, Bengali, French, Greek, Haitian Creole, Italian, Korean, Mandarin, Polish, Punjabi, Russian, Spanish, Urdu and Wolof.

Where a court does not have a staff interpreter available, the court system provides the interpreter by contacting individuals or interpreting services who have qualified to be listed on the UCS Registry of Per Diem Interpreters.

What do I do if I need a foreign language or sign language interpreter for a court appearance?

In order to provide interpreters when and where they are needed, it is important that the request for an interpreter be communicated to the court as early as possible. A litigant or his/her attorney may notify the Chief Clerk's office of the need for an interpreter, and the specific language or dialect being requested. Advance notice of the need for language services will help to prevent delays.

If you do not know how to reach the court, you may call the Office of Language Access at (646) 386-5670 for a proper referral.

Does the court system accommodate requests for an interpreter?

The court system provides foreign language interpreters and sign interpreters for non-English speaking persons and those who are hearing impaired, free of charge, to insure that parties can clearly understand proceedings and are able to effectively participate in court programs and services.

What if I don't have a lawyer?

No lawyer? There's help. You can find help at the clerk's office at any courthouse. But workers in the clerk's office can't take sides or give legal advice.

If you need help and don't know if you can get it:

Please ask. Court staff will be happy to try to help. Some courts and community organizations have special offices for helping people who don't have a lawyer.

What can't court clerks do for me?

Court clerks cannot:

  • Suggest the procedures you should follow.
  • Provide opinions about which option to chose.
  • Predict what the court will do.
  • Analyze the law based on the specifics of your case.
  • Provide information derived from the decision-making process.
  • Provide access to sealed or confidential case records.
  • Provide confidential case information.
  • Give opinions about your complaint.
  • Make referrals based on personal preference.
  • Provide or suggest the information to enter on forms.

How can court clerks help me?

Court clerks can:

  • Explain court rules and procedures.
  • Explain available options for your case or problem.
  • Provide past case rulings.
  • Provide cites to, or copies of, the law.
  • Explain public court operations and jobs.
  • Describe court records and their availability.
  • Provide public case information.
  • Tell you how to make a complaint.
  • Refer you to other offices or persons.
  • Provide forms with instructions.

How can I access court records in a Town or Village Court?

Court records may be accessed during the normal course of business at your local court by speaking with the court clerk. Requests involving extensive searches or involving multiple defendants may require advanced notice or prearrangements with court personnel to avoid disruption of the court's workflow.

What is an Order to Show Cause?

An Order to Show Cause is a written request to bring the case to a Judge for a reason or reasons in the Order to Show Cause papers. An Order to Show Cause must be signed by a judge and will state the date, time, and courtroom for the court hearing.

What happens if I need a postponement (a later court date)?

Ask for an "adjournment," which is the same as a postponement. Sometimes both parties can agree to "adjourn" the case to another day and let the judge know that. When they do not agree, the person wanting the adjournment must ask the judge for one.

What should a tenant bring to court?

A tenants should bring all money order receipts, canceled checks, or other receipts related to rent payment. A tenant should also bring a copy of the lease and lease renewal, if any, and records, including pictures and notes about problems with the apartment. Bring receipts for materials purchased to repair the apartment, if any.

What happens if a tenant doesn't answer the legal papers or a landlord or tenant misses the court date?

If a tenant does not answer the court papers or misses a court date, the landlord could win a judgment which could make an eviction. If a landlord misses a court date, the case could be thrown out. If the tenant misses the court date and the landlord wins a default judgment in a nonpayment or holdover case, the tenant can use the free and easy DIY (Do-It-Yourself) Forms Tenant Vacate Default Judgment Program to make an "Order to Show Cause" and "Affidavit in Support" to explain why the judgment should be vacated.

What is a summary proceeding?

A summary proceeding is a legal means for recovering possession of real property. A landlord or other person entitled to possession of real property can bring a summary proceeding to quickly remove an occupant and recover possession. The procedures for bringing a summary proceeding are found in Article 7 of the Real Property Actions & Proceedings Law (RPAPL). Other relevant provisions are found in the Real Property Law (RPL).

The parties to a summary proceeding are the petitioner (a landlord or other person entitled to possession of real property) and the respondent (the occupant of the real property). If the petitioner prevails, the court may issue a warrant of eviction that must be enforced by a sheriff, city constable or marshal, or town constable. A small property owner can use the free and easy DIY (Do-It-Yourself) Form programs to make the court papers they need for start a nonpayment case, a licensee holdover case, or a squatter holdover case.

If I win my claim, how do I collect my money?

If the defendant doesn't pay, you will have to try to collect the money you have won. How you do this depends on how much you know about the defendant's financial situation (pay from work, bank account, motor vehicle, other assets). You may have to file "information subpoenas" (ask the court clerk). Or you may need the assistance of a sheriff or city marshal.

What is a "claimant"?

A claimant is the person suing in a small claims case. The "defendant" is the person being sued.

How do I file a small claim?

Go to the Town or Village Court. The clerk will give you forms. You will need the name and address of the person or business you are suing, the amount you are suing for, and a brief reason why you are suing.

What is a supporting deposition?

A supporting deposition is a document that has information about why the ticket was given, the time and location of the stop, and other information about what happened. If you want to see that document, you can check the box on the ticket for this.

How do we renew or extend our accreditation?

Sponsors of individual course offerings must submit a new application if they plan to offer the course again. A written request for extension of a hybrid accreditation must be received by the Board at least 45 days before the end of the accreditation period. Any request after that time period will be considered as a new application for course accreditation. Accredited Providers must request renewal of their status for an additional three-year period at least 45 days before the end of the accreditation period. If the renewal is not received timely, the status will terminate and the provider must submit a new application for Accredited Provider status.

Does the CLE Board require specific information in brochures or advertisements for CLE programs?

Yes. If a fee is charged for a program, the provider must indicate the existence of a financial aid policy in all of its advertisements, brochures and announcements. The method for applying for financial aid must be clearly indicated in the materials. In addition, providers must indicate in their publications whether their course offerings are transitional (suitable for newly admitted attorneys), nontransitional (suitable for experienced attorneys) or appropriate for both newly admitted and experienced attorneys.

Is there a required Certificate of Attendance form?

Yes. Effective January 1, 2007, every provider of a course accredited by the New York State CLE Board is required to use the New York CLE Certificate of Attendance. Please note that all information on certificates of attendance must be completed by the provider. Certificates of attendance must be signed by the provider or an agent thereof. Please review section 10(B) of the Regulations & Guidelines for additional information on certificates of attendance.

What records should I keep?

All providers must retain, for a period of at least four years, for each program, the attendance list, a sample certificate of attendance and the completed evaluation questionnaires. Accredited Providers must retain, in addition to the above, a copy of the timed agenda, a course brochure or a copy of the advertisement, where applicable, and a copy of the course materials.

What are the reporting obligations of New York Accredited Providers?

Accredited Providers are required to complete and submit an Accredited Provider Year-End Report after the end of the calendar year. The Year-End Report includes, among other things, a CLE Activity Table containing data on each of the programs/courses presented during the year. Even if you do not present any CLE courses during the calendar year, you should submit a Year-End Report with your current contact information and an indication that you did not present any CLE courses during the year.

What are my reporting obligations?

If you are not a "New York Accredited Provider," but you have received Individual Course accreditation or hybrid accreditation, you must submit a completed Course Summary form for each course or program accredited by the CLE Board for which New York CLE credit is awarded to at least one attorney. Please see the Course Summary Instructions for more details.

Once my course is accredited, what are my obligations to the CLE Board and to attendees?

You must publish the existence of your financial aid policy (if the course is offered to New York attorneys for a fee) in all advertisements, brochures and announcements for the course, and also indicate whether the course is transitional and/or nontransitional. You must maintain an official attendance list of attendees, and, at the conclusion of the course, give each attendee an evaluation questionnaire to complete and provide certificates of attendance to all who completed the course. You must also fulfill certain reporting obligations. Please see section 10 of the Regulations & Guidelines for more details.

How do I calculate speaker credit?

To calculate speaker credit, first determine the length in CLE credit hours of the speaker's presentation, and then multiply by 3 to determine the credit due the speaker. For example, a 70-minute presentation is equivalent to 1.0 CLE credit hour, so the speaker is due 3.0 credit hours. If the length of a presentation is 20 minutes, this is the equivalent of zero credit hours (as credit is awarded in increments of at least 25 minutes), and zero multiplied by three, is zero. Thus, a speaker who makes a 20-minute presentation earns no CLE credit. Please refer to the Computation of New York CLE Faculty Credit chart.

When may we issue partial credit?

Sections 2(D)(1) and 3(C)(1) of the Regulations & Guidelines permit the issuance of appropriate credit in circumstances where the attendee has missed a portion of a presentation due to unforeseen events, provided the attendee received the full educational benefit of the portions of the presentation actually attended. Examples of unforeseen events might include unanticipated weather or traffic situations or a family health emergency that delays an attendee's arrival at the course, or requires an attendee to leave the course early.

Common sense should be used by the provider; for example, missing two or three minutes of the introductory portion of a presentation would not provide sufficient grounds to deny full credit to an attendee where the attendee has received the full educational benefit of the presentation. Conversely, however, full credit should not be awarded where an attendee's absence precluded the attendee from receiving the full educational benefit of a presentation.

What is a transitional course? A nontransitional course?

A transitional course is a course that is designed to help newly admitted attorneys develop a foundation in the practical skills, techniques and procedures that are essential to the practice of law. Newly admitted attorneys (those admitted to the New York Bar for less than two years) must fulfill their CLE requirement through attendance at transitional courses. Nontransitional courses are those where the content has been determined to be appropriate only for experienced attorneys.

Are CLE credit hours assigned particular categories?

Credit is awarded in "Ethics and Professionalism," "Skills," "Law Practice Management," "Diversity, Inclusion and Elimination of Bias," "Cybersecurity, Privacy and Data Protection-Ethics," "Cybersecurity, Privacy and Data Protection-General, and/or "Areas of Professional Practice." See Section 1500.2 of the Program Rules.

How are CLE credit hours calculated?

One CLE credit hour is awarded for each full 50 minutes of CLE instruction or other accredited CLE activity, exclusive of introductory remarks, breaks, meals or other noneducational activities. Credit is calculated in increments of 25 minutes (25 minutes equals .5 CLE credits). Less than 25 minutes is no credit, 25-49 minutes equals .5 credit hours, 50-74 minutes equals 1 credit hour, etc. (To calculate the credits to be awarded to a participant, divide the total accredited CLE minutes by 50, and round down to the nearest .5 credit hours. For example, a 70-minute course, with no breaks, earns one credit, not 1.4 credits.) Please refer to the calculation of CLE credit chart.

What do you mean by "legal organization"?

A legal organization, for purposes of Accredited Provider status eligibility, is an organization whose courses are taught primarily by attorneys and designed primarily for attorney audiences.

If my organization co-sponsors a CLE program, may such a program count toward the eligibility requirements for Accredited Provider status?

In order to count a CLE program toward the eligibility requirements for Accredited Provider status, the organization must have sponsored, organized and administered the program, including, for example, arranging for the facility, advertising the program, coordinating the speakers and monitoring the sign-in process. If two organizations co-sponsor a program, only one may count the program toward its eligibility requirements for Accredited Provider status.

What are the standards for Accredited Provider status?

To be eligible for Accredited Provider status, an organization must be a "legal organization," and must have organized, sponsored and administered, during the preceding three years, at least eight separate and distinct CLE courses, in New York (or outside of New York but not accredited by a New York Approved Jurisdiction), that were specifically tailored to a legal audience and otherwise meet the standards for individual course accreditation. Eligibility requirements and the standards for Accredited Provider status are described more fully in section 8(B) of the CLE Board Regulations & Guidelines.

What are the differences between fully interactive videoconferences and live simultaneous transmissions (e.g., webconferences)?

Fully interactive videoconferences are live programs where participants are seated together (physically) in a group and can see and hear all other participants and faculty who ask or answer a question during the program. Live simultaneous transmission (e.g. webconferences), however, are live programs where participants are either seated by themselves (at their own computers) or in a group, but they do not necessarily see and hear all other participants or faculty who ask or answer a question.

May we issue CLE credit for programs on marketing, networking and business development?

The CLE Board has determined that programs designed to teach attorneys marketing, networking and/or business development skills do not increase a lawyer’s professional legal competency as their primary objective, that their subject matter does not fall into any of the CLE categories of credit, and that, therefore, they do not qualify for CLE credit. However, if a program, or a portion of a program, focuses on ethical aspects of business development, such as conflicts checks, that program, or that portion of it, may be eligible for CLE credit.

We train our attorneys in the use of our e-mail and word processing software. May we issue CLE credit for this training?

You may not issue CLE credit for training attorneys in the general use of office computers, as these skills do not relate to the practice of law, nor is the primary purpose of such training to increase the professional legal competency of attorneys. However, training on the legal components of word processing software, such as pleading templates or tables of authorities, may be eligible for CLE credit.

We issued CLE credit in Law Practice Management and Ethics and Professionalism for a course on cybersecurity in 2022 and we recorded the training. Can we issue CLE credit in the Cybersecurity, Privacy and Data Protection CLE category... [Q TOO LONG]

Yes, assuming the content of the prerecorded program is timely and falls within the definition of Cybersecurity, Privacy and Data Protection, you can issue credit in Cybersecurity, Privacy and Data Protection to attorneys who complete the prerecorded program on or after January 1, 2023.  Please note: For newly admitted attorneys, the prerecorded format is permissible for credit in Cybersecurity, Privacy and Data Protection-General but not for credit in Cybersecurity, Privacy and Data Protection-Ethics.

What are the permissible formats for Cybersecurity, Privacy and Data Protection courses?

Experienced Attorneys:

For Cybersecurity, Privacy and Data Protection (Ethics and General) courses, experienced attorneys may earn CLE credit in any approved format, including on-demand audio/video or webconference.

Newly Admitted Attorneys:

For Cybersecurity General courses, newly admitted attorneys may earn CLE credit in any approved format, including on-demand audio/video or webconference.

For Cybersecurity Ethics courses, newly admitted attorneys may earn CLE credit only in traditional live classroom, fully interactive videoconference, or in other live formats (e.g., webconferences, teleconferences) where questions are permitted during the course.

What about registration fees? May we charge a higher fee to the attendees who are seeking CLE credit?

No. The registration fee for a CLE program must be reasonable and cover the CLE program and the issuance of CLE credit. No additional administrative or CLE fees may be charged to attorneys seeking CLE credit. A provider may have a fee schedule, including free admission, for nonattorneys. Always keep in mind that a CLE program must be specifically tailored to a legal audience, and must have as its primary purpose to increase the professional legal competency of attorneys in one of the categories of CLE credit.

What are the requirements for written materials?

Thorough, high quality written materials must be provided either before or at the time of a program. The written materials must be timely and must cover those matters that one would expect for a comprehensive and professional treatment of the subject matter of the course. Brief outlines without citations or explanatory notations are not acceptable. The standards for written materials are set forth in section 8(A)(4)(e) and (f) of the CLE Board Regulations & Guidelines.

What are the CLE Board's standards for accreditation of a course?

Among other things, the course must be offered in New York State (or outside of New York State and not accredited by a New York Approved Jurisdiction), written materials must be distributed prior to or at the course, and for any course offered for a fee, the provider must submit an acceptable financial aid policy. The standards for individual and hybrid course accreditation are set forth in detail in section 8(A)(4) of the CLE Board Regulations & Guidelines.

If our course is held outside of New York State, must we apply to the New York State CLE Board for accreditation in order for New York attorneys to earn credit for attending?

If your live, classroom-format program is held outside of New York State, and it is accredited by a New York Approved Jurisdiction, members of the New York Bar may apply the CLE credit earned towards their New York CLE requirement, so long as they obtain the necessary documentation as outlined in section 6 of the Regulations & Guidelines. New York attorneys may claim credit for completion of nontraditional format programs (webconferences, prerecorded programs, etc.) only if they can provide proof of independent sponsor verification of their participation in the program along with the other required documentation. If your out-of-state program is not accredited by a New York Approved Jurisdiction, you may submit an Application for Accreditation of an Individual Course Activity to the New York State CLE Board as described above.

If our application is denied, is there an appeal process?

Yes. You may seek review of the Board's decision by sending a written request by first class mail to the CLE Board's Application Review Committee within 14 days following the date of the notice of denial. In the interim, you may notify registrants that you have appealed the denial. Any additional written information in support of the application should be included with the appeal. You will be notified by email of the Committee's decision on the appeal.

How do we find out if our application has been approved?

You will be sent written notice of approval, conditional approval or denial of accreditation requests by email. The notice of individual course approval will indicate the number of credit hours approved and the breakdown of categories. If hybrid accreditation is granted, the period for which the course is approved will be indicated. Accredited Providers will be informed of start and end dates of the accreditation period.

How do we apply for Accredited Provider status?

You should submit the CLE Board's Application for Accredited Provider Status. No other application form will be accepted. The application must include a list of all CLE courses or programs sponsored, organized and administered by your organization over the prior three years. The application must also include all the required attachments, including detailed information for three courses or programs: two presented during the 18 months prior to the date of the application and one presented 18 to 36 months prior to the date of the application. Please see section 8(B) of the Regulations & Guidelines for additional information.

What is an "Accredited Provider"?

An Accredited Provider is a "legal organization" that, among other things, has demonstrated a history of at least three consecutive years of sponsoring, organizing and administering CLE courses that meet New York’s standards. Once an organization has been granted Accredited Provider status by the CLE Board, its CLE courses are deemed approved by the Board for a period of three years.

What is "hybrid accreditation"?

The CLE Board offers hybrid accreditation where the sponsor intends to repeat its course over a period of time. The Board may approve such a course for a period of up to three years. The sponsor is responsible for notifying the Board of any changes to the course or to the course materials during the accreditation period. Additional information on hybrid accreditation may be found in section 8(C) of the CLE Board Regulations and Guidelines.

What if we cannot submit the application within the 60-day deadline?

Applications postmarked less than 60 days prior to the occurrence of the program are not eligible for accreditation except in extenuating circumstances. Applications submitted after a program has occurred will not be eligible for accreditation except under extraordinary circumstances. A cover letter detailing the circumstances resulting in the late submission should be included with such applications. A late submission caused by a delay in the preparation of written materials for a program may be the basis for extenuating or extraordinary circumstances.

10. What if I have another question?

For assistance with questions not answered in the FAQs, please send an e-mail to: [email protected].

Or contact our office at the following address:

New York State Unified Court System
Office of Court Administration
Attorney Registration Unit
25 Beaver Street - Room 840
New York, NY 10004
212-428-2800

09. Why are Social Security Numbers required?

New York's General Obligations Law §3-503(2) requires certain information be part of applications to conduct occupations and that "[e]very applicant for a license or renewal thereof shall provide his or her social security number on the application."

Further, §3-503(1)(c) defines a "license" as "…any certificate, license, permit or grant of permission required by the laws of this state, its political subdivisions or instrumentalities as a condition for the lawful practice of any occupation, employment, trade, vocation, business, or profession, and shall also include any registration required by law or agency regulation as a condition for such lawful practice."

In addition, Social Security Numbers are required in order to administer the collection of revenue from attorney registration fees 42 U.S.C. 405 (c)(2)(C)(i). Social Security Numbers will not be made public. The first five digits will be concealed to protect your identity.

Social Security Numbers will not be made public and are deemed confidential pursuant to 22 NYCRR 118.2(b)(2).

08. How do I obtain a certificate of good standing?

A Certificate of Good Standing attests that an attorney was licensed and admitted to practice in the courts of this state on a given date, is currently registered with the Office of Court Administration (OCA), and is in "good standing," that is, the attorney is not currently suspended or disbarred.

Certificates of good standing must be requested from the Appellate Division where the attorney was admitted.

Attorneys may submit requests online and the certificate will be delivered as a PDF document. To request a certificate, please complete the Certificate of Good Standing form.

06. What about retirement?

Attorneys who certify that they are retired from the practice of law pursuant to Section 118.1(g) are not required to pay the $375.00 registration fee. An attorney is "retired" from the practice of law when, other than the performance of legal services without compensation, he or she does not practice law in any respect and does not intend ever to engage in acts that constitute the practice of law, in the State of New York or elsewhere. In addition, full-time judges or justices of the Unified Court System of the State of New York (as well as full-time judges in other states and/or federal courts) are deemed "retired" from the practice of law.

If you are engaged in the active practice of law in New York or elsewhere, and cannot certify that you are retired pursuant to Part 118.1(g), then you are required to pay the biennial registration fee(s).

04. What is my New York Bar number?

Many states have Bar numbers; New York does not. The registration number, which appears on the biennial registration form, is used for internal Office of Court Administration record-keeping only. This registration number should be used on all correspondence with this office. Your registration number is also available in the Attorney Directory.

03. How do I update the information on my record?

Changes to an attorney's registration information (address, phone number, or any other information with the exception of a name change) must be filed with the Office of Court Administration within 30 days of the change. Changes will not be accepted over the phone.

Changes may be submitted electronically, via your Attorney Online Services account log-in.

Note: Effective October 20, 2020, OCA will no longer mail blue receipts for biennial attorney registration filings and changes of address to attorneys. Instead, attorneys may print these attorney registration receipts at any time via their Online Services account.

Name Changes must be made with the Appellate Division in which you were admitted. The Attorney Registration Unit will only accept name changes upon written order from an Appellate Division.

For more information, see Continuing Legal Education (CLE).

02. When do I register?

A biennial registration must be filed within 30 days after the attorney's birthday, in alternating years. Each biennial period runs for the 24-month period from birthday to birthday.

The registration of attorneys in New York began in 1982:

  • If your date of admission was in 1982, or any year prior to 1982, you were required to register during this first biennial period, and in each subsequent even year thereafter (1984-85, 1986-87, 1988-89...).
  • If your date of admission was in any even year after 1982, you are also on an even-year schedule (1984-85, 1986-87, 1988-89...).
  • Only attorneys admitted in odd years, beginning in 1983, are required to re-register on an odd-year schedule (1983-84, 1985-86, 1987-88...).

01. What are New York's registration requirements for attorneys?

Section 468-a of the Judiciary Law and 22 NYCRR Part 118 of the Rules of the Chief Administrator of the Courts require the biennial registration of all attorneys admitted in the State of New York, whether they are resident or non-resident, active or retired, or practicing law in New York or anywhere else. All attorneys are required to renew their attorney registration every two years, within 30 days after their date of birth. The fee for this registration is $375.00 (of which $60.00 is deposited in the Lawyers' Fund for Client Protection, $50.00 to the Indigent Legal Services Fund, $25.00 to the Legal Services Assistance Fund, and the remainder in the Attorney Licensing Fund).

No fee is required from an attorney who certifies that he or she is retired from the practice of law as defined in 22 NYCRR 118.1(g). Please review the instructions for Section B to determine if you may claim the exemption to the fee.

Note that all New York attorneys are required to file the biennial registration form, either with payment of the $375.00 fee, or with a certification of retirement.

Service Fee Notices:

We are a pro bono provider that requires our clients to pay court costs, out-of-pocket expenses or a minimal fee to offset our administrative costs of providing legal services. Does this fee violate the CLE requirements for pro bono legal services?

The imposition of minimal administrative and court fees on the client by the pro bono organization does not violate the CLE Board's requirement that pro bono legal services be uncompensated. An attorney who is providing legal services under these circumstances, therefore, is not precluded from receiving pro bono CLE credit. Please note that pro bono CLE credit may not be awarded if any fee is paid by the recipient to the attorney providing the legal services.

We are a pro bono provider that provides free legal services primarily through volunteer attorneys to community-based nonprofit organizations serving indigent persons. Are we eligible to become a New York Approved Pro Bono CLE Provider?

A pro bono provider that provides legal services to nonprofit organizations serving the indigent and who otherwise meets the eligibility criteria enumerated in section 3(D)(11)(c) of the CLE Board Regulations and Guidelines, is eligible for designation as a New York Approved Pro Bono CLE Provider.

Some of our attorneys volunteer their time answering telephone hotline calls. Are these attorneys eligible for pro bono CLE credit?

Under the CLE Board Regulations and Guidelines, a program is eligible for pro bono CLE credit only if the recipients of the legal services provided by the program have been screened for financial eligibility. Therefore, attorneys who participate in a telephone hotline where callers do not have to demonstrate financial need before receiving legal advice are ineligible for pro bono CLE credit.

03. What is Direct Access?

Direct Access is the NYS Office of Court Administration's (OCA) online Criminal History Record Search (CHRS) program. NY Statewide criminal background checks can be requested online 24 hours a day, seven days a week, with payment either by e-check or credit/debit card. For more information, visit Criminal History Record Search on our website.

02. How does OCA's Criminal History Record Search program work?

You need to have the individual's full Name and Date of Birth (DOB). You can submit your search via OCA's online application called Direct Access, or you can complete the CHRS application form, which can be downloaded from the Criminal History Record Search website. Submit the application with a check or money order made out to the NYS Office of Court Administration.

The search mechanism is based on finding an exact match of the actual Name and DOB of the individual searched. The individual's middle initial is not used as part of the search mechanism. Any variation of either the Name or DOB in the database is not considered a match and is not reported. Searches can also be requested for business entities.

What is a supporting deposition?

A supporting deposition is a document that has information about why the ticket was given, the time and location of the stop, and other information about what happened. If you want to see that document, you can check the box on the ticket for this.

What happens if I plead not guilty?

Your case will be scheduled for trial. You can decide to change your plea later. You can try to work out an arranged sentence with the prosecutor, and find out if the court will agree to the arrangement.

What happens if I plead guilty?

A fine and mandatory surcharge can happen. Also, if the charge is a moving violation like speeding, red light, or stop sign, points will attach to the driver's license that can make the driver's auto insurance rates higher. Certain traffic infractions can result in a jail sentence of up to 15 days.

Where do you get the names of potential jurors?

Potential jurors are randomly selected from lists of registered voters, holders of drivers' licenses or IDs issued by the Division of Motor Vehicles, New York State income tax filers, recipients of unemployment insurance or family assistance, and from volunteers.

What is a will?

A will is a written declaration of what a person wants done with their property upon death. A person who dies leaving a will is said to die "testate." The law requires certain formalities for a will to be valid. A valid will can transfer an interest in both personal property (e.g., bank accounts, furniture, stocks, clothing) and real estate. A will allows a person to name a trusted individual to serve as an executor of the estate and guardian over the children. It also can provide protection for family members; for example, trusts for adult incompetent children, or "sprinkling" trusts for minor grandchildren where a trustee has discretion to distribute income according to need.

What are some common proceedings in Surrogate's Court?

Probate: The process by which a will is proved to the satisfaction of the Surrogate (Judge) to be the valid Last Will and Testament of the person who died (decedent).

Administration: A procedure for collecting and distributing assets of a person who died without a will (intestate).

Voluntary Administration (also referred to as small estate administration): A simple and inexpensive method of administering the estate of a deceased person whose personal assets in the decedent's name alone do not exceed $50,000 (exclusive of certain types of property, the clerk of court can provide more information as to whether you qualify), for persons who died on or after January 1, 2009; or $20,000 for persons who died before then. Voluntary administration may not be used to administer real property.

Trusts: Surrogate's Court handles the following types of trusts:
Inter vivos trusts: Created during the settlor's lifetime.
Testamentary trusts: Arises upon the death of the testator, usually under his/her will.

Guardianship: The Surrogate's Court handles the following types of guardianships:
Guardianship over an infant's (child under 18 years of age) "person," and/or "property": A guardian is usually a family member who is granted authority to care for and make certain decisions for a child (for the "person"). Whenever a child receives money (usually $10,000 or more), someone must be formally appointed by the Court to safeguard these funds until the child becomes 18. Usually, a parent (the child's "natural guardian") is the person appointed "legal guardian" over these funds.
Guardianship over an intellectually or a developmentally disabled individual's person and/or property: An individual who is certified by at least two doctors (one of which must be a medical doctor; and one of which may be a licensed psychologist) as being unable to care for him/herself because of intellectually or a developmental disability can have a guardian appointed by the Court to make decisions on his/her behalf.

Adoptions: Surrogate's Court handles the following types of adoptions:
Infant Adoptions: These are adoptions arranged directly between the parties or with the assistance of a private adoption agency.
Step/Parent or Remarriage Adoptions: Where the new partner or spouse is adopting with the birth parent or prior adoptive parent (who adopted as a single parent).
Family Adoptions: These usually refer to grandparent(s) adoptions.
Adult Adoptions: These are adoptions where the person to be adopted is over the age of 18.
Foreign Adoptions: All foreign countries are now finalizing adoptions prior to the new parents and child(ren) returning to the U.S. Although it is not mandatory to do a readoption here, adopting parents may wish to consider the benefit of having a U.S. birth certificate issued for their child.

Can I handle an estate proceeding without an attorney?

You are not required to have an attorney, but be aware that estate proceedings can range from the relatively simple to the extremely complex. In many cases, it may be impossible at the beginning of the process to foresee what questions or issues may arise, so it may be advisable to seek the assistance of counsel. If you are going to proceed without a lawyer, start by calling the appropriate Surrogate's Court for information regarding the necessary forms. Please remember that while court staff may provide legal information, they are prohibited by law from giving legal advice. Forms and instructions are also available at Surrogate's Court Forms.

How do I request a court record?

The Unified Court System maintains two types of records – administrative records and court records. Administrative records are those records maintained by the different divisions within the Office of Court Administration ("OCA"), which do not constitute court records. Administrative records are subject to disclosure under the Freedom of Information Law ("FOIL"). Court records, however, are not subject to disclosure under FOIL. Public Officers Law, § 86. Rather, court records are subject to disclosure under section 255 of the judiciary law.

What is FOIL and how do I request an administrative record?

The Unified Court System maintains two types of records – administrative records and court records. Administrative records are those records maintained by the different divisions within the Office of Court Administration ("OCA"), which do not constitute court records. Administrative records are subject to disclosure under the Freedom of Information Law ("FOIL"). Court records, however, are not subject to disclosure under FOIL. Public Officers Law, § 86. Rather, court records are subject to disclosure under section 255 of the judiciary law.

25. Does the court have sign language interpreters?

Yes. The court system provides interpretation services for the Deaf and hard of hearing. We have staff and per diem American Sign Language interpreters. We can also arrange to provide a Signing (Signed) Exact English interpreter, a Certified Deaf Interpreter/Deaf Intermediary Interpreter, or an oral transliterator (lip reader). For information on how to get a sign language interpreter, please see "If I need an accommodation, who do I ask?"

24. What is CART and how can it assist a person with a hearing impairment?

Communication Access Real-time Translation (CART) – also known as real-time reporting – can be used as an accommodation for people who are Deaf or hard of hearing but who do not use sign language and would not be helped by an assistive listening device.

To provide CART, a court reporter uses a stenotype machine, computer, and special software to convert what is being said by the participants into unedited text that is displayed on a screen for the person with a hearing impairment. A CART reporter is used in addition to the official court reporter. The CART reporter's role is to enable participation by the Deaf or hard of hearing person by letting that person know, through a visible textual display, what other participants in the proceeding are saying. The official court reporter's role is to create a complete official court record of what all participants say – that record is the only one that may be transcribed upon request. CART reporting may not be an effective accommodation for slow or non-readers or non-English speakers.

For information on how to get CART reporting, please see "If I need an accommodation, who do I ask?"

23. What is an Assistive Listening Device?

An Assistive Listening Device (ALD) is a sensitive amplification instruments that brings sound directly to the ear. It may be helpful for the hard of hearing in specific, but not all, listening situations. An ALD will help to overcome background noise and poor courtroom acoustics. An ALD can be used by people who wear hearing aids, or have a cochlear implant, and by people who don't wear hearing aids but have some hearing loss or difficulty hearing in a courtroom. An ALD will not assist a person who is Deaf.

For information on how to get an ALD, please see "If I need an accommodation, who do I ask?"

22. Can teleconferencing or video conferencing be considered as an accommodation for a hearing or other court proceeding?

Yes, but that kind of accommodation would be up to the judge presiding over the case. On a case-by-case basis, and with approval of the judge, telephone or video conferencing may be a way of accommodating a person whose disability impairs their ability to leave home to come to court or to physically access the court building. If you want to ask for this accommodation, contact the chambers of the judge presiding over the case. Be sure to explain that you want to appear by phone or video because your disability makes it hard to come to court.

20. Can the court system provide me with a wheelchair?

No. The court system does not provide personal medical equipment such as wheelchairs or canes, or personally prescribed items such as eyeglasses or hearing aids. The court system also does not provide services of a purely personal nature, such as a personal attendant to assist with eating, toileting, or dressing.

18. Are service animals allowed in the courthouse?

Yes, service animals are allowed in all areas where members of the public are allowed. Service animals are dogs that have been individually trained to do work or perform tasks for an individual with a disability. They are working animals, not pets. Dogs whose sole function is to provide comfort or emotional support do not qualify as service animals under the ADA.

A person who wants to bring a service animal into the courthouse does not have to verbally or in writing confirm that they have a disability, but they may be asked certain questions about their service animal. If it is not immediately obvious what service an animal provides, a person may be asked whether:

  1. their dog is a service animal required because of a disability and
  2. what work or tasks the dog has been trained to perform.

Service animals must be kept on a leash, harness, or tether (unless using one is not possible due to the handler's disability or always interferes with the service animal's performance) and be within the control of the person with a disability. For the security and safety of all court users, if at any time the animal becomes unruly or aggressive, the court may ask that the animal be removed from the facility. If the dog is removed, however, the person with the disability must be allowed to return to the court unaccompanied by the dog.

In some circumstances, a miniature horse that has been individually trained to do work or perform tasks for a person with a disability may also be permitted in the courthouse as a reasonable accommodation.

Please note: "Comfort" or "emotional support" animals that do not qualify as service animals will not be permitted, unless otherwise authorized by a court's Administrative Judge.

16. Can the court system help me fill out a form as an accommodation?

Yes. In appropriate situations, court staff may assist you by completing court forms if your disability limits your ability to do this on your own. In providing the assistance, court personnel act solely as scribes, recording on the court forms the information you provide. Please remember that court personnel cannot give legal advice.

15. Can the court system accommodate me if I am a juror?

Yes. Reasonable accommodations are available. The jury summons you received asks whether you'll need an accommodation for a disability. If you want an accommodation, follow the instructions on the juror summons as soon as possible after receiving the summons.

Note that sometimes the trial judge may need to determine whether, even with an accommodation, a person's disability won't allow them to fulfill their role as a juror. For example, if a jury will need to consider crucial visual evidence, and a prospective juror is blind, the judge may need to decide whether the parties are legally entitled to have every juror view such evidence firsthand. If the judge determined that having a blind juror in the case would be incompatible with the legal rights of the parties, no reasonable accommodation could be made to allow the person to serve on that case.

13. How do I make a general complaint about court accessibility?

At times, a person may not need an accommodation but might still want to complain or express concern about the accessibility of the courthouse or court proceedings or services. This may bring to light a problem that might otherwise go unnoticed, but which needs to be addressed, and we welcome the chance to address it.

If you have such a complaint, please make it in writing. Depending on the location of the court, send your complaint to either the District Executive (for courts outside NYC) or the Chief Clerk of the Court (for courts inside NYC), with a copy to the Statewide ADA Coordinator at [email protected]. Please include your contact information (name, address, email, and phone number) so that a response can be provided.

12. What can I do if my accommodation request is denied?

You can seek review of that decision. How you seek review depends on who denied your request.

If a judge or judicial officer denied your request, you can seek review through the regular process of judicial review. If you need legal advice on how to have a judge's decision reviewed, please visit our CourtHelp and Find a Lawyer pages.

If a Chief Clerk or District Executive denied your request, you can ask to have that denial administratively reconsidered. For more information, please visit How A Denied Request Can Be Reviewed.

10. What happens after I make my request?

UCS policy is to provide reasonable accommodations for persons with disabilities, to the fullest extent possible. If the court will provide the requested accommodation, you will be notified by court personnel, or by the judge or judicial officer hearing your case.  

Sometimes, we may need to ask you to provide additional information about your disability, to help us better understand how your limitations interfere with your ability to participate in court proceedings, or how we might be able to accommodate them. In some cases, the court may propose an alternative accommodation for you to consider.

If after discussion the Chief Clerk or District Executive denies your requested accommodation -- and we haven't agreed on an alternative accommodation -- you will get a written Denial of Accommodation Form. The Form will explain why your request was denied. That Denial is an administrative determination and it can be administratively reviewed if you ask. For more information, please see "What can I do if my accommodation request is denied?"

If a judge or judicial officer denies your accommodation request -- and no alternative accommodation can be agreed on -- you may ask the judge or judicial officer to provide you with a written judicial order or to state the reason for the denial on the record. That denial is a judicial determination that can be judicially reviewed. Court administrators cannot review a judge's or judicial officer's decision.

08. Can I ask for an accommodation when I get to court?

Yes. Although it's much better if you ask in advance so that we have more of a chance to prepare, you can also make your request in person. Please ask court security personnel to direct you to the court's Chief Clerk's office. Remember, if you wait until you get to court to request an accommodation, we may not be able to provide it that same day.

If you are sure that your accommodation request is the kind that needs to be decided by the judge, (as described in "Who will decide if I can get an accommodation?"), you can make your request directly to the judge in your case. If you haven't contacted the judge's chambers in advance, you can ask the judge when you get to court.

09. Who will decide if I can get an accommodation?

Who decides your request depends on what you are asking for.

Requests that do not have to be decided by a judge or judicial officer will be decided by the Chief Clerk or District Executive, sometimes in consultation with the Statewide ADA Coordinator. This includes most requests for what the ADA calls "auxiliary aids and services," such as sign language interpreters, assistive listening devices, or CART (also known as "real-time") reporting for a person who is Deaf or hard of hearing, or copies of documents in large print, Braille, screen readable, or audio formats for a person who is blind or has low vision.

The Chief Clerk or District Executive will also decide requests to modify an administrative practice or procedure, such as relocating a proceeding to a physically accessible courtroom or allowing papers to be filed in a physically accessible location for a person with a mobility impairment, or to provide assistance in filling out a form to a person with a manual impairment.

A Chief Clerk or District Executive, however, cannot grant any request that involves a judicial balancing of the rights of the parties or the Judge’s or judicial officer's inherent power to manage the courtroom and the proceeding. Examples of such requests may include, but are not limited to, requests for: extensions of time or adjournments; changes in the time of day a case will be heard; permission to participate by phone or video; the presence or absence of other persons in the courtroom; and, modifications in the way testimony is to be given. Those types of accommodation requests must be decided by the judge or judicial officer presiding over the case.

If all or some part of the request that you make to a Chief Clerk or District Executive involves an accommodation that only a judge or judicial officer has the authority to provide, the Chief Clerk or District Executive will refer the request (or that part of it) to the judge or judicial officer presiding over your case.

07. If I want to ask for an accommodation before I come to court, what should I say?

Make your request as specific as possible. Please include:

  • your name
  • a brief description of your disability
  • the accommodation(s) you want
  • name of the case (and number, if known)
  • name of the judge (if known)
  • date(s) you will be in court
  • your contact information, including mailing address, e-mail address, and phone number.

If you make your request by e-mail, please put "ADA Accommodation Request" in the subject line. If you make your request by letter, please write "ADA Accommodation Request" at the top. If you make your request by phone, please be prepared to provide the information above when you call.

05. If I need an accommodation, who do I ask?

For trial courts in New York City, ask the Chief Clerk of the court. To find the Chief Clerk's contact information, please visit our Local ADA Information by Courthouse page, and select the county where the court is located.

For trial courts outside New York City, ask the District Executive of the Judicial District in which the court is located. To find the District Executive's contact information, please visit our Local ADA Information by Courthouse page, and select the county where the court is located.

Many accommodations can be provided by the Chief Clerk or District Executive or someone they designate -- but some types of accommodation requests must be decided by the judge or judicial officer presiding over your case. (For more information on these two kinds of accommodation requests, please see "Who will decide if I can get an accommodation?"). If you make a request that only a judge can decide, the Chief Clerk or District Executive will refer it to the judge presiding over your case. If you already know for sure that the kind of accommodation you want is something only the judge can provide, you can contact the judge's chambers to ask for it in advance, or ask the judge when you come to court.

04. What is an accommodation?

In the broadest sense, the ADA requires that the court system be accessible to people with disabilities and give them an equal opportunity to participate. Where necessary, the court system must make reasonable modifications to the usual way it does things, as long as doing so doesn't fundamentally alter the nature of the court's services, programs, or activities. The court system also must take the steps necessary to effectively communicate with a person with a communication disability. An accommodation is anything the court system can do or provide to make sure that a person with a disability has an equal opportunity to participate in a court proceeding or make use of the court's services, programs, and activities.

03. Who is a person with a disability?

As defined by the ADA, a person with a disability is someone who has a physical or mental impairment that substantially limits a major life activity. A person with a "physical or mental impairment" might be someone who has an orthopedic, visual, speech, or hearing impairment, or be someone who has a disease or condition that is not immediately apparent, such as cancer, heart disease, diabetes, an emotional or mental illness, or an intellectual or learning disability. Many other kinds of physical or mental disorders or conditions may also qualify as a disability under the ADA if they substantially affect a major bodily function or an activity important to daily life, such as, for example breathing, walking, talking, seeing, hearing, or performing manual tasks.

02. What is the court system's responsibility under the ADA?

The ADA requires the court system to operate its services, programs and activities in a manner that is accessible to and usable by qualified individuals with disabilities. In general, there are two types of accessibility issues: the physical accessibility of the courthouse, i.e., getting into and around the building; and program accessibility, i.e., participation in court services, programs, and activities.

Physical accessibility concerns structural features, such as stairs, elevators, signage, public telephones, water fountains, restrooms, doorways, hallways, etc. Responsibility for providing this kind of accessibility rests with the locality that is responsible for providing the courthouse facility. New or totally renovated courthouses must be constructed in compliance with the ADA, and older buildings should, where possible, include at least one accessible entrance with an accessible route to an accessible courtroom, as well as accessible restrooms, phones and fountains, and have appropriate signage.

Program accessibility is the court system's responsibility. We meet this responsibility by providing reasonable modifications to our practices and procedures, or by furnishing auxiliary aids, devices, services, equipment or materials. Where physical barriers cannot be eliminated by the locality, we must do whatever is reasonable to ensure program accessibility. For example, if a litigant in a wheelchair has a proceeding scheduled in a courtroom on the second floor of a courthouse with no elevator, we can move that proceeding to a courtroom on the first floor, or, if the first floor is not accessible, to another nearby facility that is accessible.

01. What is the Americans with Disabilities Act?

The Americans with Disabilities Act (the ADA) is a federal law that protects the civil rights of people who have a disability. Title II of the ADA protects people with disabilities against being excluded from participating in -- or being denied the benefit of -- any of the services, programs, or activities that State and local governments provide. Title II also prohibits State and local governments from discriminating against people with disabilities because of their disability.